[House Hearing, 106 Congress] [From the U.S. Government Publishing Office] THE DRUG ADDICTION TREATMENT ACT OF 1999 ======================================================================= HEARING before the SUBCOMMITTEE ON HEALTH AND ENVIRONMENT of the COMMITTEE ON COMMERCE HOUSE OF REPRESENTATIVES ONE HUNDRED SIXTH CONGRESS FIRST SESSION __________ JULY 30, 1999 __________ Serial No. 106-45 __________ Printed for the use of the Committee on Commerce ------------------------------ U.S. GOVERNMENT PRINTING OFFICE 58-503 CC WASHINGTON : 1999 COMMITTEE ON COMMERCE TOM BLILEY, Virginia, Chairman W.J. ``BILLY'' TAUZIN, Louisiana JOHN D. DINGELL, Michigan MICHAEL G. OXLEY, Ohio HENRY A. WAXMAN, California MICHAEL BILIRAKIS, Florida EDWARD J. MARKEY, Massachusetts JOE BARTON, Texas RALPH M. HALL, Texas FRED UPTON, Michigan RICK BOUCHER, Virginia CLIFF STEARNS, Florida EDOLPHUS TOWNS, New York PAUL E. GILLMOR, Ohio FRANK PALLONE, Jr., New Jersey Vice Chairman SHERROD BROWN, Ohio JAMES C. GREENWOOD, Pennsylvania BART GORDON, Tennessee CHRISTOPHER COX, California PETER DEUTSCH, Florida NATHAN DEAL, Georgia BOBBY L. RUSH, Illinois STEVE LARGENT, Oklahoma ANNA G. ESHOO, California RICHARD BURR, North Carolina RON KLINK, Pennsylvania BRIAN P. BILBRAY, California BART STUPAK, Michigan ED WHITFIELD, Kentucky ELIOT L. ENGEL, New York GREG GANSKE, Iowa THOMAS C. SAWYER, Ohio CHARLIE NORWOOD, Georgia ALBERT R. WYNN, Maryland TOM A. COBURN, Oklahoma GENE GREEN, Texas RICK LAZIO, New York KAREN McCARTHY, Missouri BARBARA CUBIN, Wyoming TED STRICKLAND, Ohio JAMES E. ROGAN, California DIANA DeGETTE, Colorado JOHN SHIMKUS, Illinois THOMAS M. BARRETT, Wisconsin HEATHER WILSON, New Mexico BILL LUTHER, Minnesota JOHN B. SHADEGG, Arizona LOIS CAPPS, California CHARLES W. ``CHIP'' PICKERING, Mississippi VITO FOSSELLA, New York ROY BLUNT, Missouri ED BRYANT, Tennessee ROBERT L. EHRLICH, Jr., Maryland James E. Derderian, Chief of Staff James D. Barnette, General Counsel Reid P.F. Stuntz, Minority Staff Director and Chief Counsel ______ Subcommittee on Health and Environment MICHAEL BILIRAKIS, Florida, Chairman FRED UPTON, Michigan SHERROD BROWN, Ohio CLIFF STEARNS, Florida HENRY A. WAXMAN, California JAMES C. GREENWOOD, Pennsylvania FRANK PALLONE, Jr., New Jersey NATHAN DEAL, Georgia PETER DEUTSCH, Florida RICHARD BURR, North Carolina BART STUPAK, Michigan BRIAN P. BILBRAY, California GENE GREEN, Texas ED WHITFIELD, Kentucky TED STRICKLAND, Ohio GREG GANSKE, Iowa DIANA DeGETTE, Colorado CHARLIE NORWOOD, Georgia THOMAS M. BARRETT, Wisconsin TOM A. COBURN, Oklahoma LOIS CAPPS, California Vice Chairman RALPH M. HALL, Texas RICK LAZIO, New York EDOLPHUS TOWNS, New York BARBARA CUBIN, Wyoming ANNA G. ESHOO, California JOHN B. SHADEGG, Arizona JOHN D. DINGELL, Michigan, CHARLES W. ``CHIP'' PICKERING, (Ex Officio) Mississippi ED BRYANT, Tennessee TOM BLILEY, Virginia, (Ex Officio) (ii) C O N T E N T S __________ Page Testimony of: Alexander, Larry L., Baylor Medical Center at Irving......... 50 Anderson, Robert E., Director, Research and Program Applications, National Association of State Alcohol and Drug Abuse Directors....................................... 54 Clark, H. Westley, Director, Center for Substance Abuse Treatment.................................................. 33 Collier-McColl, Jenny, Director of National Policy, Legal Action Center.............................................. 62 Hatch, Hon. Orrin, a United States Senator from the State of Utah....................................................... 1 Kosten, Thomas, President, American Academy of Addiction Psychiatry................................................. 58 Leshner, Alan I., Director, National Institute on Drug Abuse, accompanied by Frank J. Vocci, Director, Medications Development Division, National Institute on Drug Abuse..... 27 Levin, Hon. Carl, a United States Senator from the State of Michigan................................................... 5 Rivers, Odis, Citizen, State of Michigan..................... 48 Schuster, Charles, Director, Clinical Research Division on Substance Abuse, Wayne State University.................... 44 Material submitted for the record by: Salvation Army, The, prepared statement of................... 76 (iii) THE DRUG ADDICTION TREATMENT ACT OF 1999 ---------- FRIDAY, JULY 30, 1999 House of Representatives, Committee on Commerce, Subcommittee on Health and Environment, Washington, DC. The subcommittee met, pursuant to notice, at 9:05 a.m., in room 2322, Rayburn House Office Building, Hon. Michael Bilirakis (chairman) presiding. Members present: Representatives Bilirakis, Greenwood, Deal, Whitfield, Bryant, Bliley (ex officio), Brown, Waxman, Stupak, Green, Barrett, Capps and Dingell (ex officio). Staff present: Marc Wheat, majority counsel; and John Ford, minority counsel. Mr. Bilirakis. This hearing will come to order. The Chair apologizes to the Senators and to the audience for the late start, but I have been waiting for someone from the other side to get here. I am not really sure what is happening on the House floor, but I understand that the Senate has a vote taking place right now. So we are going to defer even my opening statement and ask you gentlemen to a testify. I apologize for not having an audience up here, but hopefully we will get to read it all. And Patty will advise us anyhow. Mr. Bilirakis. Senator Levin, please proceed. Senator Levin. Senator Hatch and I have introduced a bill which Senator Hatch would describe, I hope, and then he will leave and protect our turf back in the Senate. Let them know that I will be a little later than you, but I will be there. STATEMENT OF HON. ORRIN HATCH, A UNITED STATES SENATOR FROM THE STATE OF UTAH Senator Hatch. Yes, I will take good care of you. I promise. Mr. Chairman, I want to thank you for allowing both of us to testify before your subcommittee today. And I always, always appreciate the opportunity to work with you and other Members of the House. I am sorry that we have only a brief moment, but we are, like you say, starting a series of stack votes over there on the tax bill. So I ask your permission to insert the entire text of my prepared remarks in the record. Mr. Bilirakis. Without objection that is the case for both of you. Senator Hatch. Earlier this year Senators Levin, Moynihan and I introduced S. 324, the Drug Addiction Treatment Act of 1999. This is called the DATA Act. Last week Senator Biden joined us as cosponsor. Now, the goal of this bill is simple, but it is important. S. 324 attempts to make drug treatment more available and more effective to those who need it. One of the most troublesome problems that our Nation faces today is, of course, drug abuse. The spectrum of deleterious by-products of drug abuse include rampant and often violent crime, breakdown in family life and other fundamental structures, and inability of addicted individuals to reach their full potential as contributing members of their communities. Our legislation focuses on increasing the availability and effectiveness of drug treatment. The purpose of the Drug Addiction Treatment Act of 1999 is to allow qualified physicians as determined by the Department of Health and Human Services to prescribe schedules IV and V antiaddiction medications in their offices without an additional drug enforcement registration if certain conditions are met. This program will continue after 3 years only if the Secretary and Attorney General determine that this new type of decentralized treatment should not continue. This bill would also allow the Secretary and Attorney General to discontinue the program earlier than 3 years if, upon consideration of the specified factors, they determine that early termination is advisable. In drafting the waiver provisions of the bill, the Drug Enforcement Agency, the Food and Drug Administration, and the National Institute on Drug Abuse were all consulted. In 1995, the Institute of Medicine of the National Academy of Sciences issued a report: ``Development of Medications for Opiate and Cocaine Addictions: Issues for the Government and Private Sector.'' This study called for, ``developing flexible alternative means of controlling the dispensing of antiaddiction narcotic medications that would avoid the methadone model of individually approved treatment centers.'' The Drug Addiction Treatment Act, DATA, is exactly the kind of policy initiative that experts have called for in America's multifaceted response to the drug abuse epidemic.Now, I recognize that the DATA legislation is just one mechanism to attack this problem, and I plan to work with my colleagues in the Congress to devise additional strategies to reduce both the supply and the demand for drugs. And, Mr. Chairman, once again I appreciate the opportunity to testify before your subcommittee today. This legislation promotes a policy that dramatically improves these lives because it helps those who abuse drugs to change their lives and become productive members of society. In addition, if you would permit me to make one quick and somewhat sensitive remark about some of the perceived atmospherics surrounding S. 324, and the SAMHSA reauthorization bill. In short, I favor moving both bills this session. I would ask Chairman Bilirakis if he would let my two good friends Chairman Bliley and Ranking Member Dingell, two of the finest men serving in the House, in my view--it is my understanding that it may be the case of my friend from Michigan is upset at attempts at the end of the last Congress to include S. 324-like language into the omnibus bill. Let me state in public that I favored such an endeavor and wrote to the appropriators of my wishes at that time. Now, this has been a bipartisan effort in the Senate from day 1. Senators Levin and Moynihan have been with me every step of the way, and we are pleased to have recently been joined in this legislation by Senator Biden. And we have had extensive discussions. I would ask that the balance of my remarks be placed in the record at this particular point. Mr. Bilirakis. Without objection, sir. [The prepared statement of Hon. Orrin Hatch follows:] Prepared Statement of Hon. Orrin G. Hatch, a U.S. Senator from the State of Utah Mr. Chairman, I want to thank you for the opportunity to testify before your Subcommittee today. Earlier this year, Senators Levin, Moynihan, and I introduced S. 324, the ``Drug Addiction Treatment Act of 1999''--the DATA bill. Last week, Senator Biden joined us in cosponsorship. The goal of this bill is simple, but it is important: S. 324 attempts to make drug treatment more available and more effective to those who need it. One of the most troublesome problems that our nation faces today is drug abuse. The spectrum of deleterious by-products of drug abuse include rampant and often violent crime, breakdown in family life and other fundamental social structures, and the inability of addicted individuals to reach their full potential as contributing members of their communities. Unfortunately, no state or city in our great Nation is immune from the dangers of illicit drugs. I want children across the country to grow up drug free so that they may realize their enormous potential. And I want to help people across the country who are addicted to break the grip of this deadly dependence. Our legislation focuses on increasing the availability and effectiveness of drug treatment. The purpose of the Drug Addiction Treatment Act of 1999 is to allow qualifiedphysicians, as determined by the Department of Health and Human Services, to prescribe schedule IV and V anti-addiction medications in physicians' offices without an additional Drug Enforcement Administration (DEA) registration if certain conditions are met. These conditions include certification by participating physicians that 1) they are licensed under state law and have the training and experience to treat persons addicted to opiates; 2) they have the capacity to refer patients to counseling and other ancillary services; and, 3) they will not treat more than 20 in an office setting unless the Secretary of Health and Human Services adjusts this number. The DATA bill provisions allow the Secretary, as appropriate, to add to these conditions and allow the Attorney General to terminate a physician's DEA registration if these conditions are violated. This program will continue after three years only if the Secretary and Attorney General determine that this new type of decentralized treatment should not continue. This bill would also allow the Secretary and Attorney General to discontinue the program earlier than three years if, upon consideration of the specified factors, they determine that early termination is advisable. Nothing in the waiver policy undertaken in my bill is intended to change the rules pertaining to methadone clinics or other facilities or practitioners that conduct drug treatment services under the dual registration system imposed by current law. In drafting the waiver provisions of the bill, the Drug Enforcement Agency, the Food and Drug Administration, and the National Institute on Drug Abuse were all consulted. As well, this initiative is consistent with the announcement of the Director of the Office of National Drug Control Policy, General Barry McCaffrey, of the Administration's intent to work to decentralize methadone treatment. In 1995, the Institute of Medicine of the National Academy of Sciences issued a report, ``Development of Medications for Opiate and Cocaine Addictions: Issues for the Government and Private Sector.'' The study called for ``(d)eveloping flexible, alternative means of controlling the dispensing of anti-addiction narcotic medications that would avoid the `methadone model' of individually approved treatment centers.'' The Drug Addiction Treatment Act--DATA--is exactly the kind of policy initiative that experts have called for in America's multifaceted response to the drug abuse epidemic. I recognize that the DATA legislation is just one mechanism to attack his problem, and I plan to work with my colleagues in the Congress to devise strategies to reduce both the supply and demand for drugs. Mr. Chairman, once again, I appreciate the opportunity to testify before your Subcommittee today. All of us either know, or have heard about, someone who is struggling with drug addiction. And drug addiction not only impacts the lives of those who are abusing drugs, it also impacts the lives of the drug users' families and friends. Our legislation promotes a policy that dramatically improve these lives because it helps those who abuse drugs to change their lives and become productive member of society. Let me conclude these remarks by making one quick comment relating to the somewhat sensitive relationship of the SAMHSA and the Drug Addiction Treatment Act, S.324. In short, I strongly favor moving both bills this session. I would ask my good friend from Florida, Chairman Bilirakis and my long time colleagues and partners, Chairman Bliley and Ranking Member Dingell--two of the finest men serving in this House-- for a chance to amplify my views on this topic. It is my understanding that it may be the case that my friend from Michigan is upset at attempts at the end of the last Congress to include S.324-like language into the omnibus bill. Let my state in public that I favored such an endeavor and wrote to the appropriators of my wishes at that time. The DATA Bill, as Senator Levin will vouch for in a moment, has been a bi-partisan effort in the Senate from day one. Senators Levin and Moynihan have been with me every step of the way and we are pleased to have been recently joined in this legislation by Senator Biden. Our staffs' had extensive discussions with DEA and HHS, including FDA and NIDA, last fall and were on the verge of arriving at language that would have been acceptable to the Administration. This bill goes exactly in the direction that General McCaffrey should be heading. We worked closely with Mr. Bliley's office last fall as well. To the extent that our efforts contributed to something of wholly unintended ruckus over here in the House, I apologize. And having said that, let me go one step further--at the risk of infringing on the turf of my former and still beloved Labor Committee. On Wednesday the Labor Committee reported out the SAMHSA reauthorization bill by a 17 to 1 vote. While I have not had the opportunity to study the reported bill in all its details, I can tell you that as both the former Chairman of the Labor Committee and the current Chairman of the Judiciary Committee, I have a strong interest in the SAMHSA bill. We should all work together to pass a SAMHSA bill this year. I know that this is a priority of Senators Jeffords, Frist, Kennedy, Wellstone and many other Senators, including this Senator. It is a priority of the Administration and, I understand, the Ranking Member of the full Committee as well. I can only ask my friends from Florida and Virginia to give the SAMHSA reauthorization bill the timely consideration that it deserves. I could be wrong but my sense is that if the SAMHSA bill picked up some steam the chances are that it might improve the climate for other measures like S.324. If we all work together I believe that both of these bills can pass this year. With regard to S.324, I think that Secretary Shalala's July 14th letter to Representative Dingell is very instructive in many respects. As Secretary Shalala's response states: ``In our view, to consign new treatment medications, with enhanced safety and less diversion potential solely into the existing methadone clinic system would be a serious public health mistake. S. 324 would permit incremental treatment expansion to proceed in a manner which is not overburdened by Federal, state, and local requirements as is the case with methadone clinic regulation. This treatment expansion cannot occur if new anti-addiction drug products are only permitted to be dispensed through the existing methadone clinic system, because it is a limited and closed capacity system.'' If we all work together I believe that both of these bills can pass this year. I hope that you did not find these comments presumptions and that you take them they way they were intended--in a spirit of mutual cooperation and respect. With that, Chairman Bilirakis, I leave these matters in your trusty hands. I look forward to working with you on moving this bill through the legislative process. Senator Hatch. And note that with regard with SAMHSA, it is a priority of Senators Jeffords, Frist, Kennedy and many other Senators, including this Senator; it is as priority in the administration and I understand the ranking member of the full committee as well. So I can only ask my friend from Florida, my friend from Virginia to give the SAMHSA reauthorization bill the consideration that it deserves. I could be wrong, but my sense is that if the SAMHSA bill picked up some steam, chances are it might include the climate for other measures such as S. 324. And if we work together, I believe that both of these bills can pass and do a lot of good. Mr. Chairman, I want to let you know my personal esteem for you and the leadership you provide here in the House. A lot of good things could not happen but for your leadership and the things that you have done in the past and are doing now. So I just want to express my friendship and regard for you. Mr. Bilirakis. Thank you so much, sir. You are going to leave now, are you? Senator Hatch. Yes. Mr. Bilirakis. You are supportive then of the companion measure here in the House, which is essentially similar, as I understand? Senator Hatch. I am. Mr. Bilirakis. We have deferred opening statements until after the Senators testify, Mr. Chairman. I wonder if you have anything quick you want to ask. They have a vote taking place over in the Senate now. Senator Hatch. Good to see you. Chairman Bliley. Good you to see you. Mr. Bilirakis. Mr. Green, anything real quickly here? Mr. Green. No, Mr. Chairman. Mr. Bilirakis. Thank you, Senator. Thank you very much for being here. Mr. Bilirakis. Senator Levin. STATEMENT OF HON. CARL LEVIN, A UNITED STATES SENATOR FROM THE STATE OF MICHIGAN Senator Levin. Thank you, Mr. Chairman, members of the subcommittee. First let me tell you that we are delighted that you are holding this hearing. We are grateful that you allow us to go on first and quickly, even ahead of your own opening statements. You know the kind of problem we face; you face it every day here as well. And we are very much appreciative of the collegiality. Our bill and your bill will accomplish something that is very important for this Nation. We have struggled for a long time to find ways that we can block the craving for drugs in a manner which will make it possible for more people to have access to those drug blockers, as I call them, the substances which will block the craving, the antiaddiction substances. We spend a lot of money in our country, and properly so, on intervention, on treatment. We have spent a lot of money trying to see if we can't educate our young children not to ever become open to the possibility of taking drugs. We have recently spent some of our resources at NIH and NIDA and other places to try to come up with substances which will block the craving, the antiaddiction substances, and there are now a number of those substances on the market. One of them now is buprenorphine, and that substance is a schedule V drug, which means it is the least subject to abuse. It is the least addictive. And the question that we must face and you must face is whether or not we will permit that substance to be prescribed under very careful circumstances in private physicians' offices, or will we follow the model that we currently use with methadone, which requires that it be dispensed only in a clinical setting, in a very closed-tight clinical setting where everybody has to go to the same clinic in order to get the prescription. Methadone is a schedule II drug. It is highly addictive. Buprenorphine is schedule V, the least addictive. And it is being recommended by I think just about all of our experts that I can find that we permit this to happen. And so our bill, like your bill, prescribes very careful conditions, very careful circumstances under which private physicians in their office would be able to prescribe buprenorphine or other schedule IV or V drugs for treatment of drug addiction. This could be a major breakthrough. I can't tell you how important this is from my perspective living in two big cities, both Detroit and Washington, where we have seen too much of the scourge of drugs. Seeing the statistics on our young people where there is a three- or fourfold increase in heroin addiction among our young people. We have an opportunity here, if we do to carefully and do it right, to strike a blow against heroin addiction. Frankly, I can't think of anything much more important that we can do. We are all involved in trying to get our economy both even better than it is and keep it that way, and we debate these things endlessly, and obviously they are worthy of debate. We are involved in securing the Nation against any kind of peril. I am on the Armed Services Committee in the Senate, and you folks here in the House do the same thing. But I can't think of anything much more important than trying to find a way to block the craving for heroin, not just for the personal good it will do, but for the societal and communal good it will do.The price we pay for crime--and crime is so often drug-related--is simply horrendous. We have an opportunity here to strike a blow against heroin addiction. I would simply now submit for the record a letter which Secretary Shalala wrote to Congressman Dingell about our bill. And I want to read just very quickly three lines from that letter. It is a long letter, and I obviously won't read it all, but after describing the goal that to try to reduce illicit drug use by 50 percent by the year 2007 and to close the treatment gap, Secretary Shalala says that one of the ways to help address this goal is by developing new drug therapies for the treatment of heroin addiction and she says, ``I am especially encouraged by the results in published clinical studies of buprenorphine.''. She also says on page 14 of her letter that the NIDA study, which is the pivotal efficacy and safety trial for the buprenorphine, was performed in a nonmethadone clinic setting, i.e., without patients, and she said the efficacy of buprenorphine was demonstrated in this study. So the efficacy has been demonstrated in NIDA studies. And finally on the last page, and this to me are her most important words, that to ``consign new treatment medications with enhanced safety and less diversion potential solely into the existing methadone clinic system would be a serious public health mistake.'' S. 324, which is our numbered bill, would permit incremental treatment expansion to proceed in a manner which is not overburdened by Federal, State and local requirements as is the case with methadone clinic regulation. This treatment expansion cannot occur if new antiaddiction drug products are only permitted to be dispensed through the existing methadone clinic system because it is a limited and closed-capacity system. Mr. Chairman, I would ask that in addition to her letter, that a letter from Professor Woods of the Department of Pharmacology at the University of Michigan Medical School and that a letter from the Michigan Public Health Association supporting our bill be inserted in the record at this time. Mr. Bilirakis. Without objection. Senator Levin. And again, I want to thank you and your colleagues for your courtesy, for your bill. I believe that we can make a real difference in an area which has been very much in need of this kind of an effort, and you have got experts in front of you this morning that can go into the detail of why this is a safe, efficacious and very smart, common-sense thing to do. And again, my thanks to you. [The prepared statement of Hon. Carl Levin, with attachments, follows:] Prepared Statement of Hon. Carl Levin, a U.S. Senator from the State of Michigan To the distinguished Chairman, Representative Bilirakis, my special friend from Michigan, Representative John Dingell, Ranking Member of the Commerce Committee, Representative Sherrod Brown, Ranking Member of the Subcommittee, and other distinguished members of the Subcommittee, I welcome this opportunity to present my views on an issue that has been a long-term crusade of mine, speeding the development and delivery of anti-addiction medications that block the craving illicit addictive substances. Mr. Chairman, I am very pleased to note the presence of witnesses who have played, and continue to play, a very active and pivotal role in promising new discoveries that suppress the craving for illicit drugs. Our focus today is on a new anti-addiction medication, Buprenorphine and Buprenorphine combined with naloxone, and how to make this soon-to-be FDA approved medication more widely available and more effective in treating drug abuse. The National Institute on Drug Abuse (NIDA), in collaboration with a private pharmaceutical company developed Buprenorphine for the treatment of heroin addiction. I know that the experts that you have assembled here this morning, including Dr. Charles Schuster, Director of Wayne State's Research Division on Substance Abuse, NIDA Director Dr. Alan Leshner, and Dr. Westley Clark, Director of the Center for Substance Abuse will address the potential of Buprenorphine as a tool in closing the treatment gap. Mr. Chairman, I have joined Senator Hatch, Chairman of the Judiciary Committee, Senator Moynihan, Ranking Member of the Finance Committee and Senator Biden, Ranking Member of the Foreign Relations Committee and the Judiciary Subcommittee on Youth Violence, in sponsoring legislation [S. 324, The Drug Addiction Treatment Act] to enable qualified physicians to prescribe schedule IV and V anti- addiction medications in their offices, under certain strict conditions. The goal of this legislation is to allow for Buprenorphine, a schedule V substance under the Controlled Substances Act, to be used in the treatment of heroin addiction in physician offices. It is my understanding that a similar, bipartisan, bill has now been introduced in House and I applaud this effort. Mr. Chairman, let me take a moment to quote from a letter I recently received from HHS Secretary Donna Shalala, and I quote: ``I am especially encouraged by the results of published clinical studies of Buprenorphine. Buprenorphine is a partial mu opiate receptor agonist, in Schedule V of the Controlled Substances Act, with unique properties which differentiate it from full agonists such as methadone or LAAM. The pharmacology of the combination tablet consisting of Buprenorphine and naloxone results in . . . low value and low desirability for diversion on the street. Published clinical studies suggest that it has very limited euphorigenic affects, and has the ability to percipitate withdrawal in individuals who are highly dependent upon other opioids. Thus, Buprenorphine and Buprenorphine/naloxone products are expected to have low diversion potential. Buprenorphine and Bullrenorphine naloxone products are expected to reach new groups of opiate addicts--for example, those who do not have access to methadone programs, those who are reluctant to enter methadone treatment programs, and those who are unsuited to them (this would include for example, those in their first year of opiates addiction or those addicted to lower doses of opiates). Buprenorphine and Buprenorphine/naloxone products should increase the amount of treatment capacity available and expand the range of treatment options that can be used by physicians. Secretary Shalala went on to say, ``Buprenorphine and Buprenorphine/Naloxone would not replace methadone. Methadone and LAAM clinics would remain an important part of the treatment continuum.'' Mr. Chairman, because of the reluctance of the pharmaceutical industry to become involved in developing anti-addiction medications, NIDA has played an active supporting research at every step of the drug development process. NIDA's Medications Development Division has been working to accelerate the identification, evaluation, development, and approval of new medications to treat drug addiction, what I call anti- addiction drugs/medications. Through this process, NIDA has been able to bring a number of effective medications into drug treatment. In the case of Buprenorphine products, NIDA has supported research for many years which indicates that the medication is a useful in blocking the craving of heroin addiction. Dr. James H. Wood, Professor of Pharmacology at the University of Michigan Medical School recently wrote: ``One of the most important aspects of your bill is the use of Buprenorphine by well-trained physicians to treat narcotic addiction from their offices, which has the potential to attract and treat effectively, sizable populations of currently untreated addicts . . . a major byproduct of this increased treatment, of course, will be reduction in the demand for illicit narcotics in the U.S. '' Mr. Chairman, while Buprenorphine and other developments are exciting and offer much promise for treatment, the crisis of illegal drug use continues to cost society both in human toll and in the loss of billions of dollars each year. Consider the startling and compelling findings of the January 1995 Institute of Medicine Report, which estimated the cost to society for drug abuse and dependence treatment at $66.9 billion in 1990 alone, and estimated the cost of drug-related crime at $46 billion that same year. A 1995 report of the Office of National Drug Control Policy tells us that users of illegal drugs spent $48.7 billion on the purchase of illicit substances to feed their addiction. Recent findings of the Monitoring the Future Program, headed by Dr. Lloyd Johnson of the University of Michigan, indicates that heroin use among American teens doubled between 1991 and 1998, and represents a clear and present danger for a significant number of American young people. Dr. Johnson attributes this ``sharp increase in use to the administering of non-injectable modes of heroin--smoking and snorting, in particular. Dr. Johnson goes on to say that, the very high purity of heroin on the street has made these new developments possible and that unfortunately, a number of those users will become dependent on heroin and will switch over to injection, which is a more efficient way to derive the equivalent high'' The President of the Michigan Public Health Association, Dr. Stephanie Meyers Schim, has spoken out eloquently about the ``great problems'' of substance abuse. In her recent letter in support of S. 324, she says: Substance abuse affects health care costs, mortality, workers' compensation claims, reduced productivity, crime, suicide, domestic violence, child abuse, and increases costs associated with extra law enforcement, motor vehicle crashes, crime, and lost productivity. Dr. Schim goes on to say, ``Buprenorphine will allow drug addicted individuals to maximize everyday life activities, and participate more fully in work day and family activities while seeking the needed treatment and counseling to become drug free''. There are yet many other compelling reasons why we must expedite the delivery of anti-addiction medications, not the least of which are the youth of America and the innocent victims of drug-related crime. Of the juveniles who land behind bars in state institutions, more than 60 percent of them reported using drugs once a week or more, and over 40 percent reported being under the influence of drugs while committing crimes, according to a report from the Bureau of Justice Statistics. Drug-related incarcerations are up and we are building more jails and prisons to accommodate them--more than 1000 have been built over the past 20 years. According to the July 14, 1999 Office of National Drug Control Policy Update, and I quote: ``Drug-related arrests are up from 1.1 million arrests in 1988 to 1.6 million arrests in 1997--steady increases every year since 1991.'' These sentiments were also expressed during a May 9, 1997 Drug Forum on Anti-addiction Research, which I convened along with Senator Moynihan, Senator Bob Kerrey and other members of the Senate. Forum participants, including distinguished experts such as Dr. Herbert Kleber and Dr. Donald Landry of Columbia University, Dr. Charles Schuster of Wayne State University (who is with us today) and Dr. James Woods of the University of Michigan, made it crystal clear that time is of the essence--we must act expeditiously on new treatment discoveries. The Drug Addiction Treatment Act of 1999, S. 324, focuses on increasing the availability and effectiveness of drug treatment. The purpose of the legislation is to allow qualified physicians to prescribe schedule IV and V anti-addiction medications in physicians' offices if certain strict conditions are met. These conditions include: Certification by participating physicians that they are licensed under state law and have the training and experience to treat heroin users; that they have the capacity to refer patients to counseling and other appropriate ancillary services, and that they will not treat more than 20 patients in an office-setting unless the (HHS) Secretary adjusts this number. S. 324 also permits the Secretary, as appropriate, to add to these conditions and allows the Attorney General to terminate a physician's registration if the conditions are violated. The program may be discontinued at anytime that the Secretary and the Attorney General determine that this new type of decentralized treatment should not continue based on a number of determinations, including: Whether the availability of drug treatment has significantly increased without adverse consequences to the public health and the extent to which covered drugs may have been diverted or dispensed in violation of the law such as exceeding the initial 20 patient per doctor limitation. Also, states may opt out of the provision by passing legislation. Nothing in the waiver policy undertaken in the new bill is intended to change the rules pertaining to methadone clinics or other facilities or practitioners that conduct drug treatment services under the dual registration system imposed by current law. In crafting the waiver provisions of this legislation, we consulted with the U.S. Department of Health and Human Services, including the Federal Drug Administration, and the Drug Enforcement Administration. Mr. Chairman, there are a number of reasons why this legislation is necessary. The Narcotic Addict Treatment Act of 1974, requires separate DEA registrations for physicians who want to use approved narcotics in drug abuse treatment and separate approvals of registrants by U.S. Department of Health and Human Services (HHS) and by state agencies. The result has been a treatment system consisting primarily of large clinics, and preventing physicians from treating patients in an office setting or in rural areas or small towns, thereby delaying treatment to thousands in need of it. Additionally, experts say that many heroin addicts who want treatment are often deterred because of the stigma that is associated with such clinics. The intent of our legislation is to make possible for medications like Buprenorphine, where no likelihood of diversion or abuse or addiction or abuse of such drug to be used effectively to block the craving for heroin. To do this, you must need to make it available in a physician office, and to make sure that such availability is not abused. These protections include the following: Physicians may not treat more than 20 patients in an office setting unless the HHS Secretary adjusts this number; the HHS Secretary, as appropriate, may add to these conditions and allow the Attorney General to terminate a physician's DEA registration if these conditions are violated; and the program will continue after three years only if the HHS Secretary and Attorney General determine that this new type of decentralized treatment should continue based on a number of determinations. And again, States can opt out of the provision. In closing, the American Society of Addiction Medicine (ASAM) and the College on Problems of Drug Dependence, tie nation's longest standing organization of scientists addressing drug dependence and drug abuse, states that the availability of Buprenorphine in physicians' offices adds a needed expansion of current treatment for heroin addiction. ASAM also cautioned that Buprenorphine will have limited utility if it is tied to the regulatory structure for current treatments of heroin addiction. Mr. Chairman, thank you for inviting me here today. ______ Department of Health and Human Services July 14, 1999 The Honorable John D. Dingell Ranking Member Committee on Commerce House of Representatives Washington D. C. 20515 Dear Mr. Dingell: Thank you for your recent letter requesting information about increasing the availability and effectiveness of drug addiction treatment. We are particularly pleased with your interest in the development of buprenorphine and buprenorphine combined with naloxone (buprenorphine/nx) products as treatments for heroin (and other opiate) addiction. Increasing access to treatment and reducing the morbidity, mortality, and cost to society associated with addiction is part of the Administration's overall demand reduction strategy articulated in the National Drug Control Strategy 1999. The Department of Health and Human Services has a major role to play in the strategy's plan to reduce illicit drug use by 50 percent by the year 2007 and to close the ``treatment gap.'' One of the ways to help address this goal is by developing new drug therapies for the treatment of heroin addiction. I am especially encouraged by the results of published clinical studies of buprenorphine. I would note that as of the date of this response, neither buprenorphine nor the combination drug has been approved by the FDA. Also, while Senator Hatch has introduced S. 324, the bill referenced in this letter, no comparable bill has been introduced in the House. I would like to provide a quick overview of buprenorphine and buprenorphine/nx to frame the answers to the questions you have posed.Buprenorphine is a partial mu opiate receptor agonist (currently in Schedule V of the Controlled Substances Act) with unique properties which differentiate it from full agonists such as methadone or levomethadyl acetate (LAAM). The pharmacology of the combination tablet consisting of buprenorphine and naloxone results in subjective effects which are believed to provide low value and low desirability for diversion on the street. Published clinical studies suggest that it has very limited euphorigenic effects, and has the ability to precipitate withdrawal in individuals who are highly dependent upon other opioids. Thus, buprenorphine and buprenorphine/nx products are expected to have low diversion potential. Buprenorphine and buprenorphine/nx products are expected to reach new groups of opiate addicts--for example, those who do not have access to methadone programs, those who are reluctant to enter methadone treatment programs, and those who are unsuited to them (this would include for example, those in their first year of opiate addiction or those addicted to lower doses of opiates). Buprenorphine and buprenorphine/nx products should increase the amount of treatment capacity available and expand the range of treatment options that can be used by physicians. Buprenorphine and buprenorphine/nx would not replace methadone. Methadone and LAAM clinics would remain an important part of the treatment continuum. In fact, clinics are likely to receive referrals for patients who do not do well on buprenorphine and buprenorphine/nx or who need specialized services provided in clinics, and clinics may wish to move some of their patients to buprenorphine and buprenorphine/nx, either for maintenance or detoxification. This could mean that methadone clinics could admit additional patients, currently on waiting lists, for whom methadone or LAAM is the most appropriate treatment choice. I am pleased to provide you with the enclosure that answers your specific questions. Thank you again for your interest in broadening access to treatment. Sincerely, Donna E. Shalala Secretary 1. Would the implementation and administration of S. 324 require the expenditure of resources by any agency of the federal government? If so, which ones? Can you estimate the amount of resources needed to implement S. 324 and whether the bill provides adequate authorization of appropriations for these purposes? What existing programs and activities would be affected if this legislation was enacted without a specific provision of resources for its implementation? To implement S. 324, additional resources would be required by the Substance Abuse and Mental Health Services Administration (SAMHSA), Center for Substance Abuse Treatment (CSAT). Resources would be required to process provider applications and assess provider qualifications, make a determination of adverse use, provide information to the Attorney General, make determinations regarding waivers, and collect data and evaluate the impact of the program. It is difficult to estimate the resources necessary to carry out the program. We make the assumption that as many as 6,000 physicians (about one percent of the physicians in the U.S. ) may seek a waiver under this provision. The bill currently specifies that practitioners must be physicians. If other practitioners such as nurse practitioners, who are licensed in many states and have made great contributions to drug abuse treatment, were to be included, then additional costs would have to be taken into account. In addition, the costs of administering the program will increase as new drugs are approved by FDA for the treatment of opioid addiction and would be subject to the provisions of this bill. At this time we estimate that CSAT would require approximately $4 million in the program management costs to implement the program in the first year. As written, S. 324 does not provide the appropriations authority for these requirements. If resources were not made available to SAMHSA to establish and provide oversight of this new office-based practice system, the agency would have to shift programmatic funds from other intended uses. It would not be possible at this time to identify specific programs or activities that would be adversely affected. 2. Please describe the problem of heroin addiction in terms of factors considered by you to be relevant to the development of public health policy for its treatment. We know that many heroin addicts do not receive treatment for a variety of reasons. Please comment on the extent to which S. 324 is responsive to addressing the needs of those heroin addicts who do not currently receive treatment. More detailed questions follow on issues affecting the utility of this bill to heroin addicts in terms of economic status, severity of addiction, use of other substances, and age. Please do not limit your response to these areas. I would like to know of all limitations on access to buprenorphine in non-clinical settings that may exist and that are not addressed in this legislation. Does the bill, for example, provide financial resources for those who cannot afford access to addiction treatment services in non-clinical settings described in the legislation? The Problem The heroin abusing population has grown larger and younger during the 1990's. Data from the 1997 National Household Survey on Drug Abuse (NHSDA) indicates that heroin abuse in the household population age 12 and older, rose dramatically from 71,000 in 1991 to 325,000 in 1996. These estimates may be conservative in that the NHSDA relies on self- reported drug use. The NHSDA also showed an increase in heroin use among youth ages 12 to 17 and 18 to 25. Many individuals who want effective treatment for their addiction do not have access to it. National estimates of the number of patients in methadone or LAAM treatment increased from over 81,000 in 1987 to 95,000 in 1991, and with a current estimate of 180,000 in 1998. However, the Office of National Drug Control Policy (ONDCP) estimates that there are about 810,000 heroin addicts in the United States. Eight states do not have any methadone maintenance treatment services. In many other states access to this treatment is severely limited by restrictive community zoning practices, inadequate public funding, inadequate commercial health plan benefits and coverage, and other restrictive policies and practices. Current federal and state regulations prevent ease of entry into methadone/LAMM maintenance treatment during the first year of heroin/opiate use. Although short term detoxification treatment using methadone is available under federal regulations (without a one year history of dependence), it is during this first year that new injectors are most likely to be exposed to infectious diseases such as HIV, hepatitis and sexually transmitted diseases. Thus, by the time most younger addicts would have access to maintenance treatment, they already may have contracted infectious diseases which might have been prevented. The use of oral medications (such as methadone) has been shown to reduce the incidence of infectious diseases among opiate addicts. Existing Anti-addiction Medications Are Stigmatized S. 324 would increase access to treatment by making available office-based treatment to heroin addicts who are appropriate candidates for new pharmacotherapy treatment. Many heroin addicts who do have access to methadone or LAAM treatment continue to avoid treatment because of either the stigma of being in methadone treatment or their concerns about the medical effects of these medications. The stigma and prejudice against patients in methadone treatment comes not only from the fear that they may be denied access to certain jobs, child custody or even medical care, but also from the prejudice within the greater community, where they are likely to be labeled as weak and as ``trading one addiction for another.'' Withdrawal Newer treatment drugs that have less protracted withdrawal characteristics may address with an important physical disincentive that keeps patients away from methadone treatment. Patients have a fear of severe and/or protracted symptoms during withdrawal from methadone. While withdrawal from methadone generally causes milder symptomatology than heroin withdrawal, the syndrome does last a considerably longer period. Withdrawal from medications currently under study, e.g. buprenorphine and buprenorphine/nx, are both milder than from heroin and shorter than from methadone. In research situations it has been shown to be significantly easier, both for the patient and for the health professional, to manage withdrawal. Increasing Treatment Access S. 324 promotes the office-based use of Schedule IV and V medications to treat opioid addiction. National estimates suggest only 22 percent of opioid addicts are now receiving effective pharmacotherapy (methadone or LAAM) for their addiction. There are only a handful of physicians currently approved by the FDA to use methadone or LAAM to treat heroin addicted patients in their private practice. One expected result of S. 324 is that the number of physicians in private practice who are likely to treat this population with new anti- addiction medications, e.g. buprenorphine/nx, if approved by the FDA, is likely to increase considerably. The bill does not provide appropriations authorization to pay for treatment for those who are uninsured and cannot afford the cost of the treatment. These economic access issues are not addressed. 3. Have buprenorphine or buprenorphine/naloxone been approved by the FDA for any purpose other than the treatment of heroin addiction? Have these products been approved by FDA for the treatment of heroin addiction? Please comment on whether it is prudent or precedented for HHS to support legislation such as S. 324 in the absence of FDA approval for these products. Who is the product sponsor? Would S. 324 apply to any products other than buprenorphine or buprenorphine/nx? Neither buprenorphine nor buprenorphine/naloxone is an approved drug in the U.S. for treating heroin addiction. An injectable formulation of buprenorphine hydrochloride is approved by the FDA for use as an analgesic. The new drug application holder is Reckitt and Colman. The trade name for the Reckitt and Colman product is Buprenex. There also is a generic version of the injectable product made by Abbott. The injectable formulation is not approved for use in addiction treatment, and thus is not covered under the bill. Naloxone is marketed by DuPont Pharma and various generic companies. S. 324 would not apply at this time to any approved product. It would apply to buprenorphine and buprenorphine/nx, if approved, and to any other narcotic drugs or combination of drugs in schedule IV or V which are approved for use in maintenance or detoxification treatment, if certain other conditions are met. 4. According to information provided to my staff by SAMHSA, a majority of heroin addicts use or abuse as many as eight other drugs. Does buprenorphine, for example, interact with other substances commonly used by heroin addicts? Please comment on the extent to which these factors may limit the utility of buprenorphine for treating heroin addiction. Are these issues addressed in any clinical trials that have been or will be conducted for buprenorphine? Can these questions be properly answered other than in the context of final FDA approval of these products for heroin addiction treatment? The National Institute on Drug Abuse opined in writing last year that buprenorphine was safe and effective for the treatment of heroin addiction. Please comment. What is the basis for NIDA giving such an opinion? What effect, if any will NIDA's opinion on safety and efficacy have on FDA's process for evaluating the safety and efficacy of buprenorphine and buprenorphine/nx for heroin addiction? It is true that many addicts may abuse more than one substance at a time. Treatment personnel must try to identify the substances being abused and work with the patient to recommend the treatment modalities that best meet the needs of that individual. Because addiction to several substances is so common in this population, the interaction of buprenorphine with other substances commonly used by heroin addicts has been studied both in clinical trials (where research subjects provide urine samples which are analyzed for metabolites of drugs of abuse and where clinical staff observe and take case histories) and by preclinical interaction studies undertaken in animals. It is a well- known pharmacological fact that all opiate drugs, including buprenorphine, may have serious reactions (respiratory depression) if co-injected with benzodiazepines, so all research subjects are warned of this fact, and it will be included in the product labeling. This interaction has been known for years and is in the Buprenex (injectable) product labeling. No other serious adverse reactions have been noted by investigators to date in the clinical studies with other drugs of abuse or concurrent medications taken by individuals. This information will be reviewed by FDA in approving/disapproving buprenorphine for its intended indication. As with any medication reviewed by the FDA, the FDA must approve specific labeling and package insert material which will adequately describe for physicians potential drug interactions, precautions, and dosing recommendations. The National Institute on Drug Abuse has relied on published data from multiple studies evaluating buprenorphine given as a sublingual solution or tablets, in the treatment of heroin addiction to conclude that buprenorphine was safe and effective. In addition, FDA had issued an ``approvable'' letter (NDA 20-732, June 30, 1998) concerning the noncombination version of buprenorphine tablets based on the data submitted and evaluated to date. Specific issues related to the proposed formulation need to be resolved before the product can be approved for marketing. Additionally, in a clinical study (NIDAIVA #1008, a Multi-center Efficacy/Safety Trial of Buprenorphine/Naloxone for the Treatment of Opiate Dependence), the Data Safety Monitoring Board performed an interim data analysis and found that buprenorphine/nx was so clearly superior to placebo that it recommended that the placebo arm of the study be terminated and that buprenorphine be made available to all research subjects in the trial. NIDA provided this information to Senator Carl Levin, at his specific request, and recognizes that it does not affect the FDA's final deliberations or jurisdiction in this matter. Rather, it was meant to provide Congress, states, and the treatment community advance knowledge about the existence of a new potential treatment which could significantly expand the numbers of persons in treatment. The possibility of expanding treatment for this population is critically important. Currently, eight states do not have any programs or clinics providing methadone, and many of the approximately 630,000 persons in need of treatment (the Office of National Drug Control Policy currently estimates the number of weekly heroin users at 810,000) would benefit from expansion beyond the current methadone clinic system, which currently serves only about 180,000 clients. As a public health matter, each person who continues to inject heroin is at high risk of contracting and spreading infectious diseases such as HIV, hepatitis, and tuberculosis. We believe, as does the Institute of Medicine (see Federal Regulation of Methadone Treatment; National Academy Press, Washington, D.C. 1995, which is provided under a separate cover) that the multiple layers of Federal, state, and local regulation of the current methadone clinic system have hampered treatment expansion. Because buprenorphine and buprenorphine/nx have unique pharmacologic qualities, we are hopeful that these will offer states an opportunity to expand treatment in a manner currently not available under the methadone clinic system. FDA's process for evaluating the safety and efficacy of buprenorphine and buprenorphine/nx for heroin addiction is based on a careful analysis of the results of controlled clinical trials which is independent of NIDA's opinion on this issue. Any information or data provided by NIDA, on this or any other application, will be evaluated with the same scientific review accorded data from any other source and contained within the submissions to the FDA. 5. Methadone is the predominant drug used in programs for treatment of heroin addiction and requires daily dosing combined with counseling and other treatment services. Recently Barry McCaffrey, the White House Office of Drug Policy Director, indicated that methadone should be considered for non-clinical settings. Should methadone be administered in non-clinical settings? If not, what is the basis for distinguishing methadone and buprenorphine in this manner? HHS's position is that methadone can be administered in non-clinic settings as a long-term maintenance therapy to patients who have been medically and clinically determined to be in stable recovery. This treatment has been provided successfully on a small experimental basis for some years and is also being implemented in a community in Connecticut with CSAT support and technical assistance. CSAT is now developing practice guidelines to help physicians, patients, and treatment programs better understand how to deliver this service to this select group of patients. Because some of the pharmacologic characteristics of methadone, buprenorphine and buprenorphine/nx are different, the treatment standards for their use will likely reflect those differences. For example, buprenorphine and buprenorphine/nx appear to be considerably easier to withdraw from than methadone and appears to engender a much lower level of physical dependence. Therefore, induction onto buprenorphine products will not necessarily be seen as having the long- term implications associated with methadone. SAMHSA is currently working with the FDA to revise the treatment standards for methadone and to propose treatment standards for buprenorphine and buprenorphine/ nx, if approved by FDA for this purpose. 6. Is buprenorphine expected to be effective for all heroin addicts? Can you estimate the number of persons for whom buprenorphine is not expected to be effective due to the nature and severity of their addiction? Buprenorphine and buprenorphine/nx, if approved, may not be effective for all heroin addicts. No medication for any brain disorder claims a 100% response rate. As with any medication, some persons will respond better than others. Clinical experience to date indicates that those persons with the highest tolerance levels for opiates may find that a full opiate agonist medication (such as methadone or LAAM) may be preferable. NIDA estimates that approximately 20-25% of the approximately 630,000 heroin addicts in need of treatment may be treated with buprenorphine and buprenorphine/nx. This is due to many factors, among which are the nature and severity of their addiction. Additionally, there may be no reason for those patients whose opiate dependence is well managed by taking methadone or LAAM to be switched to any other medication. This is an individual physician/patient decision. As in all forms of medicine, it is critically important to allow physicians and patients to have access to as many forms of treatment as may be available, and to choose the best match for each individual. 7. FDA predominantly requires double blind placebo trials to test new drugs. Have clinical trials been conducted that directly compare the safety and efficacy of buprenorphine and methadone? FDA requires adequate and well-controlled trials, but placebo is not the only acceptable type of control. Active controls and dose controls are frequently used. Several published studies of a different formulation of buprenorphine used methadone as an active control. However, these were not designed to compare the efficacy of the two therapies. We know of no studies that would support a comparative efficacy claim for buprenorphine sublingual tablet or buprenorphine/nx sublingual tablet versus methadone. Of note, FDA does not necessarily require that a new therapy demonstrate superiority to existing therapies in order to gain approval for marketing. 8. Heroin use has doubled among teenagers in the 1990's. Under many methadone treatment programs, a heroin addict under the age of 18 years must have parental consent in order to receive treatment. Will access to buprenorphine be limited to persons in the same manner as methadone? If access to buprenorphine will not be limited on the basis of age, what is the rationale for an age limitation for access to methadone in a clinical setting, but not for buprenorphine in a non-clinical setting? Could you also address the issue of youth heroin addiction in terms of income and severity of addiction as these affect teen access to buprenorphine in non-clinical settings? You have correctly identified a major public health problem. The fact that heroin use has increased dramatically (almost five-fold) among teenagers in the 1990's is of grave concern to the Department. We plan to address this problem at many levels, including increasing our prevention efforts, as well as increasing the range of treatment options available to adolescents. We speculate that the anticipated availability of partial agonist medications such as buprenorphine and buprenorphine/nx could significantly help toward this end. The general scientific assessment, based on clinical pharmacology studies, is that the partial agonist quality of buprenorphine and buprenorphine/nx is associated with two important pharmacological properties: a ceiling effect on respiration imparting a lessened risk of fatal overdoses, and milder withdrawal than full agonist medications. Thus, buprenorphine and buprenorphine/nx may be appropriate for short-term treatment in adolescents, utilizing the anticipated effect of milder withdrawal to ease individuals off these products with what NIDA believes will be relative ease. In fact, NIDA is about to commence a study of buprenorphine/nx in ``office-based'' settings. One of the stated objectives of this study is to evaluate buprenorphine/nx in the treatment of the adolescent opiate dependent population aged 15 or older. The protocol provides for assessments for both short-term and longer-term (up to one year) use of buprenorphine/nx in the treatment of opiate addiction. Data from this study could be used to inform the development of practice guidelines for the use of buprenorphine/nx in adolescent addicts, or to augment regulations promulgated by the Department. Access to methadone treatment by adolescents is currently restricted by FDA regulations. These regulations (21 CFR part 291.505(d)(1)(iv)) specify that adolescents under 18 must have had two documented attempts at short-term detoxification or drug-free treatment to be eligible for maintenance treatment. We cannot comment at this time whether similar restrictions would be placed on buprenorphine and buprenorphine/nx treatment. However, it is unlikely that the treatment setting would matter if an age limitation were imposed on buprenorphine products for the treatment of narcotic addiction. Access by teenagers to buprenorphine and buprenorphine/nx treatment in ``office-based'' practices will most likely depend on the patient's ability to pay for treatment services, either through coverage under a parent's private health insurance, through Medicaid, or out of pocket. Across all states, only about 35 percent of persons below age 19 are covered as dependents under any type of employer coverage. Medicaid coverage across all states for youth below age 19 is about 38 percent. This means over a quarter of all youths who may need substance abuse treatment have no ability to get it. In addition, many commercial insurance plans and State Medicaid plans specifically exclude or limit benefits for substance abuse treatment under managed care arrangements. Most often, benefits for substance abuse treatment are restricted to detoxification and very limited outpatient counseling services. 9. Please provide an estimate of the expected per dose costs of buprenorphine and methadone. Please include a comparison of the costs of methadone and buprenorphine in terms of the number of doses and duration of treatment in similar cases. Will federal health care or substance abuse treatment funds be available to heroin addicts who want to receive buprenorphine in non-clinical settings? If so, please identify their source and state whether these resources are expected to be adequate in view of the number of and economic status of persons who may wish to have access to buprenorphine in non-clinical settings. The drug sponsor has not provided the agency with data on cost per dose and we have no way of estimating them or making comparisons with the cost of methadone at this time. The cost per dose of methadone is approximately $1.50 per day and $10 per day for treatment. Methadone is one of the cheapest of all pharmaceutical products for opiate addiction due to its ease of synthesis and its availability since the 1960s. The Department has not requested funds targeted to pay for administration of buprenorphine and buprenorphine/nx in non-clinic settings in the FY 2000 budget. Substance abuse and prevention and treatment block grant funding are limited to public and nonprofit private entities. The states generally allocate these funds to community-based treatment providers, not to individual health care practitioners. Other Federal health care or substance abuse funds, e.g., the Department of Veterans Affairs or the Medicaid program, may be available for this population based on eligibility criteria and other factors. Currently, under Medicaid, substance abuse treatment is a state option, not a required service. About half of all states do not include benefits for methadone treatment in their Medicaid program. Based on this we can anticipate that coverage for buprenorphine and buprenorphine/nx would be minimal. There are also few benefits for substance abuse treatment under the State Children's Health Insurance Programs (CHIPS). Additionally, treatment funds may be available to treat heroin addicts with buprenorphine and buprenorphine/nx through other HHS agencies, e.g., Indian Health Service and the Health Resources and Services Administration's Bureau of Primary Health Care. 10. Buprenorphine has been given orphan drug status. Because the number of heroin addicts is estimated to exceed 200,000 persons, was the determination of orphan status dependent upon the product sponsor's cost of developing this product? Can you please provide us with the factual basis upon which the decision to grant orphan status was made? What are the total expected number of years of patent and market exclusivity the product sponsor can expect for buprenorphine and buprenorphine/nx? Does this status preclude competition from bioequivalent products during that time? The determination and grant of orphan drug status for buprenorphine and buprenorphine/nx was based upon economic data projected by the sponsor on the costs of research and development for the designated indication. Information from NIDA on its CRADA (Cooperative Research and Development Agreement) with the sponsor, and other public information on the systems and facilities for treatment of narcotic addiction, as well as projections of the market potential for the product were considered in the determination. All data were calculated as of the date of the orphan designation application. The factual basis on which this decision was made was information provided by the sponsor. The information in the designation application is not disclosed prior to market approval. After market approval, disclosure excludes financial information and other confidential information submitted. The sponsor has not made the information public and has indicated to FDA that it wishes such information to be kept confidential as commercial confidential information. Until a product is approved, it is not possible to determine the remaining patent exclusivity on a particular product. If the product is approved, orphan product designation will provide market exclusivity of seven years. With respect to market exclusivity and preclusion of competition from bioequivalent products, the provisions of 21 U.S. C. Sec. 360cc provide as follows: ``(a) Except as provided in subsection (b), if the Secretary-- (1) approves an application filed pursuant to section 505(b), (2) issues a license under section 351 of the Public Health Service Act for a drug designated under section 526 for a rare disease or condition, the Secretary may not approve another application under section 505 or issue another license under section 351 of the Public Health Service Act for such drug for such disease or condition for a person who is not the holder of such approved application, of such certification, or of such license until the expiration seven years from the date of the approval of the approved application, the issuance of the certification or the issuance of the license. Section 505(c)(2) does not apply to the refusal to approve an application under the preceding sentence. (b) If an application filed pursuant to section 505(b) is approved for a drug designated under section 526 for a rare disease or condition, if a certification is issued under section 507 for such a drug or if a license is issued under section 351 of the Public Health Service Act for such a drug, the Secretary may, during the seven-year period beginning on the date of the application approval, of the issuance of the certification under section 507, or of the issuance of the license, approve another application under section 505(b), issue another certification under section 507, or, issue a license under section 351 of the Public Health Service Act, for such drug for such disease or condition for a person who is not the holder of such approved application, of such certification, or of such license if-- (1) the Secretary finds, after providing the holder notice and opportunity for the submission of views, that in such period the holder of the approved application, of the certification, or of the license cannot assure the availability of sufficient quantities of the drug to meet the needs of persons with the disease or condition for which the drug was designated; or (2) such holder provides the Secretary in writing the consent of such holder for the approval of other applications, issuance of other certifications, or the issuance of other licenses before the expiration of such seven-year period.'' (Note: The phrases ``of such certification'' and ``the issuance of the certification'' are probably meant to be deleted as section 125 of Pub. L. 105-115 repealed sections 506 and 507.) 11. Buprenorphine was developed under a Cooperative Research and Development Agreement with NIDA. Can you provide a narrative description of this agreement, specifically including the terms and conditions agreed to by the product sponsor and the NIDA? How much money has NIDA spent under the terms of this agreement? In what manner, if any, was the federal share of the costs of development included by the product sponsor in the grant of orphan status? Were the sponsor's costs of developing buprenorphine for any other purpose than heroin addiction included in any way in the determination of development costs? Buprenorphine and buprenorphine combined with naloxone are being developed under a Cooperative Research and Development Agreement (CRADA) between NIDA and Reckitt & Colman Pharmaceuticals, Inc. The terms and conditions of the CRADA specified that Reckitt & Colman would collaborate in the development of buprenorphine and buprenorphine combined with naloxone. Reckitt & Colman was required to produce all dosage forms, collaborate on the design of clinical trials and participate in joint analysis of clinical trial data, permit investigators to publish the results of their studies, produce New Drug Application (NDA) reports as required by the FDA, and file NDAs as warranted by the study results. NIDA's role was to provide access to a clinical trials network suitable for undertaking trials acceptable to the FDA under its Good Clinical Practices Guidelines, monitoring the trials and reporting adverse events to the FDA, to participate in meetings with investigators and the FDA, and to participate as appropriate in publications resulting from the studies. Under the terms of a CRADA, no federal funds are provided to the outside collaborator. NIDA estimates that it provided in kind services (clinical pharmacology, analytical resources, and clinical trial support) related to the development of the buprenorphine products of approximately $26 million over a five year period, or about $5 million per year. It is important to note that the pharmaceutical industry estimates the cost of bringing a new medication to market at approximately $500 million (source: Pharmaceutical Research and Manufacturers Association). Therefore, the expenditure of these funds, in pursuit of an orphan medication, and in view of the fact that two new dosage forms were developed and tested to potential NDA status is very reasonable. It is also important to note that without the support of Reckitt & Colman, the cost to the Federal Government would have been substantially higher. NIDA was pleased to have Reckitt & Colman as the sponsor in the development and marketing of these products, especially given the reluctance of pharmaceutical companies to invest in the development of pharmacotherapies for drug abuse and addiction. This is mainly due to the lack of market incentives and the societal stigma that companies perceive can be created if one of their products is approved for use in the treatment of drug abuse and addiction. This reluctance by the private sector to develop anti-addiction medications is the main reason why NIDA's medications development program was created by Congress in 1988 (P.L. 100-690 and P.L. 102-321). (For a full analysis of factors discouraging industry, see The Development of Medications for the Treatment of Opiate and Cocaine Addictions: Issues for the Government and Private Sector; National Academy Press, Washington, D.C., 1995. A copy is being forwarded under separate cover.) 12. Buprenorphine is intended to treat heroin addiction. Can you provide an analysis of all addictions that lead to an increase in morbidity and mortality in the United States? Please include information available to you regarding trends, socioeconomic status, race and ethnic factors, and other measures used by public health officials to assess and evaluate public health issues and public policy responses to them. Vice President Gore recently was the keynote speaker at a NIDA sponsored National Research Forum. He is quoted in ``NIDA Notes'' as saying that ``nicotine is a drug--a dangerous, highly addictive drug, and we should treat it as a drug . . . nicotine is a highly addictive drug--as addictive as heroin or cocaine.'' Your analysis should specifically include nicotine. Does S. 324 address any of these other addictions? Extensive information on various addictions in the U.S. population is provided as an attachment to this letter. FDA has provided a comprehensive discussion of nicotine addiction in its Nicotine Regulation Documents. These include references to the available literature and FDA's concerns with nicotine addiction, particularly in children. These documents are too voluminous to be replicated in this letter, however, they are readily available on FDA's Web site. The web site address is www.fda.gov. Once that site is accessed simply click on the icon ``Children & Tobacco: Regulations & Information.'' The available documents include ``Tobacco Regulations and Related Federal Register Documents'' which contain the information referred to above. The language provided in S. 324 is that the provisions would apply to any narcotic drugs or combination of drugs in schedule IV or V which are approved for use in maintenance or detoxification treatment, if certain other conditions are met. The terms ``maintenance treatment'' and ``detoxification treatment'' are defined in the Controlled Substances Act. Sections 102 (29) and (30) (21 U.S. C. Sec. 802) define these terms. Since S. 324 would amend the Controlled Substances Act, these definitions would be applicable. 13. Does the Administration have an effort under way to study and demonstrate the use of anti-addictive medicines, particularly buprenorphine, in non-clinical settings? Please describe this activity and indicate what impact, if any, S. 324 would have on the substance and timing of this effort. Please describe in terms of efficacy, diversion, and other relevant health and safety considerations the differences between the administrative program already under way and the program contemplated by S. 324. In view of your existing administrative efforts, is legislation needed? The NIDA-VA study 1008, the pivotal efficacy and safety trial for the buprenorphine and buprenorphine/nx tablets, was performed in a non- methadone clinic setting (i.e., outpatients in VA medical centers). The efficacy of buprenorphine and buprenorphine/nx was demonstrated in this study. Additionally, O'Connor et al (attached) evaluated buprenorphine in a primary care medical setting versus a traditional methadone clinic. Expanding on this, NIDA intends to undertake a study of buprenorphine/nx in a variety of non-clinic settings to gather information on the use of this medication in special populations, such as adolescents. Although the proposed study is not required for the basic NDA and is riot relevant to the safety and efficacy data required for approval of the product, it may provide additional information to FDA that may be helpful in development of recommended labeling for the product. It will also provide Public Health Service agencies the opportunity to evaluate physician-training materials. Not only will this study provide valuable information, but it will be in compliance with a Congressional mandate that all National Institutes of Health research studies include children and adolescents when relevant and feasible. Additionally, the study report could be presented as part of the data package from the Office of the Secretary, HHS in determining whether buprenorphine treatments have been effective forms of maintenance and detoxification as called for in S. 324. The enactment of S. 324 would have no impact on this study. S. 324 would permit the introduction of buprenorphine and buprenorphine/nx, if approved by the FDA, in a limited and controlled manner, to settings other than traditional methadone clinics. It is widely recognized (see Federal Regulation of Methadone Treatment; National Academy Press, Washington, D.C. 1995) that meaningful further expansion of the present methadone clinic system is not probable under the current weight of Federal, state, and local regulations. The experience with the introduction of LAAM, an orphan product approved in 1993, into this clinic system is highly instructive. It took the majority of States three years beyond Federal approval to approve the use of LAAM in their clinic systems. Moreover, each clinic needed to be registered on an individual basis. Only one fourth of the extant narcotic treatment programs have ordered LAAM. Because all treatment with methadone and LAAM must be provided through these clinics, virtually no expansion of treatment has occurred. In other words, the same 180,000 clients per year are receiving either methadone or LAAM (of which approximately 5,000 are LAAM patients). As a public health matter, the limited number of methadone clinics in this country is the rate limiting factor in providing additional pharmacological treatment for heroin addiction. This is occurring at a time when, as you note, heroin use is rising, and the burden of infectious diseases such as HIV, hepatitis, and tuberculosis is rising concurrently. Because buprenorphine combined with naloxone will be the product utilized in outpatient treatment, its diversion potential is expected to be much lower than that of either methadone or LAAM. The Drug Enforcement Administration has recognized as much. A copy of the letter of July 14, 1998, from Thomas A. Constantine, Administrator, Drug Enforcement Administration, to the Honorable Bill McCollum concerning its views on this matter is forwarded with these comments. In our view, to consign new treatment medications, with enhanced safety and less diversion potential solely into the existing methadone clinic system would be a serious public health mistake. S. 324 would permit incremental treatment expansion to proceed in a manner which is not overburdened by Federal, state, and local requirements as is the case with methadone clinic regulation. This treatment expansion cannot occur if new anti-addiction drug products are only permitted to be dispensed through the existing methadone clinic system, because it is a limited and closed capacity system. It is important to point out that buprenorphine or buprenorphine/nx is not expected to replace methadone. In fact, methadone and LAAM clinics would remain an important part of the treatment system. Clinics are likely to receive referrals for patients who do not do well on buprenorphine and buprenorphine/nx or who need specialized services provided in clinics; and clinics may wish to move some of their patients to buprenorphine and buprenorphine/nx, either for maintenance or detoxification. This could mean that methadone clinics could admit additional patients, currently on waiting lists, for whom methadone or LAAM is the most appropriate treatment choice. Question 12: Buprenorphine is intended to treat heroin addiction. Can you provide an analysis of all addictions that lead to an increase in morbidity and mortality in the United States? Please include information available to you regarding trends, socioeconomic status, race and ethnic factors, and other measures used by public health officials to assess and evaluate public health issues and public policy responses to them. Vice President Gore recently was the keynote speaker at a NIDA sponsored National Research Forum. He is quoted in ``Nida Notes'' as saying that ``nicotine is a drug--a dangerous, highly addictive drug, and we should treat as a drug . . . nicotine is a highly addictive drug--as addictive as heroin or cocaine.'' Your analysis should specifically include nicotine. Does S. 324 address any of these other addictions? Answer: According to a special study of causes of death in 1990, tobacco accounted for 38 percent, the greatest proportion of preventable deaths in the United States. (McGinnis & Foege. ``Actual Causes of Death in the United States.'' Journal of the American Medical Association 270(18):2207-2212. The others are listed below: Actual Causes of Preventable Deaths in the United States ------------------------------------------------------------------------ Estimated Percentage Cause Number of Total ------------------------------------------------------------------------ Total......................................... 1,060,000 100 Tobacco....................................... 400,000 37.7 Diet/Activity Patterns........................ 300,000 28.3 Alcohol....................................... 100,000 9.4 Toxic agents.................................. 90,000 8.5 Mcrobial agents............................... 60,000 5.7 Firearms...................................... 35,000 3.3 Sexual Behavior............................... 309000 2.8 Motor Vehicles................................ 25,000 2.4 Illicit use of drugs.......................... 20,000 1.9 ------------------------------------------------------------------------ With regard to the use of alcohol, cigarettes and other drugs for the U.S. population age 12 and older: Prevalence of Past-Month Alcohol, Cigarette, and Other Drug Use U.S. Population, Age 12 and Older, 1997* ------------------------------------------------------------------------ Number Substance Using Percent (1,000s) Using ------------------------------------------------------------------------ Alcohol....................................... 111,071 51.4 Cigarettes.................................... 64,056 29.6 Any illicit drug.............................. 13,904 6.4 Marijuana..................................... 11,109 5.1 Non-medical use of psychotherapeutics......... 2,665 1.2 Cocaine....................................... 1,505 0.7 Hallucinogens................................. 1,632 0.8 Inhalants..................................... 883 0.4 Heroin........................................ 325 0.2 ------------------------------------------------------------------------ *From Preliminary Results from the 1997 National Household Survey on Drug Abuse. Of important note here is that the prevalence of past-month use of heroin in the US Population, age 12 and older, has been steadily increasing since 1993 when the number of estimated past month users was at 68,000. If we look at the age break out of those who have used alcohol, cigarettes or other drug during the past month we get the following picture: Age Intervals Past Month Use 1997* [In percent] ------------------------------------------------------------------------ 35 and Substance 12-17 18-25 26-34 older ------------------------------------------------------------------------ Alcohol Use (Any)............... 20.5 58.4 60.2 52.8 Alcohol Use (Heavy)............. 3.1 11.1 7.5 4.0 Cigarettes...................... 19.9 40.6 33.7 27.9 Any illicit drug................ 11.4 14.7 7.4 3.6 Marijuana....................... 9.4 12.8 6.0 2.6 Cocaine......................... 1.0 1.2 0.9 0.5 Heroin.......................... 0.4 0.6 0.2 0.1 ------------------------------------------------------------------------ *From Preliminary Results from the 1997 National Household Survey on Drug Abuse. You also asked for information on use by race and ethnic groups. Attached are several tables which indicate demographic characteristics of the populations using any illicit drug, marijuana, cocaine, alcohol, and cigarettes which you will find informative. Also attached are tables summarizing trends since 1979 with regard to any illicit drug, marijuana, cocaine, alcohol and cigarettes. With regard to heroin, we are transmitting with these responses a paper prepared by the Office of Applied Studies in SAMHSA entitled ``Heroin Abuse in the United States.'' The final question asked here is whether S. 324 address any of these other addictions? S. 324 focuses on schedule IV and V drugs used for the treatment of opiate addiction. Thus it does not apply to any medications that would address cocaine, marijuana, inhalant, hallucinogenics, or any other drug, nor does it focus on alcohol abuse or cigarettes addiction. ______ Department of Pharmacology The University of Michigan Medical School 3 June 1999 The Honorable John Dingell United States House of Representatives Room 2328 Rayburn House Office Building Washington, DC 20515-2216 Dear Representative Dingell It is my understanding that the Commerce Subcommittee on Health and the Environment of the House of Representatives will soon take up consideration of S. 324, the Drug Addiction Treatment Act of 1999, sponsored by Senators Hatch, Levin, and Moynihan. I strongly endorse this bill. I believe it will have a highly salutary effect on narcotic addiction through the appropriate use of medication. One of the important aspects of the bill is the use of buprenorphine by well- trained physicians to treat narcotic addiction from their offices. Thus, S. 324 has the potential to attract and treat effectively sizable populations of currently untreated addicts. A major byproduct of this increased treatment, of course, will be a reduction in the demand for illicit narcotics in the United States. In my career in experimental medicine at the University of Michigan, I have worked a great deal with buprenorphine in preclinical research in primates. I have published over a dozen scientific articles on buprenorphine and its potential as a phamacotherapy for narcotic addiction. It is remarkably nontoxic and long-lasting relative to other drugs (e.g., methadone) and should be very attractive to illicit opioid users who are wary of the stigmatization associated with current approaches to phamacotherapy of narcotic addiction. S. 324 is both an important step toward appropriate use of a new medication and new, physician-based approach to dealing with addiction. I am very hopeful that you will urge that S. 324 be given careful and urgent consideration by the Commerce Committee. I have been very pleased to help Senator Levin and his staff in his efforts in dealing with drug abuse issues (Congressional Record, 28 January 1999, S. 1091). I was very proud to have been given the opportunity to show Senator Levin our laboratories at the University of Michigan and to talk about our efforts toward developing a new pharmacotherapy for cocaine addiction. This approach utilized a cocaine catalytic antibody, a way of immunizing an individual against the effects of cocaine. This work continues to be very promising, and we are beginning the long process of convincing the scientific community of its worth. Incidentally, I have also had the good fortune on a number of occasions of working with your brother, Jim, when he was at the National Institute on Drug Abuse. I enjoyed the interaction. Thank you for your attention to S. 324, and I hope you, too, will become enthusiastic about its worth. Yours sincerely, James H. Woods, Ph.D. Professor ______ MPHA July 29, 1999 The Honorable Carl Levin United States Senate 459 Russell Senate Office Building Washington, D.C. Dear Senator Levin: I am pleased to advise you of the support of the Michigan Public Health Association with your S. 324, the Drug Addiction Treatment Act of 1999. The Michigan Public Health Association is an advocate of a variety of substance abuse treatment programs that meet the particular needs of individuals, including methadone and buprenorphine treatment in the treatment of opiate addiction through physician offices. Substance abuse creates psychological, social, and familial problems. Estimates from the Institute of Medicine (Institute of Medicine, 1990), a Robert Wood Johnson Foundation report, calculates that there are about five million users of illicit drugs, but a fourth of them receive treatment (Institute for Health Policy, 1993). The costs of substance abuse use problems are great. Substance abuse affects health care, costs, mortality, workers' compensation claims, reduced productivity, crime, suicide, domestic violence, and child abuse. Additionally, there are costs of unnecessary health care, extra law enforcement, motor vehicle crashes, crime, and lost productivity due to substance use. Substance abuse interventions that provide an avenue to regaining a healthy life are critical. ``The Michigan Public Health Association believes the use of the new medication buprenophine in the treatment of opiate addiction through physician offices will provide access to treatment for heroin addicted users. Buprenorphine will allow drug addicted individuals to maximize everyday life activities, and participate more fully in work day and family activities while seeking the needed counseling to become drug free. Individuals who are substance-abuse free have less physical and sexual abuse, less criminal activity, fewer days lost from work/ school that adds up to tremendous cost savings for society. The overall goal is to reduce drug use and the risk of the spread of HIV/AIDS, hepatitis B and C. Access to drug addiction treatment will increase the potential of physical and mental health for many people in the community.'' Please let me know if the Michigan Public Health Association can be of further assistance to you with the passage of this important legislation. My telephone number is (313) 874-3084. Sincerely, Stephanie Meyers Schim, PhD, RN, President of the Michigan Public Health Association cc: Mohammad N. Akhter, MD, MPH Executive Director American Public Health Association Mr. Bilirakis. Thank you very much, Senator. Your remarks were well said certainly. Do you agree that the legislation that was submitted in the House, actually was prepared and introduced by Chairman Bliley, is essentially a companion of yours and essentially the same? So you certainly endorse it. Senator Levin. Absolutely. Mr. Bilirakis. Over in the Senate you haven't had any opposition? Senator Levin. None. In fact, we have a great deal of bipartisan support, and I have also statements of Senators Moynihan and Biden which I would submit for the record in support of the bill. [The prepared statements of Hon. Daniel P. Moynihan and Hon. Joseph R. Biden, Jr. follow:] Prepared Statement of Hon. Daniel P. Moynihan, a U.S. Senator from the State of New York Mr. Chairman, thank you for the opportunity to participate in this hearing to address the issue of the availability of new medications, such as buprenorphine, to block the craving of addictive substances, such as heroin. Determining how to deal with the problem of addictive substances is not a new topic. Just over a decade ago when we passed the Anti-Drug Abuse Act of 1988, I was assigned by our then-Leader Robert Byrd, with Sam Nunn, to cochair a working group to develop a proposal for drug control legislation. We worked together with a similar Republican task force. We agreed, at least for a while, to divide funding under our bill between demand reduction activities (60 percent) and supply reduction activities (40 percent). And we created the Director of National Drug Control Policy (section 1002); next, ``There shall be in the Office of National Drug Control Policy a Deputy Director for Demand Reduction and a Deputy Director for Supply Reduction.'' We put demand first. I made the case, if you have any illusion that you can ever interdict the supply of drugs, well, don't let the National Institute of Mental Health find that out because they might well take a closer examination. There's no possibility. I have been intimately involved with trying to eradicate the supply of drugs into this country. It fell upon me, as a member of the Nixon Cabinet, to negotiate shutting down the heroin traffic that went from central Turkey to Marseilles to New York--``the French Connection''-- but we knew the minute that happened, another route would spring up. That was a given. The success was short-lived. What we needed was demand reduction, a focus on the user. And we still do. Demand reduction requires science and it requires doctors. I see the science is becoming available, and the bill we are here to discuss offers us an important step in allowing doctors to make use of it. Congress and the public continue to fixate on supply interdiction and harsher sentences (without treatment) as the ``solution'' to our drug problems, and adamantly refuse to acknowledge what various experts now know and are telling us: that addiction is a chronic, relapsing disease; that is, the brain undergoes molecular, cellular, and physiological changes which may not be reversible. What we are talking about is not simply a law enforcement problem, to cut the supply; it is a public health problem, and we need to treat it as such. We need to stop filling our jails under the misguided notion that such actions will stop the problem of drug addiction. ______ Prepared Statement of Hon. Joseph R. Biden, Jr., a U.S. Senator from the State of Delaware Nearly ten years ago, in December 1989, I released a Senate Judiciary Committee Report entitled ``Pharmacotherapy: A Strategy for the 1990s.'' In this report I argued that there was scientific promise for medicines that might lessen an addict's craving for cocaine and heroin, as well as to reduce their enjoyment of those drugs. This report asked the question: ``If drug abuse is an epidemic, are we doing enough to find a medical `cure'?'' At the time, despite the efforts of myself and other members of Congress, the answer to that question was as clear as it was distressing: the nation was doing far too little to find medicines that treat the disease of drug addiction. To address this shortfall, I authored, along with Senator Kennedy, the Pharmacotherapy Development Act--which passed into law in 1992. The cornerstone of this Act was its call for a ten year, $1 billion effort to research and develop anti-addiction medications. I cannot think of a more worthwhile investment. There is no other disease that effects so many, directly and indirectly. We have 14 million drug users in this country, four million of whom are hardcore addicts. We all have a family member, neighbor, colleague or friend who has become addicted. We are all impacted by the undeniable correlation between drugs and crime--an overwhelming 80 percent of the 1.8 million men and women behind bars today have a history of drug and alcohol abuse or addiction or were arrested for a drug-related crime. It only makes sense to unleash the full powers of medical science to find a ``cure'' for this social and human ill. Ten years ago, the question was: ``Are we doing enough to find a `cure'?'' Unfortunately that question is still with us. But today we also have another question: ``Are we doing enough to get the ``cures'' we have to those who need them?'' We have an enormous ``treatment gap'' in this country. Only two million of the estimated 4.4 to 5.3 million people who need drug treatment are receiving it. Licensing qualified doctors to prescribe Schedule IV and V medications from their offices is a significant step toward bridging the treatment gap. Right now we have some highly effective pharmacotherapies to treat heroin addiction and we are still working on developing similar medications for cocaine addiction. Access to currently available medications such as methadone and LAAM (Levo-Alpha Acetylmethadol) has been strangled by layers of bureaucracy and regulation. As a result, only 22 percent of opiate addicts are now receiving pharmacotherapy treatment. General McCaffrey is leading the charge to fix that problem and I applaud his efforts. The difficulties of distributing treatment medications to addicts not only hurts those who are not getting the treatment they need, but it also stifles private research. I have often bemoaned the fact that private industry has not aggressively developed pharmacotherapies. As we increase access to these drugs, we increase incentives for private investment in this valuable research. I am proud to be a cosponsor of ``The Drug Addiction Treatment Act of 1999'' because it ensures that the product gets to market. By allowing certain doctors to dispense Schedule IV and V drugs from their offices, the bill expands treatment flexibility and access and encourages others to develop similar medications. Mr. Chairman, I am encouraged that you have convened this hearing today to discuss the House version of this bill. I look forward to working with you on this most important matter. Senator Levin. And I very much support the companion bill here, which I understand is similar or the same to ours. One final important point, States can opt out of this. If a State does not want to permit this, it has 3 years to opt out. It is a very important provision because there is an argument that a State may want to opt out of this provision, and we give that opportunity to the States. Mr. Bilirakis. Thank you very much, sir. I know the Senator has a vote taking place in the Senate. He seems to be patient enough if we have any sort of quick question we may want to ask him? Chairman Bliley. No, Mr. Chairman. I just want to thank the Senator for coming over and thank him for what he is doing in the Senate. And I have no questions. Mr. Bilirakis. Thank you. Mr. Brown, anything at all? Mr. Brown. Thank you, Senator Levin, for joining us. Mr. Bilirakis. Thank you Senator. Working together I think we are going to move right ahead with this. All right. We will go into opening statements, and I am going to ask for brevity, hopefully. We know what the topic of today's hearing is. The hearing is being held in response to the growing trend of heroin addiction among America's youth. In the past decade heroin addiction has grown fivefold, as I believe one of the Senators said, among teenagers. And according to the Office of National Drug Control Policy, part of this increase in such use is due to the increasing purity of heroin sold on the street. This level of purity leads those users to sniff or smoke it, and traditionally this has been an injected drug. Unfortunately, there is a mistaken belief among youth that it is not as addictive if it is not injected. The Drug Addiction Treatment Act would ease regulatory requirements for qualified physicians. If necessary conditions are met, doctors would be able to prescribe new and safer antiaddiction medication in their offices without additional Drug Enforcement Administration registration. The new drug that is likely to meet the requirements of this act is buprenorphine. Health and Human Services Secretary Shalala has said that this new drug, and I quote--this is also in the letter that was just put in the record--is ``expected to reach new groups of opiate addicts.'' Buprenorphine has been cited as a viable alternative for those who do not have access to methadone programs, those who are reluctant to enter methadone treatment programs, and those who are unsuited to methadone programs. Secretary Shalala has stated that people in their first year of opiate addiction or those addicted to lower doses of opiates are not suited for methadone treatment programs. As the Secretary said, this treatment, and again I quote, should increase the amount of treatment capacity available and expand the range of treatment options can be used by physicians, end quote. I look forward to the testimony of all of our witnesses, and I hope that they can help us better understand the problems of drug dependence and help us craft legislation to help Americans struggling with heroin addiction. I now yield to Mr. Brown. Mr. Brown. Thank you, Mr. Chairman, for arranging today's hearing. I especially appreciate Mr. Bliley's interest and efforts in the area of drug addiction. Last week over 600,000 Americans used heroin. Last year nearly 80,000 people were admitted to hospital emergency rooms because of heroin use. There is wide agreement among researchers that heroin is the most underreported of all controlled substances in terms of usage. Take this fact into account when we note that some researchers believe that 2 to 3 million Americans are currently recreational heroin abusers. The face of heroin use is changing. In 1980, a street bag of heroin was only 4 percent pure. Today the average street bag ranges from 40 to 70 percent purity. Because the drug is stronger, it can be introduced into the body in more ways and still produce a high. Teenagers who would normally shy away from injecting heroin perceive snorting and inhaling as a safe method of using heroin. They don't think it can kill them, they don't even think it can make an addict of them, but these misconceptions are beginning to show up in statistics. The Office of National Drug Control Policy tracks heroin use. Apparently substance abuse counselors are reporting it has been years since they have seen so many cases of heroin addiction among teenagers and young adults. Heroin addiction is a pervasive and destructive agent, and it is killing children. Clearly it is incumbent upon policymakers to find ways of combating heroin use and addiction. Before we initiate a dramatic expansion in access to heroin treatment that are in themselves controlled substances, we should have some idea of the consequences. This bill would enable drug treatment for heroin outside of a clinic setting before pilot testing the concept. When we initiate a dramatic expansion in the number of professionals treating drug addicts, we should be sure that the mode of treatment will actually cure addiction. This legislation proposes office space drug treatment without any provision for the behavioral and psychological aspects of drug addiction. Doctors would be able to prescribe buprenorphine for heroin addicts and send them home. Common sense and plenty of research tell us that medication is not enough; counseling and monitoring are essential. Finally, the Federal Government should not act unilaterally on this issue. Drug treatment is administered at the State and local levels. Their elected representatives and officials should have a say in drug treatment policy. The Drug Addiction Treatment Act would preempt for 3 years any State law relating to substance abuse treatment. Even though States may ultimately fund most of the methadone, LAAM and buprenorphine prescribed, as a result of this bill States would have no say in the policy driving those expenses. I believe all States should cover all methadone treatment for heroin addicts, but the fact is half the States don't, including my home State of Ohio. State and local governments have a voice in drug addiction policy. We should consult them, not coerce them. Despite my concerns about the Drug Addiction Treatment Act, I am glad Chairman Bliley has chosen to focus on substance abuse treatment. I think today's hearing can be a valuable beginning to a broader discussion of the issue. And in that context I hope the chairman will engage in efforts to reauthorize SAMHSA this year. As the Federal agency responsible for promoting and facilitating substance abuse treatment, SAMHSA plays an integral role in our health care systems and in our communities. That agency also plays an integral role in regulating substance abuse treatment. We should not circumvent their expertise or authority to establish an untested policy. Thank you, Mr. Chairman. Mr. Bilirakis. Mr. Deal for an opening statement. Mr. Deal. Don't have one. Mr. Bilirakis. Mr. Green? Mr. Green. Thank you, Mr. Chairman. And I will be very brief. I will just ask for my full statement to be placed into the record. Mr. Bilirakis. Without objection the opening statement of all members of the subcommittee will be made part of the record. Mr. Green. Mr. Chairman the Drug Addiction Treatment Act is an important first step in reversing the trend of drug abuse in our country. I am proud to be a cosponsor for this potential to open new doors and safer and better treatment for heroin addicts, but it is a first step, and Congress needs to speak loud and clear that substance abuse must be aggressively addressed on much broader scale than this particular bill. There is a large need to develop new treatments to combat substance abuse, but also take actions that would improve access to the existing treatments. When 25 States do not cover methadone treatment, which costs less than a dollar a day, it is one of the only 2 approved treatments for heroin addiction under our Medicaid programs, how can we can expect them to pay more for the far more expensive newer treatments? The fact is as long as Congress continues to neglect the issues of access of proven treatments, we will be continuing to neglect the fundamental public health issues facing substance abuse in our Nation. I am glad, Mr. Chairman, this is the first step. I am glad to be a part of it and hope it will continue. I yield back. Mr. Bilirakis. I thank the gentleman. Mr. Greenwood. Mr. Greenwood. No. Mr. Bilirakis. Mr. Waxman. Mr. Waxman. Thank you, Mr. Chairman. I think it is commendable that we are discussing substance abuse treatment. I hope that this hearing will lead to reauthorization of the Substance Abuse and Mental Health Services Administration. As my colleagues know, on Wednesday the Senate committee reported out a bipartisan SAMHSA reauthorization bill. We should not miss the opportunity to join them in enacting similarly comprehensive legislation. I suspect my colleagues are already familiar with the principal barriers to substance abuse treatment. Treatment waiting lists are months long and getting longer. Substance abuse block grants are underfunded. There is no parity for substance abuse coverage. As promising as buprenorphine may be, this subcommittee's commitment to substance abuse treatment simply should not begin and end with this unapproved drug. The bottom line is that access to a drug in a physician's office is irrelevant if the patient can't afford treatment. This is not an oversimplification--just ask the pharmaceutical industry. According to the Institute of Medicine, ``lack of insurance and insufficient patient resources to pay for treatment are frequently cited by the pharmaceutical industry as deterrents to pharmaceutical investment.'' I applaud the good intentions of the sponsors of this bill, but I am hopeful that we can reach a consensus on SAMHSA reauthorization that breaks down all of the barriers to treatment, not just one. I thank the Chair and look forward to hearing from our witnesses. Mr. Bilirakis. I thank the gentleman. [Additional statement received for the record follows:] Prepared Statement of Hon. Cliff Stearns, a Representative in Congress from the State of Florida Thank you, Chairman Bilirakis, for holding this important hearing today. The focus of today's hearing is to examine the detrimental effects of alcohol and drug abuse on society with a particular focus on the increase in the use of heroin. In reviewing the testimony of today's witnesses, I found it very alarming that according to a 1996 study the use of heroin has increased by 46.5%. Our witnesses will also discuss the need to increase funding for drug abuse treatment since only 50% of those who need such treatment can receive it. Interdiction coupled with treatment are the most effective tools at our disposal for ending this cycle of dependency. However, some individuals are forced to wait as long as six months before they can get into treatment programs. Today more than 600,000 people in the United States will use heroin. While this drug is traditionally injected, it is now also being snorted and smoked. That's because there is a general misconception by our youth that snorting or smoking heroin will not lead to addiction. This is one of the reasons an increasing number of high school students are using this as the drug of choice coupled with the fact that it has increased purity and therefore it is more addictive. Dr. Thomas Kosten, President of the American Academy of Addiction Psychiatry will tell us why he believes that buprenorphine should be made available for the treatment of heroin addiction. He will also provide us with background on research that is being conducted to create a cocaine vaccine. I look forward to hearing from our witnesses about the best means available in combating drug and alcohol abuse. Mr. Bilirakis. We will call forward the first panel at this point in time. Dr. Allen Leshner, Director of the National Institute on Drug Abuse, is accompanied by Dr. Frank J. Vocci, Director of the Medications Development Division of the National Institute on Drug Abuse; and Dr. H. Westley Clark, who is the Director of the Center for Substance Abuse Treatment, SAMHSA, here in Rockville, Maryland. Gentlemen, there is a vote on the floor. I am not sure whether Mr. Bliley or someone might return in time to keep us going here, but we will try it for another 5 minutes, but we may have to break. Your written statement is a part of the record. I would hope that you would complement and supplement that statement orally. I am not even going to set a clock here, but I would hope that somewhere between 5 to 10 minutes would cover your testimony. Mr. Bilirakis. Dr. Leshner. STATEMENTS OF ALAN I. LESHNER, DIRECTOR, NATIONAL INSTITUTE ON DRUG ABUSE, ACCOMPANIED BY FRANK J. VOCCI, DIRECTOR, MEDICATIONS DEVELOPMENT DIVISION, NATIONAL INSTITUTE ON DRUG ABUSE; AND H. WESTLEY CLARK, DIRECTOR, CENTER FOR SUBSTANCE ABUSE TREATMENT Mr. Leshner. Thank you, Mr. Chairman. Mr. Chairman, members of the subcommittee, I am very pleased to be here to discuss how science is providing us with unprecedented opportunities to develop and bring new and effective treatments to those suffering from the devastating effects of addiction, many of which we have already spoken about this morning. I am accompanied on my right by Dr. Frank Vocci, who is the Director of NIDA's Division of Medications Development. The encouraging news is that we have in the clinical tool box a variety of effective treatments that can be used to combat addiction. The bad news is that we don't have enough of them. It is particularly important that we have more and better medications to add to the clinician's tool box. This particular point has been made ever more clear as we have learned more and more about the centrality of biological factors, particularly brain changes, in the addiction process itself. And let me provide just one example of what we are learning. I would ask my colleague to lift this poster on my right. This demonstrates the long-lasting effects that a particular drug, in this case methamphetamine, can have on the human brain. These scans are measuring the ability of the brain to bind the neurotransmitter dopamine to a particular control mechanism, the dopamine reuptake transporter. The bright colors reflect more binding and dull colors less transporter binding, and I won't go into the detail of what that all means. However, the scan on the left is of a nondrug user, but the next one is of a methamphetamine addict who was drug-free for about 3 years when this image was taken. That is a persistent long-lasting effect that lasts 3 years after the individual has stopped taking that drug. This is followed by a scan of a methcathinone abuser who is also drug-free for 3 years, and the last image is of a Parkinson's disease patient. Now, when compared with the control on the left, the former methamphetamine user has significantly lost the ability to transport dopamine back into brain cells. And this brain change can have a wide range of long-lasting behavioral consequences, in particular on emotion and on cognitive functioning. These kinds of differences between the addicted brain and the nonaddicted brain illustrate why we consider addiction to be a brain disease that requires biological as well as behavioral interventions. It is also important that a significant amount of both scientific evidence and clinical observation support the fact that medications such as methadone and LAAM, which are already available for heroin addiction, can stabilize many patients and facilitate their return to productive functioning in society. These medications have been shown to be highly effective in reducing drug use, HIV infection rates and criminal activity, and in enhancing societal productivity. But as good as these medications are, there need to be more treatment options available to clinicians. Just as for any other illness, no single medication is appropriate for all patients, and we have far too few medication options for addiction, including heroin addiction. Getting new medications developed, however, has been a formidable challenge. For one thing, despite the clinical success of medications like methadone, there has been a tremendous reluctance on the part of the pharmaceutical industry to develop antiaddiction medications. They perceive an inadequate market; are fearful of being stigmatized for working on medication's for addiction; and they see regulatory complexities that impede getting an approved medication like this to market. All of these factors, in addition to the fact that to bring any medication to market typically costs between 350 and $600 million, makes it easy to see why the Congress chose to authorize the medication discovery and development program within my institute, the National Institute on Drug Abuse. Our Medication Development Program funds research at every step of the complex medication development process from the chemical synthesis of compounds to conducting clinical trials that evaluate the safety and efficacy of potential new medications. This program builds in an integrated way on many of the basic scientific discoveries that are coming so rapidly in our field. Let me just give you one quick and brief illustration of the close tie that exists between basic science findings about the mechanisms of drug action in the brain and the development of new medications. Mr. Bilirakis. Doctor, forgive me. I can't speak for the others, but I can't really pay as much attention as I would like to because I am concerned about the vote. So maybe what we should do is break at this point. Now, if Mr. Bliley gets back and wants to keep it rolling at that point in time with your permission, then---- Mr. Waxman. It is okay, but it is harder to concentrate when you are not even in the room. Mr. Leshner. I will wait. Mr. Bilirakis. So we will recess for at least a few minutes so that we can get over there and cast a vote and get back. [Brief recess.] Chairman Bliley. In order to keep things moving along, the chairman of the subcommittee asked me to reopen the hearing. Where were we, Marc? Mr. Leshner. I am about in the middle, sir. Chairman Bliley. Go right ahead. Mr. Leshner. Thank you. I promise not to start again. But I was speaking about the difficulty in getting new medications developed and the difficulty in getting new medications produced by pharmaceutical companies in part because of the perceived lack of a market for these medications and the stigma that attaches to them. That set of issues is why the Congress chose to establish within the National Institute on Drug Abuse the Medications Development Program, which is run by my colleague here Dr. Frank Vocci. What our program does is to build in an integrated way on many of the basic scientific discoveries that are coming so rapidly in our field, and I would like to use just one quick example to help illustrate the close tie between basic findings about the mechanisms of drug action in the brain and the development of potential new medications. We know that cocaine, like methamphetamine, works primarily through modifying the activity of the neurotransmitter chemical dopamine. And that suggests that if we can appropriately modify cocaine's effects on dopamine, we might be able to reduce its hold on addicts. Well, a study reported just last week in the journal, Nature, suggests exactly that. The researchers synthesized a new compound called BP 897 that expressly modifies cocaine's effects on dopamine's principle receptor in the brain, the D3 receptor. And this compound reduced the ability of drug-related cues to cause relapses in drug- abstinent animal subjects. This, of course, then suggests that this compound BP 897 might well be a potential anticocaine and antiaddiction medication, and therefore we are pursuing it vigorously. The point is there is a tie between basic science findings and our medication development targets. The medications we develop must not only be safe and effective, but they also must be readily used and accepted by the populations that we are treating. The studies we have completed on the medications buprenorphine and buprenorphine combined with naloxone have shown this to be the case. These medications are safe and effective, and they are readily accepted by patients. Buprenorphine is a partial mu opiate receptor agonist with unique properties which differentiate it from full agonists such as heroin or other kinds of agonist compounds like methadone or LAAM. Importantly, by adding naloxone to buprenorphine, we were able to minimize substantially the likelihood that it might be abused. These products are well-tolerated by addicts, and they have low value and desirability on the street. These traits make this medication a prime candidate to be administered in less traditional environments such as office-based settings. Consistent with the recent Institute of Medicine Report and the recent National Institutes of Health Consensus Development Conference on the Effective Medical Treatment of Heroin Addiction, we believe that administering these medications in less regulated environments will significantly expand access and, therefore, the number of patients in treatment. It is very important in this context to emphasize that we believe that buprenorphine and buprenorphine naloxone would not be replacements for methadone or LAAM, but yet additional treatment options for both physicians and patients. As in all areas of medicine, it is critically important to give physicians and patients ready access to as many different forms of treatment as may be available and then to choose the best match for each individual patient. Mr. Chairman, we look forward to continuing success in our quest to develop more effective treatments, help reduce the burden of addiction for the addict, the family, and the communities. We thank you and your colleagues for the bipartisan support which has made our work so successful. After Dr. Clark's testimony, I understand, my colleague and I will be delighted to answer any questions you might have. [The prepared statement of Alan I. Leshner follows:] Prepared Statement of Alan I. Leshner, Director, National Institute on Drug Abuse, Department of Health and Human Services Mr. Chairman and Members of the Subcommittee, I am pleased to be here today to discuss how science is providing us with unprecedented opportunities to develop more and improved treatments for those suffering from the disease of addiction. The science I present this morning will be particularly relevant to the Drug Addiction Treatment legislation that is the topic of this hearing. Given that drug abuse and addiction affects every American either directly or indirectly with the economic burden alone for drug abuse estimated to exceed $109 billion in the latest estimate, it is imperative that we utilize science to develop new and improved approaches to alleviate the devastating effects of this disease. Scientific advancs, particularly over the past decade, have catapulted both our understanding and our approaches to addiction. Research has in fact come to define addiction as a chronic, and for many people reoccurring disease characterized by compulsive drug seeking and use that results from the prolonged effects of drugs on the brain. A variety of studies in both humans and animals have demonstrated that chronic drug use does in fact change the brain in fundamental ways that persist long after the individual has stopped taking drugs. By using advanced brain imaging technologies we can see what we believe to be the biological core of addiction. What you are seeing in this image (Figure 1) is dopamine transporter binding in four different adults. Brighter colors reflect greater dopamine binding capacity. The scan on the left is that of a non-drug user, the next is of a chronic methamphetamine user who was drug free for about three years when this image was taken, followed by a chronic methcathinone abuser who was also drug free for about three years. The last image is of the brain of an individual newly diagnosed with Parkinson's Disease. When compared with the control on the left, one can see the significant loss in the brain's ability to transport dopamine back into brain cells. Dopamine function is critical to emotional regulation, is involved in the normal experience of pleasure and is involved in controlling an individual's motor function. The data now suggest that every drug of abuse--be it nicotine, heroin, cocaine, marijuana or amphetamine--appears to increase the levels of the neurotransmitter dopamine in the brain pathways that control pleasure. It is this change in dopamine that we have come to believe is one fundamental characteristic of all addictions and is at the biological core of addiction. This kind of fundamental knowledge which is generated by NIDA- supported researchers is used by our Medications Development Program staff to develop new targets and approaches for medications. For example, as reported just last week in the Journal Nature, NIDA- supported scientists in collaboration with researchers from the Institut National De La Sante Et De La Recherche Medicale in France applied basic research findings about dopamine and cocaine addiction to develop and test a potential new compound for cocaine addiction. The researchers have developed a compound, BP 897, that appears to reduce cocaine ``craving'' in animals. The selective partial agonist BP 897 works on the D3 receptor, one of the known dopamine receptors found on the surface of brain cells, that is thought to be involved in the reinforcing effects of cocaine. The compound was found to reduce cocaine-seeking behavior in rats trained to associate cocaine taking with a light. The light represents an environmental cue or stimulus, which the rat learns to associate with cocaine administration, the same way that the mere sight of drug paraphernalia can trigger craving in human cocaine addicts who have been abstinent for years. The compound was found to block the cued response, thus bringing us one step closer to having a medication for cocaine addiction. Given that the development of new and effective medications for the treatment of addiction is both a national need and a NIDA priority, it is imperative that we capitalize on recent research advances like this to rapidly bring new medications to the clinical toolboxes of front line clinicians who are treating addiction. Just as medications have been developed for other chronic diseases, such as hypertension, diabetes, and cancer, drug addiction is a disease that also merits medication for its treatment. We have already made great progress in bringing quite an array of useful tools to drug abuse professionals to treat addicted individuals, such as the readily available nicotine addiction therapies; the most effective medications to date for heroin addiction, methadone and LAAM, levo-alpha-acetyl-methadol (trademark ORLAAM), which I will discuss in more detail shortly; as well as a number of notable standardized behavioral interventions, such as cognitive behavioral therapies and contingency management, that are effective in treating both adults and adolescents. Although we are optimistic that science can help bring more effective treatments to the Nation's forefront, there is a tremendous national need to bring these medications to fruition at a quicker pace and to increase access to treatment. When one takes into account that there are approximately 810,000 persons in need of treatment for heroin addiction and only space in the existing methadone clinic system for 180,000 patients, the need for expanding treatment for this population takes on new light. The need to bridge the treatment gap by developing new treatments that are accessible to those in need is a point articulated strongly by the Institute of Medicine, as well as the National Institutes of Health's November 1997 Consensus Development Conference on the Effective Medical Treatment of Heroin Addiction, among others. Methadone, the medication that has been shown to have the most favorable impact on mortality, morbidity and the interruption of drug- seeking behaviors is still inaccessible to many. An abundance of studies have also consistently shown that methadone is highly effective in retaining in treatment a large proportion of patients, reducing their intravenous drug use and criminal activity and enhancing their social productivity. Despite the clinical success of medications such as methadone, pharmacotherapy for the treatment of drug addiction has received far too little attention, particularly from the pharmaceutical industry. In an effort to stimulate the availability of medications to treat drug addiction, Congress authorized (P.L. 99-570) a drug discovery and development program within NIDA. To work with industry to perform the research and development necessary to secure FDA marketing approval for new medications to treat drug addiction, NIDA established its own Medications Development Division (MDD) in 1990, which is headed by my colleague, Dr. Frank Vocci. By funding research at every step of the complex medications development process; from the chemical syntheses, and the biochemical, behavioral, pharmacological, and toxicological testing, to the clinical trials that evaluate the safety and efficacy of potential medications, NIDA offers pharmaceutical firms and academia the resources and the technical assistance to perform the necessary next steps to bring a medication to market. MDD also aggressively pursues ways to facilitate and accelerate the medications development process. An additional economic incentive for anti-addiction medication development can come from the Food and Drug Administration under the Orphan Drug Act It was NIDA's MDD that shepherded through the final development of the Nation's most recent tool to combat heroin addiction, LAAM. LAAM, like the better known medication methadone, stabilizes the brains of heroin addicts by ameliorating craving for heroin and preventing withdrawal symptoms. Treatment with methadone requires daily dosing, whereas LAAM is effective for up to three days. LAAM was approved by the Food and Drug Administration (FDA) in 1993 after an extensive research cycle that began with the 1968 discovery that the analgesic LAAM might be a potential treatment for heroin addiction. Clinical research on LAAM continued intermittently throughout the 1970s, and 1980s. As LAAM was ``off patent'' for more than 20 years, no private sector entity attempted to develop LAAM when it was determined that additional clinical trials would be required. NIDA advertised and awarded a contract to a small U.S. company, Biometrics Research Institute, to develop and submit a New Drug Application for LAAM. This contract eventually resulted in the approval of LAAM by the FDA. Once the drug was approved in July 1993, there were still many barriers to overcome. For example, LAAM can only be distributed to clinics and hospitals that operate licensed narcotic treatment programs. Clinics had to receive approval to dispense LAAM from Federal, State and some local authorities. Also, to permit LAAM to be distributed to treatment programs, states first had to schedule or reschedule the medication into a Schedule II status, allowing use in existing treatment settings. States also had to develop treatment regulations that in some cases took over four years to receive the necessary approvals. Given these factors, it is not difficult to understand why, as of May 21, 1999 according to the FDA, of the 934 outpatient Narcotic Treatment Programs in the nation approved for maintenance and detoxification treatment only 376 are approved to dispense LAAM. We estimate that 5000 to 6000 patients are currently receiving LAAM. This short case scenario of the financial and time consuming challenges that were overcome to bring LAAM to the market exemplifies why pharmaceutical companies do not want to invest in anti-addiction medications. There are virtually no market incentives for pharmaceutical companies to develop medications for drug addiction. In fact the congressionally mandated 1995 Institute of Medicine Report, ``The Development of Medications for the Treatment of Opiate and Cocaine Addictions,'' states that the disincentives for the pharmaceutical industry to become involved in anti-addiction medications far outweigh the incentives. The cost of bringing any new drug to market is enormous, according to the Pharmaceutical Research and Manufacturers Association. It costs anywhere from $350 to $600 million, and generally requires 10 or more years of a company's investment, with only one in ten candidate medications eventually being brought to market. Not only are pharmaceutical companies hesitant to develop medications for market and financial reasons, but they are fearful of the stigma that society will attach to them or their drugs if they were to develop a compound for drug addiction, especially if the compound has other medical uses. For example, methadone was first developed as an analgesic. When it was approved for treatment of opiate addiction it became subject to additional layers of regulation and became stigmatized. As a result, sales dramatically plummeted. The industry is well aware of the problems encountered by medications such as methadone and LAAM. They want an adequate return on their investment before deciding to enter a new area of drug development. Unfortunately the majority of the factors they look at, including the size of the market, the nature of third party reimbursement for drug abuse, the regulatory requirements for development and approval, the clinical trials that need to be conducted, and the regulatory barriers concerning how the product may be administered among others, are seen as problematic to the company. The bottom line is, if we want pharmaceutical companies to invest in anti-addiction medications, incentives must be provided to them to stimulate their interest. For our part, NIDA will continue supporting basic research, as well as researching and developing the most effective treatments for the populations we are treating. We have learned a lot about treating opiate addicts from the methadone and LAAM experience. We have learned, for example that medications that are full agonists such as methadone and LAAM are very effective in treating heroin addiction. They are also effective in helping to reduce the spread of infectious diseases, such as HIV, and hepatitis through reduction of injection practices. Research has also taught us that we need to develop medications that will be readily used and accepted by the populations we are treating. These are some of the reasons that we are working to bring other medications to the Nation's forefront--buprenorphine and buprenorphine combined with naloxone. Buprenorphine is a partial mu opiate receptor agonist with unique properties which differentiate it from full agonists such as methadone or LAAM. Partial agonists exhibit ceiling effects, meaning increasing the dose only has effects to a certain level, so it will be well tolerated by addicts and have low value and desirability for sale on the street. Naloxone has been added to buprenorphine to minimize its abuse potential, particularly with respect to parenteral (intravenous) abuse. These factors make this medication a prime candidate to be administered in less traditional environments, thus potentially expanding treatment to populations who either do not have access to methadone programs or are unsuited to them, such as adolescents. Just next month we will be enrolling patients in a buprenorphine/naloxone office based treatment trial that will help us better refine and establish best practices for administering this medication. Buprenorphine and buprenorphine/naloxone (bup/nx) would not be a replacement for methadone or LAAM, but yet another treatment option for both physicians and patients. Both methadone and LAAM would continue to remain an important part of the treatment continuum. Buprenorphine and bup/nx, however, could help reach new groups of opiate addicts, such as those in the seven states that do not currently have methadone programs; those who may be reluctant to enter a methadone program; and adolescents and new heroin addicts who are unsuited to methadone. As in all forms of medicine, it is critically important to allow physicians and patients to have access to as many forms of treatment as may be available, and to chose the best match for each individual. It is also important that physicians are knowledgeable about addiction and the comprehensive approach required for treatment to be effective. As noted in the November 1997 National Institutes of Health Consensus Development Statement, non-pharmacological supportive services are pivotal to successful treatment. Ongoing substance abuse counseling and other psychosocial therapies, vocational rehabilitation, and other needed medical and social services are essential for program retention and positive outcome. NIDA will continue to work with health care professionals and to conduct trials of buprenorphine products in varied environments, such as primary care and mental health clinics, to expand treatment availability and to ensure the effectiveness of these medications in real world settings. It should be noted, however, that neither of these products have yet been approved by the FDA to treat narcotic addiction. As with all medical conditions, science will continue to provide us with the best hope. It is science that will help us develop even more novel approaches to treat addiction. Our only other hope is that when these new treatments are developed and tested, they will rapidly be provided to those who need them most. Thank you for the opportunity to testify before this Subcommittee. My colleague and I will be happy to respond to any questions. Chairman Bliley. Dr. Clark. STATEMENT OF H. WESTLEY CLARK Mr. Clark. Good morning, sir. I want to thank you and the other subcommittee members for having this hearing. This opportunity is very important. Mr. Bilirakis. Please proceed, Doctor. Mr. Clark. Although I won't get into the specifics of the proposed legislation, I believe in general SAMHSA shares the subcommittee's concerns about making treatment medications available in an expeditious and prudent way. Further I would like to commend the subcommittee and the Senate for their attention to this important detail and commend Senator Hatch and Senator Levin for appearing before you. In addition, I would like to express the hope that the subcommittee will consider the reauthorization of SAMHSA's programs this year. As the statements of others before me have indicated, the development and introduction of new treatment medications is an important part of our Nation's overall effort to reduce substance abuse and addiction, but addressing the SAMHSA programs will give us broad authorities to improve our ability to expand and approve treatment and to address some of the issues that were raised by other members, by members of the subcommittee, in terms of their concern. SAMHSA under the authority of the Narcotics Addict Treatment Act has also started to address the need for treatment standards for new treatment medications when such medications like buprenorphine/naloxone may be approved. As part of this effort, we have initiated a wide range of discussion with treatment providers, researchers, State officials and staff from NIDA, FDA, DEA and ONDCP on how a new system might work most effectively and safely to give the public the maximum benefit that may be available through new pharmacotherapeutic adjuncts to treatment. SAMHSA is beginning to identify issues and concerns from these discussions that relate to provisions in the draft legislation. First and foremost there is a need to consider a transition period following the approval and market availability of new medications. This transition period would allow for the generation and analysis of treatment experience data and would help to ensure that public health risks associated with diversion and other factors are minimized. Moreover, this transition period will permit SAMHSA to continue to work with the medical community and other groups to develop physician training programs tailored for new medication. The transition period would also allow SAMHSA to work with its partners to determine what services, including psychosocial services, will optimize the effectiveness of new medications and how such services will be provided to patients in different settings. When we shift from the previous setting of clinics, we need to make sure that the psychosocial needs of patients are addressed. In carrying out its new responsibilities under NATA, SAMHSA will strive to fulfill the intent of NATA. We share the subcommittee's goal to balance the need to ensure that narcotic addiction treatment is provided in accordance with standards and that medication diversion concerns are fully addressed. We recognize that historical and other factors have led to a unique system for the treatment of opiate addiction with opiate agonists such as methadone. The unintended result is methadone treatment is almost completely separated from the rest of medical practice. As a physician and researcher, I can tell you personally that this is particularly burdensome. SAMHSA is working to enhance the effectiveness of treatment provided in the traditional narcotic treatment program. In addition, the agency is working with various partners to investigate and evaluate alternatives to this system for future medications like buprenorphine NX, which have pharmacologic properties much different from methadone and LAAM. As a Nation we need to find solutions to get more patients into effective treatment. Epidemiologic reports indicate that heroin abuse continues to rise in many regions including parts of Florida and California. Surveillance also indicates increases for women and youth. Public health agencies are struggling to address the problems of adolescent heroin addiction, HIV/AIDS, as well as hepatitis, tuberculosis and other infectious diseases associated with drug abuse. Part of our public health response has to be the availability of effective treatment earlier in the course of addiction than has previously been the practice and in channels where it has not been available before, such as primary care settings. If effective intervention begins earlier in the course of addiction, before too many of the psychosocial and developmental complications have occurred, it may be possible in some patients to preempt the usually protracted and chronic course of heroin addiction. The availability of effective medications and the patients' need for these will give the physicians a reason to stay involved while the newly diagnosed patient negotiates the unfamiliar world of counseling, treatment, contracts, and self-help groups. I want to emphasize that based on my personal experience as a treating clinician and researcher, it is essential but sometimes complicated to treat drug addicts effectively. Most heroin addicts require a combination of medical as well as psychosocial intervention. Treatment medications may themselves be somewhat abusable, in which case systems must be created to minimize their abuse and diversion. Since the group of patients to be treated with new medications are the same patients at highest risk for abuse and diversion of all medications, the system to minimize and monitor for diversion must be especially robust. We believe that we not only can, but must, strive to maximize the medical and public health benefits of new medications as well as the existing medications, including methadone, LAAM and others. It is imperative as we proceed, however, that we take care to minimize any risk these treatments may present to the public. I want to make it particularly clear as having some awareness of the process that if indeed we are not cautious as we proceed, we will actually structure disincentives for the pharmaceutical industry to be involved. We believe that with the transition period about which we are talking and that we are developing from a regulatory perspective, we can ensure in a reasonable period of time the pharmaceutical industry will not be embarrassed by a hasty introduction of new therapies without a common psychosocial adjunct, because at the end of this process, if we have a fiasco, not only do we lose the interest of the pharmaceutical industry, we also lose an effective medication or an effective treatment option. This is really critical. We are working on and developing, we believe, a regulatory approach which would not be burdensome on the pharmaceutical industry, which would foster the intent of the legislation being proposed. We are perfectly happy, however, to work with the subcommittee on addressing some of these issues. [The prepared statement of H. Westley Clark follows:] Prepared Statement of H. Westley Clark, Director, Center for Substance Abuse Treatment, Substance Abuse and Mental Health Services Administration, Department of Health and Human Services Good morning Mr. Chairman and Subcommittee members. I would like to thank the Subcommittee for the opportunity to testify on the proposed Drug Addiction Treatment Act of 1999 and how that proposal relates to the role of the Center for Substance Abuse Treatment, which is part of the Substance Abuse and Mental Health Services Administration. Although I will not address the specifics of the proposed legislation, I believe that, in general, CSAT shares the Subcommittee's concerns about making treatment medications available in an expeditious and prudent way. Further, I would like to commend the Subcommittee and the Senate for their attention to this important public health issue. CSAT shares the Subcommittee's views on the importance of medications to treat substance abuse and drug addiction. Indeed, some of the most successful and cost-effective therapies available in the substance abuse treatment field today are those that use medication adjuncts. These therapies build on the large investment the public has already made in both the basic and clinical research on addiction funded by the Department. CSAT's Role. CSAT serves a critically important role in the substance abuse treatment area as the primary Federal agency responsible for substance abuse treatment issues. The Center's mission is to improve the lives of individuals and families affected by alcohol and drug abuse by ensuring access to clinically sound, cost-effective addiction treatment that addresses the health and social costs of addiction to our communities and the nation. Our role includes the development and dissemination of substance abuse treatment guidelines, many of which address the use of treatment medications that are of particular interest to this Subcommittee and clearly related to this hearing. Indeed, the Center has prepared and issued 33 Treatment Improvement Protocols and 23 Technical Assistance Publications, including treatment guidelines on the use of naltrexone, methadone and LAAM, medications used in the treatment of addiction. It is likely that future medications will also be the subject of treatment guidelines. But CSAT's role is not limited to developing and disseminating treatment guidelines. While treatment guidelines provide up-to-date, scientific information on the treatment parameters, CSAT will have an increasing role in determining appropriate treatment standards for medications that require such standards under Federal law. These new, direct oversight activities complement the Center's longstanding commitment to provide technical assistance to the drug abuse treatment field. CSAT's treatment mission focuses on reducing treatment waiting time, reducing the ``treatment gap'' and improving patient treatment outcomes. Existing Federal Law. The Narcotic Addict Treatment Act (NATA) has established a special system for Federal oversight in this area. Briefly, this legislation, enacted in 1974, requires a separate DEA registration under the Controlled Substances Act (CSA) for practitioners who use scheduled narcotic drugs in the maintenance or detoxification treatment of narcotic addiction. The special registration is based on a determination by the Secretary that the practitioner is qualified, under standards established by the Secretary, to provide this type of treatment. These standards are reflected in regulations developed and enforced currently by the Food and Drug Administration (FDA). This regulatory system has provided a framework for practitioners to use narcotic drugs to treat narcotic addiction and has discouraged the inappropriate dispensing of narcotic treatment drugs. FDA has approved and DEA has registered over 900 treatment programs under this regulatory system. Both agencies monitor these programs under separate regulations. The Department's regulations under the NATA authority establish the conditions for using approved narcotic drugs in the treatment of addiction. Methadone and LAAM are the only two medications addressed in the current regulations. Finally, most States, and some counties and cities have narcotic treatment regulations in place. Treatment Standards for New Medications. CSAT, under the authority of the NATA, has also started to address the need for treatment standards for new treatment medications, when such medications, like buprenorphine/naloxone (nx) may be approved. As part of this effort, we have initiated wide-ranging discussions with treatment providers, researchers, state officials and staff from NIDA, FDA, and ONDCP on how this new system might work most effectively and safely, to give the public the maximum benefit that may be available through new pharmacotherapeutic adjuncts to treatment. CSAT is beginning to identify issues and concerns from these discussions that relate to provisions in the draft legislation. I will briefly mention a few general concerns for the Subcommittee to consider as it deliberates in the future. First and foremost is the need to consider a transition period following the approval and market availability of new medications. This transition period would allow for the generation and analysis of treatment experience data and would help to ensure that public health risks associated with diversion and other factors are minimized. Moreover, this transition period would permit CSAT to continue to work with the medical community and other groups to develop physician training programs tailored for new medications. A transition period would also allow CSAT to work with its partners to determine what services, including psychosocial services, will optimize the effectiveness of new medications and how such services should be provided to patients in different settings. In carrying out its relatively new responsibilities under the NATA, CSAT will strive to fulfill the intent of the NATA. We share the Subcommittee's goal to balance the need to assure that narcotic addiction treatment is provided in accordance with standards and that medication diversion concerns are fully addressed. Other Factors--Effective medical adjuncts already available for drug abuse treatment are underutilized, and new medications, to augment methadone and LAAM, have not been developed. A 1996 Institute of Medicine report identified Federal and State narcotic treatment regulations as important factors that adversely affect the development of new medications for addiction treatment. That same report discussed the need to increase the number of health professionals with addiction treatment training. In addition, many of the people who need and could benefit from pharmacotherapy are not likely to be insured, even for general medical coverage. It is clear that an effective strategy in this area is one which can address as many of these concerns as possible. Changes in Regulatory Oversight. The current regulatory oversight system is in a period of transition. Last week, SAMHSA and FDA issued a proposed rule to substantially revise the longstanding Federal methadone regulation system. FDA, SAMHSA, DEA and the White House Office of National Drug Control Policy (ONDCP) developed this proposal to modernize and streamline the current regulatory system and to replace FDA's direct regulatory inspections with an accreditation-based approach, built on the same kind of peer-review that is standard in hospitals and other health care settings. The Department believes the proposed changes will enhance the quality of opioid treatment by allowing increased clinical judgement in treatment and through the accreditation process itself, with its emphasis on continuous quality assessment. CSAT will assume oversight responsibility upon finalization of these new rules. Alternative Treatment Models. Historical and other factors have led to a unique system for the treatment of opiate addiction with opioid agonists such as methadone. The unintended result is that methadone treatment is almost completely separated from the rest of medical practice. CSAT is working to enhance the effectiveness of the treatment provided in the traditional narcotic treatment programs (or ``methadone clinics''). In addition, the Center is working with various partners to investigate and evaluate alternatives to this system for future medications, like buprenorphine/nx, which have pharmacologic properties much different from methadone and LAAM. As a nation we need to find solutions to get more patients into effective treatment. Epidemiologic reports indicate that heroin abuse continues to rise in many regions, including parts of Florida and California. Surveillance also indicates increases for women and youth. Public health agencies are struggling to address the problems of adolescent heroin addiction and HIV/AIDS, as well as hepatitis, tuberculosis and other infectious diseases associated with drug abuse. Part of our public health response has to be the availability of effective treatment earlier in the course of addiction than has previously been the practice and in channels where it has not been available before, such as the primary care setting. If effective intervention begins earlier in the course of an addiction, before too many of the psychosocial and developmental complications have occurred, it may even be possible in some patients to pre-empt the usual protracted and chronic course of heroin addiction. The availability of effective medications and the patients' need for these will give the physicians a reason to stay involved, while the newly diagnosed patient negotiates the unfamiliar world of counseling, treatment contracts and self-help groups. In closing, I would like to emphasize that based on my personal experience as a treating clinician and researcher, it is essential, but sometimes complicated, to treat drug addicts effectively. Most heroin addicts require a combination of medical as well as psychosocial interventions. Treatment medications may themselves be somewhat abusable, in which case systems must be created to minimize their abuse and diversion. Since the group of patients to be treated with new medications are the same patients at highest risk for abuse and diversion of all medications, the system to minimize and monitor for diversion must be especially robust. We believe that we not only can, but must, strive to maximize the medical and public health benefits of new medications as well as existing medications, including methadone, LAAM, naltrexone and others. It is imperative as we proceed, however, that we take care to minimize any risks these treatment medication may present to the public. Mr. Bilirakis. Thank you, Dr. Clark. You didn't have to say that. I know we would have expected we could all work together because this is a very important issue. The Chair yields to Chairman Bliley for any inquiries. Chairman Bliley. Thank you very much, Mr. Chairman. Dr. Leshner, the drug czar's office estimates that there are 810,000 addicts in the United States. Do you agree with that? Mr. Leshner. Yes, sir. Chairman Bliley. How serious then is the problem of heroin abuse? Mr. Leshner. Heroin addiction, because it has the tendency to capture an entire individual's life, is tremendously important not only for that individual, but for that individual's family and for the community at large. The total cost of drug addiction in this country exceeds $110 billion a year. Most of that comes from addiction itself. So the problem is tremendously serious. Chairman Bliley. What is the most promising breakthrough in the treatment of heroin addiction? Mr. Leshner. I believe that methadone and LAAM are tremendously effective medications and need to be continued. I believe that buprenorphine and buprenorphine combined with naloxone in particular will be among the most important treatment innovations that will have occurred in the last few decades. Chairman Bliley. Dr. Clark, heroin is a schedule I. Methadone is schedule II. Tylenol with codeine is schedule III. But buprenorphine is a schedule V. What is the difference between schedule II and a schedule V drug? Mr. Clark. Sir, the schedule II drug has been determined to be very abusable. Schedule V drugs have also been determined not to be particularly abusable and have good health effects. So schedule II drugs may have good health effects, but are abusable. Alternatively in the scheduling process, what you have is that a schedule V drug may not have as much street experience, and therefore does not--the abuse potential is not quite clear because of the lack of street experience. And buprenorphine being a sublingual medication heretofore has actually not been too popular here in the street, at least in this country. Chairman Bliley. Dr. Leshner, according to a July 14 of this year letter from Secretary Shalala to Ranking Member John Dingell, she claims that buprenorphine can reach new groups of opiate addicts while expanding the range of treatment options that can be used by physicians. Do you agree with that? Mr. Leshner. Yes, sir, I do. Chairman Bliley. Thank you, Mr. Chairman. I do not have any further questions. Mr. Bilirakis. Thank you, Mr. Chairman. Mr. Brown. Mr. Brown. Dr. Leshner, good to see you, and Dr. Clark. Dr. Clark, your testimony emphasized the testimony of the ancillary services such as counseling. Comment on the bill's adequacy in this regard. Mr. Clark. We believe that there needs to be a psychosocial support system. We believe that that can be put together with a new system of care. But it is critical that these issues be addressed. I don't believe that primary care physicians are in the position to provide psychosocial adjuncts; however, with proper training, with emphasis on encouraging primary care physicians to use referral systems or to help develop or to participate in the development of referral system, which SAMHSA would be able to do, that these psychosocial adjuncts could be created fairly easily. And so you would have the primary care physician providing the medication, able to refer a patient to psychosocial support systems. One of the things that it is critical to recognize, that medication without psychosocial support, without vocational rehabilitation actually may not work as well as people believe. And so we are encouraged by this legislation because it does conceptualize a new delivery system, but that new delivery system also needs to have some components fleshed out, and we are perfectly happy to be working with the Congress to be able to do that. Mr. Brown. Thank you. Dr. Leshner, what will States' reaction be to this legislation, both State and local officials and elected officials that work on drug policy and work on treatment operations and all? Mr. Leshner. I think that will depend on the individuals within the State and which parts of the health system and the drug addiction system they may be involved in. Positive, I think if all of this is done well. As Dr. Clark suggests, it is something that will have to be done with the States, not to the States. So I think we will be working together in order to develop the most effective techniques to use these medications. Mr. Brown. Do we need changes in the legislation to encourage that cooperation between or among local, State, Federal? Mr. Leshner. I really don't feel like I can comment on the legislation or that part of it since that really is outside of my purview. It is actually within Dr. Clark's purview. I do believe that these are effective medications that can be used in a very wide variety of settings. Mr. Brown. Dr. Clark, would you respond to that in terms of local, State, Federal cooperation if this legislation needs some changes for that? Mr. Clark. Yes, sir. And thank you, Alan. Mr. Leshner. You are welcome. Mr. Clark. As a practicing addiction psychiatrist and also as the director of a center, it is important that we have good care available to all citizens in America. So we need to work with the States. There are some provisions. There is a preemption provision in the legislation which contemplates a transition period that will allow us to get good data, good information, so that when States subsequently make their decisions, they will make their decisions based on good science and hopefully good information which we would be working with the States to acquire. So that is an important element. We want to make sure that we do have this transition period, but we do have the opportunity to bring good results so we can work with the States so that they can see that this is indeed a medication with good results and low diversion potential, because we are also working with the DEA, and this will be something that we hope they will adopt. Mr. Brown. Thank you. Mr. Chairman, thank you. Mr. Bilirakis. I thank the gentleman. I am gathering from your testimony and some of your responses here that you are both supportive of the concepts of the legislation; is that correct? Mr. Clark. Yes, sir. Mr. Bilirakis. I am not going to ask you if you are supportive of me. As I understand it, there is no administration position on the legislation? Mr. Clark. That is correct. Mr. Leshner. That is correct. Mr. Bilirakis. I won't ask you if you personally support it because it would be putting you in a spot. But everybody seems to agree that it is significant that we take this in some way. Mr. Brown and others have raised the point of the States, and that certainly has been addressed, maybe not satisfactorily, but State laws would be preempted. In other words, the States could opt out. That was mentioned by one of the Senators, too. Is that adequate? I'm not sure. But, Dr. Clark, the letter, the famous letter of July 14 from Dr. Shalala, which is now a part of the record, did you agree with that letter? Mr. Clark. The letter came from---- Mr. Bilirakis. It is a very lengthy letter. Mr. Clark. Very lengthy letter, very well written, and since it came from Secretary Shalala, I, of course, support Dr. Shalala completely. Mr. Leshner. I agree with the letter. Mr. Bilirakis. You do agree with it. Mr. Leshner. I do. Mr. Bilirakis. Dr. Clark is a psychiatrist. We have to take that in consideration. Doctor, please don't think I am trying to pin you down here. The letter is a partial response to a series of questions that Dr. Shalala set out in the letter and then respondes to. In the partial response to number 13, she says, ``in our view, to consign new treatment medications with enhanced safety and less diversion potential solely into the existing methadone clinic system would be a serious public health mistake.'' Do you agree with that? Mr. Clark. I agree with that. Mr. Bilirakis. You do. Dr. Leshner, you agree with that? Mr. Leshner. Yes. Mr. Bilirakis. Well, all right. I am not going to go into any more here. I mean, we all agree that this is important. Yes, reauthorizing SAMHSA is also very important. That is something that this committee has done in the past, and there is no reason to expect the committee would not do so again. This piece of legislation can either move on its own, or it can be made a part of SAMHSA when it is reauthorized. But in any case, the legislation itself is significant as needed changes might take place. So I would hope that we can continue to work with both of your groups in order to proceed further here. We have some work to do with the minority, too, in that regard. Sounds like we do. Mrs. Capps. Mrs. Capps. Thank you. I was unable to give a verbal opening statement. I will submit mine for the record. So I want to take this opportunity to thank our Chair for holding an important hearing on a very serious issue, substance issue. And thank you for being here as our witness to our panel. And I am convinced that the use of buprenorphine is going to be an important step for detoxification and maintenance for those who abuse heroin, certainly a step in the right direction. And it is also, I think, important to note that detoxification and treatment are different things, and I am convinced along with and heartened by the comments that our Chairman just made that we have a job to do to reauthorize the Substance Abuse and Mental Health Services Administration along with this, and that might be a good pattern to follow. It is my belief that there is evidence to substantiate that substance abuse should be addressed in a comprehensive fashion as part of an overall mental health policy. And I wish that it were possible to treat substance abuse problems with a single pill or dose. Unfortunately it is not that simple. Drug addiction is often an intergenerational family, maybe even community, issue, with future use by children of addicts a very common occurrence and a pattern that I saw as a school nurse over the course of a generation. In addition, inadequate funding for treatment services is often a barrier to treatment and prevention services. And I want to focus your attention, if I could, on demonstrations that some models that are available throughout the country have proven to be effective. I know because one of them is in my district. It is a fairly substantial, Robert Wood Johnson Treatment, comprehensive program called Fighting Back, completed 5 years and has been extended for 2 more, and it is the model that I have in mind because it enabled the community to come together with both private and public agencies in a collaborative effort. Their symbol was an umbrella that had counseling as one of the spokes, but it had a lot of other spokes as well. And my question to you is if we can use the chairman's pattern of perhaps including this legislation in a comprehensive reauthorization package for SAMHSA, is there--can we point to evidence throughout the country of models that have been and are comprehensive, but have established a track record in this area? Mr. Leshner. I am not a part of SAMHSA, we are a part of NIH, but let me just say that we do have a range of models throughout the country that have been demonstrated to be effective. There is no question that substance abuse is a manageable problem. The problem is that our strategy for dealing with it comprehensively has to be as complex as the problem itself. And I think, sadly, as you suggested, there never will be a magic bullet. But we do have to have bullets in that sense. Mrs. Capps. So looking at this legislation as one piece of a larger picture, shall we say, is that where you would like-- where we would perhaps effectively move? Yes, sir. Mr. Clark. We need to have more flowers in the garden. Bullets I don't like. And with more flowers in the garden, I think we can address the issue. And indeed SAMHSA is committed to that. Our reauthorization does not need to be hooked up to this particular piece of legislation, but this particular piece of legislation needs to contemplate the existence of a service delivery system that can help the primary care doc. No primary care doc who is prescribing a medication is going to feel comfortable if he or she does not believe that there is an extra help out there, because--and I spent many years delivering service to opiate-dependent individuals. I have worked in free clinics, I have worked in methadone programs, and I have prescribed buprenorphine in research protocols. And I can tell you that it is a complex set of problems. And if we are going to have a multifaceted strategy, we've got to have as many flowers in the garden as possible. But we need a garden, you just can't have a single flower waving in the wind. Mrs. Capps. That is a good image. But tell me, before we would get into the business of really getting behind something like this which is complex and perhaps takes money up front to get it going, how long we are sure that this is going to work? Are there examples? Excuse me for running over my time. Mr. Bilirakis. Please respond. Mr. Clark. There are data that would suggest that this would work. We are in the process of working with NIDA to get more information. We think that this will work, especially if it is a part of a larger comprehensive system. Mrs. Capps. If I could just say in conclusion that every piece of documentation we could have about success rates in a comprehensive package I believe would really be useful. Mr. Bilirakis. Doctor, you know that the legislation requires onsite counseling and also sets up a referral process, right? And that is what you are referring to. So that is covered; maybe not adequately, but it is certainly contemplated in the legislation, you would agree there? Mr. Clark. Yes. Mr. Mr. Bilirakis. Mr. Greenwood. Mr. Greenwood. Thank you, Mr. Chairman. This is a hearing about a very specific new potential modality, and there has been a lot of discussion this morning about effectiveness. I would like to ask a very broad question, and that is, I don't know what the number is, but you can help me with that in terms of the total dollars that the Federal Government spends on treatment for substance abuse or drug abuse? And that is done for a variety of substances in a variety of modalities and variety of settings, variety of components and so forth. What I would appreciate hearing from you is, what is the state-of-the-art of our measurement of the outcomes in these various programs? A measurement of the outcomes. In other words, how do in all of these myriad settings and modalities and specific programs and so forth--a lot of money gets spent on this very critical treatment purpose. I always have some questions about how we measure what is working, what is not working so we know how to constantly over time refine where the funds go so that they are most effective. Could you respond to that? Mr. Leshner. Sure. There have been a number of outcome measures that have been developed over the course of decades actually that can help us evaluate the effectiveness of individual programs, but also of the overall treatment system. And there is a large body of research that demonstrates, first of all, that the treatment of addiction is as effective as the treatment of virtually any other chronic--relapsing chronic recurring condition. Those treatment effectiveness rates range in the 50 to 70 percent range, which is substantial. Having said that, when we look at the effectiveness of drug treatment, it is very important not just to look at drug use per se. The goal of drug treatment is, of course, to reduce drug use, but also to return the individual to productive membership in society and the family and the community. And we also have outcome measures that can be applied to that. And again, I would say using those kinds of metrics, you see that drug addiction treatment is quite effective treatment. It doesn't mean it can't be better. Mr. Greenwood. I appreciate it. What I heard you say is that there are and there have been developed over decades effectiveness measurement systems, and that they can be used to measure a specific program's outcomes and they can be used to measure the universe of all treatment efforts. But my question really is, do we have in place any system--if there are 10,000 different programs that receive Federal funds in the country-- do we have any accountability system? Do we have any requirement--for instance, it has been suggested to me that 1 percent of all treatment dollars, 1 percent of that total, should be used by each program to collect data to apply it, some kind of an outcomes measurement, and that data should be resubmitted to the Federal Government so that we can over time say, you are not doing a very good job, maybe you shouldn't be refunded; you are doing an excellent job on a program-by- program basis; or this modality seems to be working better than that modality, so we want to fund that. I am trying to get a sense from you as to the across-the- board, with all of these billions of dollars that we are spending, whether we have in place across the board feedback loops that enable us to refine the system. Mr. Leshner. That is sort of out of our domain. I will let Dr. Clark answer that. Mr. Clark. We don't have such a comprehensive system in place. We have included some provisions for that in our reauthorization. We believe that the changes proposed in our reauthorization would create more flexibility for the States in the block grant programs while creating a performance-based accountability system for States in line with what you are asking for us to be able to do. And we very much agree with you with the need for such a performance-based accountability system. We would very much like to be able to do that. Currently we don't have that. Mr. Greenwood. So you support the notion that we should figure out a way--and I don't pretend that it would be simple-- to make sure that program by program, modality by modality, setting by setting, we are constantly in the business of measuring effectiveness so that we can do more of what is working and less of what is not working? Mr. Clark. As a physician, that is critical. As a physician, it makes for not only an economically effective system, but ethically effective system, enhances patients rights. It also gives us the assurance that above all we are not causing any harm. Mr. Greenwood. If you have X number of dollars, and it costs Y to do that, are you prepared to actually spend X minus Y on treatment? Because the money that it would cost to create the feedback loop doesn't come out of thin air. My sense is if you spent a percentage point, you would end up over time using that other 99 percent much more effectively than if you didn't. Mr. Clark. I agree with you. We certainly believe that it is within the province of the Congress to determine what that percentage point should be. But it is critical that we have resources available to answer the kinds of questions that continue to pop up. So I agree with you. Mr. Greenwood. Thank the panel and the chairman. Mr. Bilirakis. I thank the gentleman. Mr. Brown. Mr. Brown. I have one more question for Mr. Clark about the 3-year preemption, because I think we need to think about that, clearly about that. Are States locked into the 3-year preemption? Can they opt out during the 3 years is your understanding? Mr. Clark. I actually have not seen the House version of the DATA legislation, so I am not in the position to comment. Mr. Brown. Should they be able to opt out? Mr. Clark. I think we would want to work with the States so that we could have an opportunity to see if this new system that we are trying to facilitate can work. I would believe that we do need an opportunity to see that this could work in multiple jurisdictions. We need that opportunity. Mr. Brown. But you say we should work with the States. And I understand work with whomever, but it should--you think that option should be there? Mr. Clark. For the States to opt out? Mr. Brown. Yes. Mr. Clark. I think ultimately the decision is within the province of the Congress. But I would like to see a system in place, though, that we can determine whether this new system of care works in as many jurisdictions as possible. Mr. Brown. All right. Mr. Bilirakis. I thank the gentleman. If there aren't any further questions, we will release the panel of doctors, including Dr. Vocci. Thank you very much not only for being here, but for the great work you are doing for all of our people. Panel 3: Dr. Charles Schuster, Director of the Clinical Research Division on Substance Abuse, Wayne State University, accompanied by Mr. Otis Rivers of the State of Michigan, citizen of the State of Michigan; Dr. Larry Alexander, Baylor Medical Center at Irving; Mr. Robert E. Anderson, Director of the Research and Program Applications, National Association of State Alcohol and Drug Abuse Directors; Dr. Thomas Kosten, Resident of the American Academy of Addiction Psychiatry, West Haven, Connecticut; and Ms. Jenny Collier-McColl, Director of National Policy, Legal Action Center here in Washington, DC. Ms. McColl and gentleman, welcome. Thank you for being here. Your written statement you have provided the committee is already a part of the record. I will set the clock at 5 minutes and hope that you can stay within that period of time, or at least as close to it as you can. We have a recess now. There is a memorial taking place at 11 for recently departed Representative Brown. I don't know whether we can finish up by then or not, but we will do the best we can. Dr. Schuster, please proceed. STATEMENTS OF CHARLES SCHUSTER, DIRECTOR, CLINICAL RESEARCH DIVISION ON SUBSTANCE ABUSE, WAYNE STATE UNIVERSITY; ODIS RIVERS, CITIZEN, STATE OF MICHIGAN; LARRY L. ALEXANDER, BAYLOR MEDICAL CENTER AT IRVING; ROBERT E. ANDERSON, DIRECTOR, RESEARCH AND PROGRAM APPLICATIONS, NATIONAL ASSOCIATION OF STATE ALCOHOL AND DRUG ABUSE DIRECTORS; THOMAS KOSTEN, PRESIDENT, AMERICAN ACADEMY OF ADDICTION PSYCHIATRY; AND JENNY COLLIER-McCOLL, DIRECTOR OF NATIONAL POLICY, LEGAL ACTION CENTER Mr. Schuster. Thank you very much. I am representing today not only myself, but the College on Problems of Drug Dependence, which is the oldest and largest professional organization devoted to the study of drug abuse. And I happen to be privileged to have been elected the president of that organization, and they have asked me to express their opinion as well as my own today. I appreciate the opportunity to appear before this subcommittee to discuss the Drug Addiction Treatment Act in an open forum, because I think it important legislation that must be considered in a very thoughtful manner. I am not going to burden you again with the statistics on heroin abuse in this country. You have heard them over and over again, over 800,000 people addicted to heroin and less than 200,000 in treatment in 1998. What concerns me the most, however, from the Federal statistics is the age of initiation of heroin use has fallen from 27 years of age in 1988 to 18 in 1996. I can attest to that on a local basis in the Detroit area where we have our treatment programs and we see that as well. So I think that it is very important that the committee is here today to consider the Drug Abuse Treatment Act, to address this very important problem of heroin addiction particularly as it is affecting our youth. Now, as has been stated, one of the major advances that has been made in the last several years is the development of buprenorphine in the treatment of heroin addiction. The National Institute on Drug Abuse, which was I was privileged to serve as the director of it from 1986 to 1992, has established in many, many clinical trials its safety and its efficacy. I am currently using it in a large treatment research project and have been very impressed not only with its effectiveness, but as well with its acceptance by patients who might have been reluctant to enter a methadone treatment program. Now, I also direct an opiate maintenance treatment program which uses both methadone and LAAM. Tragically, at least in part because of the special regulations requiring attendance in the methadone maintenance clinic 6 days per week, you have to come every single day to get your methadone at least for the first months. Many people who are working find this cumbersome, particularly if they live a long distance away from treatment programs. Because of the ``not in my backyard'' phenomena, these programs are very widely dispersed. Many also have expressed the fear that being seen entering a methadone maintenance treatment program may jeopardize their employment or their standing in the community. Clearly, many of the witnesses have said that we must address the issue of the stigmatization of methadone-maintained individuals in the programs that dispense this medication. It is absurd that this effective medication is a stigmatized as it is. This stigmatization, I think, is in large part the reason why we have so very, very few methadone maintenance treatment programs in the United States. Nowhere does the NIMBY phenomena operate more insidiously than in the reluctance of communities and even whole States to accept the establishment of new treatment programs employing methadone and LAAM. Now, alternatives to methadone which are not subject to the draconian regulations that are in place for methadone and LAAM and the stigmatization, other medications which may escape this, I believe, is of great importance in our efforts to bring in large numbers of heroin addicts who are either unable to enter treatment because the clinics are filled, or they are reluctant to enter treatment as it is currently offered. I believe the buprenorphine will reach opiate addicts who are currently unable or resistant to enrollment in opiate maintenance treatment programs that use LAAM and methadone. Now, as you are aware, I think there are a number of important safeguards in the legislation that has been proposed. First of all, the Drug Abuse Treatment Act would allow physicians to prescribe narcotic drugs which are controlled under schedule IV or V of the Controlled Substances Act. I will repeat what has been said previously, and that is the Controlled Substances Act ranks medications in terms of their abuse potential. Schedule V means that it is very low abuse potential. The issues of diversion, particularly when naloxone is added to buprenorphine, I do not believe constitute a major issue. This legislation would make it possible for qualified physicians to prescribe buprenorphine to opiate-dependent patients. I want to emphasize something else. That is that I think that there are several organizations, the American Society for Addiction Medicine and as well the addiction psychiatry group that Dr. Kosten represents, that can assure us that physicians who would be prescribing buprenorphine would be well aware of the fact that many of these individuals do need psychosocial treatment and would have systems in place for proper referral with this. Now I will skip to the bottom line here because of time, and the other points that I wanted to cover are already in my written testimony. But I want to make it clear that I think that we need bold and innovative new treatment programs and plans for the country. We have got to break out of the mold that currently impedes the use of buprenorphine and LAAM. We are not allowed to make good clinical decisions because of the regulations that govern these treatment agents. I think it is this act may very well be the first step in breaking out of that mold and applying bold and innovative new treatment approaches to problems of addiction. Now, I can talk all day. Mr. Bilirakis. Please summarize Doctor. Mr. Schuster. I can talk all day about this because we have been working on the problems of development of buprenorphine for the treatment of heroin addiction for over 20 years. So we have a lot of information about this. But I think that I would like to ask the Chair to allow someone who is perhaps even better qualified than I am to speak about this. I would like to introduce a patient who is a participant in the NIDA treatment program that I direct at Wayne, and I think his experience is an ideal example of the effectiveness of buprenorphine as a treatment medication for heroin addiction. I would like for him to describe to you the experience which he has had with buprenorphine which has prompted him to appear before us today. [The prepared statement of Charles Schuster follows:] Prepared Statement of Charles R. Schuster, Director, Clinical Research Division on Substance Abuse, Wayne State University My name is Charles R. Schuster. I am a Professor of Psychiatry and Behavioral Neurosciences at the Wayne State University School of Medicine and the Director of the Research Division on Substance Abuse. From 1986 to 1992, I served as the Director of the National Institute on Drug Abuse/NIH. Prior to that I directed the Drug Abuse Research Center of the University of Chicago from 1972 to 1986. I am as well the President-Elect of the College on Problems of Drug Dependence (CPDD) which is the oldest and largest professional organization of drug abuse researchers in the world. I am appearing here today as an expert witness on the pharmacology of medications for the treatment of addictive disorders and as well representing CPDD and the myriad of drug dependent individuals who are sorely in need of safe, effective, affordable treatment. I appreciate the opportunity to appear before the Subcommittee to discuss the Drug Addiction Treatment Act in an open forum because I believe that such important legislation must be considered in an open and thoughtful manner. A major impediment to our ability to treat the problems of addiction is that we have only a limited number of pharmacotherapies for heroin addiction and none that are generally useful for the treatment of cocaine addiction. According to the 1999 National Drug Control Strategy publication, there are approximately 810,000 chronic heroin abusers in the United States. Unfortunately, a survey conducted by the American Methadone Treatment Association during the last quarter of 1998 revealed that only 180,000 people are enrolled in licensed methadone maintenance programs throughout the country. Among youth, the 1997 National Household Survey on Drug Abuse found that the mean age of heroin use initiation declined from 27.3 years in 1988 to 18.1 in 1996. Given the magnitude of heroin addiction in this country, we need innovative and bold approaches for the management of this disease. I am pleased to have been invited to testify before this Subcommittee on Health and the Environment of the House Committee on Commerce to present my views on why we believe that the passage of the Drug Addiction Treatment Act of 1999 is important to address this problem. One of the major advances that has been made in the past several years is the development of buprenorphine for the treatment of heroin addiction. The National Institute on Drug Abuse (NIDA) has sponsored a number of clinical trials, which have established buprenorphine as a safe and effective medication for the treatment of heroin addiction. I am privileged to have had a minor role in the development of this safe, effective treatment. I am currently using it in a large treatment research project and have been very impressed not only with its effectiveness, but as well with its acceptance by patients who would have been reluctant to enter a methadone treatment program. Tragically, at least in part because of the special regulations requiring attendance at a methadone maintenance clinic six days per week, many individuals who are working are loathe to come in for treatment. Further, many have expressed a fear that being seen entering methadone maintenance treatment programs may jeopardize their employment and standing in the community. Clearly we must address the stigmatization of methadone maintained individuals and the programs which use this treatment modality. It is absurd that this extremely effective medication has been so badly stigmatized. In large part this stigmatization has been responsible for the fact that we have seen very little growth in the number of treatment programs providing methadone over the past decade despite the obvious need. Nowhere does the ``Not In My Backyard'' phenomenon operate more insidiously then in the reluctance of communities and even states to accept the establishment of new treatment programs employing methadone and levoacetyl methadol (treatment medication for opiate dependence also known by the tradename ORLAAM) as maintenance medications. Alternatives to methadone which are not subject to such draconian regulation and stigmatization is of great importance in our efforts to bring in the large numbers of heroin addicts who are either unable to enter a treatment program because the clinics are often filled or they are reluctant to enter treatment as it is currently offered. Thus, buprenorphine may reach opiate addicts who currently are unable or resistant to enrollment in opiate maintenance programs that use ORLAAM and methadone. I have many letters in my desk from patients whose lives have been turned around by the buprenorphine treatment we have provided them. I am accompanied by a patient who will shortly describe how buprenorphine has helped him to gain control over his heroin addiction problem. As you are aware the Drug Addiction Treatment Act of 1999 would allow physicians to prescribe narcotic drugs which are controlled under Schedule IV or V of the Controlled Substances Act for the maintenance of opiate dependent persons. Because of the relative safety and lower abuse potential of buprenorphine it has been placed in Schedule V of the Controlled Substances Act. Thus, this legislation would make it possible for qualified physicians to prescribe buprenorphine to opiate dependent patients. I want to emphasize that under the bill, only physicians who by virtue of their training and experience are determined to be qualified by the Department of Health and Human Services would be allowed to dispense Schedule IV or V narcotics for this purpose. In part this expertise is being able to determine who needs specialized rehabilitative and psychotherapeutic services in addition to treatment with a medication. Obviously, those who are in need of additional rehabilitative services must be referred to existing substance abuse treatment programs or other specialists capable of providing such services. I cannot express how important this legislation will be for those of us who are attempting to bring the very best in treatment to individuals who have been ensnared by heroin addiction. I see young people everyday who are in need of medications to ease their need for heroin so that they can become invested in rehabilitation activities that can return their life trajectory to a normal, productive and fulfilling course. Currently the available medications, methadone and ORLAAM are extremely useful but ensnared in regulations that grossly limit their potential effectiveness. Having a safe, effective narcotic preparation that could be used by qualified physicians for the treatment of opiate addiction that is unfettered by the methadone regulations would be a major advance in our ability to provide badly needed services in a cost effective manner. It should be noted that this bill has a number of provisions that preclude physicians from becoming ``script docs.'' No physician could have more than 40- buprenorphine-maintenance patients. Furthermore, the bill explicitly states that this program of office based narcotic maintenance treatment would be evaluated over a three year period to determine whether it expanded effective treatment capacity without adverse consequences to the public. If the program did not meet these goals then it would be discontinued. Finally, the bill provides for earlier termination of this program if it is found that the narcotic drugs dispensed by physicians are being diverted into the illicit drug trade. It is my understanding that this bill provides that states can write more restrictive legislation precluding physicians from using Schedule IV and V medications for opiate maintenance therapy if states deem it necessary. I must also stress that although buprenorphine is a major advancement for the treatment of opiate addiction, there are new medications on the horizon that may even be safer and more effective. My group at Wayne State University is part of a major NIDA sponsored research program for such medication development. Unfortunately, the cumbersome methadone federal regulations as well as the state and in some instances city regulations of methadone maintenance programs have acted as a great disincentive for pharmaceutical companies to invest in this area. Academic researchers cannot bring a new medication to market without the help of pharmaceutical companies. The problems associated with the introduction of ORLAAM in 1993 for the treatment of opiate addiction is a textbook case of how the state and federal regulations make it impossible for a pharmaceutical company to realize a profit on their investment for medications for this indication. It took for example; three years after the FDA approved ORLAAM before the necessary regulations were written in states such as California to allow its use for the treatment of heroin addiction. Many states have still not written the enabling legislation. These barriers were addressed in a meeting convened by Senators Levin, Moynihan and Kerry in May of 1997. At that meeting, in which I participated, pharmaceutical companies specifically mentioned the federal and state regulations governing opiate maintenance therapy as a major disincentive for their developing medications to be used for this indication. The Drug Addiction Treatment Act of 1999 might serve to remove this disincentive for pharmaceutical companies to develop safe, less addictive, effective medications for the treatment of opiate addiction. I believe that in the long term this would be one of the most important effects this legislation would have. The need for innovative approaches to the problems of addiction demands that we take bold actions. Daily, I see the victims of addiction, the patients, their families and the Michigan communities that are ravaged because of crime associated with drug abuse. Research has shown that treatment is the most cost-effective way to decrease this problem. The Drug Addiction Treatment Act of 1999 can significantly expand treatment access. On behalf of the College on Problems of Drug Dependence, we strongly urge you to support this legislation. I would now like to introduce a patient who is a participant in a NIDA sponsored heroin addiction research treatment program that I direct at the Wayne State University School of Medicine. His experience is an ideal example of the effectiveness of buprenorphine as a treatment medication for heroin addiction. I would like for him to describe to you the experience which he has had with buprenorphine which has prompted him to appear before you here today. Mr. Bilirakis. Without objection the Chair will yield a couple minutes to Mr. Rivers. STATEMENT OF ODIS RIVERS Mr. Rivers. I am Odis Rivers. I am a recovering heroin addict. Mr. Bilirakis. I know this has got to be tough for you sir. Just do the best you can. Maybe we can get some water for Mr. Rivers. Mr. Rivers. I am a recovering heroin addict enrolled in a treatment research project at Wayne State University School of Medicine. I have been addicted to heroin since 1970. I am a 3- year veteran of the U.S. Army. I served overseas in South Korea. I became an addict when I returned from the Army in 1970, the same year I was diagnosed with diabetes. I had made many attempts to overcome my heroin addiction, but have always relapsed. Today I am proud to say that I have been drug-free for over 6 months and feel increasingly confident that I can stay that way. The medication, buprenorphine, that I have been received at the Jefferson Avenue Treatment Research Program has been one of the important parts of my recovery. Six months ago when I came to the research clinic, I had been separated from my wife, and over the 29 years that I have been on heroin addiction, I had most--I had lost the respect of my family. Today I am back with my wife, and I am looking forward to making up all the time lost with her when I was addicted. I am very lucky to have a family who has seen that I am making an attempt to turn my life around. I am looking to have their respect, and I can be a big brother again to my sister. Mr. Schuster. Mr. Rivers is the most articulate person I know, and I should point out one thing; that is that because of his diabetic condition, he sometimes has problems. But interestingly enough, everything that is submitted here in the written record was dictated to me by Mr. Rivers. And I think one of the things that--he said this to me last night at dinner--is that he has gotten back together with his wife and is looking forward to the kind of things that he hasn't been able to do with her during the years that he was addicted to heroin, and that he can be a big brother to his sister. And I can't even say that without getting a little weepy. Mr. Rivers. Okay. You know, I feel I just got to start all over again, you understand that with my diabetes, and this morning and stuff I--with the scheduling and everything and my medication---- Mr. Bilirakis. Leave it to the Congress. Mr. Rivers. [continuing] with the medication that I have been taking in the program and everything has made a dramatic big change in me, and a lot of things have happened, and, I am here to just to, you know, say, well, hey, thanks. Mr. Bilirakis. Thank you, Mr. Rivers. And we may have a question or two for you, if you don't mind, when we get to that point. But in the meantime we will move on to Dr. Alexander. Mr. Rivers. Okay. [The prepared statement of Odis Rivers follows:] Prepared Statement of Patient at the Jefferson Avenue Treatment Research Program, Department of Psychiatry and Behavioral Neuroscience, Wayne State University School of Medicine I am a recovering heroin addict enrolled in a treatment research project at the Wayne State University School of Medicine. I have been addicted to heroin since 1970. I am a three year veteran of the U.S. Army where I served overseas in South Korea. I became addicted to heroin when I returned from the army in 1970 the same year that I was diagnosed with diabetes. I have made many attempts to overcome my heroin addiction but have always relapsed. Today I am proud to say that I have been drug free for over 6 months and feel increasingly confident that I can stay that way. The medication, buprenorphine, that I have received at the Jefferson Avenue Treatment Research Program has been one of the most important parts of my recovery. Six months ago when I came to the Research Clinic I was separated from my wife and over the 29 years that I was a heroin addict I had lost the respect of my family. Today I am back with my wife and am looking forward to making up for all of the time I lost with her when I was addicted. I am also very lucky to have a family who has seen that I am attempting to turn my life around. It feels good to have their respect and I can be a big brother again to my sister. That means a lot to me and I know having this respect will help me in my recovery. I want to emphasize that I know that I am not out of the woods. Heroin addiction is a disease just like my diabetes. Yes, I know that I brought on my heroin addiction, but I didn't think I would ever get addicted when I first tried heroin. It just sneaks up on you and suddenly you realize that it has taken over your life. Since I entered treatment and began taking the medication buprenorphine I have not suffered from withdrawal symptoms or craving for heroin. I also do not feel ``drugged'' by this medication. It just makes me feel OK and able to think about other things besides getting high on heroin. I feel about buprenorphine like I do about the insulin I take twice a day for my diabetes. It has saved my life. Now I want to make it clear that the counseling and groups I attend at the treatment program are also important to me. It's the entire package that has helped me, but the buprenorphine has made it all possible. Without it I would still be scared of withdrawal sickness and the craving for heroin that gives you. With it I know that even if I take heroin I won't get much of an effect because my doctors tell me it is a heroin blocker. So I feel straight, do not crave heroin and am able to work, be with my wife and once again get back with all of my family. I only hope that this medication can be made available to many more people like myself who foolishly thought that they could play with heroin and ended up having it take over their lives. That is why I have come here today to say please make this drug available to other heroin addicts who may benefit from it as much as I have. Thank you. STATEMENT OF LARRY L. ALEXANDER Mr. Alexander. Mr. Chairman and subcommittee, thank you very much for giving me the opportunity to come speak with you today. My written testimony has already been inserted into the record, and it gives some illustrations about the new faces of heroin. I would like to tell you a couple of other stories, because as an emergency physician I see all types of people. I see all types of problems. I see people at their best, and most often at their worst. And being in the emergency department, we catch people who fall through the cracks for all types of reasons. I have been a physician now for 10 years. Throughout my training and medical school and residency, I learned about the addiction process through seeing it through the emergency department. We are not really taught that much about it in medical school. But I had such an experience with it during that training period that I didn't want to deal with it anymore, so I chose to go back home to Dallas, and I picked a suburb thinking I am not going to have to deal with this anymore. The suburbs are safe. And it was for a couple of years, but then things changed. We think about people who use heroin. We also think about an adult, someone who has matured in their life, someone who is making decisions, albeit the wrong ones. We don't tend to think about it being our teenagers, but that is what I see. I am a member of the American College of Emergency Physicians, it consists of 20,000 physicians across the country who practice in emergency rooms, and my colleagues all across the country have these same types of stories. We have seen an increase in the number of younger people using heroin, and not only using, but dying. As I illustrated in my written testimony, the youngest person I have seen was 12 years old. He came in after school by ambulance not breathing. His mom got there just about a minute after the ambulance did, as we were resuscitating him. And it is always a very tough call as to whether or not to allow a parent into the emergency department when you are resuscitating a child. And in middle of all this, I turned around, and she was tapping on my shoulder, and she said, I want my other children to see this. She asked, do you have a problem with it? It is really frightening as a physician to be taking care of a dying child in the first place, but when you know you have the parents watching over your shoulder, you just freeze inside. I said, ma'am, I don't know that they need to see. Then she says, if I lose him, they need to know why. So she brought her 9-year-old and her 11-year-old son in to watch us try to resuscitate her 12-year-old son, and in this instance we got him back. Later in the afternoon I went up to the ICU. He was awake. I finally got the story out of him. He was walking home--and this story I don't truly believe--but he was walking home, and he found a capsule on the street. In Texas, our heroin comes most often in the form of ``chiva,'' which is a brown powder most often packaged into a capsule. They open the capsule, you sprinkle the powder on something, you either smoke it directly, melting it, or you mix it with a joint, you mix it with some cocaine, and you smoke or snort it. He informed me that he found this brown capsule and he smoked it. A 12-year-old is not going to automatically pick something up and smoke it. This child had seen that maybe even done it before. I have also myself been personally physically abused by parents when I confront them with a child who is using. There is such a denial process in this country, especially in the suburban areas, that my child cannot do this, my child would not do this. These children get into the wrong crowds. They hear about something in a party that sounds really exciting, sounds fun, sounds like it makes me feel really good, and they will try something. This new, improved form of heroin is so much stronger than what we have had the past and so much easier to use and doesn't have the stigma of heroin in the past because the needles are not usually involved initially, so that people begin to use many time, not even knowing that chiva or Columbian white is heroin. And all it takes is one single use to kill. If it doesn't, more often than not you are addicted for the rest of your life. These kids lose their lives before they even have a chance to live their lives. In closing, I would just like to say when I graduated from medical school, I had this burning ambition to change the world. I think we as an American public want to change the world, especially when it comes to this issue. We want there to be one answer for this problem. But as many people who are involved in this problem, there are as many answers. All I can do as a physician now that I have matured and grown up some is I can change the world by saving one life at a time, and I think that that is what this legislation will allow us to do, get the opportunity to make a difference one life at a time based on an individually structured program that networks everything, all of our resources, together. Thank you. [The prepared statement of Larry L. Alexander follows:] Prepared Statement of Larry L. Alexander, baylor Medical Center at Irving My name is Larry Alexander. I am an emergency physician and I work in three different emergency departments in the Dallas area, one inner city trauma center and two different suburban hospitals. I have seen and continue to see first hand, sometimes almost on a daily basis, what drug use and abuse are doing to young people in this country. I want to share some of my experiences with you. As an emergency physician, I am trained to evaluate and treat any and all patients who present to the emergency department with all kinds of health problems and situations. Even with my training, I was not totally prepared for what has become an epidemic of drug use and abuse by the young people in my area as well as in other parts of the country. I saw many people using and dying of drug use during my medical school and residency training years. In fact, these experiences helped me to choose to work in the suburban area of Dallas in an attempt to get away from this type of problem. And for almost four years, I didn't see much except the things we all seem to accept as a part of American culture now--namely alcohol abuse and the occasional marijuana and cocaine use. That changed in late 1996. At my hospital in Plano, a northern suburb of Dallas, we had our first heroin overdose. This was a young woman in her twenties who said that she was a heroin user of many years. She didn't die, but she came close. Over the next several months, we began to see an occasional overdose of heroin. By March 1997, we were seeing heroin overdoses with what I would call alarming regularity. My first heroin death was in March 1997. By June we had approximately 30 overdoses and 4 deaths. On July 7, 1997, I had an experience that forced me to become personally as well as professionally involved in this epidemic. I was working the night shift when two teenaged boys ran up to the ambulance doors screaming for help. ``Help us! He's not breathing!'' I rushed out to find a young man lying in a black Suburban not breathing. I started CPR and we carried him into the emergency department. The two young men left without even telling us the name of the patient. He died after thirty minutes of resuscitation. I notified the police and they drove the streets of Plano until they found the Suburban at a party where drugs were being used. They brought the boys back to the emergency department and I got them to tell me the young man's name. I then had to call his parents at 3:18 a.m. and ask them to come to the emergency department. ``Mrs. Scott? This is Dr. Alexander. I'm calling from the ER. Do you have a 17-year-old son by the name of Wesley?'' There is always a pause and then in pure panic, ``Is he all right? Is he O.K.? Is he alive?'' This is probably the hardest part of my job--telling parents that their child has died. I can't do it over the phone. I feel that they deserve to hear it from me in person. ``Can you come to the ER right away? Wesley is here and is in critical condition. I need you here now and so does he.'' My anger at this situation led me to begin to talk to all young people coming to the emergency department for drug related situations. Over the next several weeks I took care of 10-15 patients between 12-19 years old who had overdosed on heroin. One patient in particular stands out. Jason was an 18-year-old who came in as an overdose of a mixture of heroin and cocaine. He was not breathing when his father discovered him. By the time he arrived at the hospital, the paramedics had gotten his heart going and he was barely breathing after getting the drug Narcan en route to the emergency department. We admitted him to the ICU in a coma. Two days later Jason woke up. Shortly afterwards, he began to seize. His temperature was 108 degrees. He had developed pneumonia in both lungs from vomiting while unconscious. Between the coma and the seizure, Jason suffered severe brain damage. On October 2, 1998 Jason turned 20 years old. He lives in a nursing home. He can't talk. He has a hole in his throat where he is hooked up to a ventilator at night in case he forgets to breathe. He has a hole in his stomach as a feeding tube because he can't eat. He wears diapers because he can't control his bowels or bladder. He is confined to a wheelchair because his arms and legs are wasted and contracted like a person with cerebral palsy. He may live to be 70 years old. He will be like this every day that he lives. By September, we had another rash of heroin overdoses resulting in 3 deaths in 2 weeks. I was approached by the school district in October, at the request of students, to come to the schools to talk to the students about the realities of drug use. My emergency department talks had evidently gotten to somebody. I started giving very graphic talks-- telling stories about the realities of what happens when you use drugs. I even dressed the dress and talked the talk--no dry, unemotional medical terms, so that I knew the young people would understand me. My description was so graphic that students would sometimes faint and many left the assemblies to vomit. In November I took care of a 19-year-old young man who overdosed on heroin for the third time. He came in once with friends and twice by ambulance not breathing. I took care of him all three times. Each time he wouldn't believe me when I told him he was basically dead because he didn't remember it. He laughed it off saying, ``What do I care if I die? I'm doing it to myself, right?'' Now I know that you all understand that all life is precious and that no one life is more important than any other, but it has been a shock to my suburb as well as others around the country to find that young people who have all the necessities and many of life's extras would wind up using heroin--some of them even dying from it. The drug heroin itself has changed in the past 25 years. No longer is it necessary to inject it with a needle. Heroin now is new and improved. It comes in a powder form that can be smoked or snorted. It is much more potent and much much more addictive and deadly than ever. It even has a new name--chiva in the South and West and China or Colombian white on either coast. I travel all over the country now talking with young people and their parents about drugs and drug abuse. I hear the frustration from both users and their families about the options for treatment and rehabilitation currently available. This drug is so addictive that many individuals can't and won't quit. I have a colleague whose son started using heroin at 18. He was a national caliber debater with many awards. He overdosed twice and survived. He ran away from home by stealing his mother's car. He was put into a methadone program and got up to 90mg a day, a very high dose, and was still overshooting--using methadone in the morning and heroin in the evening. She had him arrested not once, but twice, to get him off the streets. He went to a prison rehab program for 10 months. When he got out, he was clean for 4 months then relapsed. She got him into a treatment program but he checked himself out, legally, because he was over 16. He is now in a treatment facility in California, as far away from his friends and home situation as she could afford to send him. She often tells me she quit counting up the dollars she spent on him before and after insurance ran out at $100,000. Recently we lost Mark Tuinei, a former Dallas Cowboys football player to heroin. Mr. Tuinei was 6 foot 6 inches tall and weighed 324 lbs. He was in great physical condition. He died in a matter of minutes from shooting up with heroin. His friends saw him do it and saw him quit breathing. They did mouth to mouth resucitation for a few minutes and got him breathing again. He was still groggy so a friend drove him home and left him in his car to sleep it off. He died in his sleep by drowning in his own vomit. Mark was a community leader and role model for young people but even the drug seduced him and he paid for it with his life. He was 39 years old and had had a life. Many of the young people who become addicted or die never even have a chance at a life. I would like to share with you something that I always share with the young people I talk with--the experience of what it feels like to die from a heroin overdose. You're at a party and somebody offers you something new. ``Come on. Try it. It's great stuff!'' ``What is it?'' ``Oh, it's some chiva. Come on take a hit off this joint. It's some pot and chiva mixed.'' So you take a hit. Nothing happens. You take another. Then you feel it. You begin to feel this warm rush all over. You get a little light headed. You start to float off. For a few minutes maybe an hour, you feel great--relaxed, mellow. Then things began to change. You don't feel right anymore. You start to walk towards a chair but you don't make it. Your arms and legs feel like they weigh a ton. You try to speak to get some one's attention but you can't talk because your tongue feels heavy and thick. The lights seem too bright, the music too loud, the smells too strong. Heroin makes your senses more acute for a period of time. You sit down on the floor, your back against the wall. Your head droops forward. You begin to get nauseated. Heroin is a very powerful narcotic and as such causes severe nausea. Normally when you get nauseated, you vomit and feel better. But with heroin that doesn't happen. Heroin blocks your gag reflex so that when you start to vomit, your epiglottis doesn't fall down to protect your airway. Instead, your stomach contracts and empties your stomach contents into your throat where it all slides down into your lungs. In a few minutes, your lungs fill up and you drown in your own vomit, right in front of everybody. Nobody knows you died because they didn't see anything happen. Or, you might get lucky and die within the first few seconds of using because the heroin was so strong it shut down the breathing control center in your brain. This is what heroin does to anyone who uses it. It has become a very commonly abused drug by our young people. It is very addictive and very deadly. We need to fight back using every means possible. We need to educate our young people and hope that they will choose not to use. Once an individual uses, we need the best possible means to prevent continued use, to provide the best rehabilitation available. We have to make a difference. Drug abuse destroys lives, families, friendships, opportunities, and our very future. We have to fight back because our young people, our children ARE our future. Thank you. Mr. Bilirakis. Thank you so very much, Dr. Alexander. Mr. Anderson. STATEMENT OF ROBERT E. ANDERSON Mr. Anderson. Good morning, Mr. Chairman, members of committee. I am Bob Anderson. I am the Director of Research for the National Association of State Alcohol and Drug Abuse Directors, or NASADAD. NASADAD is the association that represents the agencies in each State that are responsible for putting in the alcohol and other drug treatment and prevention systems. The States provide on their own about two-thirds of all the funding for the drug and alcohol programs out there, so they are financially very deeply involved. Our members are also the agencies that are responsible for assuring that the services provided are of high quality. In 1997, our members reported over 1.8 million admissions into the treatment system that they manage, including an over 230,000 opiate addicts. And we are pleased to be at this hearing today with our Federal partners and other stakeholders to actively support the introduction of and use of new medications in the treatment of addictions. We are committed to expanding treatment options and availability of treatment. NASADAD and its members have participated in a series of NIDA forums designed to share information and facilitate discussion on the research and properties of buprenorphine. And in June of this year, Drs. Leshner and Vocci of NIDA came to our annual meeting and sought input from us and facilitated discussions on the induction and effective use of buprenorphine. We have also consulted with Dr. Clark from the Center for Substance Abuse Treatment and Dr. Vereen of ONDCP on this matter. NASADAD strongly agrees with those Federal officials that the gap between treatment need and treatment availability is unacceptably large, the treatment wait time must be reduced, and the treatment outcomes must be improved. I have some statistics that we will skip over because they are in my written testimony. I want to spend just a minute talking about our experience with opiate-dependent clients. Individuals with an addictive disease when the agent is heroin, in our experience, need a comprehensive treatment approach because the disease itself has biological, psychosocial and purely social aspects. And while medications are essential to many individuals that are opiate- dependent, successful recovery is often tied to counseling and other supportive services designed to motivate clients, help them make difficult life-style changes, because heroin addiction does completely subsume the entire individual. And those services are on a relatively long-term basis if we are going to maintain recovery. Case management services are also very, very important to help an individual access other forms of health care, find housing, and secure and maintain employment. One of the issues always of importance to the States is cost. In the drug and alcohol treatment field, the States bear the major portion of costs. Methadone costs between 30 and 60 cents a day. The longer-lasting LAAM costs about $4 a dose, but you don't need it every day. It is estimated that buprenorphine for a 36-hour period will cost about 8 to $10. About 70 percent of the cost of methadone treatment is now borne by the States, and we think that will be the case with buprenorphine as well. So our concern is, number 1, how is that medication going to be paid for; and No. 2, the preemption of State regulations and laws around this subject for a 3-year period is very, very difficult to accommodate since the States have the responsibility for the licensure and authority around that issue. Thank you for your attention to this very, very important matter. We are supportive of increasing treatment options. In any way that we can, we would like to. [The prepared statement of Robert E. Anderson follows:] Prepared Statement of Robert Anderson, Director, Research and Program Applications, National Association of State Alcohol and Drug Abuse Directors introduction My name is Robert Anderson and I am the Director of Research and Program Applications for the National Association of State Alcohol and Drug Abuse Directors (NASADAD). NASADAD represents State Alcohol and Drug Abuse Agencies that have vast authority and responsibility for the prevention and treatment of alcohol and other drug abuse. Responsibilities of Single State Alcohol and Drug Authorities NASADAD's members have considerable experience in public health issues related to the treatment of opiate dependent persons. In addition, State Alcohol and Drug Abuse Agencies are responsible for all aspects of administering a $4 billion public alcohol and drug abuse prevention and treatment system including certifying professionals, accrediting treatment programs, contracting with community based providers, analyzing data, and monitoring performance. In FY'97, State Alcohol and Drug Abuse Agencies reported treatment admissions of over 1.8 million including 232,755 individuals with opiate addiction. Here are breakdowns of that number by several States: California: 63,847; New York: 26,049; New Jersey: 17,581; Michigan: 8,305; and Virginia: 4,432. NASADAD's members have front line responsibility for assuring the quality and effectiveness of prevention and treatment services. States also play an important role in financing services. Of the $4 billion public alcohol and other drug treatment system administered by State Alcohol and Drug Abuse Agencies, Federal resources account for only one third of the dollars, with States contributing or leveraging the balance. In addition, States are also responsible for paying for the bulk of medications used to treat opiate dependent persons. overview of issues Federal-State Partnerships NASADAD and its members work closely with the Office of National Drug Control Policy (ONDCP) and various agencies of the Department of Health and Human Services (DHHS) including National Institute on Drug Abuse (NIDA), the National Institute on Alcohol Abuse and Alcoholism (NIAAA), the Substance Abuse and Mental Health Services Administration (SAMHSA), and the Food and Drug Administration (FDA). We are pleased to be at this hearing today with our Federal partners and other stakeholders and to pro-actively support the introduction and use of new medications in the treatment of addictions. In particular, we would like to acknowledge and commend the important role that both NIDA and SAMHSA have played respectively in the research and policy discussions related to buprenorphine and its potential introduction to the field. NASADAD and its members have participated in a series of NIDA forums designed to share information and facilitate discussion on the research and properties of buprenorphine. Most recently, Dr. Alan Leshner and Dr. Frank Vocci, of NIDA, came to NASADAD's annual meeting to seek State input on how to facilitate the introduction and effective use of buprenorphine. NASADAD has also consulted with Dr. Westley Clark of the Center for Substance Abuse Treatment at SAMHSA and with Dr. Donald Vereen, of ONDCP, on this matter. Treatment Gap States strongly agree with Federal Officials that the treatment gap for persons with alcohol and other drug problems is unacceptable, that treatment waiting time must be reduced, and that patient treatment outcomes must be improved. ONDCP notes estimates that only about 50% of those who need treatment for substance abuse problems receive it. Priority populations for treatment include youth, pregnant and parenting women, parents who receive welfare payments to support their children, parents of children who are in the child welfare system, and individuals who have HIV/AIDS, Hepatitis B and C, tuberculosis, or serious mental health problems. ONDCP estimates that there are 800,000 opiate dependent persons in this country, of which 600,000 do not have access to treatment. The availability of cheap heroin in a form pure enough to be smoked or inhaled is facilitating the entry of a newer, younger cohort of opiate dependent persons. A comprehensive treatment approach is needed to treat populations who have a combination of biological, health, and psychosocial problems. The untreated population of opiate dependent persons continues to be a key factor in the spread of HIV, Hepatitis B and C, and TB. Most have lost their livelihood, their health insurance, and their support systems. To support their addiction, some have engaged in criminal activity. While medications are essential to their treatment, successful recovery is often tied to counseling services designed to motivate the entry and continued participation of patients in treatment, to make difficult lifestyle changes, and to maintain recovery. Also critical to successful outcomes are the case management services that help an individual to access health care, find housing, as well as secure and maintain employment. Cost of Medication for Opiate Dependent Persons One issue of great importance to the use of medications for addiction is what is the cost and who will pay? The cost of a daily dose of methadone is estimated to be between 28 and 60 cents; while the cost for the longer acting LAAM is between $2.80 and $3.96 per dose. It is estimated that a 36-hour dose of buprenorphine will cost between $8 and $10 per day. Few patients have the resources to pay for their own medications. Of those working, many do not have health insurance. Of those that have health insurance, most private plans do not cover medications for addiction. Changes in Federal and State law related to disability and welfare reform mean that many patients are no longer eligible for Medicaid. Finally, substance abuse services and medications are optional under Medicaid and provide only limited coverage to those individuals who do qualify. For the majority of opiate dependent persons, the State will ultimately be responsible for paying for medications either through the use of funds from the Substance Abuse Prevention and Treatment (SAPT) Block Grant, or through State general revenue, or through the Medicaid funding partially financed by States. Unless additional dollars are made available, difficult choices will have to be made regarding the expanded use of medications versus cuts in treatment services. comments It is our understanding that the House is considering offering legislation similar to S.324, the Drug Addiction Treatment Act, with respect to registration requirements for practitioners who dispense narcotic drugs in Schedule IV or V for maintenance or detoxification treatment. The Act would allow qualified physicians, as determined by the Department of Health and Human Services (DHHS), to prescribe Schedule IV and V medications in physician's offices without an additional Drug Enforcement Administration (DEA) registration if certain conditions are met. Our primary concern with regard to S.324 is the preemption of the rights and responsibilities of the States with regard to this new proposal. Preemption of State's rights is not acceptable given the significant role that States play in administering and funding the alcohol and other drug prevention and treatment system. Additionally, preemption is not logical given that States are the most likely source of funds to pay for medications such as buprenorphine. Congress may wish to consider whether or not legislation of this type is needed given that both the Federal government and States are already moving forward in planning for the adoption of buprenorphine. The Food and Drug Administration (FDA) is in the process of completing its review and approval of buprenorphine and the National Institute on Drug Abuse (NIDA) has completed important clinical trials and is in the final stages of its research process. In anticipation of final FDA approval, the Substance Abuse and Mental Health Services Administration (SAMHSA) has initiated the process of developing regulations on buprenorphine. The regulation of buprenorphine is expected to follow along the same lines as proposed for methadone/LAAM in the Federal Register of July 22nd. The new regulations for methadone/LAAM will dramatically shift the focus from an overly regulated ``process oriented'' system to one that emphasizes greater administrative flexibility, responsiveness to changes in the narcotic population, the need for fewer constraints on clinical judgement, and recognition of the importance of more intense and focused treatment for the patient at earlier stages. In addition, revisions will also allow for the collection and analysis of data, appropriate safeguards for the patient, and an assessment of treatment success. These are some questions that should be considered with regard to a shift from the comprehensive community based treatment system utilized by States to assist opiate dependent persons to a system in which individual physicians may prescribe Schedule IV and V drugs from an office based practice: Counseling: How will counseling, essential to motivation and lifestyle changes, be provided to a patient who receives medication from an individual physician? Who will provide these services, how often will they be provided, and how will they be paid for? Case Management: How will case management services be provided to help opiate dependent patients find housing, employment, or to access other services that they may require to achieve and sustain recovery? Multiple Addictions: How will individual physicians assist the large number of patients who are not only dependent on opiates but also on cocaine and alcohol? States currently contract with treatment programs that have experience in helping patients to overcome multiple addictions. Hard-To-Serve Patients: Will private practice physicians or managed care health programs be willing and able to accept hard-to-serve -opiate dependent persons into their practices? How will outreach and follow up be handled? Alcohol and drug treatment providers have significant experience with patients who are low income, often poorly motivated, and sometimes in denial or uncooperative. Who Will Pay: Will opiate dependent persons be able to afford between $2,920 and $3,650 per year to pay for buprenorphine or utilize their health insurance to cover this medication? Or will States be expected to assume the financial burden? Health Services: Will opiate dependent persons also be able to access other health care services such as treatment for HIV AIDS or Hepatitis B and C from the same physician who prescribes buprenorphine? States currently use a combination of Federal, State, and local funds to assure comprehensive health care for opiate dependent patients. Multiple Enrollments: What controls will be in place to ensure that multiple enrollments do not occur? States currently utilize a variety of systems to identify patients who may attempt to scam the system by registering with more than one program. Specialized Training: What kind of specialized training will be required for physicians who dispense buprenorphine from an office based setting? NASADAD supports the certification program offered by the American Society for Addiction Medicine (ASAM). NASADAD is committed to working with its Federal partners and key stakeholders to develop answers to these questions and work to close the treatment gap. an action plan for new medications At our 1999 annual meeting, NASADAD and its members began a discussion with NIDA, SAMHSA, and ONDCP officials about how to best prepare States, community providers, practitioners, and other key stakeholders for the introduction of new medications. One idea that received a great deal of support was to convene a cross section of experts to develop a framework and action plan for the adoption of new medications to treat addictions. Participants of this small expert work group would include representatives of NASADAD, the American Society for Addiction Medicine, the American Methadone Treatment Association, other key stakeholders, and Federal officials from NIDA, NIAAA, SAMHSA, and ONDCP. The primary task of this expert work group would be to facilitate the use of buprenorphine and other new medications across all 50 States and in a variety of treatment settings. In addition, the work group would be expected to develop consensus on appropriate policies and protocols needed as well as to address funding concerns. We look forward to working with others to make this concept a reality in the next year. Thank you for the opportunity to testify before you. Mr. Bilirakis. Thank you, Mr. Anderson. We certainly do need your viewpoint, the viewpoint of the States. Obviously we appreciate you being here. Dr. Kosten. STATEMENT OF THOMAS KOSTEN Mr. Kosten. Thank you very much. I am president of the American Academy of Addiction Psychiatry, which represents over 1,000 psychiatrists who treat addictions, and also represent the American Psychiatric Association, which represents 42,000 psychiatrists, many of whom do treat addictions. I am also a provider myself, being chief of psychiatry for VA Connecticut, with 35,000 veterans in primary health care and another 7,500 veterans with speciality substance abuse care. In the interest of time, certainly I will try to be quite brief and not go through the statement that I have here. I would like to say, though, my organizations are somewhat troubled by the opposition voiced by some Members of Congress to effective medication therapy for addictive disorders, and we hope that is something that these type of hearings can start to address with buprenorphine, LAAM, and, of course, methadone. These are very effective treatments, and I would like to emphasize that one of the people who was going to come with me today, Jerri Bryant, is somebody who helped set up the methadone maintenance programs in New Haven, while she was indeed on methadone maintenance. She has since left methadone maintenance and is one of the leaders in AIDS prevention and treatment initiatives in southern Connecticut, and she is just one of the hundreds of success stories that we have. So I want to emphasize that this is the type of treatment that can be highly successful and has many success stories. There are less than 15 percent of opiate addicts who can get effective treatment in the VA. The number is only about 20 percent when you don't have the NIMBY effect; that is, you can locate these programs on campuses, veterans hospitals. But the issue is there are constraints, there is a denial here to target withdrawal of resources from patients with substance abuse. It is quite exclusive in the VA system, and it is occurring throughout the country. I would like to say that there is bureaucratic regulation that is getting in the way of the central effective life-saving treatments such as buprenorphine. Office-based buprenorphine treatment has been highly successful in Connecticut. We are one of the only States that have, in fact, tested this out. We compared office-based treatment to buprenorphine given in the methadone setting. When you give it in office-based setting, they stayed in treatment longer, they have better patient satisfaction, and they had less illicit heroin use than the ones who, in fact, got in a methadone setting. Everything suggests this would be a very effective way to deliver this medication, and I think at this point it is really bureaucratic regulations that are standing in the way. I would like to also emphasize that in the United States there are physicians who are quite ready to make this reality from both my organization and the American Society of Addiction Medicine, as well as the American Psychiatric Association. Another issue I would like to briefly just state, with buprenorphine--I apologize, I tried to get copies of this figure to everyone, I am not sure they got it--if you look at this, what this simply illustrates is severity of withdrawal symptoms versus amount of time or amount of dollars that it costs to provide detoxification. If you do it the standard way that is shown in green, what that can cost in the usual settings are thousands of dollars, typically 5- to $6,000. The red, which is shown at the end here, is using buprenorphine to facilitate detoxification. You can, in fact, get it down it a procedure that costs about $500. There is cost-effectiveness that is here and quite explicit and quite clear. I think other issues that I would like to emphasize is that we have had major pharmacotherapy challenges with cocaine. I have given you a little toy up here. It is, in fact, a human brain. This is what it looks like. The red things on it are blood vessels. Those blood vessels on the human brain are, in fact, blocked by cocaine. What happens is there are platelets, which are blood cells that stick together, and it is vasoconstriction in these blood vessels in the brain. You get that combination, together it gives you a stroke. When you are 60 years old and you get a stroke, you get paralysis and other kinds of symptoms. When you are 25 years old and you get these mild strokes, all that happens is you can't think and can't concentrate anymore, which means you don't pay attention to any of the reasons to stop using cocaine. This is a major problem that we have, and research from NIDA has, in fact, discovered these problems, been able to identify them, and we are now beginning to develop effective treatments. One of the most effective ones I would like to just briefly mention is a vaccine that we have developed. We have done the initial studies in animals. In the animals they stop self-administering cocaine when given this vaccine. The first human study was just completed 2 months ago. It was given to 34 cocaine abusers. It was perfectly safe for them. They had virtually no side effects from it. They also produced substantial quantities of antibodies. A large-scale study of this is planned for the fall. I think this is an extremely effective and promising intervention that will lead to vaccination given over a period of about a month, leading to treatment that potentially would be effective for a year or so after that. There is a couple of articles that I have enclosed from Discover Magazine and the London Sunday Times. This has gotten worldwide recognition as an extremely important innovation. There has been substantial success on many fronts in our battle with this disease. The pharmaceutical companies are beginning to join us. As a small example, both buprenorphine and the cocaine vaccine are being developed by industry collaborations. I hope that this congressional sentiment for changes in needless bureaucratic regulations can further this collaboration and have it spread to the pharmaceutical giants in this country. We must get them to join us in this successful and historic battle to conquer these diseases. Thank you very much for this opportunity to appear before you. I would be happy to answer any questions you may have, particularly questions about the success we are having in office-based opioid treatment in Connecticut. Thank you. [The prepared statement of Thomas Kosten follows:] Prepared Statement of Thomas Kosten, President, American Academy of Addiction Psychiatry Mr. Chairman, I am Dr. Thomas Kosten, President of the American Academy of Addiction Psychiatry representing 1000 psychiatrists treating substance-abusing patients in office based and other community settings. I am also the former Vice-chairman of the Council on Addictions of the American Psychiatric Association representing 42,000 psychiatrists, most of whom treat addicted patients in some portion of their practice. I am also a provider myself as Chief of VA Psychiatry for the state of Connecticut caring for over 35,000 veterans in primary medical care and over 7500 veterans in specialty substance abuse programs. Formerly, I was medical director of the APT Foundation, treating over 2000 heroin and cocaine abusers in New Haven Connecticut. I thank you for the opportunity to present my personal experiences in addiction treatment and my organization's recommendations for improving the treatment of hard core drug dependent patients. I ask that my written comments, the two magazine articles, and the graphics that I have today be considered for inclusion in the record. I also ask that you open the box in front of you and take out the human brain inside it during these introductory remarks. Before beginning my comments I would like to thank the committee members and your colleagues in the House for your commitment to providing the highest quality medical care to our nation's substance abusers. I particularly commend your commitment to our veterans, who have in the past been threatened with denial of medical care because their disease was considered ``willful misconduct.'' Addiction is truly a brain disease, and our science supports its implication of effective pharmacotherapy to re-normalize drug induced brain dysfunction. To illustrate this brain dysfunction I will later ask you to refer to the brain that I have given you. Having applauded your commitment, I must also state that the AAAP and APA are troubled by the opposition voiced by some members to Congress to effective medication therapies for addictive disorders. Under Dr. Schuster and now Dr. Leshner's leadership buprenorphine and LAAM, a long acting form of methadone, have already been shown to be most effective community treatments for heroin, and prejudice and poor judgement are undermining their widespread use. Rather than constriction, we at AAAP fully support the extension of these effective therapies more broadly into the community of office based medical practitioners. Methadone has been life-saving for many patients who have become community leaders in Connecticut. For example, Jerri Bryant founded the New Haven methadone programs with Dr. Herbert Kleber, while herself being on methadone maintenance in the early 1970s. She then successfully graduated from methadone maintenance and became a key community leader for AIDS prevention and treatment in all of southern Connecticut. While she is one example of a success for methadone, there are hundreds more in New Haven alone. Less than 15% of all opioid dependent patients can get effective pharmacotherapy. Even among veterans, where ``community'' opposition to treatment programs is minimal, only about 20% of them are getting the help they need. This denial of care is due to targeted withdrawal of resources from substance abuse treatment by the VA and constraints on office and community based care by federal regulations. While about 10 years ago I testified before the Congress and opposed the simple dispensing of methadone without psychosocial support, office based opioid treatment, like quality methadone clinics, includes weekly counseling. This counseling offers the patient the opportunity to change lifestyles and is critical to the success of any program of treatment. The current unnecessary bureaucratic regulation of essential, effective and life-saving treatments comes at a time of unprecedented success in developing new pharmacotherapies for the addictive disorders. Office based buprenorphine treatment has been highly successful in our Connecticut medical practice. We recently compared buprenorphine offered in an office-based primary care setting to a standard methadone treatment program setting. Both programs included counseling. The patients getting the office based care stayed in treatment longer, had better patient satisfaction and had less illicit heroin use than those treated in the methadone type setting with all its constraints and controls. On every outcome measure including cost efficacy, office based practice was superior. Only bureaucratic regulations stand in the way of more broadly implementing this successful experiment in Connecticut, and throughout the United States our 1000 members in AAAP are ready to make this promise a reality. Other successes for pharmacotherapy include new opioid detoxification programs using buprenorphine, clonidine and naltrexone, which were pioneered by Dr. Kleber and amplified by some of my work with him. As shown in the handout figure, the severity of opioid withdrawal symptoms (on the vertical axis) are made both less severe and can be reduced from two weeks to 8 hours using the most modern techniques. These techniques save not only suffering, but are also highly cost effective, saving thousands of dollars per patient compared to our past techniques using tapering doses of other medications. These techniques were developed under the leadership of Dr. Schuster, while he was Director of the National Institute on Drug Abuse, and have been continued under the outstanding leadership of Dr. Leshner and Dr. Vocci, the Director of Medications Development at NIDA. Under their leadership NIDA has developed other effective medications such as naltrexone for opioids and is establishing industry collaborations for this potential market of over $3 billion. The major pharmacotherapy challenge remains cocaine and amphetamines. While we do not yet have an effective pharmacotherapy, we now understand many brain derangements caused by these drugs. This understanding has led directly to innovative new approaches for re- normalizing this deranged brain chemistry. Using brain imaging we have found abnormalities in the living brain of these tragically effected fellow citizens, and these abnormalities can be directly targeted by medications. For example, the brain you have in your hands has red lines on it representing the blood vessels supplying it with life. If these vessels are blocked for even a few minutes, brain cells die and thinking, feeling, moving and life itself can cease. Cocaine blocks these blood vessels by constricting them and filling them with abnormal clotting cells called platelets. A large blockage like this leads to strokes in some cocaine abusers, and in most abusers the blockages are smaller, but occur in multiple places in the brain. These multiple blockages leaves the cocaine abuser's brain shrunken, discolored and often poorly functioning, like this model I have in my other hand. While these 25-year-old cocaine abusers have problems in memory and concentration, in contrast to the 60-year-old with such a stroke, they rarely have paralysis or other obvious major symptoms. Because of this lack of obvious dysfunction and their inability to think clearly, these young adults do not see the obvious dangers to themselves. Because of research funded by NIDA, however, this picture of brain damaged young adults may be changing. Using medications to treat stoke victims, we have found much better therapeutic responses than typically can be expected with strokes. Brain blood flow has shown marked improvement after only a month taking these medications, which produce only quite modest improvement in older stroke victims. Cocaine abusers treated with these medications also improve their thinking and concentration. We indeed have great hope for this approach to re-normalization and rehabilitation. Another example of a success is the development of a vaccine to reduce the effects of cocaine and its abuse. In animals this vaccine causes them to stop self-administering cocaine, a sign that this may also work in human cocaine abusers. We have just completed the first human study of this vaccine in 34 cocaine abusers, and it has been highly successful in producing antibodies that last for months and in having no significant side effects. Later this year we hope to begin larger scale studies of this vaccine with continued NIDA support. I have included two articles from Discover magazine and the London Sunday Times providing more details about this vaccine. Thus, we have had substantial success on many fronts in our battle with these diseases, and the pharmaceutical companies are beginning to join us. As a small example, both buprenorphine and the cocaine vaccine are being developed by industry collaborations. I hope that Congressional sentiment and changes in needless bureaucratic regulations can further encourage this collaboration and have it spread to the pharmaceutical giants in our country. We must get them to join in this very successful and historic battle to conquer these diseases. Thank you again for this opportunity to appear before you. I would be happy to answer questions you may have, particularly questions about the success that we are having with office based opioid treatment in Connecticut. I also hope that you will find a way to convey to the American public and its industry leaders the personal message that you hear from my Connecticut treatment staff. From the APT program I am privileged to bring three of our staff members: Jeri Bryant, John Proto, and Donald Tagg. Jeri Bryant is a former methadone patient herself and a founder with Dr. Herbert Kleber of the APT methadone programs. John Proto is a former cocaine abuser and current counselor in the APT programs. Donald Tagg is a teacher in the APT residential program for substance abusing adolescents. Each of them has a personal story to tell about substance abuse in their lives and the promise of treatments such as methadone or buprenorphine. I hope that we can get these stories out to our fellow citizens. Mr. Bilirakis. Thank you, Doctor. Ms. McColl. STATEMENT OF JENNY COLLIER-McCOLL Ms. Collier-McColl. Thank you, Mr. Chairman. Good morning, Congressman Brown and members of the subcommittee. My name is Jenny Collier-McColl, and I am the Director of National Policy for the Legal Action Center, which is a nonprofit law and policy firm, and we represent individuals who are struggling with or in recovery from alcohol and drug problems and AIDS, as well as their treatment providers across the Nation. Thank you for the opportunity today to testify on the Drug Addiction Treatment Act of 1999 and access to alcohol and drug treatment services. Expanding access to these services is an essential step to meeting Congress' goals of reducing drug use, successfully reforming the welfare system, and decreasing crime. Last year drug use among youth remained at the highest level in 10 years. Access to alcohol and drug treatment services does not meet the current need. Only 50 percent of individuals who need treatment receive it. Waiting lists for alcohol and drug treatment services are 6 months long in some regions. For adolescents the problem is much worse. Only 20 percent of adolescents with severe alcohol and drug programs receive treatment. More treatment and prevention services are needed now, especially since the need for them is growing daily. While developing appropriate new research-based addictions medications and protocols such as buprenorphine is an essential part of improving treatment effectiveness, these activities alone do not significantly expand access to alcohol and drug treatment. Inadequate public and private funding for alcohol and drug treatment services is the most significant barrier to recovery. Congress must address this problem so that we can develop a comprehensive system of care for this Nation. Lack of funding for treatment also reduces incentives for treatment expansion by both providers and medications development by pharmaceutical companies. Even if we succeed in developing the best, most effective care and medication for individuals with alcohol and drug problems, treatment providers, both public and private, as well as pharmaceutical companies will be unable to invest without sufficient resources to support these innovations. Publicly funded community-based programs will be unable to expand access to new and effective treatments without additional funding because of the intense competition for scarce resources that presently exists. Supporting new medications and protocols will be unaffordable for most pharmaceutical companies and for-profit providers unless additional resources, such as increased insurance coverage for treatment through parity, is achieved. Private treatment and medication can be very expensive, as you heard just a few minutes ago, and few individuals can afford to pay for care on their own. Therefore, in addition to supporting development and access to new treatment medications and protocols, as Congressman Bliley's Drug Addiction Treatment Act attempts to do, Congress must increase its financial commitment to alcohol and drug treatment in order to significantly increase access to these services. Increased investment and treatment can be achieved in several ways. One way would be to increase funding for the substance abuse prevention and treatment block grant to $1.885 billion, for an overall increase of $300 million over fiscal year 1999 funding; also to allocate $100 million each for the Center for Substance Abuse Treatment and Prevention's targeted capacity expansion programs that provide targeted services tailored to address the specific and emerging drug epidemics such as heroin in underserved populations by enhancing Medicaid coverage of alcohol and drug treatment services, and this can be done in two ways. The first would be to make alcohol and drug treatment a required service under the Medicaid program. Currently only 25 States choose to cover alcohol and drug treatment services, and even in this State not all alcohol and drug treatment services are actually covered. Another way to enhance Medicaid would be to lift the institution for mental diseases exclusion, which reduces access to residential treatment services. Then the final way would be to institute substance abuse treatment parity for private insurance to increase the amount of private funding that is invested into these services as they are invested into other treatment services for other chronic relapsing diseases. I also urge the committee to take up SAMHSA reauthorization as soon as possible. This legislation plays a critical role in designating funding and programs that support alcohol and drug treatment and prevention services. Reauthorizing these programs provides necessary oversight and sends the important message that alcohol and drug treatment and prevention services are priority public health issues. Prevention, treatment and continued research are our best hope for reducing alcohol and drug use and their associated crime, health, welfare, and social costs. Continued investment in these areas will save lives and resources nationwide. Thank you very much for inviting me to testify today. I would be glad to answer any questions. [The prepared statement of Jenny Collier-McColl follows:] Prepared Statement of Jenny Collier-McColl, Director of National Policy, Legal Action Center introduction Good morning, Mr. Chairman, Congressman Brown, and members of the Subcommittee. My name is Jenny Collier-McColl and I am the Director of National Policy for the Legal Action Center, a non-profit law and policy firm that represents individuals in recovery from and struggling with alcohol and drug problems and AIDS and their treatment providers. Thank you for this opportunity to testify on ``The Drug Addiction Treatment Act of 1999,'' and access to alcohol and drug treatment services. Expanding alcohol and drug treatment and prevention services is an essential step to meeting the Congress' goals of reducing youth drug use, successfully reforming the welfare system, and decreasing crime. Last year, drug use among youth remained at the highest level in ten years. Access to alcohol and drug treatment does not meet the current need for services--only 50% of the individuals who need treatment receive it. Waiting lists for alcohol and drug treatment are six months long in some regions. For adolescents the problem is much worse--only 20% of adolescents with severe alcohol and drug problems receive treatment. More treatment and prevention services are needed now, especially since the need for them is growing daily. While developing appropriate new, research-based addictions medications and protocols, such as Buprenorphine, is an essential part of improving treatment effectiveness, these activities alone do not significantly expand access to alcohol and drug treatment. Inadequate private and public funding for alcohol and drug treatment services is the most significant barrier to treatment and prevention services. Congress must address this problem so that we can develop a comprehensive system of care for this nation. Lack of funding for treatment also reduces incentives for treatment expansion by providers and medications development by pharmaceutical companies. Even if we succeed in developing the best, most effective care and medication for individuals with alcohol and drug problems, treatment providers, both public and private, as well as pharmaceutical companies will be unable to invest in them without sufficient funding to support these innovations. Therefore, in addition to supporting development and access to new treatment medications and protocols, as Congressman Bliley's ``Drug Addiction Treatment Act'' attempts to do, Congress must increase its financial commitment to alcohol and drug treatment in order to significantly increase access to these services. A final barrier to treatment is stigma around the diseases of alcoholism and drug dependence. Stigma shows its ugly face in several ways, from legislatures trying to defund certain types of treatment to communities resisting the placement of alcohol and drug treatment facilities or sober housing in their neighborhoods. Increased financial investment coupled with action to destigmatize these diseases are solutions to overcoming the barriers to treatment. alcohol and drug treatment and prevention are highly effective Providing alcohol and drug treatment and prevention services reduces drug use as well as the associated health, welfare, social, child welfare and criminal justice costs. The 1996 National Treatment Improvement Evaluation Study (NTIES), which evaluated 78 treatment programs funded by the Center for Substance Abuse Treatment (CSAT), found sustained reductions in drug use, welfare dependence, and crime and increased employment among 5,700 individuals one year after they completed treatment. Specifically, NTIES found that: Crack use decreased by 50.7% and heroin use by 46.5%. Employment increased by 18.7% and welfare dependence decreased by 10.7%. Homelessness decreased by over 40%. Drug sales decreased by 78.2%, physical beatings by 77.6%, and shoplifting by 81.6%. Research-based prevention programs are extremely effective in preventing alcohol and drug use among youth. The National Structured Evaluation, an evaluation of services provided in prevention programs across the nation between 1980 and 1993, found that a variety of approaches including counseling, peer leadership, stress management, skills development and other techniques effectively prevent alcohol and drug use. pressures on the public treatment and prevention system Treatment and prevention systems have faced increased pressure from entitlement reforms, specifically welfare and SSI program reforms, that decrease system capacity while increasing the need for public treatment and prevention services. Welfare reform has reduced treatment availability by making individuals convicted of drug felonies after August 22, 1996 ineligible for cash assistance or food stamps in many states. Residential treatment programs, particularly programs serving low-income women and children, have relied on the these funds to help support room and board costs of care. Without these funds, treatment availability will decrease. Welfare reform also requires states to move individuals from welfare to work within a given time period, or a state's federal welfare funding will be decreased. Several national studies have concluded that 16-20% of welfare recipients have alcohol and drug problems. This could translate into an additional 400,000--1,000,000 adult welfare recipients needing treatment to move into recovery, off welfare, and into jobs. This increase in the need for women's treatment, particularly women with children, comes at a time when this system faces great financial pressure. Funding from the Center for Substance Abuse Treatment, which has supported residential programs for women with children and programs for pregnant and postpartum women and infants, has ended or will be ending this fiscal year for the majority of grantees. Without additional funding, many programs for women with children will have to reduce or discontinue the services they offer, thus widening the treatment gap for these families. Loss of Supplemental Security Income (SSI) support for individuals with alcohol and drug problems also has increased the need for public treatment services. On January 1, 1997, an estimated 200,000 individuals with alcohol and drug disabilities lost their SSI and Medicaid coverage. Less than 60,000 of these individuals have requalified for SSI and Medicaid under another disability. Methadone maintenance, residential, and outpatient programs have relied on Medicaid to provide treatment. These programs now face budget gaps which reduce treatment availability. Successful criminal justice programs involving (and often mandating) treatment, including drug courts, have proliferated and are steadily increasing the demand for treatment. The success of these programs hinges on adequate and immediate treatment availability. increased public funding will expand access to treatment The primary source of federal funding for alcohol and drug treatment is sent directly to states through the Substance Abuse Prevention and Treatment (SAPT) Block Grant. The Substance Abuse Block Grant accounts for over 40% of public funding for these services nationwide. To help meet the pressing need for alcohol and drug treatment and prevention services, we urge Congress to increase funding for the SAPT Block Grant to $1.885 billion for an overall increase of $300 million over FY 99 funding. In addition to adequate funding for the Substance Abuse Block Grant, increased funding should be invested in Targeted Capacity Expansion programs under the Centers for Substance Abuse Treatment and Prevention to help meet the evolving needs of communities. These programs are targeted, gap filling services tailored to address specific and emerging drug epidemics and/or underserved populations. increasing medicaid coverage will expand access to alcohol and drug treatment Many low-income individuals, including all women on welfare and those in families involved in the child welfare system, are eligible for Medicaid, the main source of health care funding for low-income individuals without private health insurance. However, Medicaid coverage for alcohol and drug treatment services for these individuals and families is unnecessarily limited. The national goal of reducing alcohol and drug use and their devastating consequences on individuals, families, and society requires better Medicaid coverage for treatment. Medicaid coverage for alcohol and drug treatment could be enhanced by: Making alcohol and drug treatment required services under the Medicaid program. Medicaid finances some drug and alcohol treatment, subject to state limits on amount, duration, and scope, but alcohol and drug treatment is not a required service under the program. States providing treatment to Medicaid clients can receive reimbursement if the treatment is provided under a Medicaid service category that qualifies for Federal matching funds. For example, if alcohol or drug detoxification is provided as part of general inpatient hospital treatment, it is reimbursable under Medicaid in most states. Other aspects of treatment, such as prescription of methadone, may also be covered. At State option, clinic treatment services can also be covered. The advantage of this policy change is that it would help establish a more stable source of funding for treatment that is not discretionary and subject to the annual appropriations process. Such stability will increase access to treatment for low-income individuals and families who presently rely on limited Substance Abuse Prevention and Treatment Block Grant and scarce discretionary funds to support treatment services. Lifting the ``IMD exclusion.'' One of the most serious roadblocks preventing low-income individuals from obtaining residential alcohol and drug treatment has been the ``Institution for Mental Diseases (IMD) exclusion.'' The IMD exclusion is a statutory provision that prohibits Medicaid from paying for institutional treatment for individuals between 22 and 64 who are diagnosed with mental diseases and receiving treatment in programs with more than 16 treatment beds. In addition, individuals who enter IMDs lose their Medicaid eligibility for all Medicaid reimbursable services, including prenatal and HIV care. While Congress never explicitly defined mental diseases to include alcoholism and drug dependence, the Health Care Financing Administration (HCFA) has interpreted mental diseases to include addiction. Numerous organizations and advocates have spent years trying to change the IMD exclusion as it applies to alcohol and drug treatment, both through the courts and the legislative process. The simplest way to change the IMD exclusion would be to amend the regulations by removing ``substance abuse'' from the definition of ``mental diseases.'' However, legislative options are also available. During the 105th Congress, Senator Daschle introduced legislation, S. 147,1 which would lift the IMD exclusion for pregnant and postpartum women.2 The Congressional Budget Office scored a previous version of this legislation as costing only $145 million over five years.3 --------------------------------------------------------------------------- \1\ The ``Medicaid Substance Abuse Treatment Act of 1997'' is also co-sponsored by Senators Chafee, Kennedy, Johnson, and Reid. \2\ The bill would prohibit reimbursement for facilities with more than 60 beds (unless waived by the state alcohol and drug agency) or licensed as a hospital. It would also set a ceiling on the number of beds covered at 1,080 in 1998 up to 6,000 in 2002. After 2002, the Secretary would determine the number of beds covered. \3\ The provision had been included in the Senate version of the 1993 budget reconciliation act but was dropped in conference committee. --------------------------------------------------------------------------- substance abuse parity will expand access to treatment Government has overlooked an important partner in the solution to the alcohol and drug problems--the private sector. More than 70 % of drug users in 1996 were employed, including 6.2 million full-time workers and 1.9 million part-time workers. Unfortunately, some workers have unnecessarily limited health insurance benefits for alcohol and drug treatment, and others have none at all. According to a 1993 study, most private health insurance plans that cover alcohol and drug treatment set annual and lifetime financial and visit limits on the benefits. These limits, combined with the fact that drug abuse is a chronic, recurrent condition, mean that covered individuals quickly exhaust their benefits. When privately insured individuals exhaust their benefits, they turn to the public sector for treatment, which increases costs to federal, state, and local governments. A 1994 study estimated that 20 % of public reimbursements are for clients who have private health insurance. Privately insured individuals seeking treatment in the public sector crowd out individuals traditionally served by the public sector and increase waiting lists for publicly-funded treatment. Better and more comprehensive private health insurance coverage is affordable. A 1997 actuarial study estimated that full parity would increase insurance premiums by just one-half (.5) of 1 %, only pennies per day per person covered.4 A 1998 study by Mathematica Policy Research estimated that full parity for alcohol and drug treatment services would cost even less--increasing composite health insurance premiums by one-fifth (.2) of 1%.5 --------------------------------------------------------------------------- \4\ Milliman & Robertson, ``Premium Estimates for Substance Abuse Parity Provisions for Commercial Health Insurance Products,'' September 2, 1997. \5\ Substance Abuse and Mental Health Services Administration, ``The Costs and Effects of Parity for Mental Health and Substance Abuse Insurance Benefits,'' prepared by Mathematica Policy Research) --------------------------------------------------------------------------- Providing drug and alcohol treatment services on par with services for other physical illnesses will decrease health care and other costs for employers. Health care costs will decrease because treated employees and members of their families use fewer health services. Untreated alcoholics incur general health care costs that are at least 100 % higher than non-alcoholics. Sickness claims, hospitalizations, and days lost to illness drop by 50% after treatment.6 Health care utilization by the family drops 50%.7 Other costs incurred by employers from absenteeism, disability days, and disciplinary actions all decrease by more than 50% after treatment.8 --------------------------------------------------------------------------- \6\ President's Commission on Model State Drug Laws, ``Socioeconomic Evaluations of Addictions Treatment,'' 1993. \7\ Ibid. \8\ bid. --------------------------------------------------------------------------- stigma produces an additional barrier to treatment Alcoholism and drug dependence are treatable diseases that should be dealt with by the public health system. However, many individuals view these problems as moral failings as opposed to medical conditions. This mentality perpetuates the stigma that closets these diseases and prevents investment in and development of a comprehensive treatment system. Educating individuals, communities and policy makers about the treatable nature of addiction and the potential for real recovery will reduce stigma and its negative consequences. Congress plays an important role in this educational process, and I thank the members of this Subcommittee for holding this hearing about alcoholism and drug dependence and the success of treatment. conclusion Prevention, treatment and continued research are our best hope for reducing alcohol and drug use and their associated crime, health, welfare and social costs. Continued investment in these areas will save lives and resources nationwide. Thank you for inviting me to speak on this important issue today. I will be glad to answer any questions. Mr. Bilirakis. Thank you, Ms. Collier-McColl. Perfect timing. Dr. Alexander shared with us the story of the 12-year-old and the mother wanting her other children to come in to see him fighting for his life, for a reason, of course. In his written testimony he also shared with us another story, and I will just go ahead and read it here. ``One patient in particular stands out. Jason was an 18- year-old who came in as an overdose of a mixture of heroin and cocaine. He was not breathing when his father discovered him. By the time he arrived at the hospital, the paramedics had gotten his heart going, and he was barely breathing after getting the drug Narcan en route to the emergency department. We admitted him to the ICU in a coma. ``Two days later Jason woke up. Shortly afterwards he began to seize. His temperature was 108 degrees. He had developed pneumonia in both lungs from vomiting while unconscious. Between the coma and the seizure, Jason suffered severe brain damage. ``On October 2, 1998, Jason turned 20 years old. He lives in a nursing home. He can't talk. He has a hole in his throat where he is hooked up to a ventilator at night in case he forgets to breathe. He has a hole in his stomach for a feeding tube because he can't eat. He wears diapers because he can't control his bowel or bladder. He is confined to a wheelchair because his arms and legs are wasted and contracted like a person with cerebral palsy. He may live to be 70 years old. He will be like this every day that he lives.'' This really grabs me, and maybe this is commonplace to most of you because you live with these problems every day. But 2 days ago we had a hearing. I think it was in this room, and the hearing was on toilet flushing, and we had all sorts of media here. I didn't chair that hearing. Today we have a hearing which is--I am not trying to belittle that, but next to this I think it is easy enough to belittle, and there is no media. The communication, getting the word out that the mother had had that particular purpose for her other children to see what drugs had done to their brother is important. Why Dr. Alexander, why Dr. Kosten, why do young people know that this sort of thing might happen to them and just ignore it, because they think they are immortal or do they think it is just not going to happen to them? We talk Ms. McColl, and, we are holding this hearing, and we have already addressed SAMHSA, and we will reauthorize it, and it takes two to tango, and the SAMHSA agency has to be a little more helpful in that regard, et cetera, et cetera. And, you know, we can do something with the buprenorphine treatment and, but why, why do we have these problems the way we do? Can we talk about that? I mean, Dr. Kosten, maybe being a psychiatrist or psychologist---- Mr. Kosten. Psychiatrist. I will be happy to start at least. I think the issue around why adolescents think they are invulnerable and why it is going to happen to their friends and not to them is the story of adolescents; that is just the way they are. I think the broader issue around this of why doesn't it get attention is who votes, to be blunt. Just look at the way the health care system is treating children right now, or not treating children, to be more exact. There are major problems with that. And we are talking about children. We are talking about people who develop this disease before they are 18 years old and frequently die from this disease before they are 18 years old. I think that is a sad commentary on where things are. But I think one of the things that is very exciting to me is that the Congress appears to have recognized that on several levels in terms of research now in children is mandated in terms of telling the pharmaceutical companies that they have to study ways to make children better in helping physicians do this. And I think the issue of health care parity for substance abuse is very important. There is, in fact, another issue there. What about health care parity for children? How is that insured? How does that happen? So I think that there is a lot of worrying about what happens in the health care. I have from quarter to quarter, as opposed to what is going to happen 5 years down the line, what is going to happen when have you these complications. What are you going to do with these children who are now sitting in nursing homes for the rest of their life until they finally die of aspiration pneumonia? Mr. Bilirakis. I guess what I am saying is where are we failing so this child will not even reach the point of being in this nursing home to age 70? Ms. Collier-McColl. I think that is an excellent question. I think there are a couple of different reasons. One of the most important reasons is that children are not learning about the collateral consequences of drug abuse and alcohol abuse. Prevention is not widespread enough. There are not enough funds for prevention services, and not every schoolchild in this Nation has access to those services. I was a child of the Baltimore school system. I never had 1 minute of drug prevention. My friends now have children in that system. They still do not get complete access to drug prevention information. In addition to that, there also is a lack of early intervention services. A lot of school-based programs have services where they can do some initial counseling with a child when they are identified as having some risk or possibly starting to use and then refer that child to further treatment if necessary. Those services aren't available in every school in this Nation or in every neighborhood or through every community-based child center. So that is something that we really have to deal with. That is an access issue to prevention. I think this is an excellent question because these problems go hand in hand. That is something the Congress has the power to do something about. Mr. Bilirakis. Dr. Alexander, very briefly I would want you, of course, to respond. Mr. Alexander. I just want to echo what Ms. McColl is saying. Education is the biggest area where we lack with young people. I travel all over the country talking to school-age children and to their parents. I find not only do the kids not know about this stuff, the parents don't either. What they get through the media sometimes is misleading. What the children learn about on the street is definitely misleading. These children then make choices based on wrong information. Unfortunately they don't understand like we do that it is a disease process. The first time may be a choice, but once that choice is made, it may disclose an underlying addiction problem. These kids don't know how to deal with it. Mr. Bilirakis. If this story were really out there, I mean, you know, ``just say no to drugs''---- Mr. Alexander. That never worked. I appreciate the effort. Mr. Bilirakis. But this would work. Mr. Alexander. I don't use scare tactics, but I try to tell the kids the realities of what this means to them. I have kids faint. I have had kids get up and puke. I had a documentary crew, the producer fainted dead away. I had to stop and work on her. When you get something that reaches a gut-wrenching response, then you know it is going to register into these kids' brains. These type of stories about the friends, I pick the stories about kids who died in their school so they know these people personally, and that makes an impact to a point. They still have these other psychosocial factors that fall into place. They have parents who use at home. They have grown up watching their parents drink and smoke and do drugs. You have got to overcome a lot of these things. Mr. Bilirakis. Mr. Brown. Mr. Brown. Mr. Rivers wants to say something. Mr. Rivers. I want to say I am a diabetic. I take insulin twice a day to control my diabetes. And then when it comes to addiction and stuff, there was a time I didn't realize that it was a disease, just like my diabetes when I take my medication and stuff, it works both ways. Mr. Bilirakis. Well, now, were you addicted in Korea when you were in the military, or were you addicted after you---- Mr. Rivers. After I came back. Mr. Bilirakis. You were well in your twenties at that time. Mr. Rivers. Right. Mr. Bilirakis. You didn't know that the drugs would be conceivably pretty bad for you. Mr. Rivers. No, I didn't. Mr. Bilirakis. You did not know that. Mr. Brown. Mr. Brown. Thank you, Mr. Chairman. Ms. McColl, thank you for your eloquent testimony, especially about Congress' and the States' failure to fully fund treatment programs. Your mention of 50 percent of people don't get treatment, and I guess that number is significantly higher among the poor and young and among heroin addicts over alcohol or drug abuse. Six-month waiting lists you mentioned. Tell us what alcohol and drug treatment services should be covered under the Medicaid program. How should that be expanded? What should we and the States do? Ms. Collier-McColl. Well, I think the first thing that needs to be done is that you could actually require that alcohol and drug treatment services actually be a required service under the Medicaid program. You have other required services, other kinds of doctor visits, and that would be treated as a matter of course if you have Medicaid coverage. That is not necessarily true if you are a recipient of Medicaid and have an alcohol and drug problem and need treatment. So that would be the first way to repair that, actually make it a part of the comprehensive set of services that are covered by Medicaid. Then I think the second question you asked is what types of services would you want covered if you had that benefit in place. And those services would be the complete spectrum of treatment services from initial detoxification through either residential outpatient, or intensive day treatment, through any after-care services that are required. You want to have that complete spectrum, because when you completely treat people, and they are able to go into recovery, they become well, they start to work, they start to make money, they start to pay taxes, they raise their children responsibly. And their health care costs drop by at least 50 percent or higher. And so you are saving money, and you are generating income when people go into recovery. So certainly providing that opportunity for low-income individuals who are covered by Medicaid, and many of those individuals are women with children on welfare, that would make a lot of sense because it would help the overall health of that family and that individual as well as generate income savings later through helping people recover and go back to work. Mr. Brown. Where does society generally do better on drug and drug treatment--if 50 percent of people get treatment, but it is significantly lower among the young, and significantly lower among heroin users, and significantly lower among the poor, where does society do generally pretty well, or is that too strong a statement with drug and alcohol abuse? Ms. Collier-McColl. Well, clearly men are getting more treatment than women because the original treatment system was designed for men actually. So if you are a man, you are more likely to get treatment. There are more programs for you. Because if you are a woman, frequently you have kids, and there are not many programs that can serve you without you relinquishing custody of your children. So you are doing well depending on your gender possibly. As you pointed out, your age, adolescents clearly are not getting enough access to treatment services. Average is 50 percent lack of access. But if you are a woman, 60 percent of women don't get access, and you are an adolescent, 80 percent don't get access. So clearly that continuum needs to be repaired. But then I think there are great models out there for every type of treatment, and clearly methadone and buprenorphine look--methadone has a track record of 20 years; buprenorphine looks like it could really be an incredible addition to the medications tool box. But again, we don't have a lot of reimbursement for those types of services. We don't have a lot of reimbursement for residential treatment services. That is something that both increased public funding and increased or achieved parity in alcohol and drug treatment coverage in private insurance could really repair. So clearly the gaps are all over the place, but particularly heightened for certain clients. And you have identified, you know, heroin addicts as one of those types of clients who don't get ready access to services. Only at most a quarter of those with heroin addiction are really getting treatment. Mr. Brown. Dr. Kosten, you have--my understanding is you have done pretty extensive research on developing a vaccine for nicotine addiction. Tell us in a couple of minutes briefly about that. Mr. Kosten. The vaccine we have studied so far is for cocaine primarily. There is a nicotine vaccine under development. It has not made it past animal study so far. So the nicotine vaccine, the hope is, will be within a year into some human studies. It may well be tested initially in Great Britain rather than the United States though, because that is where the company has moved to. Mr. Greenwood [presiding]. I would like to follow up on the chairman's line of questioning and also address my comments and questions to Dr. Alexander. For starters he read some of your very poignant testimony, and I want to read another brief section where you wrote, ``heroin blocks your gag reflex so that when you start to vomit, your epiglottis doesn't fall down to protect your airway. Instead your stomach contracts and empties your stomach contents into your throat where it all slides down into your lungs. In a few minutes your lungs fill up, and you drown in your own vomit right in front of everybody.'' That is pretty poignant. Dr. Kosten made reference to the fact that adolescents and young people think they are immortal. We all know that that is actually not true. It is more subtle than that. Adolescents don't recognize the risks, or they think they can beat the risks. They don't think of consequences. But they don't step in front of freight trains. They don't jump off of the roofs. They don't really think they are immortal, and they don't really for the most part want to die. They just make dumb decisions for a lot of reasons having to do with immaturity, but also having to do with lack of good information. And I share the chairman's frustration that somehow the greatest power on Earth can't figure out how to let our kids know this basic health information. And a couple of questions. One of them is we have recently stepped up funding for public service announcements, and we have the famous one of the young lady with the frying pan in the kitchen, which I happen to think is no good, because I don't--when I watch that, I don't think of that young lady as looking terribly--I mean, she is making a mess, but she doesn't look terribly to me like she is like this. So one of the questions I have for anybody who would want to respond to it is what do you think of the PSEAs that we are spending whatever we are, $190 million a year on so far. In terms of their effectiveness, do you think that PSEAs that are more graphic like this stuff would be more useful? And a related question. We have a safe and drug free school program. We spend millions of dollars. We send money to the schools all over the country for their programs. We are just about to reauthorize that, and I have some serious questions about its effectiveness. And I would be inclined to say if Dr. Alexander has made a documentary and can put it on--I would like the Federal Government to buy your documentary and tell every school in America, if you want a dollar for a safe and drug free school, you got to show this, so we have some confidence that we are getting the right message, if that is the right message, to kids. So it is a broad couple of questions, but if anyone would like to respond. Mr. Schuster. Well, I am going to respond in the following way, and that is that I don't think, and with all due respect to Dr. Alexander, that we should have any intervention that is not fully tested, rigorously tested, for its ability to, in fact, have the effect that we want it to. Many, many years ago---- Mr. Greenwood. Of course, these PSAs have not been rigorously tested? Mr. Schuster. Right. In many instances they have simply been put before focus groups, and that type of testing has been done. Many years ago we would have to look back at this data very carefully. Drug information, the truth about drugs, the facts about drugs was portrayed to students across the United States. That was found to be counterproductive. In other words, simply information per se about the fact that heroin will produce vomiting, at least many times initially in novice users, the fact that it has effects on the brain, et cetera, that information alone was not found to be effective. We need more than that. What I would like to say to you is that there is no single pathway to addiction. There is no single reason why an adolescent gets involved with heroin. There are a variety of reasons. We know that there are a variety of different risk factors. The National Institute on Drug Abuse has done studies. We know that there are certain types of comorbidities in children, such as attention deficit hyperactivity disorder in conjunction with conduct disorder gives you about a 3.5fold increase in risk that this child is going to start using these drugs. If we don't deal with those problems, then obviously we have children at risk. Second, and I think this is very important, research studies at Johns Hopkins University have shown that failure to learn to read in the first grade sets up a situation in which children find school to be adversive, to be unrewarding, to be simply a place that they want to escape from, and the trajectory of their life gradually becomes deviated that they go off more and off into antisocial behaviors, start associating with older children who are using drugs, dropping out and so forth. So I think that we have got to broaden our perspective about prevention to look at both comorbid psychiatric conditions as well as some of the things that turn children off to becoming involved in activities which will compete with their thinking about drugs. The research in that area is very clear that you have got to have alternatives that engage kids so when they get up in the morning, they have something interesting to think about to do that day and be involved in that. That is the best prevention model. Mr. Alexander. I agree 100 percent. We try to hit a medium in which the young people today are receptive. I think the information that he was referring to done several years ago was at a time when the young people in this country were less tied into the media, being music and entertainment. What I do when I talk with young people, the stories that I wrote down for you, I tell. I get into it. I go dressed like the kids. I go in shorts, sandals and my baseball cap backwards. When it is hot, I go in my ratty T-shirt, and I talk with them. I give them an opportunity to ask me questions, and I present the information in street slang, which I know that they understand what I am saying. When I talk with many of these kids, they are the ones that bring up these PSAs. They laugh at some of them. I really applaud the effort in trying to get the message across, because I think many times the message does get across to adults. But you can't tell me that a 15-year-old boy sits there and watches this 4-year-old girl coloring and gets the underlying message about what did your mom tell you about drugs. Kids don't tie into that. Kids have a whole different agenda for their own education. We have to meet them at their level. We don't talk down to them. We have to meet them and talk with them, not at them, and that is very hard to do in any kind of regimented study protocol. It is much more effective one on one, which delves back to being good parents and good communities, setting the examples to begin with, working on all of the psychosocial impact that affects the child as they are growing up. I don't think that there is any one right answer; I think there are multiple right answers. I think we have to find the right formula to make it work. Ms. Collier-McColl. I would like to echo Dr. Schuster's comment, when you give children life skills, they tend to do better in terms of resisting drug use. There is actually a program called the life skills program in effect for over 16 years and has incredible outcomes because it gives kids the skills to resist peer pressure. It gives them confidence and leadership, and they are able to develop the interests in life and the skills in life to really go forward and not be sidetracked into addiction. Focusing dollars on those types of programs and supporting programs which do those types of things is a very good place to start when we invest in prevention. I am troubled by the scare tactics I have seen used sometimes, and I am not just commenting about ONDCP's program, but when we just use scare tactics, people tend to shy away. It is very stigmatizing to this disease that that is the first place we go when we think of people who are addicted. We need to reduce that stigma and focus on positive messages and giving kids positive alternatives to just using drugs or feeling that is the only thing they can do, to sell drugs to get ahead in life. Mr. Greenwood. Mr. Barrett for questions. Mr. Barrett. Thank you. Not to turn this hearing into a hearing on the ONDCP ad campaign, but there is $190 million in it. I met with some teenagers in my district, and I watched some of the commercials to get their reactions, and some of them they reacted favorably to. Actually I think they liked the one with the girl with the frying pan, but some of the playground ones that they thought were immature, juvenile. When I talk to the people from ONDCP, they said that is because those are geared to 10- and 11-year- olds. Their argument, of course, is that part of the problem is that adults don't take the time to talk to their kids about it. They don't think that it is a problem. They may be embarrassed by what they did 25 years ago, or they may simply think that their kids are nice suburban kids who would never get involved, so why talk about it. Are we wasting our money with that program? Mr. Kosten. I have a way of sticking my head in the noose, which I seem to enjoy. First off, let me thank you for the correction for the hyperbole that, yes, adolescents won't jump off buildings or in front of freight trains, I agree. The other issue, if you will forgive me moving back to around what I thought the hearing was about---- Mr. Barrett. First on the ad campaign, is it a waste of money? Mr. Kosten. I think $190 million spent on that type of ad campaign doesn't target the group with the problem. If you want to think about heroin as the problem, there are 12-year-olds using heroin. If you tell a 12-year-old we would like you to get a methadone maintenance program, that has got to be the worst thing that you can possibly do. First, they increase their connections to adults who have much better access to heroin. Second, many of the people there have substantial criminal justice records, and so you will teach the 12-year-old how to do crime. Mr. Barrett. Do any commercials do that? Mr. Kosten. What the commercials are addressing is keeping kids away from soft drugs, presumably. Mr. Barrett. Not the girl with the frying pan? Mr. Kosten. What drug are they going to compare that to? Probably marijuana. And when they smoke marijuana, they are not convinced that it fries their brain or anything else. I think that is one of the complaints with the ads from 100 years ago or 50 years ago of overdramatizing the effects, particularly if you take something like marijuana. And I think there is something that the way that the drug is being used or acted as if they are homogeneous, and that is the problem with the campaigns. Mr. Anderson. I can tell you from the experience of the state AOD directors, referral calls and calls seeking information on where treatment is available have gone up substantially. So it is creating interest from that perspective. Mr. Barrett. Any other thoughts? Dr. Alexander. Mr. Alexander. I had a chance to talk with Mr. McCaffrey about this, and he was using his criteria whether this was successful or not was the number of phone calls that they have gotten. For me it is hard to equate that type of success with actually getting to the children that are using. I don't know of a better way to do this. I think it has to be a multifaceted approach as far as adult ads, for children, younger children. But when the kids laugh at these ads, or it goes over their heads to the importance of what they are trying to say, sometimes I am not sure that $190 million might not be better invested in some type of program that works directly with the children who have a problem. Mr. Schuster. I can tell you at the University of Kentucky there is a specific group that comes from the journalism department who are experts in what is called persuasive communication. They have developed a series of drug prevention ads for both radio and tested them in a novel way because Kentucky has mountains, and you can put a radio station on one side of the mountain as your intervention group, and on the other side the radio waves don't get over there, and you can study the kids on the other side of the mountain and see whether or not drug use changes. So it is a nice control that they have introduced in that way. They have targeted these messages, as was suggested, to specific groups of kids who are at risk, children who have very high sensation-seeking scale scores that we use for testing that are more prone to initiate drug use than those who are low on sensation seeking. So they have specifically tested these ads and developed them to get at appealing to kids who are high in sensation seeking and found them to be much more effective because they are targeted to them as opposed to targeting them to just the average kid out there. I think there is a developing science to this, and I would hope that whatever national ad campaigns that are being used, that they look at that science base in order to improve their efficacy. Mr. Barrett. To get to your concern about this actual hearing, and implicit in what you were starting to say is that this bill might be responsive because people don't go to a methadone clinic where they might be exposed to other people who are not successful, but in a physician's office, if they can receive this treatment there, it removes some of the stigma, and it is done very privately. I think the frustration some of us may have is a concern that this would be it, that we would do this bill and that would be the end of it. We would say we are great politicians, we solved the drug problem, and we would run these commercials and say that we supported the Drug Treatment Act of 1999, drug addiction will end, and we would be lying. I think that is why the reauthorization of SAMHSA is important as well. I think many of us look at this legislation and say, yes, this is well-meaning. This has some good attributes. There might be some problems with preemption of State law. Viewed in the context of a larger reauthorization bill of SAMHSA, yes, this could be a component. But we don't want to be sold fool's gold, and I am not saying that this is fool's gold, this bill does have good things in it, but I don't think that we would be doing a service if we said that the 106th Congress addressed the drug problem by passing this bill, because I don't think many of us who in our communities might have this problem in a more severe way would say, well, this is good. This is good for someone who has insurance, who can go to a private physician and can have this handled discreetly, the suburban person, and that person should get the treatment, but the women that you talk about that don't get the treatment, the inner-city women, the young people, I want them to have access, and I don't know that this bill does much for that. I will vote for this bill most likely when it comes up, but I don't want you to leave here and think, well, that took care of the problem. Mr. Greenwood. The gentleman's time has expired. We thank the panel for testifying. I think clearly drugs are a multifaceted problem requiring multifaceted solutions, and we hope that this is useful. Mr. Rivers, we thank you for your courage and honesty for coming here, and we wish you the best for your continued rehabilitation. This hearing is adjourned. [Whereupon, at 11:30 a.m., the subcommittee was adjourned.] Prepared Statement of the Salvation Army, Adult Rehabilitation Center Services Mr. Chairman, Distinguished Members of the Committee, Ladies and Gentlemen: The Salvation Army is dedicated to caring for the poor, feeding the hungry, clothing the naked, loving the unlovable and befriending those who have no friends. The dedication has produced an international network of helpful ministries. The most widely known of all Salvation Army services are the Adult Rehabilitation Centers. They comprise the largest residential rehabilitation program in the United States. Men and women with identifiable and treatable handicaps, resulting from alcohol and chemical dependency, come to these centers for help when they are no longer able to cope with their problems. They receive adequate housing, nourishing meals, medical and recovery education and engage in work therapy. They have the benefits of group therapy, spiritual guidance and skilled counseling in clean and wholesome surroundings. Residents may be referred or remanded by the courts. The most important component of the Salvation Army's Adult Rehabilitation Services is work therapy. It has been well established that successful recovery will include removal of the individual from the drug culture and integration into a supportive, drug-free culture. Work therapy provides many of the support needs that the person who is rehabilitating from addiction or other problems requires to start on a path to lifelong recovery. Work Therapy is the central component to the rehabilitation program, but the programs also have other essential elements. The staffs are well trained, the service usually includes long term residential service, and beneficiaries (clients) are encouraged to take a holistic approach and to address their medical and psychological needs. The Centers provide individual and group counseling, 12 Step groups, family counseling, chemical dependency education, re-entry counseling and guidance, social skills development, vocational training and counseling, transitional living opportunities, recreational and leisure time activities, and, HIV education and testing and special issues groups. Some Salvation Army Corps Centers also offer recovery services, although substance abuse recovery is not always the primary, or a universal, service of the system. These recovery services include Salvation Army Social Model Detoxification Units. Some Salvation Army Programs are the recipients of numerous drug treatment and prevention grants for research into the effectiveness of various strategies for rehabilitation or addiction. We are also on the forefront of advancements in the field, anxious to provide our residents and clients with, as many safe, effective options for addiction recovery as are available. Not every person with a history of substance abuse will be successfully lead onto the pathway to recovery. Not all clients are helped by a Twelve Step approach, just as not all are helped by pharmacological interventions. Simply put, one-sized does not fit all. Furthermore, most treatment professionals agree that a variety of all approaches should be available. The challenge lies in developing and implementing new approaches and doing our best to stay abreast of advancements in addiction medicine and ensure that our clients are receiving the latest standard of care. While success does not happen overnight, most that come to the centers do succeed with God's help. In the follow-up period (six months after graduation from a center), results show: 57 percent drink less. 50 percent have good jobs (with almost double their previous earnings). 25 percent show total sobriety. Good social adjustment and steady employment. Today the Commerce Committee is considering amending a law that restricts treatment options. The Narcotic Addiction Treatment Act limits the providing of treatment for narcotic addiction, such as heroin, to a clinic setting. However, we believe that treatment should not be restricted to a single environment, such as the methadone maintenance clinic setting. If new, safe and effective treatments for addiction disorder were made available to the treatment community, it is our belief that those treatments should not be restricted to being dispensed through a system of clinics similar to the methadone clinic system that currently exists. The Salvation Army has always been on the forefront of alcohol and drug rehabilitation. Advancements in science and medicine will very likely result in treatments for addiction disorders that the Salvation Army would see as being consistent with our overall philosophy and Christian values. We hope that when these medical advancements are made available that we will be able to choose to provide these medications where appropriate. We thank the Committee for considering this important issue and for examining barriers to the provision of adequate treatment and rehabilitation services to those who seek them.