[House Hearing, 111 Congress] [From the U.S. Government Publishing Office] NEXTGEN: A REVIEW OF THE RTCA MID-TERM IMPLEMENTATION TASK FORCE REPORT ======================================================================= (111-73) HEARING BEFORE THE SUBCOMMITTEE ON AVIATION OF THE COMMITTEE ON TRANSPORTATION AND INFRASTRUCTURE HOUSE OF REPRESENTATIVES ONE HUNDRED ELEVENTH CONGRESS FIRST SESSION __________ October 28, 2009 __________ Printed for the use of the Committee on Transportation and Infrastructure __________ U.S. GOVERNMENT PRINTING OFFICE 53-122 PDF WASHINGTON: 2009 ________________________________________________________________________ For Sale by the Superintendent of Documents, U.S. Government Printing Office Internet: bookstore.gpo.gov Phone: toll free (866) 512-1800; (202) 512-1800 Fax: (202) 512-2104 Mail: Stop IDCC, Washington, DC 20402-0001 COMMITTEE ON TRANSPORTATION AND INFRASTRUCTURE JAMES L. OBERSTAR, Minnesota, Chairman NICK J. RAHALL, II, West Virginia, JOHN L. MICA, Florida Vice Chair DON YOUNG, Alaska PETER A. DeFAZIO, Oregon THOMAS E. PETRI, Wisconsin JERRY F. COSTELLO, Illinois HOWARD COBLE, North Carolina ELEANOR HOLMES NORTON, District of JOHN J. DUNCAN, Jr., Tennessee Columbia VERNON J. EHLERS, Michigan JERROLD NADLER, New York FRANK A. LoBIONDO, New Jersey CORRINE BROWN, Florida JERRY MORAN, Kansas BOB FILNER, California GARY G. MILLER, California EDDIE BERNICE JOHNSON, Texas HENRY E. BROWN, Jr., South GENE TAYLOR, Mississippi Carolina ELIJAH E. CUMMINGS, Maryland TIMOTHY V. JOHNSON, Illinois LEONARD L. BOSWELL, Iowa TODD RUSSELL PLATTS, Pennsylvania TIM HOLDEN, Pennsylvania SAM GRAVES, Missouri BRIAN BAIRD, Washington BILL SHUSTER, Pennsylvania RICK LARSEN, Washington JOHN BOOZMAN, Arkansas MICHAEL E. CAPUANO, Massachusetts SHELLEY MOORE CAPITO, West TIMOTHY H. BISHOP, New York Virginia MICHAEL H. MICHAUD, Maine JIM GERLACH, Pennsylvania RUSS CARNAHAN, Missouri MARIO DIAZ-BALART, Florida GRACE F. NAPOLITANO, California CHARLES W. DENT, Pennsylvania DANIEL LIPINSKI, Illinois CONNIE MACK, Florida MAZIE K. HIRONO, Hawaii LYNN A WESTMORELAND, Georgia JASON ALTMIRE, Pennsylvania JEAN SCHMIDT, Ohio TIMOTHY J. WALZ, Minnesota CANDICE S. MILLER, Michigan HEATH SHULER, North Carolina MARY FALLIN, Oklahoma MICHAEL A. ARCURI, New York VERN BUCHANAN, Florida HARRY E. MITCHELL, Arizona ROBERT E. LATTA, Ohio CHRISTOPHER P. CARNEY, Pennsylvania BRETT GUTHRIE, Kentucky JOHN J. HALL, New York ANH ``JOSEPH'' CAO, Louisiana STEVE KAGEN, Wisconsin AARON SCHOCK, Illinois STEVE COHEN, Tennessee PETE OLSON, Texas LAURA A. RICHARDSON, California ALBIO SIRES, New Jersey DONNA F. EDWARDS, Maryland SOLOMON P. ORTIZ, Texas PHIL HARE, Illinois JOHN A. BOCCIERI, Ohio MARK H. SCHAUER, Michigan BETSY MARKEY, Colorado PARKER GRIFFITH, Alabama MICHAEL E. McMAHON, New York THOMAS S. P. PERRIELLO, Virginia DINA TITUS, Nevada HARRY TEAGUE, New Mexico VACANCY (ii) ? Subcommittee on Aviation JERRY F. COSTELLO, Illinois, Chairman RUSS CARNAHAN, Missouri THOMAS E. PETRI, Wisconsin PARKER GRIFFITH, Alabama HOWARD COBLE, North Carolina MICHAEL E. McMAHON, New York JOHN J. DUNCAN, Jr., Tennessee PETER A. DeFAZIO, Oregon VERNON J. EHLERS, Michigan ELEANOR HOLMES NORTON, District of FRANK A. LoBIONDO, New Jersey Columbia JERRY MORAN, Kansas BOB FILNER, California SAM GRAVES, Missouri EDDIE BERNICE JOHNSON, Texas JOHN BOOZMAN, Arkansas LEONARD L. BOSWELL, Iowa SHELLEY MOORE CAPITO, West TIM HOLDEN, Pennsylvania Virginia MICHAEL E. CAPUANO, Massachusetts JIM GERLACH, Pennsylvania DANIEL LIPINSKI, Illinois CHARLES W. DENT, Pennsylvania MAZIE K. HIRONO, Hawaii CONNIE MACK, Florida HARRY E. MITCHELL, Arizona LYNN A. WESTMORELAND, Georgia JOHN J. HALL, New York JEAN SCHMIDT, Ohio STEVE COHEN, Tennessee MARY FALLIN, Oklahoma LAURA A. RICHARDSON, California VERN BUCHANAN, Florida JOHN A. BOCCIERI, Ohio BRETT GUTHRIE, Kentucky NICK J. RAHALL, II, West Virginia CORRINE BROWN, Florida ELIJAH E. CUMMINGS, Maryland JASON ALTMIRE, Pennsylvania SOLOMON P. ORTIZ, Texas MARK H. SCHAUER, Michigan VACANCY JAMES L. OBERSTAR, Minnesota (Ex Officio) (iii) CONTENTS Page Summary of Subject Matter........................................ vii TESTIMONY Bolen, Ed, President and CEO, National Business Aviation Association.................................................... 32 Dillingham, Dr. Gerald, Director, Physical Infrastructure Issues, U.S. Government Accountability Office.......................... 6 Gilligan, Margaret, Associate Administrator for Aviation Safety, Federal Aviation Administration................................ 6 Hennig, Jens C., Vice President of Operations, General Aviation Manufacturers Association...................................... 32 Jenny, Margaret T., President, RTCA, Inc......................... 6 Krakowski, Hank, Chief Operating Office, Air Traffic Organization, Federal Aviation Administration.................. 6 May, James C., President and CEO, Air Transport Association...... 32 Planzer, Neil, Vice President-Strategy, Boeing Air Traffic Management, on behalf of the Aerospace Industry Association.... 32 Scovel, III, Honorable Calvin L., Inspector General, U.S. Department of Transportation................................... 6 Sinha, Dr. Agam N., Senior Vice President and General Manager, The Mitre Corporation, Center for Advanced Aviation System Development.................................................... 6 Wright, Dale, Director of Safety and Technology, National Air Traffic Controllers Association................................ 32 PREPARED STATEMENTS SUBMITTED BY MEMBERS OF CONGRESS Carnahan, Hon. Russ, of Missouri................................. 53 Cohen, Hon. Steve, of Tennessee.................................. 54 Costello, Hon. Jerry F., of Illinois............................. 55 Mitchell, Hon. Harry E, of Arizona............................... 65 Oberstar, Hon. James L., of Minnesota............................ 66 Richardson, Hon. Laura, of California............................ 72 PREPARED STATEMENTS SUBMITTED BY WITNESSES Bolen, Ed........................................................ 77 Dillingham, Dr. Gerald........................................... 90 Gilligan, Margaret............................................... 145 Hennig, Jens C................................................... 135 Jenny, Margaret T................................................ 137 Krakowski, Hank.................................................. 145 May, James C..................................................... 175 Planzer, Neil.................................................... 181 Scovel, III, Honorable Calvin L.................................. 195 Sinha, Dr. Agam N................................................ 209 Wright, Dale..................................................... 217 SUBMISSIONS FOR THE RECORD Boccieri, Hon. John, a Representative in Congress from the State of New York, letter from the Ohio Delegation................... 25 Bolen, Ed, President and CEO, National Business Aviation Association, responses to questions for the Record from Rep. Costello, a Representative in Congress from the State of Illinois....................................................... 87 Dillingham, Dr. Gerald, Director, Physical Infrastructure Issues, U.S. Government Accountability Office, responses to questions for the Record from Rep. Costello, a Representative in Congress from the State of Illinois..................................... 110 Hennig, Jens C., Vice President of Operations, General Aviation Manufacturers Association, responses to questions for the Record from Rep. Costello, a Representative in Congress from the State of Illinois.......................................... 133 Krakowski, Hank, Chief Operating Office, Air Traffic Organization, Federal Aviation Administration:................. Responses to questions for the Record from Rep. Costello, a Representative in Congress from the State of Illinois.... 156 Responses to questions for the Record from Rep. McMahon, a Representative in Congress from the State of New York.... 170 May, James C., President and CEO, Air Transport Association, responses to questions for the Record from Rep. Costello, a Representative in Congress from the State of Illinois.......... 178 Planzer, Neil, Vice President-Strategy, Boeing Air Traffic Management, on behalf of the Aerospace Industry Association, responses to questions for the Record from Rep. Costello, a Representative in Congress from the State of Illinois.......... 190 Wright, Dale, Director of Safety and Technology, National Air Traffic Controllers Association:............................... Excerpts from GAO Report (GAO-05-11)....................... 43 Response to question from Rep. Costello, a Representative in Congress from the State of Illinois................... 223 Response to question from Rep. McMahon, a Representative in Congress from the State of New York...................... 226 ADDITIONS TO THE RECORD Aircraft Owners and Pilots Association, Lorraine Howerton, Vice President of Legislative Affairs, letter....................... 229 [GRAPHIC] [TIFF OMITTED] T3122.001 [GRAPHIC] [TIFF OMITTED] T3122.002 [GRAPHIC] [TIFF OMITTED] T3122.003 [GRAPHIC] [TIFF OMITTED] T3122.004 [GRAPHIC] [TIFF OMITTED] T3122.005 [GRAPHIC] [TIFF OMITTED] T3122.006 [GRAPHIC] [TIFF OMITTED] T3122.007 [GRAPHIC] [TIFF OMITTED] T3122.008 [GRAPHIC] [TIFF OMITTED] T3122.009 [GRAPHIC] [TIFF OMITTED] T3122.010 [GRAPHIC] [TIFF OMITTED] T3122.011 [GRAPHIC] [TIFF OMITTED] T3122.012 HEARING ON NEXTGEN: A REVIEW OF THE RTCA MID-TERM IMPLEMENTATION TASK FORCE REPORT ---------- Wednesday, October 28, 2009, House of Representatives, Subcommittee on Aviation, Committee on Transportation and Infrastructure, Washington, DC The Subcommittee met, pursuant to notice, at 2:00 p.m. in room 2167, Rayburn House Office Building, the Honorable Jerry F. Costello [Chairman of the Subcommittee] presiding. Present: Representatives Costello, Petri, Oberstar, Boccieri, Boozman, Boswell, Coble, Ehlers, Griffith, Graves, Guthrie, Lipinski, LoBiondo, Norton, Richardson, Schauer, and Schmidt. Mr. Costello. The Subcommittee will come to order. It's good to see my former Chairman, Chairman Roe here, who when I saw him sitting in the chair, I thought maybe there was a coup when I was gone. The Subcommittee will come to order. The Chair will ask that all Members, staff and everyone turn electronic devices off or on vibrate. The Subcommittee is meeting today to hear testimony regarding NextGen and to review the RTCA Mid-Term Implementation Task Force report. The Chair will give an opening statement, and then call on Mr. Petri, the Ranking Member, to give his remarks or his opening statement, and then call on other Members for brief remarks, and then go to our first panel of witnesses. I welcome everyone to today's hearing. This is the third hearing that we have held on NextGen, that Ranking Member Petri and I have held this year to focus on near-mid-term Next Generation implementation. Over the last two years, and as a result of many meetings, roundtable discussions, and hearings, it became very clear, I think, to Mr. Petri and I and others that, one, the stakeholders, users of NextGen were left out of both their input and the implementation or design of NextGen, and frankly the FAA had a very difficult time defining and describing what NextGen really looked like or what they intended to accomplish with NextGen. So it became clear to us that the FAA had to change course, and that they had to look both at short-term steps without losing sight of the long-term goals. And they have done exactly that. They have brought the stakeholders in, the users, and to listen to them and involve them in the process. And as a result of the persistence on the part of many people, some in this room today and others, as well as the persistence and the aggressive oversight of this Subcommittee, that is exactly what has happened. The RTCA was created, and we are, of course, examining their mid-term report today. First, I want to commend Hank Krakowski and Peggy Gilligan for commissioning the RTCA. They did exactly the right thing, what all of the stakeholders and what we wanted them to do, the RTCA, a private not-for-profit corporation that develops consensus-based recommendations to create a NextGen Mid-Term Implementation Task Force. Over 335 individuals from 141 organizations, which included users from the operating community such as the airlines, business aviation, general aviation and the military, as well as participation from the controllers, airports, avionics, manufacturers and others played an integral role in identifying the challenges and offering solutions for a way forward. The RTCA was instructed to work with the industry and prioritize which NextGen capabilities should be deployed first, and where they should be deployed to achieve the greatest benefits. The final report was delivered to the FAA in September. By bringing together representatives from all segments of the aviation industry, specific recommendations and action items were developed and a consensus on NextGen operational improvements for the near-to mid-term was forged. I commend the hard work and cooperation of all of the participants. I believe the RTCA Task Force report is a positive step forward and represents a significant breakthrough for the NextGen effort. Now, it is up to the FAA to determine how to modify its existing plans and programs in response to the Task Force recommendations. In the past, the FAA has struggled to define NextGen and to clearly articulate what benefits government and industry should reasonably expect from the system. The RTCA Task Force report provides, and I would quote Administrator Babbitt, ``clear, actionable and achievable recommendations that will help guide us forward.'' Moreover, the RTCA Task Force report is distinguished by the support and, more importantly, the commitments that it has received from industry. Each of the Task Force's recommendations has operator commitments to make the critical investments to achieve benefits. I believe that the industry consensus embodied in this report represents an enormous opportunity for the Obama Administration to undertake NextGen implementation. While technologies will clearly play a major role in achieving the RTCA Task Force recommended capabilities, industry stakeholders have also stressed the importance of reforming the FAA culture, business practices, organizational structure and processes needed for successful implementation. I intend for this Subcommittee to provide consistent and rigorous oversight of NextGen near-term implementation, including many of the issues raised in the RTCA's report, while also staying focused on NextGen's long-term goals. For example, several different offices within the FAA, including the Aircraft Certification Service, the Flight Standards Service, and the Air Traffic Control Organization have responsibilities that relate to NextGen. However, the Government Accountability Office will testify today that some of the stakeholders have raised concerns that the FAA does not have adequate coordination across the agency to efficiently integrate NextGen-related infrastructure and processes. On this topic, the RTCA Task Force reports that the FAA must commit to delivering benefits by assigning appropriate responsibility, accountability and authority and funding within the agency. Chairman Oberstar and I both expressed concerns at our NextGen hearing last March about whether the FAA's current organizational structure adequately supports NextGen. I am still unclear whether there is a single point of responsibility, authority and accountability for NextGen activities, with the stature to leverage the interagency coordination that the NextGen will require. I look forward to hearing from Mr. Krakowski and others concerning that issue today. In addition, there are specific recommendations in the Task Force that the Subcommittee needs to examine more closely. For example, the report recommends streamlining the operational approval and certification processes for aircraft avionics. In addition, many of the witnesses also discussed in their testimony the importance of streamlining these processes. I am aware it takes several months for an operator to gain approval once the process is initiated, and it is complicated and expensive. Again, I would like to hear more from our witnesses concerning this issue. Further, the FAA may be confronted by a number of staffing and workforce challenges as it moves forward with the implementation of NextGen. In September of 2008, the National Academy of Public Administration issued a report that identified several areas, including software development, systems engineering, and contract administration, where the FAA currently lacks both the capacity and the capabilities to execute NextGen implementation. Congress and this Subcommittee stands ready to work with the FAA to ensure that the agency has the resources that it needs to meet its workforce challenges. Finally, I believe that post-Task Force engagement such as continued collaboration and joint decision-making among all members of the aviation community is a key component to ensure successful implementation of NextGen. I strongly encourage the FAA to continue a high level involvement and engagement with stakeholders, including operators and air traffic controllers, to ensure success. In addition, I agree that specific metrics to measure pre- and post-implementation operational performance is important data for the FAA to track. This Subcommittee has already requested that the Department of Transportation Inspector General monitor FAA's process in responding to the Task Force recommendations and to determine if the FAA has a system in place to assess progress and measure benefits. Before I recognize Mr. Petri for his opening statement, I ask unanimous consent to allow two weeks for all Members to revise and extend their remarks, and to permit the submission of additional statements and materials by Members and witnesses. Without objection, the Ranking Member of the Subcommittee, Mr. Petri, is recognized. Mr. Petri. Mr. Chairman, thank you for providing leadership to have diligent oversight of the NextGen process. It is very important. When the RTCA NextGen Mid-Term Implementation Task Force was chartered in January, Task Force members were asked to achieve industry consensus on what steps must be taken over the next several years to deliver NextGen benefits to users. The Task Force, comprised of over 300 members, released its report and recommendations in early September. The Task Force's recommendations do not focus on which research and development activities will lay the groundwork for an end state NextGen architecture. Rather, the report's recommendations focus on activities that can maximize the potential benefits on existing aircraft avionics and airport technologies in the near term. Well, some have reacted by saying, well, that is not really NextGen. The report does mark an important milestone in the long history of air traffic control modernization. Without user buy-in, the FAA's NextGen efforts will fail. However, the direct involvement of stakeholders and financial officers in making these recommendations to FAA indicates a willingness on the part of industry to make the financial commitments needed to carry out the recommendations. Another valuable outcome of the Task Force is the clear call for collaboration across FAA lines of business. This will be critical to timely delivery of near-and long-term NextGen capabilities. For example, the delivery of key platforms such as ERAM, ADS-B, and SWIM are the necessary infrastructure for NextGen. But without procedures, standards and regulations, users will not be able to benefit from the technological improvements. Critical to maximizing benefits derived from technologies both old and new is the development of operational procedures overseen by the FAA's Office of Aviation Safety. I am pleased that Associate Administrator for Aviation Safety, Mrs. Gilligan, is participating today. I am interested in hearing how the agency plans to streamline the development and implementation of operational and environmental approval processes. The Task Force report has been characterized as a confidence-building exercise between users and the FAA. Specifically, the Task Force stated that if the FAA can maximize benefits of past avionics investments, users will be more confident in making future avionic investments. I am interested in hearing how the FAA will take advantage of this opportunity to work with the industry in delivering improvements. While ADS-B is regarded as the backbone of NextGen, it was not the focus of the Task Force recommendations. Unfortunately, there still is no clarity from the FAA on the business case for ADS-B equipage. The Task Force has been praised for its work in developing industry consensus and what is specifically needed in the near term to deliver NextGen. I am interested in hearing from both panels what the best process is for answering the challenging questions surrounding the shape and size of ADS-B. Finally, while it is important to set near-term goals, FAA must also be held accountable for delivering the long-term vision in a timely fashion. I am interested in hearing how the FAA will allocate its resources to strike the necessary balance between answering the users' demand for operational improvements in the near term, while maintaining efforts on the ground necessary to achieve the NextGen vision. The last thing we want to do is meet again on this topic five years from now, having invested billions of dollars, and find ourselves nowhere near to a modernized air traffic control system. I am sure that the user community shares my dread for a NextGen Groundhog Day. Once again, I thank the Chairman for calling this hearing, and look forward to the discussion. Mr. Costello. The Chair thanks the Ranking Member, and would ask, are there Members who have opening statements or comments? If not, the Chair will recognize our first panel: Ms. Margaret Jenny, who is the President of RTCA, Incorporated; Mr. Hank Krakowski, Chief Operating Officer, Air Traffic Control Organization with the FAA; Ms. Margaret Gilligan, who is the Associate Administrator for Aviation Safety with the FAA; the Honorable Calvin Scovel, III, who is the Inspector General with the U.S. Department of Transportation; Dr. Gerald Dillingham, who is the Director, Physical Infrastructure Issues, with the U.S. Government Accountability Office; and Dr. Agam Sinha, who is the Senior Vice President and General Manager at The MITRE Corporation, Center for Advanced Aviation Systems Development. Let me say before I call on Ms. Jenny for her testimony that, as I stated in my opening remarks, this Subcommittee urged the FAA to begin the process of including stakeholders when it was very obvious to us a few years ago that stakeholders were not being consulted. The very people who would operate and use the system were on the outside, as we saw it at that time, and needed to be included not only in order to make the system work, but also in order to take advantage of their expertise and the advice that they could lend to not only building NextGen, but in bringing the process forward. I am very pleased that Mr. Krakowski and Ms. Gilligan and you, Ms. Jenny, are here today on behalf of all of your Task Force members. I am very pleased with the work that you have done. I think it is a major breakthrough. It moves us forward and I want to commend you for the action that you have taken, and want you to know that we consider ourselves not only a Subcommittee that has responsibility for oversight for NextGen and the FAA, but also we want to be a partner in this process to make sure that it happens and happens in a reasonable period of time. So again, I commend those of you, all of you who were involved in this process. It is something that we look forward to seeing happen, and it has happened, and now what we need to do is, it falls on the FAA to figure out how they are going to look at their structure, their policies, to blend in the recommendations that have been made by the Task Force. With that, we have a five-minute rule normally with our witnesses. We would ask you to summarize your testimony in five minutes, which would allow time for questions, as we have a second panel that will follow you. And we want you to know that your full statement will be entered into the record. With that, the Chair now recognizes Ms. Jenny. TESTIMONY OF MARGARET T. JENNY, PRESIDENT, RTCA, INC., HANK KRAKOWSKI, CHIEF OPERATING OFFICE, AIR TRAFFIC ORGANIZATION, FEDERAL AVIATION ADMINISTRATION; MARGARET GILLIGAN, ASSOCIATE ADMINISTRATOR FOR AVIATION SAFETY, FEDERAL AVIATION ADMINISTRATION; THE HONORABLE CALVIN L. SCOVEL, III, INSPECTOR GENERAL, U.S. DEPARTMENT OF TRANSPORTATION; DR. GERALD DILLINGHAM, DIRECTOR, PHYSICAL INFRASTRUCTURE ISSUES, U.S. GOVERNMENT ACCOUNTABILITY OFFICE; AND DR. AGAM N. SINHA, SENIOR VICE PRESIDENT AND GENERAL MANAGER, THE MITRE CORPORATION, CENTER FOR ADVANCED AVIATION SYSTEM DEVELOPMENT Ms. Jenny. Thank you. Good afternoon, Chairman Costello, Ranking Member Petri and Members of the Subcommittee. Thank you for inviting me to participate in today's hearing on NextGen. A few words about RTCA might help set the stage for my remarks. RTCA is a private, not-for-profit corporation that is utilized by the FAA as a Federal advisory committee, providing a venue for stakeholders to forge consensus on aviation-related issues. RTCA provides two categories of recommendations: first, policy and investment priorities to facilitate the implementation of national airspace system improvements; and second, performance standards used by the FAA as a major input for certification of avionics. My testimony today will describe the RTCA Mid-Term Implementation Task Force Initiative and the resulting recommendations. The Task Force was established in February in response to a request from Hank Krakowski and Peggy Gilligan. Over 335 individuals from 141 different organizations participated in the Task Force, bringing technical, operational and, for the first time, financial expertise. Forging a consensus was a challenge, but at the end of the day, the shared desire to improve the Nation's air transportation system prevailed. On September 9, RTCA delivered a consensus-based set of recommendations to the FAA. First, the Task Force stressed the importance of implementing operational capabilities versus technologies, and deriving benefits from existing equipage. This approach will help relieve congestion in today's system, but success will also increase the community's confidence in the FAA's ability to implement NextGen. Second, the Task Force recommended an airport-centric approach to NextGen, delivering capabilities at key airports and large metropolitan areas where the problems are most likely to ripple through the Country, causing unnecessary flight delays, misconnections, and cancellations. Many capabilities will require deploying an integrated suite of capabilities. This will require a new way of doing business. Third, for each capability recommended, the report identified the location, as well as the list of operators committed to making the investments. The Task Force made recommendations in seven key areas. First, improve the airport surface traffic situational awareness and data-sharing for enhanced safety and reduced delays. Establish a single point of accountability within the FAA to oversee the implementation of operational capabilities for the airports serviced. Second, increase throughput at airports and closely spaced parallels converging at intersecting runways. Third, increase metroplex capacity and efficiency by de- conflecting the traffic to and from the airports in the metropolitan area. Fourth, increase the cruise efficiency through enhanced use of special activity airspace, increased use of aircraft metering and spacing at the bottlenecks, and increase the use of flexible RNAV routing. Fifth, enhance access to low-altitude non-radar airspace for general aviation traffic, and increase the availability of GPS approaches to more general aviation airports. Sixth, deploy air-ground data digital data communication applications to decrease gate departure delays and to enhance efficiency and safety of airborne traffic, especially when re- routing of multiple aircraft around weather is necessary. And seventh, improve the overall efficiency by enhancing the collaborative decision-making between the FAA and the users' flight operations centers. The Task Force also made four critical overarching recommendations. The first is to achieve the existing three-and five-mile separation by eliminating buffers now applied. Second is to streamline operations approval process. Third is to incentivize equipage. Fourth is to utilize the RTCA mechanism, as well as joint government-industry implementation teams to facilitate the collaborative planning and implementation and tracking of NextGen. The report makes another critical point. Closing the business case for NextGen investments requires delivering benefits within a requisite payback period. Many of the NextGen investments have high costs, long payback period, and low confidence of payback, due in part on the dependence of outside forces such as the FAA. One way to close the business case for such investments is to achieve a faster return. For example, the Task Force analysis showed that while no individual DataComm capability would close the business case, when five capabilities were delivered for one investment, the business case closed for the airlines. The Task Force documented all known challenges to delivery and the benefits as well. Some have asked whether the FAA can afford to implement the Task Force recommendations, as well as the NextGen vision. The answer is that we cannot afford not to. The recommendations solve current problems, while laying the necessary groundwork for the longer term NextGen. The recommendations are in effect a risk mitigation program for NextGen. Thank you for the opportunity to testify on this important topic. I would be happy to answer any of your questions. Mr. Costello. The Chair thanks you, Ms. Jenny. And again, we thank you for your work on the Task Force. The Chair now recognizes Mr. Krakowski. Mr. Krakowski. Thank you, Chairman Costello, Ranking Member Petri, Members of the Subcommittee. I will be making the opening statement for FAA today. I would like to start out by also thanking Margaret Jenny and Captain Steve Dixon from Delta Airlines, and the Task Force leads for leading what we think is a definitive jump start to actually implementing NextGen. The two major principles of the Task Force were: prioritize initiatives that have a near-term effect; and continued cooperation and involvement of the industry in the execution and the evolution of the plans. To prioritize the initiatives, we are reviewing the NextGen implementation plan, along with the Task Force recommendations in the guise of the Operational Evolution Partnership, which has now become the NextGen Management Board. It is the OEP which brought us three runways on time and under budget, as well as other improvements to the NAS. It also helped us achieve being removed from the GAO high risk list. To do the needed follow-up, the FAA is committing to work with our stakeholders through the ATMAC, which is a sub-group of the RTCA, and its work groups. The ATMAC's work will complement the work of the NextGen Management Board, as I have described, as well as the Review Board which resides under it for detailed work. And through that process, we will bring all the relevant issues together to make the right strategic decisions. It is important to know that the NextGen Management Board is chaired by the Deputy Administrator of the FAA, and it is Randy Babbitt's intention to make the Deputy Administrator the central point of focus for the over arching implementation issues through this process at FAA. In the meantime, we are pleased that the Task Force did reaffirm that we are on the right track. Airport surface improvements are a good place to start. It is where much of the congestion does exist. We have been deploying ASDE-X, as well as other technologies, on the surface. Now, we have an opportunity to use it more effectively. The metroplex. Instead of looking at this from singular airport perspectives, it is important to look at it as a system of airports and integrated airspace, so as we make decisions around improving the metroplex areas, you do have to consider all of the different aspects and interdependencies of what we are trying to achieve. Access to the NAS. This means approaches. This means our NAS procedures, places in particular for general aviation aircraft to gain access, which were prohibited by the lack of infrastructure in avionics in the past. Incentivizing equipage. This is probably going to be one of the more interesting conversations. We have to sort out what ``Best-Equipped, Best-Served'' means; and how we possibly fund incentive of equipage. There are a lot of different conversations going on here in Washington about how to do that. And lastly, streamlining. Streamlining our process within the ATO, streamlining the processes within AVS and coming together to create a single performance-based navigation point of focus and office within the FAA is our intention. As we move forward with examining the Task Force recommendations, we welcome Congress' continued interest, and commit to moving NextGen forward to heighten safety and maximize efficiency throughout the national airspace system, and we intend to see this commitment through. Chairman Costello, Congressman Petri, and Members of the Subcommittee, this concludes our prepared remarks, and we look forward to answering any questions. Mr. Costello. The Chair thanks you, Mr. Krakowski. And now we will recognize Inspector General Scovel. Mr. Scovel. Mr. Chairman, Ranking Member Petri, Members of the Subcommittee, thank you for inviting me here today to discuss the status of NextGen's implementation. When fully implemented, the satellite-based system is expected to improve air traffic management and yield significant economic and environmental benefits. Yet our body of work on NextGen has shown that these benefits will remain elusive unless FAA addresses a number of operational and management issues now and into the future. Last month, an RTCA Task Force reported its findings on NextGen and made a number of recommendations on what FAA needs to achieve in the near-and mid-term, actions consistent with those we have recommended over the past five years. While FAA has concurred with our past recommendations and endorsed RTCA's, FAA needs to take action now to transition from planning to implementation. Today, I will focus on five overarching near-and mid-term capabilities that we and the RTCA have determined FAA must address if it hopes to implement NextGen successfully. The first capability concerns the capacity of airspace in metropolitan areas with multiple airports, such as New York, Chicago, and Southern California. Of particular concern is FAA's implementation of RNAV/RNP procedures. As we have previously reported, FAA needs to track data on the use of RNP procedures to determine which routes are not being used and why. We found that air carriers' limited use of new RNAV/RNP procedures is due largely to FAA's practice of overlaying RNP routes over existing ones, out of date traffic policies, and insufficient pilot and controller training. At Atlanta's Hartsfield-Jackson Airport alone, controllers have yet to use any of the 10 RNP procedures FAA implemented two and a half years ago. The Task Force also emphasizes the need to shift from the quantity of RNAF/RNP procedures implemented to the quality of the routes. The second capability concerns runway access. A key transition issue for NextGen is determining whether throughput at already congested airports can be increased. This is particularly important for airports with complex runway configurations, such as converging or closely spaced runways. Updated safety assessments are also needed to ensure unanticipated hazards are not introduced, particularly during periods of low visibility. FAA must also address longstanding concerns with terminal modernization, the equipment controllers rely on to manage aircraft in the vicinity of airports. The Task Force parallels our work on the need to address exactly how various technologies and procedures can unlock congested airports and improve arrival rates under all weather conditions. The third and fourth capabilities concern high-altitude cruise and access to the national airspace system. To improve high-altitude flights and service at smaller airports, FAA needs to increase the availability of real-time data on the status of airspace use. Our concern about the impact of mixed equipage on NextGen is relevant here. Understanding and mitigating the impacts of air carriers' different capabilities and procedures are important for several mid-term efforts, including RNAV/RNP, datalink communications for controllers and pilots, and satellite-based surveillance systems for tracking aircraft positions. In addition to these four capabilities, RTCA also calls for a major reevaluation of airport surface operations to enhance use of taxiways, gates and airport parking areas. These needed capabilities and RTCA's recommendations highlight a number of NextGen policy questions. For example, RTCA discussed several sources of funding to implement its recommendations, such as providing financial incentives, possibly in the form of low interest loans, direct subsidies for equipment, or income tax credits. Whether such incentives should be used is a policy decision for Congress. If incentives are used, they must be properly designed and timed to achieve their objectives at minimal cost to taxpayers. A related policy concern focuses on the proposed best- equipped/best-served concept as a way to advance NextGen. The concept, first mentioned in FAA's January 2009 NextGen implementation plan, gives preferential treatment to airspace users equipped with new systems. Historically, however, FAA's policy for providing air traffic control services has been first come, first served. A best-equipped/best-served policy would, therefore, represent a significant change in how traffic is managed. Key concerns include ensuring equity among users in implementing the policy at specific locations. To set realistic expectations for NextGen, FAA needs to take several actions now. First, implementing RTCA's recommendations will require FAA to adjust budgets and plans. Accordingly, FAA must develop plans to initiate action and establish a five-year funding profile for the NextGen mid-term. Second, FAA must develop metrics for assessing progress, measuring benefits, and identifying problems in order to put timely corrective actions in place. Third, FAA must determine how a best-equipped/best-served policy could be implemented. And finally, FAA must develop and implement a strategy for linking near-and mid-term efforts with long-term plans for NextGen's major transformational programs. Mr. Chairman, this concludes my statement. I would be happy to answer any questions you or Members of the Subcommittee may have. Mr. Costello. The Chair thanks you, Inspector General Scovel, and now recognizes Dr. Dillingham. Mr. Dillingham. Thank you, Mr. Chairman, Ranking Member Petri and Members of the Subcommittee. The RTCA Task Force report and its recommendations can be viewed as a blueprint for the transition from the current air traffic control system to NextGen. This transition phase is often referred to as NowGen, as distinguished from the NextGen Program. My testimony today highlights some of the challenges that we believe FAA needs to consider as it develops its response to the Task Force recommendations. These challenges fall into three areas: first, allocating its resources for developing and certifying RNAV and RNP procedures and addressing the related environmental issues; second, managing FAA's organizational culture and business practices to support a new way of operating; and third, deciding on cost-effective options for encouraging operators to equip their aircraft for new systems capabilities. The first group of challenges involves allocating resources to prioritize and expedite the development of procedures that allow more direct flight paths than existing RNAV and RNP procedures, and redesigning airspace in congested metropolitan areas. Our work suggests that FAA will have to prioritize its development of RNAV and RNP procedures because at the current pace, it will take decades to complete the thousands of procedures targeted for development. This challenge also includes finding ways to expedite environmental review processes and proactively addressing the environmental concerns of nearby communities. Both of these efforts have oftentimes contributed to very significant delays in implementing new procedures and redesigning airspace. The second group of challenges involves adjusting FAA's organizational culture and business practices. Traditionally, FAA's culture and business practices have supported the acquisition of individual air traffic control systems. Implementing NowGen will require FAA to increase its emphasis on integration, coordination and measurable outcomes. Specifically, FAA will have to work with a greater number and variety of external stakeholders, as well as across multiple internal lines of business, and may have to re-prioritize some of its current NextGen implementation plans and programs. At the same time, FAA must ensure that its near-term plans align with its longer term NextGen vision. Additionally, with NowGen, FAA must ensure that standards, procedures, training protocols, and other necessary requirements to operate in the NAS are developed and certified in a sequence that supports the timely implementation of capabilities. Furthermore, streamlining these processes is critical. The last group of challenges involves ensuring that operators are equipped for NowGen and NextGen. Although the Task Force assumed that for the most part, Federal funds would not be required to implement its recommendations, our work has shown that for a variety of reasons, from establishing the credibility of FAA's long-term commitment, to the financial condition of the industry, the Federal Government may be asked to provide financial assistance incentives for NextGen aircraft equipage. If Federal resources are used, we believe that it is important that key considerations include a focus on what would be in the national interest, rather than the best interest of any one or more stakeholder groups, and that the Federal assistance will not displace private investment. Mr. Chairman, we agree with the Task Force conclusions that its report should be seen as a beginning, and not an end. I would add that successful next steps for NowGen will require the same kind of cooperation, collaboration and transparency among stakeholders that was shown in the work of the RTCA Task Force, as well as the continued oversight that has been provided by this Subcommittee. Thank you, Mr. Chairman. Mr. Costello. Thank you, Dr. Dillingham. The Chair now recognizes Dr. Sinha. Mr. Sinha. Good afternoon, Chairman Costello, Ranking Member Petri, and Members of the Subcommittee. Thank you for inviting me to participate in today's hearing on NextGen: A Review of the RTCA Mid-Term Implementation Task Force Report, commonly known as Task Force 5. My testimony today will address the RTCA Task Force 5 recommendations, their feasibility and challenges, and post- task force priorities. It is important to begin by acknowledging that the way the Task Force was conducted constitutes a transformational process for how government and industry should forge consensus. I would like to highlight three unique aspects that led to the success of this activity and that should be viewed as best practices for future collaborative efforts. First, the recommendations and conclusions of Task Force 5 are rooted in data and analysis that was collected and made available to all participants. This transparent data-driven approach provides traceability for the decision-making process and allows new information to be incorporated as it becomes available. Second, participation by stakeholders finance representatives is unprecedented and was a key success factor for this Task Force. In the past, representation from stakeholders' operational and technical personnel left out key considerations that are required to successfully drive the users' investment decision-making. Finally, commitments by operators were focused on implementation at specific locations based on expected benefits. Capabilities were identified that provide benefits for each operator group, including general aviation, business aviation, commercial and military. The Task Force did a commendable job in reaching consensus amongst the diverse set of participants. However, there is much work to yet to be done to successfully achieve the operational improvements and associated benefits. Tier one recommendations for the near term are based on mature technologies and procedures already under development and are targeted to benefit all operator groups. One example is optimizing RNAV and RNP procedures. The operational capability description includes selected, high-benefit locations and recommends instituting joint government-industry ``tiger teams'' to focus on the quality of the RNAV procedures as they are implemented, and to identify and resolve issues early in the implementation process. Some capabilities will require FAA to accelerate or redefine the current plans. An example is expediting implementation of data communications. The recommendation calls for deployment of the initial data link capability to deliver revised departure clearances and en-route clearances to the pilot, thereby providing early benefits. Some tier one near-and mid-term capabilities, though well defined, still require further work in areas including safety, certification, human factors and potentially some policy changes. For example, expanded parallel runway operations need additional human-in-the-loop simulations and blunder analysis to support enhancements to closely spaced parallel runway operations. Another key challenge that was identified across many of the proposed operational changes was the need to accelerate processes related to avionics certification and operational approval. The tier two and three recommendations identified by the Task Force were deemed to have lower benefits and/or higher risks. The community should continue its R&D activities to better define and integrate evolutionary capabilities to build on those in tier one. Integrated human-in-the-loop experiments, fast-time modelings and simulation, data analysis capabilities, and operational demonstrations and evaluations at selected sites will provide necessary verification and validation or needed modifications of concepts, technologies and procedures. Availability and use of these resources will be a critical factor to support further refinement of the recommendations in all tiers, and to ensure their successful implementation. Now, looking to post-Task Force engagement, the complexity and challenges of moving forward will require continued collaboration and joint decision-making among all members of the aviation community. Specific metrics should be agreed upon to measure pre-and post-implementation operational performance, and determine if expected benefits are materializing. Stakeholders will need to collaborate to address complex policy issues related to airspace design, congested airspace access, data security and environmental considerations. Further, definition of best-equipped/best-served policies and procedures in a mixed equipage environment will need to be addressed as each operational capability is agreed to and corresponding locations are prioritized. The Task Force report calls for responsibility, accountability and authority and funding stability as necessary components of the stakeholders' commitment. The FAA should capitalize and build on past examples of successful stakeholders' engagement and project execution. For example, both the Free Flight Program and Operational Evolution Plan have demonstrated the ability to deliver on promised benefits. Both FAA and the operators need to engage their workforces to develop procedures and training for pilots, controllers, system implementors, and maintainers. This will ensure that they will be ready at the same time and place, so that available avionics can be used as intended to deliver improved operations and benefits. Finally, although key NextGen foundational programs such as ERAM and ADS-B are not included in the Task Force recommendations, progress and assessment of these programs must proceed and also be transparent to all the stakeholders. Mr. Chairman, this concludes my testimony. I would be happy to answer any questions the Committee may have. Mr. Costello. The Chair thanks you, Dr. Sinha. Ms. Jenny, in your testimony you talk about the importance of a single point of accountability within the FAA. You know of the FAA's plans to name a yet to be named Deputy Administrator to put that person in charge of NextGen. I am not sure how that relationship between the Deputy Administrator and JPDO will work, but if you will elaborate a little bit about what the RTCA found or addressed in their concerns about single point of accountability and why that is necessary. Ms. Jenny. Yes, I would be happy to, speaking for the Task Force. It should be noted that the Task Force limited its recommendations to the FAA on what needed to be implemented between now and 2018, and not how. Having said that, the Task Force participants felt fairly strongly because once we stepped back and looked at the set of capabilities that we recommended, so many of them require an integrated suite of capabilities to be deployed at specific locations, as opposed to doing things, investments in infrastructure across the Country, that it was felt that there needed to be some higher level accountability that would require, that would force that kind of integration across the FAA. So I think that most of the Task Force participants would be pleased for that to be something that would be a responsibility of the Deputy. Mr. Costello. What was the Task Force recommendation for follow-up after the report now has been delivered to the FAA? Did you make any recommendations as to what follow-up should be done between the Task Force and the FAA? Ms. Jenny. Yes, we did, Mr. Chairman. There were three parts to that recommendation. The first was to establish the group of leadership of the Task Force. That is about 18 or 20 people who led the different sub-groups of the Task Force, and have key understanding of its recommendations. The idea was that that sub-group would be stood up as an RTCA sub-group under our advisory committee, and would work collaboratively with the FAA to provide more input into what the recommendations meant, and to understand from the FAA how they are integrating them into their plan. At the end of that would be new NextGen implementation plan, and that group would probably stand down, and we would move into a use of the RTCA sub-groups under ATMAC to monitor the implementation of the recommendations and the implementation of NextGen, both the milestones, how they are being achieved, and how the performance is improving. We are agreeing to stand up specifically the finance sub-group that will have all the finance people from carriers to stay as a standing group to help us with the kinds of things that Dr. Sinha referred to in terms of updating all that data that we have supporting the costs and the benefits needs more work. And the third part was to establish government and industry joint implementation teams for those things that we agree we are going to implement at specific locations, and have all the stakeholders working together to synchronize their investments and their activities. Mr. Costello. Thank you. Mr. Krakowski, again I mentioned we commend you and the FAA for doing what we and others have asked you to do in seeking the input of the stakeholders. Now that you have their input through the RTCA Task Force, let me ask you. There were 29 recommendations, if my memory serves me correctly, that the Task Force specifically made. How many of those 29 recommendations do you agree with and intend to move forward with? Mr. Krakowski. Well, they are kind of bucketed in about seven different buckets. The key issue in my mind is, as was stated earlier, this is just a beginning because we now need to sort out with the RTCA and the Task Force and the members what the real priority needs to be, and in some cases, what are we going to stop doing or delay so we can get to a more near-term focus on some of the capabilities. Tomorrow will be the first ATMAC meeting that we will have since the recommendations came out. And tomorrow, in our view, starts that very process. Now that FAA has had six weeks to take a look at the recommendations, reference them against what we are currently doing with the NextGen implementation plan and other activities going on, and identify what are the gaps. And then tomorrow, we expect to enter into a discussion on how we are going to work through reprioritizing it so we can satisfy our commitment to make the Task Force recommendations become real. And that is going to, I think, be an iterative process for a few months here, leading up to a NextGen implementation near-term plan to be published in January, which is what we always we do, with the intention of having as much of this defined in that document as we can. Mr. Costello. And it is my experience, at least in the past in dealing with the FAA, as well as other agencies, that if we do not set goals and time lines, that things can drag on forever. So my question to you is, is there a time line that you have within the agency to analyze these recommendations, as you are beginning to do now with the Task Force, and you have been looking at them for the last six weeks internally. Is there a time line where you are going to pull the trigger and say, by this date, we are going not only to identify the priorities, but by a date, we are going to make a decision as to which we are going to accept and act on, and which we disagree with? Mr. Krakowski. We don't have any solid time lines quite yet. I think we are, quite frankly, a little early in the process. But the intention is to have as much of this framed out for that January NextGen Implementation Plan publication, so from that point we can actually then be talking about realistic time lines. Because what is different about this is this isn't just about FAA making commitments to make this happen. The industry has to agree to it with some specificity. That is going to take some work. Mr. Costello. And the industry will say, I am sure, in the second panel that their willingness to commit financially and otherwise will depend on the action taken by the FAA and the benefits that you can demonstrate that they will receive. So I understand where you are coming from. I would encourage you to try and look at some time lines and also to continue to communicate on a regular basis with Ms. Jenny. With that, the Chair would recognize the Ranking Member, Mr. Petri. Mr. Petri. Thank you very much, Mr. Chairman. As I indicated in my opening remarks, this is another in a several years series of hearings we have had, and I just wanted to say that I am actually kind of encouraged because we are seeing the problem being broken down and brought more immediate, and trying to get different players to focus on solutions, and getting things moving forward, rather than some huge project that is not going to really be implemented, when suddenly in 25 years we will have this wonderful new world. I mean, that can be a long-term framework, but within that framework, how do we get from here to there? And how can we start collaborating? So I am very, very encouraged by the Task Force report and your response to it, and look forward to the next panel's discussion about how to work the collaboration so we don't get into a chicken and egg problem, but can try to figure out how to actually move forward profitably for the airlines and efficiently and safely for the traveling public, because there are a lot of benefits for our Country and the public in this process. One thing, if you could, both Ms. Jenny and Mr. Krakowski, discuss a little bit the airport-centric approach, how you envisage that reducing delays in the national airport system. And I think for Mr. Krakowski, how you would expedite the implementation of RNP/RNAV routes for operators that are so equipped? And is there room for streamlining the procedure approval for that process, both in safety certification and in environmental approval? We know the political side of environmental approvals particularly, and it is a no-win situation, but we need to move forward and airplanes are quieter than they were. And so the real-world consequences of doing this are probably a little less than they might have been some time ago. Could each of you comment? Ms. Jenny. Thank you. One of the things that we did in the Task Force was we started with a large, a fairly longer list of operational capabilities. And then we looked at each one and defined its benefits and its costs, and we brought in as many studies as we can find. And then we looked at ranking them. And when we did that, it became very clear that the highest benefit, the biggest bang for the buck we would get out of all of the recommendations were those things revolving around large metropolitan areas with many airports. So we had actual data to look at. And it is pretty clear when you look at the data that if you can solve the delay problem in the New York area or the Chicago area, those delays ripple through the whole system. So if you can solve those, you solve a large percentage of the problems in the whole transportation system. So those sort of naturally made their way to the top because of the process that we used and the process we hope to continue to use moving forward. Mr. Krakowski. Clearly, we concur with what Ms. Jenny said. Relative to the streamlining of RNAV and RNP procedures, there is a lot of opportunity here. We are taking certain specific steps. For example, within ATO, there are three organizations under two different Vice Presidents who have been processing RNAV/RNP procedures from the air traffic point of view. We don't think that that is a successful model for implementing the Task Force recommendations, so we are consolidating that into a single performance-based navigation office under our Senior Vice President for Operations, Rick Day. And it also links up with service areas where a lot of the customers have direct contact with our people who are doing these procedures and creating them in their regions and at their local airports. So we think that will go a long way in helping streamline our ability to deliver procedures that are approved. Now, Ms. Gilligan has the other side of the house with the approvals from a flight standards point of view. Ms. Gilligan. Yes, sir. And we agree that we can streamline the approval process for the procedures. I think we, and industry, had a lot to learn as we started down this road because obviously we want to implement these procedures, but we don't want to introduce any unintended safety hazard or safety consequence. We have learned a lot. We have worked with the manufacturers and with the operators to better understand who needs to bring what data to the table, so that we can streamline the process. The Task Force recommends that we establish a standard process. Up until now, individual applicants have come in and they have wanted to do what may have worked well for them in their individual airline or at their individual operation. We are going to standardize that, and that will help to reduce the time as well. It took a long time at the start, but I think each of the new applicants would agree that it has gotten better and easier as we have gone along, and we are going to focus on enhancing that even more. Mr. Costello. The Chair now recognizes the distinguished Chairman of the full Committee, Chairman Oberstar. Mr. Oberstar. Thank you very much, Mr. Chairman. And thank you for staying close on the hide of all these participants in NextGen. You have been doing a terrific job, and I thank Mr. Petri for partnering in this initiative. I have a good deal more confidence about the future of modernization of the air traffic control system with the steps that have been taken. Mr. Scovel and Dr. Dillingham, I have one question. Based on your review of FAA's management of NextGen, and of the numerous technologies--airport operations, runway access, metroplex airspace, high altitude cruise, continuous glide-path in and so on--give us your evaluation of FAA's ability to manage multi-billion dollar contracts. Mr. Dillingham. I will take a shot at it first. Mr. Oberstar. You have been there before, Dr. Dillingham. Mr. Dillingham. Yes, Mr. Chairman. Mr. Oberstar. With us, together. Mr. Dillingham. Yes, yes. In fact, we have been monitoring FAA for 15 years with regard to air traffic control modernization. I haven't been here the whole 15 years, but a lot of it. FAA has definitely shown progress in its ability to monitor those large contracts. Part of that, we attribute to the Congress mandating the stand-up of the ATO and subsequently the business practices that, and operational practices that the ATO brought into being. As the COO just talked about earlier, we did remove them from our high-risk list after 12 years because they were able to do that. What we are saying now is that should provide a foundation for what needs to be done with NowGen and NextGen, though they will have to shift from sort of concentrating on acquiring one system and deploying it nationwide, to this more integrated, cooperative, regional kind of orientation. But we are definitely guardedly optimistic that FAA can make this happen, but it is indeed a complicated undertaking. Mr. Oberstar. You remember, and this was before General Scovel's tenure, you remember the period in which FAA was mired in the advanced automation system, and the contract for that was supposed to be $500 million, and went up to well over $1 billion in a day when $1 billion was a lot of money. [Laughter.] Mr. Oberstar. And you remember my calling the Vice President of IBM in this hearing room and telling him, I am going to nail your shoes to the floor. He said, why? I said, because you keep moving around. You can't stay with one system until you have it completed. And the other thing is, you need to stay in one place and manage more than one system at a time. Do you think they are able to do that? Mr. Dillingham. Yes, sir. I think, you know, we see things like when that system, when the IBM system was being developed, FAA used the concept of what we used to call the ``big bang'' theory. Let's, you know, all of this at once. And they since have moved to build a little, test a little. And that has proven to be a useful way to approach things. So you learn as you go, and I think that, you know, they have a good chance. It is going to take that collaboration and cooperation that we saw with the RTCA Task Force, with industry being a part of it. But also it is going to require that this Subcommittee and the full Committee maintain that oversight that they have been doing for the last two decades. Mr. Oberstar. Yes, a good deal of all those things you mentioned happened because of this Committee's, Subcommittee's oversight under various management. But you remember when Administrator Hinson, after we had quite some consultations, and with Linda Daschle, who was Acting Administrator, brought in Navy auditors to review FAA's contract management, and found there were just--it was deplorable, just deplorable. And Navy made a number of very pertinent and insightful recommendations, which then we took and translated into legislative language, and Mr. Hinson implemented. Well, FAA has been able to do a number of major projects, but I still, with a question also: Is there an arm's length relationship with the contractors? Mr. Scovel? Mr. Scovel. Tall question, sir. In the context of NextGen, we will be looking at that very carefully when we look at how FAA undertakes its implementation of the RTCA's Task Force. Mr. Oberstar. Remember Coast Guard, remember the IBM Days. You couldn't tell where FAA left off and IBM began and vice versa. Now, there is a contractual relationship. There has to be inclusiveness within FAA, with bringing the controllers in at the early design and engineering stages, and FAA can't be, as the Coast Guard was doing, telling contractors: you do it and certify to us that you are doing a good job. Mr. Scovel. Yes, sir. I understand your cautionary comments along those lines, and I well recall in the context of aviation safety hearings that we have had in this hearing room where I have been privileged to appear before you, sir. And one of the lessons for all of us was the, in your words, sir, a cozy relationship between FAA and carriers. Back to your earlier question, sir, about multi-billion dollar contracts. We can point to some successes on FAA's part. ERAM is certainly one of them. My staff's work has led us to conclude that stable requirements are an absolute key if FAA is to successfully carry off a contract of that nature. On the other hand, you referred to WAAS, sir, and we are all familiar with STARS as well. As we look at NextGen implementation for the mid-term, terminal modernization, with its history of being virtually a trail of tears, has the possibility of being almost a show-stopper for anything that can be accomplished in the near-to mid-term. Mr. Oberstar. Let's all keep in mind, and all of us on this Committee do, I know, it is not the airlines. It is the air travelers who are paying for this system through their ticket tax. It is that excise tax that goes into the AIP account and to the F&E account and 80 percent of the operations account. And so we are very directly responsible to the air travelers for the investment they are making, and they are counting on us to make sure that this works. And they are also counting on us not to over-promise and under-deliver. And I need you two watch-dogs to stay on top of it, as we will, this Committee as well, I assure you. Thank you very much, Mr. Chairman. Mr. Costello. The Chair thanks you, Chairman Oberstar. And let me mention to General Scovel, we are aware of the aggressive review that you are doing with ADS-B, and we take our responsibility as oversight of the agency and others involved in the system, and we appreciate the work that you are doing with ADS-B and the work that you do in general. The Chair now recognizes the gentleman from North Carolina, Mr. Coble. Mr. Coble. Thank you, Mr. Chairman. Good to have the panelists with us today. Mr. Chairman, as you pointed out earlier, much has been said about NextGen, and I am not sure that I am capable of intelligently defining it. So I am going to be very elementary. I am going to have two questions. I am going to put the first question to Mr. Krakowski, and my second question to Mr. Scovel. My first question, Mr. Krakowski, is: What is NextGen? And my question to Mr. Scovel is: Who is in charge of NextGen? And I hope I am not being too elementary, but I need to know the answers. Mr. Krakowski. It is a frequent question in the last two years that has been asked. NextGen is an evolution, and as I think about NextGen, it is not a big-bang theory. It is not something you turn a light-switch on. It is a methodical modernization of how we run air traffic, not only here in the United States, but globally as well because our airplanes fly overseas, overseas aircraft fly here. So we have to have a common approach with common technologies and procedures to be able to fly airplanes closer together, on more efficient routes, and the current technologies do not permit that. One of the current problems with our system is it is somewhat like a hard-wired house with the old telephone system. It is not scalable. It is not flexible. It is not movable. If you look at the promise of satellite-based navigation, data communication, and all of the pieces that layer in, you are creating a system that has much more flexibility and scalability when traffic flows change, or when thunderstorms impact the system, so we can do it better than the current system allows right now. So in my mind, it is a march toward a system that just keeps improving over time. Mr. Coble. Thank you for that. Mr. Scovel, who is the boss? Who is in charge? Mr. Scovel. That is a very tough question, sir. In fact, you may recall from my testimony back in March and at a roundtable last year where the question of FAA's organization for NextGen implementation was raised. I expressed skepticism on the part of my office as to how leadership is to be exercised within FAA. It has been mentioned today that the incoming Deputy Administrator for the agency will have overall accountability for NextGen, and that is certainly true. But I would draw a distinction between political accountability, which of course rests with the Administrator and his Deputy. They are responsible for everything that happens or fails to happen in the agency, including NextGen, and day-to-day operational decision-making authority, which right now we see as being very diffused and fragmented. There is a Senior Vice President within the Air Traffic Organization whose title is NextGen Implementation and Operations Planning. However, that official does not have either personnel or budgetary authority over many of the key programs that will be necessary for NextGen, not even those within the ATO, much less those that are on the outside of that organization. Perhaps they are over in Aviation Safety or even elsewhere in the organization. In our view, for one of the key missions of the agency, if one of the key missions is to operate the NAS today safely, efficiently, effectively; another key mission, prepare to operate the NAS in the future safely, efficiently and effectively; FAA today is not properly organized to carry out that key second mission. Mr. Coble. Well, I thank you, sir. Mr. Krakowski, back to you. Will implementing the recommendations of the RTCA Task Force require delays in the implementation of NextGen, A? And B, is FAA still aiming for a 2025 target window? Mr. Krakowski. I actually think you accelerate and start moving us to NextGen faster by adopting the RTCA recommendations. One of the most important elements of NextGen is aircraft being equipped with high-fidelity GPS systems in the aircraft. And much of the Task Force recommendations point to an increased usage of that so we can get better safety and efficiency on the surface of airports, more efficient routes in the system. So the more that we can provide near-term benefits closer in, moving the dial to the left, so that the airlines can be encouraged to equip with the higher-fidelity equipment, you start moving it toward a kind of a faster trajectory, and you actually make the system healthier as you are doing it. Now, there is a distinction. The Task Force recommendations don't speak to the longer NextGen vision of ADS-B, some of the larger programs like System-Wide Information Management, but those are moving along. Those are going to continue to move through our NextGen plan that has been defined by the JPDO and then by the NextGen organization within ATO as well. Mr. Coble. So 2025 is still the target window? Mr. Krakowski. We are not sure what we are going to end up with at 2025 at this point. I mean, it is an interesting target for some things to be in place, but the fact that the whole world is going to NextGen by 2025, I don't think we are there anymore. Mr. Coble. Mr. Chairman, can I ask one more quick question? The red light, I see, is illuminated. Ms. Jenny, let me put a question to you. It has been suggested that since the RTCA report focuses on maximizing capabilities from existing equipage, the recommendations really are not about NextGen. Is that a fair criticism? Ms. Jenny. Thank you. I don't think that is a fair criticism. I think I would agree somewhat with what Mr. Krakowski just said. The recommendations really are sort of a risk mitigation for moving toward the more sophisticated technologies. If we are going to develop and implement ADS-B and DataComm, to get the full benefit, if you just put the infrastructure out, nothing changes and you don't get a benefit. What you need to do to get the benefit is implement new procedures, train controllers and pilots, possibly change the way airspace is designed. What the NextGen Task Force says is let's do some of those things for the existing capabilities, for things like multilateration for RNAV and RNP. We will make all of those changes so that when we can go to ADS-B, all of that work is done. That increases the confidence of the community that we can do it, and it is much more likely that we will close the business case and move to NextGen faster. Mr. Coble. Thank you. Thank you, Mr. Chairman. I yield back. Mr. Costello. I thank the gentleman. And now the Chair recognizes the gentleman from Iowa, Mr. Boswell. Mr. Boswell. Thank you, Mr. Chairman, and thank you for having this hearing. I won't address this to this panel, but I will just say this to you. Two weeks ago, I was all set to start all over again. I couldn't find you that day to talk about passengers' rights as I tried to travel across the skies of this Country, but I have calmed down since then, so I am good, but it is a concern. On this issue here, it was interesting to hear Mr. Coble. It seems to me like we are moving awfully slow. You have heard that before. It is a big, big thing. And I have just observed, as a user, that it seems like general aviation has adapted quicker and maybe it is much more complicated for the airlines and corporations and so on. I don't know. And then I get to thinking about the international side of it, and it is. So I think about the time you are getting ready to make a step forward, you find out Collins Radio or somebody has come up with a better idea to do it. The technology is moving so fast, so I don't know. Maybe Mr. Chairman, we just need to set a deadline and see what we could put together at that time, we do it. Otherwise, it seems like it stays open- ended, and that is something we might want to think about. It has kind of changed a little bit here. Ms. Gilligan, would you explain the role that FAA's AVS plays in the NextGen and what are some of the specific processes that your office handles as it pertains to NextGen implementation? Ms. Gilligan. I would be glad to. There are two parts to the system, there always have been, the ground-provided infrastructure and the airplane. For many years, they were relatively separate. The ground provided service for separating air traffic and the airplane did things that assured that it was operating safely. But now, they actually can share those responsibilities. The airplane actually has a tremendous amount of capability, technology that it can contribute to separating airplanes, as well as to operating safely. To do that, operators and manufacturers need to have approvals, and those approvals go through the Aviation Safety Organization. And as someone commented, we want to make sure as we are making--as we are introducing those new processes and procedures that we are understanding whatever risk we may be introducing and that we are eliminating that or managing that or mitigating it as we go along. All of that is work that is done with our safety inspectors, with their operators, and with the manufacturers to understand the capability of the aircraft, to be sure the company, the operator develops processes and procedures, that they have training for their pilots and other staff members, and that that all comes together before we issue the approval to actually take advantage of what can be done in the system. So that is the role that we play. Mr. Boswell. I appreciate that. Now, in my previous statement, and I mentioned Collins, for example. That was a compliment. Ms. Gilligan. Yes. Mr. Boswell. I have been to their site and their laboratory, if you will, and it is amazing what they are putting into this and what we can expect even day by day. It is a compliment to them. They are really, really good. I would like to move on to Dr. Dillingham for a minute. In your testimony, you mentioned the need for FAA to change its culture to give NowGen and NextGen a better chance for success. What do you mean by culture change in this case? And how could this change be facilitated? Mr. Dillingham. Thank you, Mr. Boswell. I was referring to the tradition that FAA has with focusing on implementing or developing one system at a time and deploying it nationwide. The new paradigm has to be an integration and cooperation and multiple system deployment for the NextGen-kind of situation that we are in now. And if I could just go back to your first comment about how technology is passing and time is getting ahead of us. I think part of the answer to your concern is a part of what we are talking about now, and it is instead of focusing on 2025 and what may or may not be possible to do by that time, the focus now has shifted back to technologies that we know and procedures that we know that will end up making a difference now. So that I think that is why, you know, what RTCA and FAA has done is very, very important just because of the idea that you suggested, is that technology is moving awfully fast. Mr. Boswell. Thank you very much, Mr. Chairman. I yield back. Mr. Costello. The Chair thanks the gentleman, and now recognizes the gentleman from New Jersey, Mr. LoBiondo. Mr. LoBiondo. Thank you very much, Mr. Chairman, for holding this hearing. To our panel, thank you all for being here and for doing what you do. Mr. Krakowski, I have a couple of questions, but first I want to say a very special thank you for all of your help and assistance in the recent groundbreaking that we have had for the Next Generation Aviation Research and Development Park at the FAA Tech Center which is in New Jersey's Second Congressional District. I really believe that this park will be a force enhancer for the Tech Center, that it will be a force multiplier and will assist in many ways. So I thank you. Two pretty quick questions. First, Mr. Krakowski, as you know, in response to the recommendation of the GAO and others, this Committee included language in the FAA authorization bill to move the Joint Planning and Development Office out of the ATO and place it directly under the Administrator. My question to you is whether you think this is an appropriate organizational structure to ensure the success of NextGen? Or if you believe significant progress can be made under the current alignment? Mr. Krakowski. I actually believe that the JPDO is less of an issue for the purposes of this Task Force because the Task Force recommendations are near term. The JPDO was never set up as an implementing organization. It really was set up for planning and collaborating across other agencies for kind of the long-term plan, where are we going, what are the technologies that are going to get us here. It is the FAA. It is our responsibility and it is our mission to implement that which is going to make the system better, and it is the people that run the system every day through the current structure of the NextGen Management Board, which exists under the leadership of the Deputy Administrator, and has been for quite some time. A new Deputy Administrator coming in ties it all together between the Aviation Safety organization, people that run airports, people that run government affairs, and the ATO as well at the highest level toward the Administrator. So since we are more into an implementation role now versus planning and kind of long-term strategy, I think the current structure that I have described serves better, sir. Mr. LoBiondo. Okay. Thank you. And the second one, I think we can all agree that to design and implement the NextGen system, the FAA will need to hire more staff, especially if it were successful in accelerating the program. I know that the RTCA has raised concerns with staffing levels and certification offices, and I would like to see the engineering capacity at the Tech Center grow. But do you have a NextGen workforce plan for the coming years that you can share with the Committee? Mr. Krakowski. Yes, I would be happy to sit down with you and give you some detail on that. But we do agree that if we do not attract and hire the right kinds of talent, the right type of people, with the quality that we need, the program will suffer. This is high on our radar scope. Mr. LoBiondo. Okay. Thank you. Mr. Chairman, before I yield back, I would just like to recognize that who we affectionately call in New Jersey ``Mr. Transportation and Infrastructure,'' Mr. Bob Roe. Thank you for joining us today, the former Chairman. Mr. Costello. The Chair thanks the gentleman, and now recognizes the gentleman from Ohio, Mr. Boccieri. Mr. Boccieri. Thank you, Mr. Chairman. Thank you to the panel. I have a question for Mr. Krakowski. Earlier this year, our Ohio delegation sent a letter to you asking that the FAA's plan to consolidate several air traffic control facilities in our State be postponed until Congress has completed its work reauthorizing the FAA. [Information follows:] [GRAPHIC] [TIFF OMITTED] T3122.013 [GRAPHIC] [TIFF OMITTED] T3122.014 This Committee passed a bill that includes a process for aviation stakeholders to review and evaluate those consolidation proposals. The full House passed that bill. The Senate Commerce Committee has now passed the bill and we are waiting for the full Senate's action. Having these consolidations reviewed is important to me, and to the Ohio delegation and to the flying public in my State. I would like you to tell me today if you can take these consolidations off the table until they can be properly vetted by the bill's review process. Mr. Krakowski. Without actually thinking about that and having the document in front of me, it is difficult to answer it specifically. I would like to be able to do that with you at some other point. However, I will say this. One of the key issues around consolidation has been the sensitivity of our relationship with the controllers union and our ability to work together to find out whether or not the consolidations overall make sense. Just in the past few weeks, there is new leadership at NATCA, and we do have the contract behind us. Mr. Rinaldi, the new president of NATCA, and I, are talking about that very subject. In fact, we will be meeting next week, actually, to start talking about what that looks like. Until we get through that and until we understand what that looks like, we don't have any direct plans right now to continue marching toward consolidations in your area. Mr. Boccieri. Just to be clear, sir, you are saying that consolidations are not going to be on the table until you have had a chance to vet them and clearly refine that process? Mr. Krakowski. I would say we are putting them in abeyance right now until we get that process understood. Mr. Boccieri. It will be in abeyance. I am a military pilot in that area, and we have flown, you know, quite frankly, many low-level missions training and what-not. And I can speak first-hand that they have saved our neck quite a few times. And to consolidate those to a point where I think would jeopardize the safety of that region--you know, we are in between two of the most busy airspaces in America, class B airspaces with respect to Cleveland and Pittsburgh, and there is a lot of air traffic, single engine and multi-engine aircraft, doing, you know, just recreational flying, as well as military training in that area. So it would be detrimental to have that happen, in my opinion. Mr. Krakowski. If I may, just one quick comment on that. In the longer term as we get away from radars and the radar-based navigation system, we are going to have to look at what the right structure is going forward under ADS-B, but that is many years downstream. Mr. Boccieri. Great, great. We are going to get you a copy of this letter and maybe if I could have a moment of your time after the Committee to follow up with this. Mr. Krakowski. Very good. Mr. Boccieri. Thank you. I yield back, Mr. Chairman. Mr. Costello. The Chair thanks the gentleman, and now recognizes the gentleman from Michigan, Dr. Ehlers. Mr. Ehlers. Thank you, Mr. Chairman. And before I get to any questions, I would like to respond to my colleague, Mr. Coble, who asked what the meaning was of NextGen. And all I can say is, you know, the media likes to lump things in generations, generation acts and so forth. But I am pretty well convinced, Mr. Coble, that you and I and probably Mr. Boswell are members of what could best be called BestGen. [Laughter.] Mr. Ehlers. I offer that in all humility. At any rate--he is not going to touch that one. I understand why. I have a question, a very broad question here. And I have head a lot of discussion about NextGen and I have had a lot of reassurances, but I haven't heard any mention today of how seriously you are working at incorporating general aviation into the whole process. That is a very important part of this. It is not the big money part, but a lot of small businesses depend on that. A lot of people depend on it. Air ambulances depend on it. What is the involvement of general aviation in this? And how are you meeting their specific needs? Ms. Jenny? Ms. Jenny. Yes, I would be happy to take a run at that. The Task Force had pretty major involvement from general aviation, both the business aviation and general aviation involved in all of the deliberations, and were part of the consensus at the end. Of our seven categories of recommendations, one full category addresses general aviation needs, and that is the ability to fly in the low-altitude, non-radar airspace, and have more GPS approaches to the general aviation airports. It is one of the few recommendations that actually requires ADS-B. That was part of our report that went out. So I think from their perspective, I would say they felt fairly well represented by these recommendations for the mid- term. Mr. Ehlers. Any other comments from any of you, particularly---- Ms. Gilligan. If I could answer? In addition, we are working closely with GA community already in trying to approve their access. We have over 700 approvals, for example, for RNAV procedures. There are only about 90 airlines. So we are working with a lot of the general aviation and business community to make sure that they are able to participate in the system as well. Gulfstream, for example, is one of the leading manufacturers in helping provide the data we need to be able to approve operations for those people who fly Gulfstream aircraft. So we think actually we are learning a lot working with the GA community that will help us streamline our approval processes for everybody who operates in the system. Mr. Ehlers. And Mr. Scovel and Dr. Dillingham, do you, in your work there, have you noticed good involvement of GA in all the various stages? Mr. Scovel. Sir, from our perspective, it seems that GA has been somewhat left on the sidelines in the overall discussion of NextGen long term. It is greatly encouraging to us that the RTCA Task Force has taken a step to bring general aviation to the table at least when it is talking about access to the NAS by improving service at smaller airports. At this Committee's request, my office will be following up to observe and report on the actions of FAA in pursuing the RTCA Task Force recommendation in that specific area, sir. Mr. Ehlers. Dr. Dillingham, do you have any---- Mr. Dillingham. I don't have anything to add to that, Dr. Ehlers. Mr. Ehlers. All right. Let me also make a comment. I have no further burning questions at this point. But we are dealing with an immensely complicated issue here. And I am not afraid of complications. In fact, I rather enjoy it. But I am feeling lost again. Every once in a while, I have to be in touch with reality. And Mr. Krakowski, maybe you are the best one to address this to. I think it is time again for some product demonstration, just something that we can see hands-on and see how it works. And I don't know if you are at the point of taking us up in planes and seeing how that operates, but at least look at it from the airport perspective, perhaps a visit to National again or bringing in equipment here, as you have done a few times. I think it would be very beneficial for the Committee and I encourage you to think about putting that on again. Mr. Krakowski. We would be delighted to do that. I would like to report that the other day, I flew my first LPV approach, which is localizer performance with vertical guidance, and I had never seen that technology before until I flew it the other day in one of the FAA airplanes. I was overwhelmed at the precision and the ease of flying that approach. And those are becoming more and more available in the system for general aviation every day. Mr. Ehlers. Good. I am glad to hear that. Thank you very much and I yield back. Mr. Costello. The Chair thanks the gentleman, and now recognizes the gentlelady from California, Ms. Richardson. Ms. Richardson. Thank you, Mr. Chairman. Having an opportunity for folks listening to say that we have talked about this for decades, I can agree, because I have been here for two years and it seems like many of the hearings I have been to, it has already been several times. So I look forward to us getting to the end point. My first question is for Ms. Jenny. Ms. Jenny, I don't know if you have had an opportunity to read the statement of Mr. Krakowski, but on page three, he talks about all the involvement of the board and the vice presidents and the chief operating officer. And yet in your testimony, you said that it really lacks the leadership and the focus. Can you explain to us based upon what system they say that they have in place, why you feel that that is not sufficient? Ms. Jenny. First, I should say that I can speak for the Task Force, and the recommendations in the Task Force, which again, as I said before, really did stop short of trying to tell the FAA how to go about implementing the recommendations. But there was a concern that because the capabilities are so integrated and so location specific, that it is different from the way things have been implemented in the past. And to be able to make sure that all the pieces come together, both across the FAA and in collaboration with the operators who also have to invest, that it takes a really key focus and a single point of accountability and responsibility to do that. So I think the jury is out at this point. I understand the FAA is taking all these recommendations in and looking at these. So we did not address specifically what is in Mr. Krakowski's testimony. Ms. Richardson. Mr. Krakowski, would you agree with the Board's recommendation of needing a single point focus? Mr. Krakowski. We believe we have that through the assignment of the Deputy Administrator. This is very different, what we are proposing here with these Task Force recommendations, than some of what was talked about with Dr. Dillingham and Mr. Scovel. These are not big programs being thrown out there. This Task Force is establishing a new way of doing business between FAA and the user community because they have to invest concurrently with us to make this happen. This is not just us modernizing our system and helping them with their current aircraft work in it better. They actually have to be part of this. So we have to look at each other almost every day going forward to make this happen. So this is going to be very different for all of us. Ms. Richardson. Mr. Krakowski, in the Board's recommendations, which I think there were 27 or 29--Mr. Scovel had several and Mr. Dillingham had several as well--could you please supply to the Committee the answers to whether you are either incorporating those or whether you intend not to and why. I notice in your testimony you covered a few of them but you certainly did not cover all of the recommendations that were provided. Mr. Krakowski. Yes. There is a lot of detail. First of all, I absolutely commit to giving you those answers. I would anticipate having those maturely available some time in January after we have gone through some of the processes I talked about earlier at this hearing, working with the RTCA committee to start prioritizing. Ms. Richardson. I would just say January or sooner if this Committee meets prior to that about NextGen. Mr. Krakowski. Okay. Ms. Richardson. Okay. Thank you, sir. Then finally, this is the last question, Mr. Krakowski. How do you see that you are going to prioritize how the airports will actually receive and begin utilizing NextGen? Mr. Krakowski. Again, the NextGen Management Board, which is going to be the governing body of FAA to pull it all together, has the Airports Associate Administrator on it. It has all of the key functionalities of FAA. Then, working with the RTCA Task Force, the ATMAC, and the Subcommittees going forward, all of that is represented there as well, too. I think your point is well taken that at times as we have tried to modernize the system we have done it without sufficient recognition of the contribution of the airport and how it operates in the system. When you think of Kennedy Airport and some of the airports, a lot of the issues which were appropriately identified in the Task Force reports are about surface management. How do we taxi aircraft in and out of the gate areas? How do we avoid clogging up a taxiway because it is not being managed effectively? Ms. Richardson. Also in Los Angeles, we also had a recent incident. Mr. Krakowski. Yes. Runway incursions--although we have got good news here, they are way down--that is always going to be-- -- Ms. Richardson. I understand that we still had another one this week. Mr. Krakowski. Yes. Ms. Richardson. Thank you. I yield back the balance of my time. Mr. Costello. The Chair thanks the gentle lady. We thank this panel for testifying here today. We appreciate your testimony. I would note for the Subcommittee Members that the Subcommittee has asked General Scovel to monitor the implementation of the recommendations of the Task Force. I might ask General Scovel when the Subcommittee might expect its first report from you on the Task Force recommendations? Mr. Scovel. Sir, we would like a chance to look at FAA's promised January plan. We may have something to you six months thereafter. Mr. Costello. Very good. Mr. Krakowski, I would just continue to encourage you to work with Ms. Jenny in implementing the recommendations that they have made. The Subcommittee certainly intends to monitor the implementation and to continue to hold hearings concerning NextGen so that we can be certain that progress is being made and that we can move forward. Again, we thank you for being here today and offering your testimony. The Chair would now ask the second panel of witnesses to come forward please. I want to introduce our second panel: Mr. James C. May, the President and CEO of the Air Transport Association; Mr. Jens C. Hennig, Vice President of Operations, General Aviation Manufacturers Association; Mr. Dale Wright, the Director of Safety and Technology, National Air Traffic Controllers Association; Mr. Neil Planzer, Vice President, Strategy at Boeing Air Traffic Management, on behalf of the Aerospace Industry Association; and Mr. Ed Bolen, who is the President and CEO of the National Business Aviation Association. Again, we would say to the witnesses on this panel that your full statement will be entered into the record. We would ask you to summarize your statement. The Chair now recognizes Mr. May. TESTIMONY OF JAMES C. MAY, PRESIDENT AND CEO, AIR TRANSPORT ASSOCIATION; JENS C. HENNIG, VICE PRESIDENT OF OPERATIONS, GENERAL AVIATION MANUFACTURERS ASSOCIATION; DALE WRIGHT, DIRECTOR OF SAFETY AND TECHNOLOGY, NATIONAL AIR TRAFFIC CONTROLLERS ASSOCIATION; NEIL PLANZER, VICE PRESIDENT-STRATEGY, BOEING AIR TRAFFIC MANAGEMENT, ON BEHALF OF THE AEROSPACE INDUSTRY ASSOCIATION; AND ED BOLEN, PRESIDENT AND CEO, NATIONAL BUSINESS AVIATION ASSOCIATION Mr. May. Thank you, Mr. Chairman, and thank you Members of the Committee. The NextGen Task Force, which I think was admirably led by Captain Steve Dixon of Delta Airlines, did an outstanding job of setting a course to transition to NextGen. As important as that accomplishment is, there is a larger lesson to be learned, however, which is the urgency of benefitting from NextGen as soon as possible. The case for modernization is so compelling and so widely accepted and the need is so great that the introduction of what we all agree is readily available technology and the procedures to fully leverage it must become a national priority. To make that priority a reality, we think the Federal Government at the highest levels must provide decisive leadership and a substantial financial commitment. We know what NextGen can do. The technology is proven. We know we need NextGen. We know that stakeholders uniformly want its benefits. We know what has to be done operationally and financially. We know what we now need is the Federal Government to assume the mantle of leadership to make NextGen an early reality. The Federal role is indispensable if we are to have an airport and airway system that can responsively meet the air transportation needs of our Nation. The system does not do that today. The burden of this failure is about $41 billion annually on airlines and passengers. Modernization of the ATC system, however, must be based on a positive business case. Without that justification, we will not see the level and pace of investment that will produce the operational and environmental benefits that are so achievable from NextGen. Such foregone opportunities are truly intolerable. We have already witnessed that, for instance, in the failure to have RNP/RNAV procedures available when SeaTac's $1 billion third runway opened last December or an RNP/RNAV procedure engineered in Palm Springs, California that has never been used because it is inefficient. The Federal Government holds the keys to making NextGen a reality sooner rather than later. It must become, as I said, a national priority to which all necessary resources should be devoted. Leadership and full funding can make it happen in several years, not in the third decade of this century as is assumed today. Accepting anything less ambitious will needlessly shortchange our Country. Leadership, I point out, includes exhibiting the wherewithal to overcome the political differences that an undertaking of this magnitude will inevitably create. We need to be candid and acknowledge the state of affairs. For example, this means we cannot continue to dither over implementation of FAA's New York airspace redesign plan. NextGen will not work in New York, or anywhere, if individual interests frustrate the airspace improvements that will indisputably benefit us all. Leadership also includes accountability. Clear metrics must be established to measure the progress of the Government as it quickly introduces NextGen. At the same time, we need clear performance metrics to be established. Finally, leadership means a serious commitment to infrastructure investment. That is something we are all familiar with on the ground. It needs to be applied to equipping aircraft to take advantage of NextGen technology. Given the cost of equipage and the length of time it could take for an individual user to see a payback, such funding is crucial. This is infrastructure investment that can pay off in the next few years, and that payoff is within our reach. To place this into perspective, if Congress and the Administration were to provide a level of funding comparable, just comparable to the funding for high speed rail projects in this year's stimulus legislation, NextGen would be an early reality. Without this leadership and funding, implementation of NextGen will drag on and our Nation will suffer even more from airport and airway congestion. This Task Force has ably prepared our flight plan. We need to speed up our arrival at our final destination. Mr. Costello. The Chair thanks you, Mr. May, and now recognizes Mr. Hennig. Mr. Hennig. Chairman Costello, Ranking Member Petri, and distinguished Members of the Subcommittee, my name is Jens Hennig and I am the Vice President of Operations for the General Aviation Manufacturers Association. This hearing and other Subcommittee hearings earlier this year have contributed greatly to a better understanding about the NextGen program, where it stands today, and where it needs to go tomorrow to achieve the safety, economic capacity, and environmental benefits we all want to achieve. The general aviation industry, like others, is struggling in today's economic environment. GAMA member companies by themselves have experienced more than 19,000 layoffs since September of last year, which is almost 14 percent of our workforce. Despite these tough times, our member companies continue our history of investing in new products to help stimulate economic growth and future employment in general aviation. I was in Orlando just last week at a convention and down there our member companies continued this tradition by announcing new availabilities of NextGen capabilities such as ADS-B OUT, RNP, and data applications. From GAMA's perspective, there are two overarching points to be made about the Task Force. The first point is that we have reached a time where more focus needs to be placed on delivery rather than planning. The Task Force worked under the framework that ``it is about implementation''. Success in implementation now will mean more user confidence as we implement other transformational parts of the NextGen program. The second point is industry's involvement in air traffic control modernization. When we look beyond the horizon of the Task Force to the implementation of the full concept of operations for NextGen, the role of industry in its planning, research, and development remains essential. The Administration must continue to provide effective mechanisms for industry to continue to participate. I will now highlight some of the key recommendations of the Task Force from a GAMA perspective. The traditional process of modernizing our airspace was centered on ground equipment infrastructure. For NextGen, the term ``aircraft-centric'' is often used. It attempts to communicate this paradigm shift of moving part of the air traffic control infrastructure onto the aircraft. Greater reliance on aircraft avionics, however, makes an efficient process for avionic certification and FAA operational approvals even more important. When we look at streamlining of avionics certification, we note that significant work has been done over the past several decades to streamline these processes. However, more needs to be done for these improvements to be fully realized. We are pleased to hear Associate Administrator Peggy Gilligan already is in the process of moving forward with improvements in this area. As the RTCA report stresses, better coordination, clearly defined roles, and accountability between the Aviation Safety Organizations' different offices is needed. The Task Force also takes an important step forward by identifying opportunities to streamline the operational approval process and focus the FAA resources on essential safety functions. In this area the Task Force makes some practical recommendations, including that approval requests be combined into a single, comprehensive application package and that a clear path be created for aircraft manufacturers for the aircraft portion of the approval. Both will achieve better efficiencies. These improvements also enhance manufacturers' ability to put new products and capabilities into operation, which directly ties to our ability to sell equipment, create and maintain jobs, and compete in the global marketplace. GAMA has also long advocated for appropriate levels of FAA resources for certification. We have welcomed the attention of this Committee about this issue in the past. As we go forward with NextGen, ensuring that the FAA has adequate levels of engineering staffing resources to support ever-increasing levels of certification activity and the process improvements I have already described will become essential. I would like to close by discussing the RTCA Task Force endorsement of financial incentives for aircraft equipage as one of its overarching recommendations. These incentives become important when benefits reside not with the individual operator but with the overall system, another operator, or with the U.S. Government. We believe Government support for equipage is appropriate as the ATC infrastructure of the past is increasingly moving to the aircraft. We must all consider whether it matters in terms of Government funding if the infrastructure that is funded is built on the ground or in the air. GAMA stands ready to work with Congress, the Administration, and other industry stakeholders to further NextGen through financial incentives for equipage. In conclusion, Mr. Chairman, thank you for your leadership on this issue and for inviting GAMA to testify before the Subcommittee. We look forward to continuing to work with the Committee to ensure the safety, economic, and environmental opportunities of NextGen are realized. Thank you. I would be glad to answer any questions. Mr. Costello. The Chair thanks you and now recognizes Mr. Wright. Mr. Wright. Thank you, Chairman Costello, Ranking Member Petri, and Members of the Subcommittee. My name is Dale Wright. I am the Director of Safety and Technology for the National Air Traffic Controllers Association and was a professional air traffic controller for more than 32 years. NATCA has been deeply involved with RTCA in its work on NextGen. I personally have served on several work groups including Task Force 5, whose recommendations we are discussing this afternoon. The RTCA's NextGen Task Force is truly a collaborative environment. RTCA members from all aspects of the aviation community were given an opportunity to share their perspectives and expertise. RTCA recognizes the value of NATCA's knowledge of day-to-day air traffic control operation, the needs of the system, and the real world implementation of the proposals being considered. The collaborative nature of the Task Force helped RTCA to develop recommendations that were thorough and well-considered. I have a high level of confidence in the recommendations. In general, RTCA's recommendations encourage improving and expanding the use of current technology. NATCA supports these initiatives which include deploying ASDE-X beyond the OEP 35 and expanding the use of precision runway monitoring and converging runway display aids. Each of these promotes improved situational awareness for both pilots and controllers, enabling the more efficient use of taxiways, runways, and air space. It must be understood, however, that the RTCA recommendations are only guidelines. The technological and procedural details and implementation decisions remain to be determined by the FAA. The FAA would be well advised to learn a lesson from RTCA and collaborate with NATCA as they continue to develop their NextGen plans. Former collaboration between the FAA and NATCA has been a critical component of success for modernization projects in the past. We believe it will be equally vital to the successful development of NextGen. We applaud the efforts by Administrator Babbitt to foster a partnership between NATCA and the FAA. But despite the clauses in the new contract that encourage collaboration through the efforts of the Administrator, the FAA's willingness to reach out to or work with NATCA has been inconsistent at best. Last month, Representative Eddie Kragh spoke before this Subcommittee about his participation in the New York VFR Airspace Task Force, which was formed in response to the accident over the Hudson River. NATCA applauds the FAA for including NATCA in response to this tragedy. Unfortunately, the FAA has not taken this approach on other projects equally critical to aviation safety. The union has been rebuffed in our attempts to be meaningfully involved in airspace redesign efforts and ERAM. Just last week we were even refused a formal briefing on ADS-B despite the centrality of each of these programs to the FAA's NextGen plans. While NACTA is pleased to have the opportunity to participate in the RTCA Task Force, it is a privilege that we pay a membership fee for and is not a substitute for direct collaboration with the FAA. Meaningful collaboration with NATCA will prove critical in addressing certain outstanding concerns. For example, the RTCA report dealt extensively with the best equipped, best served plan for incentivizing equipage. In order for any such plan to be workable, a controller must be able to determine at a glance the extent to which each aircraft is NextGen equipped. This information is not currently displayed on the radar scopes and most terminal controllers do not have access to flight progress strips that contain this information. In order for any best equipped, best served plan to be successful, this information must be displayed on each controller's scope. The FAA must not forget that it is ultimately the people and not the technology that keeps the national airspace system operating safely and efficiently. This means that every new technology and procedure must be considered for its human factor implications. The FAA must also ensure that the human infrastructure is adequate to support the current and future traffic levels and the changes that NextGen will bring. In April of 2009, the Inspector General reported that the FAA faces an increasing risk of not having enough certified controllers in its workforce. The air traffic controller workforce has an understandably high ratio of training and has suffered a troubling loss of experienced controllers over the past three years. As we prepare to transition into NextGen, training and experience are of paramount importance. Glitches in the implementation are unavoidable so it is critical to have controllers who are easily able to adapt and maintain safety during testing and early implementation. The FAA must also ensure that any significant changes to technology or procedures be accompanied by comprehensive training for both pilot and controllers. NATCA is concerned by the recent precedent set by the FAA with regard to training. Often changes in operational procedures are implemented without any kind of meaningful controller training. Instead, a binder is placed in the operational areas containing memos announcing the change. Controllers are instructed to read and initial these announcements. By doing so, the controller assumes the responsibility for having learned the new rules. This is unacceptable. Controllers must be fully briefed on all changes in technology and procedure and must have the opportunity to ask questions. If changes are significant, they must have the opportunity to participate in simulator training. NATCA remains dedicated to ensuring that the national airspace system is safe, efficient, and accessible for all members of the flying public. We look forward to working with the FAA to improve the national airspace system and to being a meaningful part of finding solutions to the issues facing NextGen. Thank you very much. Mr. Costello. The Chair thanks you. I might mention that NATCA and other stakeholders will, in fact, be at the table when the reauthorization bill passes and ends up on the President's desk. There is language both in the House bill and the Senate bill that mandates that NATCA and other stakeholders be at the table. The Chair now recognizes Mr. Planzer. Mr. Planzer. Mr. Chairman and Ranking Member Petri, thank you for the opportunity to represent the Aerospace Industries Association today. Marion Blakey sends her regrets for not being able to be here today. The Aerospace Industries Association, of which my company Boeing is a key member, represents 637,000 high wage, high skill positions in the United States. The Aerospace Industries Association's 300 members provide a trade surplus in excess of $57 billion. The future of the Aerospace Industries Association and its civilian members critically need NextGen's success. It is our intent to grow our employment, grow our surplus, and to continue to apply to America those economic strengths that this industry provides and has provided over the years. RTCA did a very difficult task for this Government. At the request of this Committee the FAA, they did a review of what could be done in the short and near term. They should be credited for doing that. When we look at it, it is imperative to understand that what they did is not an end, but must be integrated and woven into the tapestry that is the integrated work plan for NextGen. When you take out of that context a couple of pieces, you realize that this is a difficult task. When you look at RNP, Required Navigational Performance--a number of people have mentioned it today--you realize that we are measuring our success by activity. In order for NextGen to be successful, in order for the FAA to be successful, in order for us to proceed the way this Committee wants us to go, we need to start to measure outcome, not activity. A thousand new RNP procedures that do not reduce flight time, do not increase the safety of the system, do not reduce environmental emissions, and do not have city-paired times decreasing are really of very little value. I could say the same thing about ADS-B and other pieces. So we understand that the outcome that is necessary is what we are looking for, not the activity. Let me take a moment to share with you a personal story. In 1957, as a very young child, my parents gave me the opportunity to visit my sister in Boston. I lived in New York. I remember it vividly because it was the first time I traveled by myself and my first time on an airplane. My dad drove me out to Idlewild Airport, which is now John F. Kennedy Airport, and they put me on a Capital Airlines DC-3. That airplane cruised at 160 miles per hour and that blessed trip that I remember so well took an hour and ten minutes from New York to Boston. We do that same trip today in a Boeing 737-800. It cruises at 595 miles an hour, yet the time between those cities has gone from an hour and ten minutes to an hour and forty-five minutes, almost 50 percent more. The last time I looked, those cities had not moved. So we know that the system has created a problem. We need to measure our outcomes and that will drive the Agency and the industry to give this Committee what it wants. City-pair times need to be reduced. Safety needs to be increased. Runways need to be built where they are needed. Runway occupancy times are critical to understand how this system will expand capacity. If all we do is efficiency, then we will not have the increased the capacity that my company and the Aerospace Industries Association is trying to foster in order to create what this Nation needs in value positions, high income, and high salaried jobs for this country. We are one of the few areas left that generates the kind of trade surplus that we do. I think it is critical that those metrics move in as part of the measurement of our success. Everybody is talking about the great job that we have done. If we had done this two years ago, and you did, we would have heard a lot of the same answers. So the question for us moving forward is how do we need to change things so that we are not here in two, three, four, or five years. I would like to offer up on behalf of our constituency that metrics are the key point to that. Thank you very much for the opportunity. I will enjoy any questions you may ask us. Mr. Costello. The Chair thanks you and now recognizes Mr. Bolen. Mr. Bolen. Thank you, Mr. Chairman. I would like to thank you, Ranking Member Petri, and this entire Subcommittee for holding this hearing today. For decades the United States has been able to say that it has the largest, the safest, the most efficient, and the most diverse air transportation system in the world. NextGen is about being able to say that same thing for decades to come. General aviation has always been at the forefront of trying to promote system modernization. General aviation was among the first early adopters of GPS, which we all know will be the basic navigation technology in NextGen. We have been early and strong proponents of ADS-B, which we recognize will be the surveillance technology of NextGen. In fact, general aviation pushed to have ADS-B test programs in Alaska and at the Atlanta Olympics. We have pushed system capacity by supporting reduced vertical separation minima within the United States within this decade. And general aviation was on the commission that actually recommended what we are now calling NextGen. As Jens Hennig pointed out, these are tough times for the general aviation industry. This past year has been among the worst we have ever endured. Nevertheless, we remain totally committed to NextGen. I believe that RTCA's Task Force 5 is a significant step toward making NextGen a reality. Among other things, RTCA's Task Force 5 has strategies for accelerating the timeframe for NextGen and strategies for incentivizing equipage. It brings home the fact that in order for us to receive real benefits from NextGen, we will need a critical mass of airplanes to be equipped. And it points out, significantly, that equipage not only means what the Government needs to do but what operators need to do as well. Another significant point from Task Force 5 is it truly brought the industry to the table. Mr. Chairman, in your opening comments you talked about the fact that general aviation, the airlines, the controllers, the airport community, we were all there. And as Dr. Sinha mentioned, it was not just the operational people or the technical people. Financial people were there as well. Significantly, Task Force 5 does not rely on breakthrough technologies or breakthrough research. It builds on technologies that we already understand. We know how to get this done. I think it is also important that the timeframes that have been put forward by RTCA are very aggressive. They push us all beyond our comfort zone, but they are all achievable. They are within reason. Now, at NBAA, we have a working definition of NextGen. We say that NextGen is the procedures, the policies, and the technologies necessary to expand system capacity, to reduce delays, to enhance safety, and to reduce our environmental footprint by improving situational awareness, allowing more direct routing, and having precise spacing. We believe that to date the Joint Planning and Development Office has set the magnetic North for NextGen. We believe that the RTCA Task Force 5 recommendations give us those immediate steps to get us on our way. We support the recommendations. We are wanting to work with you on a close, collaborative basis to make NextGen a reality. Thank you. Mr. Costello. We thank you, Mr. Bolen. Mr. May, since you and I have discussed this more than once in person and in your testimony you say that we know what NextGen can do and the that technology is proven, for the record do you want to elaborate on that? Mr. May. Thank you, Mr. Chairman. I think that the definition of NextGen that Mr. Bolen just delivered would be one shared by everyone at this table and certainly by ATA. It is the ability to have the processes and procedures to deploy the digital satellite technology that we need to begin to safely space our planes more closely together, to fly more efficient routes, and to save fuel. I have a couple of counter examples to that. One of our carriers, Southwest Airlines, has invested over $175 million in RNAV/RNP procedures. They fly to 68 airports. There are roughly 68 or 69 RNP procedures at those airports with 410 runway ends. Of those, maybe six are actually efficient. The rest of it is wasted work on behalf of those that are engineering those procedures. I talked about the runway in Seattle--a $1 billion investment, but it did not have RNP/RNAV procedures for Alaska Airlines and all the rest that want to be able to use that. So what you have heard here consistently and from almost every witness is that technology is available. Deploy it. The procedures, however, need to be worthwhile. We need to have them save fuel, have more direct routings, and have more efficient landings and take-offs. We need all of those things to be performance metrics, as Neil Planzer just talked about, to work into the system. That is what is going to be critical to us. Otherwise, all this investment is not going to be worth much of anything. Finally, we need leadership at the very highest levels of this Government to determine that this is the Eisenhower era National Highway Reform project of our era. Air traffic control needs to be that kind of a priority. We cannot let politics stand in the way whatever we do. Mr. Costello. Thank you. Mr. Bolen, you indicated that you support the recommendations of the Task Force. You state in your testimony that utilizing existing equipment on aircraft today has produced little or no return on investment. I think I know what you mean by that statement. But for the record, would you elaborate? Mr. Bolen. Well, this gets to some of the GPS technologies which are available today and I think were illustrated in a compelling manner by Mr. Planzer as he talked. We, in fact, have a generation of airplanes in some cases that are being retired with the equipment onboard that has never really been utilized. We want to have an opportunity to use all of the available technologies we have today to create as much system capacity and as much efficiency as possible. Doing that is simply a matter of having policies and procedures that facilitate that. That is why NextGen is not a big bang. It was talked earlier about how it is a build a little, test a little. It is a collection of policies, procedures, and technologies all working together. That is why there is so much we can do. It is not flipping a switch on something new. It is about making lots of little steps that collectively are going to be transformative in nature. Mr. Costello. Thank you. The Chair now recognizes the Ranking Member, Mr. Petri. Mr. Petri. Thank you very much. I just have limited time. I wonder if I could ask Mr. Planzer to expand a little bit on talking about benchmarks and trying to work in a more collaborative way. Start with how we can break the problem down and start moving forward. You talked about trying to not measure or benchmark inputs but to look at outputs. I can remember as a kid riding the old 400. It was called the 400 in the midwest because it went 400 miles in 400 minutes. The high speed rail we are talking about today is not going to achieve that goal either. So partly, I guess, it is more congestion and a variety of factors. But in any event, one other aspect to this, there is a whole parallel rollout of NextGen in military aircraft. They have 13,000 planes. When we talk about collaborative efforts, I am sure there are some things we could learn if we could get the Task Force working with the--you work with the Pentagon. Boeing makes planes for military as well as civilian use. A lot of the equipment overlaps. Some problems are different but there are certain things that we could learn from ourselves, in effect, in benchmarking or in moving this modernization process forward. Could you in any way explain how we could help to measure and encourage step-by-step progress in this area, knowing that airlines have to make money and so if we do a benchmark we would want to do it in a way that encourages, does not just tell them, but encourages them and makes it in their interest to move that part of it forward. Mr. Planzer. Congressman Petri, I will try to do that. I would like to say that I served for six years as a senior executive at the Department of Defense managing air traffic control, and also served in the Air Force as a much younger man. So I do have some understanding of it. I would offer you a couple of things. Number one is, NextGen is not part of a civilian modernization. It is the modernization of a Federal air traffic control system. The reason we say it is Federal is because it serves both the civil and the military. Defenders and first responders are critically important to the growth of NextGen. And NextGen must show the value of a transformed system to those organizations. The function of the JPDO that should continue would be an integrated management of good Government integration for those two pieces. The outcomes, it is not even outputs, it is outcomes that you want to measure, are those things that are consequential to both. We know that the Air Force, the Air Mobility Command that operates the tankers and the lifters for our defense are critically operated very similar to the members that Mr. May represents. It is a Government use of airplanes on a schedule and has some ability to move forward. The outcome that they will want to measure is no different. The equipage that they have to put onboard is no different. The difference is it is a direct funding from the taxpayer in order for us to do that. So when we look at outcomes, we want to measure those outcomes to what the industry, civil, the military, and first responders have to do. The FAA had a program called Network Enabled Operations that was demonstrating how to integrate those. One of the key functions, we have spent a lot of treasury developing a system-wide information management system that is the backbone of the DOD's defense structure. We are not fully utilizing that in the civilian world. And when I look at the SWIM process, system-wide information management that the civil side is doing, I am concerned that we are not pulling in all that expertise that the DOD owns and we have paid for over the past several decades. A weak system-wide information management system that does not connect to the military or to DHS but only works on a limited basis within the civilian market is, in my opinion, speaking for myself, a mistake. So system-wide information management is a key component of NextGen that is siloed out and is not currently being developed. We should lean on the military and DHS and bring them in closer, and they have to trust the civilian world will meet their needs as well as those of the civilian enterprise. Mr. Petri. Thank you. Mr. Costello. The Chair thanks the Ranking Member. We now recognize the gentleman from Iowa, Mr. Boswell. Mr. Boswell. Thank you, Mr. Chairman. Mr. Chairman, I think we all agree that everybody at this table is extremely important as we move this along. I just cannot imagine that anybody would not want everyone there. And sometimes over the last couple of years I have heard the discussions going on regarding, well, maybe not the controllers. I do not buy into that at all. I just think it is extremely important, at least when I am pushing the throttle, that those people who are monitoring, watching, working the mechanism, talking to me and everybody else of the 80,000 flights per day, or whatever it is, are extremely important. So I would just like to address this question to you, Mr. Wright, if I could. Do you feel--let me put it this way. The GAO has found that literally millions of dollars could be saved by getting stockholders involved. Will the new contract signed by the FAA and the air traffic controllers help foster the collaborative cooperation necessary to help build a better air traffic control system? Are you involved? Mr. Wright. Thank you, Mr. Boswell. I do believe that the new contract will foster that relationship. As you know, I am sure the Committee remembers back, the GAO did report in 2004 having experts and technical people on their light controllers to save like $500 million in STARS. As a matter of fact, I would like to submit two excerpts from that report from 2004 as part of my testimony. ANACA wants to be involved. We really appreciate the opportunity of the RTCA to be involved. We stand ready to be involved with the FAA. Our new contract has two articles for that, one specifically for NextGen, Article ll4, and we hope that things will change and we will be invited to be participating at the front end. [The referenced material follows:] [GRAPHIC] [TIFF OMITTED] T3122.015 Mr. Boswell. Thank you. Mr. Chairman, I just think we must insist this happens. I would be glad to work with you in any way I can, because I talk to a lot of people who are the drivers, the suppliers, the pilots, and you do, too, and I cannot imagine doing this safely without having the controllers involved in the discussion, in the hands-on of what they have to do, calling upon their expertise and experience that they have accumulated. Pretty much like Mr. Planzer was talking about. It is extremely valuable. It would be absolutely unacceptable not to include that in every step of the way. Thank you. I yield back. Mr. Costello. The Chair thanks the gentleman, and now recognizes the gentleman from Michigan, Dr. Ehlers. Mr. Ehlers. Thank you, Mr. Chairman, and thanks to the panel. It has been a very good panel. You have stated your positions very clearly. Mr. Chairman, I have no questions. I think we have all benefitted from the testimony we have heard from these gentlemen. The only suggestion I could make is that we should have a few gentle ladies on the panel, too. But I want to thank everyone for being here. It has been very helpful. I yield back. Mr. Costello. The Chair thanks you and we will take that up with staff. [Laughter.] Mr. Costello. The Chair now recognizes the gentle lady from California, Ms. Richardson. Ms. Richardson. Thank you, Mr. Chairman. Mr. May, could you give us any real world examples of your carriers' experience with NextGen technologies, like RNAV or RNP? Mr. May. RNAV/RNP. I actually just gave an example. I think you were out of the room attending to other business. But a very quick example is Palm Springs, California, not far from your area of California, where they put in a RNAV/RNP procedure but it was longer and more cumbersome than the traditional ILS procedures going into that airport. So they spent all the money to develop the engineering and it is not being used. That is just one quick example. There are many others. Ms. Richardson. Has that information been shared with Mr. Krakowski? Mr. May. It has been. Believe me, many times. Ms. Richardson. And what was the response, or have you gotten a response? Mr. May. I think they are in the process, as he testified and I sat here and listened to him this morning, of coming up with new plans to redirect RNAV/RNP. But I think another classic example is the airport in Seattle. A brand new runway, nobody put in a RNAV/RNP procedure. And it can't be just an overlay of an existing ILS procedure. It has to be more efficient or it is not worth doing. It has to save us fuel, it has to allow us to fly more direct routes. Ms. Richardson. Are you at the table with these discussions? Are you included and one of the stakeholders of some of this review? Mr. May. I co-chair the IMC, which is part of the industry advisory group for the JPDO. We have active involvement. One of our key management pilots led Task Force 5, or co-led Task Force 5. So we have some very significant involvement and we hope to have even more. Ms. Richardson. Okay. Could you supply to this Committee if for any reason you are not satisfied with the response from Mr. Krakowski. Mr. May. No. Ms. Richardson. Could you supply to this Committee---- Mr. May. I will be happy to reply to the Committee but I think Mr. Krakowski--this was done prior to his being onboard. So I think the direction he is headed is a much more productive and positive one. Ms. Richardson. Okay. Well, let us know if that changes. Mr. May. Thank you. Ms. Richardson. Also Mr. May, in your testimony on page two you said that leadership also includes accountability and that clear metrics must be established to measure progress of the Government as it quickly introduces NextGen. Do you feel that is happening? Mr. May. I think it needs to happen. I think the Chairman talked to Inspector General Scovel about making sure there were metrics involved and they were being adhered to. I think those are performance metrics that the FAA has to live up to. The other performance metrics are the ones that my good friend Mr. Planzer talked about, which is if you put these procedures in place, if you spend the money to invest in new technology, is it going to be better technology, more productive technology, are we going to cut down on our carbon footprint, are we going to burn less fuel, are we going to cut minutes from our travel schedules. And if you do not have those kind of performance metrics, then a lot of this is wasted effort. Ms. Richardson. Okay. If there are any others other than what you just stated that is on the record, feel free to supply them to the Committee. And I would say again, if you feel you are not being heard or responses being taken into consideration, please let us know before they come back, which I think Mr. Scovel was saying could be as late as June of next year. Mr. May. We are not shy. Ms. Richardson. Okay. Thank you, sir. And then finally, I have a minute, Mr. Wright, like my colleague Mr. Boswell, I am a little concerned that it seems to me the last time we had this particular evaluation of NextGen there was the talk of the involvement of the Air Traffic Controllers. So am I understanding you correctly that there has been no better progress of the involvement? Mr. Wright. We still do not have any what we would call project representatives for NextGen. Myself and the other person that work in safety and technology attend most of the meetings in town with RTCA and industry. At the FAA, we have met with Ms. Cox, the Senior Vice President, a couple of times. We have discussed what reps are needed but there has been no progress made toward actually selecting representatives. So we are still not involved with the representatives at that level. Ms. Richardson. Okay. Then I would like to concur with my colleague, Mr. Chairman. If you would consider, maybe we could do a letter or something urging their involvement once and for all. I yield back. Mr. Costello. The Chair thanks the gentle lady. Let me mention that NATCA was involved with the Task Force but has not been with the working group, has not been consulted. And that is addressed in the reauthorization bill. We actually direct the FAA that it is mandatory to have the stakeholders, including NATCA, at the table in all of the discussions, not only in the design but in the implementation of NextGen. And let me mention as well to another one of your points, it has been one of the problems with NextGen, in my judgement, that in the past the FAA has not gone out and consulted with or gotten commitments from stakeholders. And this is the first time to my knowledge where we have through this Task Force, because of the demands of many in the industry and this Subcommittee, the hearings that we have held and the roundtables and the meetings that we have had with the FAA, this is the first time that it has been done in a comprehensive way through this Task Force. And now that the recommendations are made, it is up to the FAA to figure out how they are going to implement these recommendations, and it will be up to us and the Inspector General, as the Subcommittee has asked him to monitor the implementation of these recommendations and to report to us, and we will be holding further hearings on NextGen where we will bring the FAA back to the table as well as the Inspector General to monitor the implementation and also to make certain that the stakeholders involved are in fact being heard. So the Chair thanks the gentle lady. The Chair now recognizes the gentle lady from the District of Columbia, Ms. Norton. Ms. Norton. Thank you very much, and thank you very much for this important hearing, Mr. Chairman. This question can be answered perhaps by any of you but particularly Mr. Hennig and Mr. Wright might want to respond. It has to do with related work in which I am involved on the Homeland Security Committee. I am interested in what you are doing in relationship to technology of course, which is one of the driving forces here as far as the Government is concerned. I worked on the part of a bill that passed that Committee that establishes a working group to try to conform the large aircraft protocols to fit general aviation. I am also very much aware particularly in the case of general aviation, who we are talking about We are talking about small operators, small businesses. Certainly you, Mr. Hennig, are aware that we have virtually destroyed general aviation in the Nation's Capital. It is almost inconceivable that there would be any capital even of some tiny country that did not feel it could defend itself well enough to let aircraft carrying business people and dignitaries come in. Indeed, within days general aviation was up in New York City. That is where 9/11 occurred. That is where most of the chatter is about, not the Nation's Capital. That is where they have skyscrapers which are easy targets. They are up. And you can call us up but, of course, we are no such thing. I am interested in whether you think the technology with which you are working provides adequate security for general aviation instead of what we have today? An operator has to have an armed marshal. There are very few of them. This is not their day job. So you cannot even get one. If you want a small plane that has four seats, well there goes one of them to this armed guard. And then you still cannot come in here. You have to go to some gateway airport. And if you are willing to do all of that, you have got to make sure you have done paperwork by the ton to get into Washington, D.C. Do we have the technology to get rid of that and to resurrect or to let general aviation become a part of doing business with the Nation's Capital today? Mr. Hennig. Thank you Congresswoman Norton. Let me start by saying thank you for your support related to the Large Aircraft Security Program. We have seen great progress with the TSA over the past six months since May. They have sat down with industry in various settings and tried to work towards a practical solution. We are being told we are going to see a new version, a new proposal coming out of the agency towards the end of this year or the beginning of the new year that incorporates this feedback that we have been able to provide back to the TSA through the type of work group that you identified. When it comes to the District of Columbia, obviously there is still a lot more work that needs to be done. Anybody that flies here in the airspace knows about the issues that exist. TSA and the other agencies involved, Secret Service and others, sees the District as a very unique set of airspace. When we work with TSA the one technology solution that we have really come to identify as a long term solution is that the agency is really interested in knowing more about the aircraft that are up there flying. There are some immediate solutions that are already out there. We have a system called ACARS that we are working loosely to try to test. It is a partnership actually between my colleague Ed Bolen and the TSA to look at the opportunities to just provide information back to the TSA on a security perspective on what is going on in the cockpit. That is one solution. Near term, I think a lot of the solutions we have for security are, unfortunately, procedure oriented. There are people managing those procedures. It is the controllers playing an important role. So. Mr. Bolen. If I could follow up on that. You are exactly right that we say Reagan National is open for business, but it is not. Prior to 9/ll we would have 30,000 operations per year at Reagan National Airport. Today we have about 300. Which means that we have effectively eliminated 99 percent of the general aviation operations at Reagan National Airport with these restrictions. I think we are having some progress being made with the TSA along those lines. With regard to NextGen technologies, I will say that the backbone of the NextGen surveillance technology is ADS-B. ADS-B will allow us to know more about the identity and the intent of all airplanes. So in that respect, there is a NextGen component that could be enormously helpful at promoting operations. Because at some point we have got to move beyond these restrictions that are in place. They are effectively killing general aviation. Mr. Wright. And as to the controller perspective, we have the equipment now. It is just the rules that prevent the general aviation. As a pilot, I would much rather fly my plane to D.C. than drive it about every week. It would save me a ton of time if they could do that. Ms. Norton. Thank you very much. I think these comments are very important and the feedback that you give us about how TSA may be looking more closely at, if I may say so, this Gen but certainly NextGen to try to get us back in the real 21st century world of general aviation. I thank you for your work. Thank you, Mr. Chairman. Mr. Costello. The Chair thanks the gentle lady and now recognizes the distinguished Chairman of the full Committee, Chairman Oberstar. Mr. Oberstar. Mr. May, you have some very thoughtful comments, questions in your written testimony, unfortunately I was not able to hear your oral delivery. I had some other Committee work. You say the technology is proven. But there are many parts. NextGen is not one technology, it is many parts. Which parts are proven? Mr. May. I think RNAV/RNP is proven. I think a lot of the elements of data com are proven. Mr. Oberstar. To the satisfaction of your carriers, is that what you are saying? Mr. May. Yes, sir. And it is not the technology of RNAV/ RNP. That was developed, as you better than anyone else knows, during the Capstone project in Alaska by Alaska Airlines and others. So the technology is there but it does not do any good to have that technology if it is not correctly applied, number one. If it is simply overlaid over ILS procedures, it is not going to be efficient. It has to give us meaningful, measurable results that cut down on our carbon footprint, that save us fuel, that save us time. That is what makes the business case and it does not exist right now. We have to have a full collaborative coordination with Dale and the rest of the folks at NATCA so that we know that if you are going to institute fan departures out of Philadelphia or JFK in New York, some of the most complicated airspace in the world, that the controllers are actually onboard with the policies and the procedures set by FAA. Mr. Oberstar. That is what I am getting at. There are pieces of NextGen that are tested, proven, some operable. What are those parts that are going to be, what are those aspects of NextGen that are going to be the most valuable to commercial aviation? Continuous glide path, for example, climb out procedures, not having to do the step down, and are there pieces that will have time and fuel saving benefits for air carriers that can be implemented independently without sequencing them into the whole structure that FAA has laid out? Mr. May. Mr. Chairman, I do not think that they can. I think that it is a function of not just the pure nature of the technology of ADS-B, for instance, or RNAV/RNP, but the use of that technology, the procedures that are involved, the pilot training, the controller training, how they are deployed. So if we are going to have real positive benefits in New York, for instance, it is going to start with New York airspace redesign and then it is going to have to have NextGen deployed in New York. It is one of the recommendations of Task Force 5 that it be in a metroplex like New York. We think they have identified the technologies. I think they have also identified the hurdles that we have to get over, which is we have got to have FAA give us performance metrics and we have to have reliability that we have a fully functioning system that involves the air traffic controllers, our pilots, others to make it work. ATA's position has been from the get-go, and we shared this, at his request, with Dr. Larry Summers in the NEC and the Administration, that I think the best way to jump start this process is to fund the equipage for all aircraft, GA as well as military as well as civilian, so that we do not force the controllers to deal with mixed equipage as we go into a lot of these places. But at the end of the day, it is a three-or four- legged stool that involves controllers, it involves policies and procedures, and it also involves having performance metrics. Mr. Oberstar. I am glad you had that encounter, let us say, with Dr. Summers. But do not hold your breath. I do not. [Laughter.] Mr. Oberstar. This is a $40 billion program, $20 billion is going to have to be born by industry itself. Mr. May. That is right. Mr. Oberstar. Your response was very important that you cannot just break out pieces that are the most beneficial; there is some sort of sequencing that has to happen as FAA has laid it out in order for industry to get these real world benefits that we all want and are hoping for. But when you say redesign, not yet again, the New York airspace. Mr. May. Sir, it has not been redesigned yet. Mr. Oberstar. That is the point. There have been at least five redesigns that I am aware of, that I have lived through that have never been implemented. Mr. May. Right. But it is one of the many precursors to deploying NextGen technology in the New York metropolitan market. Mr. Oberstar. Mr. Wright, are you controllers being included in the early phase of design and engineering? You have probably answered this. I know Mr. Costello is very keen on this issue, as I am, have been. But do you see your members being included in the earliest design and engineering phases of these various elements of NextGen? Mr. Wright. No, sir. Mr. Oberstar. No? Mr. Wright. No. Mr. Oberstar. They have not learned? Mr. Wright. We have asked to be involved. A lot of the airspace redesign things were back when we were involved and now they are sort of cherry picking what they want. But like Mr. May said, you cannot take part of it. It all has to go together. And we have not been involved in that, no, sir. Mr. Oberstar. It cost several hundred million dollars to redo pieces of STARS because when the FAA directed Raytheon, the contractor, to make certain changes, they went and made the changes. And then they brought in the controllers after and they said oh, no, these are the wrong changes, these are wrong things to do, and they had to go back and do it all over again. Now, it is not the contractor doing this. It is the FAA not engaging controllers who are the point of contact in the very earliest stages of design and engineering of these very complex systems. I am disappointed to hear you, not disappointed you are saying it, disappointed they are not doing it. Mr. Wright. Yes, sir. We asked for a formal briefing on the implementation of ADS-B, what is really the cornerstone of NextGen, and they---- Mr. Oberstar. Maybe you could ask Mr. Planzer why they are not doing it. He was there at FAA when a lot of this was happening. You probably do not want to ask him, but I can. Neil, what is happening over there? Have they not learned anything? Mr. Planzer. This Committee over the past decade has offered up gifts to the Executive Branch at the FAA to proceed with implementation. And it seems to me the cycle in the organization is several years before that gift that is offered up is understood and accepted. So I would offer to you, sir, when I was in charge of requirements at the FAA 15 years ago, we had liaisons from NATCA in every part and parcel. There are lots of reasons they do not have them today. But the reality is, I would argue on this issue with Dale, that you need to have that integration woven through the fabric. It is not there. The reason I push metrics, the metrics forces you to understand that it will achieve those outcomes by how you are going to have to operate. You cannot legislate good management. You can legislate good metrics. Mr. Oberstar. You can legislate good structure of organization. What do you mean by metrics? That is a rather loosely used term to cover a wide variety of things that people suspect someone else understands what they are saying when they say metrics. Mr. Planzer. The example I used, sir, was require navigational performance, RNP, where we have put out thousands of overlays and the metrics that was used to measure it was how many of these have we put out. Mr. Oberstar. You mean the measurement unit? Mr. Planzer. That is the measurement. It is the wrong measurement. The measurement should be has the procedures reduced the use of fuel, has it reduced emission, has it reduced city-pair time, has it improved safety. Those are the types of outcomes you want to measure. Another measure that seems to be controversial that I will represent from my own point of view is does it reduce the unit cost of operations for the FAA. If you look at those metrics, they will force you as an employee--I get metrics measurements every day and I can look at them and know how I am going to be evaluated, and I operate the organizational structure to meet those outcomes, not the activity. For us at this table, activity is not success, only the positive outcome. That is what I mean by the right measurements. So if I know, you used the Raytheon example which I am familiar with, I would offer to you that if my outcome was on time deployment, with agreement from the employees to utilize this equipment and a comfort level and I did not do it the way you described, then I would be in trouble. So it forces me to have as that metric a relationship with the union. I am not going to argue whether what they want is not right, I am not going to argue whether the contractor is not right, but it forces me to have a compromise and also forces Dale to understand that that metric is there. Mr. Oberstar. That is a very much appreciated candid answer. Mr. Bolen, do you think general aviation is going to benefit? Mr. Bolen. I do think general aviation will benefit and a couple of reasons---- Mr. Oberstar. You did not have very many hopeful signs in your testimony about this, the costs but not a whole lot of benefits for general aviation, including not being able to operate out of National Airport. What did you say, 300 flights? Mr. Bolen. Three hundred flights, yes. Mr. Oberstar. Maybe if we changed the name of the airport you would be able to get in more frequently. Mr. Bolen. I will leave that to you, sir. [Laughter.] Mr. Oberstar. Very wise answer. Mr. Bolen. The thought behind moving toward NextGen is that it will increase system capacity. That is very important to general aviation because what we have seen is that anytime there is congestion at airports or in airspace we effectively get squeezed out. If you go back and look at Midway Airport, it was an outstanding general aviation airport. It no longer is. We have seen the same thing in San Jose. We have seen the same thing in Manchester. We have seen it at Fort Lauderdale. We end up at secondary airports, tertiary airports getting pushed further and further out. Our hope is that if we expand system capacity we will be able to participate in that capacity and we will be able to have access to airports and air space. The way it is today, we are effectively 4 percent of the traffic at the 10 busiest airports. We would like an opportunity to have greater access. We also see clearly that there is an opportunity to have safety improved throughout the system, precision access at a number of general aviation airports where we do not have it today, and we see fuel system savings across the board. So we are supportive of the move to NextGen. Mr. Oberstar. Well, all of you can be very helpful by walking 200 meters across the front of the Capitol and telling the Senate to move the aviation bill. We passed it twice through the House and it sits over there just like the dead letter office. It is just frustrating to me beyond expression of my exasperation. If we do not get that bill passed and the authorization in place for the funding increases that you need to make these investments, then we are not going to achieve all these benefits that you are talking about. Well, thank you. Mr. Chairman, keep up the heat on them. Mr. Petri, keep up the heat on them. Mr. Costello. Chairman Oberstar, thank you. And just for the record, I call the other body the black hole. Everything that goes over there disappears and never comes back. Mr. Oberstar. That is right. And no light even comes out of the galactic black hole, not even light. We are not even getting that out of the other body. Mr. Ehlers. Mr. Chairman, as a physicist, I guess I object to denigrating that as a black hole. With a black hole you get energy out. In this case we get nothing. [Laughter.] Mr. Oberstar. Mr. Ehlers, thank you. With your scientific mind you can help us. You are right, we should not denigrate black holes by likening them to the Senate. Mr. Costello. Maybe we should start calling it the Bermuda Triangle. Any other Members have questions for this panel? If not, gentlemen, let me thank you for offering your testimony here today. It has been very helpful. Let me assure you, as I did the first panel, that we will continue to monitor the progress of NextGen and will make certain, as he always does, that General Scovel will be reporting to our Subcommittee. We will keep the heat on the FAA to try and move this process forward and do it in a responsible manner. And I would reiterate what Chairman Oberstar said, to please pick up the telephone or walk across the Capitol to the other body and encourage them to pass the reauthorization bill. We have been told several times how close they are to taking the bill up in Committee and reporting it to the floor. But we have not seen any progress or action as of this date. Again, we thank you for your testimony. The Subcommittee stands adjourned. [Whereupon, at 4:45 p.m., the Subcommittee was adjourned.] [GRAPHICS NOT AVAILABLE IN TIFF FORMAT] [GRAPHIC] [TIFF OMITTED] T3122.210