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Notice. "Columbia Funds Series Trust, et al.; Notice of Application" Federal Register 74, no. 175 (September 11, 2009): 46806-46807. https://www.govinfo.gov/app/details/FR-2009-09-11/E9-21888.
Office of the Federal Register, National Archives and Records Administration. (). 74 FR 46806 - Columbia Funds Series Trust, et al.; Notice of Application. [Government]. Office of the Federal Register, National Archives and Records Administration. https://www.govinfo.gov/app/details/FR-2009-09-11/E9-21888
Office of the Federal Register, National Archives and Records Administration. 74 FR 46806 - Columbia Funds Series Trust, et al.; Notice of Application. Office of the Federal Register, National Archives and Records Administration, , https://www.govinfo.gov/app/details/FR-2009-09-11/E9-21888
Office of the Federal Register, National Archives and Records Administration, Columbia Funds Series Trust, et al.; Notice of Application, govinfo, (September 11, 2009), https://www.govinfo.gov/app/details/FR-2009-09-11/E9-21888.
Close xFederal Register Volume 74, Issue 175 (September 11, 2009)
Regulatory Information
Federal Register
AE 2.7:
GS 4.107:
AE 2.106:
Office of the Federal Register, National Archives and Records Administration
Notices
Notice of an application under section 6(c) of the Investment Company Act of 1940 ("Act") for an exemption from rule 12d1-2(a) under the Act.
Filing Dates: The application was filed on February 6, 2009 and amended on August 25, 2009.
Deepak Pai, Senior Counsel, at (202) 551-6876, or Marilyn Mann, Branch Chief, at (202) 551-6821 (Division of Investment Management, Office of Investment Company Regulation).
Summary of Application: Applicants request an order to permit registered open-end investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments. Applicants: Columbia Funds Series Trust and Columbia Funds Series Trust II (together, the "Trusts") and Columbia Management Advisors, LLC (the "Adviser").
SECURITIES AND EXCHANGE COMMISSION
46806-46807
74 FR 46806
Investment Company Act Release No. 28896, File No. 812-13631
E9-21888