[House Hearing, 113 Congress] [From the U.S. Government Publishing Office] [H.A.S.C. No. 113-30] HEARING ON NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2014 AND OVERSIGHT OF PREVIOUSLY AUTHORIZED PROGRAMS BEFORE THE COMMITTEE ON ARMED SERVICES HOUSE OF REPRESENTATIVES ONE HUNDRED THIRTEENTH CONGRESS FIRST SESSION __________ SUBCOMMITTEE ON INTELLIGENCE, EMERGING THREATS AND CAPABILITIES HEARING ON BUDGET REQUEST FOR DEPARTMENT OF DEFENSE (DOD) SCIENCE AND TECHNOLOGY PROGRAMS __________ HEARING HELD APRIL 16, 2013 [GRAPHIC(S) NOT AVAILABLE IN TIFF FORMAT] _____ U.S. GOVERNMENT PRINTING OFFICE 80-759 WASHINGTON : 2013 ----------------------------------------------------------------------- For sale by the Superintendent of Documents, U.S. Government Printing Office, http://bookstore.gpo.gov. For more information, contact the GPO Customer Contact Center, U.S. Government Printing Office. Phone 202-512-1800, or 866-512-1800 (toll-free). E-mail, [email protected]. SUBCOMMITTEE ON INTELLIGENCE, EMERGING THREATS AND CAPABILITIES MAC THORNBERRY, Texas, Chairman JEFF MILLER, Florida JAMES R. LANGEVIN, Rhode Island JOHN KLINE, Minnesota SUSAN A. DAVIS, California BILL SHUSTER, Pennsylvania HENRY C. ``HANK'' JOHNSON, Jr., RICHARD B. NUGENT, Florida Georgia TRENT FRANKS, Arizona ANDRE CARSON, Indiana DUNCAN HUNTER, California DANIEL B. MAFFEI, New York CHRISTOPHER P. GIBSON, New York DEREK KILMER, Washington VICKY HARTZLER, Missouri JOAQUIN CASTRO, Texas JOSEPH J. HECK, Nevada SCOTT H. PETERS, California Kevin Gates, Professional Staff Member Tim McClees, Professional Staff Member Julie Herbert, Clerk C O N T E N T S ---------- CHRONOLOGICAL LIST OF HEARINGS 2013 Page Hearing: Tuesday, April 16, 2013, Fiscal Year 2014 National Defense Authorization Budget Request for Department of Defense (DOD) Science and Technology Programs................................ 1 Appendix: Tuesday, April 16, 2013.......................................... 25 ---------- TUESDAY, APRIL 16, 2013 FISCAL YEAR 2014 NATIONAL DEFENSE AUTHORIZATION BUDGET REQUEST FOR DEPARTMENT OF DEFENSE (DOD) SCIENCE AND TECHNOLOGY PROGRAMS STATEMENTS PRESENTED BY MEMBERS OF CONGRESS Langevin, Hon. James R., a Representative from Rhode Island, Ranking Member, Subcommittee on Intelligence, Emerging Threats and Capabilities............................................... 1 Thornberry, Hon. Mac, a Representative from Texas, Chairman, Subcommittee on Intelligence, Emerging Threats and Capabilities 1 WITNESSES Klunder, RADM Matthew, USN, Chief of Naval Research, U.S. Navy... 6 Miller, Mary, Deputy Assistant Secretary of the Army for Research and Engineering................................................ 5 Prabhakar, Dr. Arati, Director, Defense Advanced Research Projects Agency................................................ 10 Shaffer, Alan, Acting Assistant Secretary of Defense for Research and Engineering................................................ 3 Walker, Dr. David, Deputy Assistant Secretary of the Air Force for Science, Technology and Engineering, Office of the Assistant Secretary for Acquisition............................ 8 APPENDIX Prepared Statements: Klunder, RADM Matthew........................................ 87 Miller, Mary................................................. 61 Prabhakar, Dr. Arati......................................... 132 Shaffer, Alan................................................ 29 Walker, Dr. David............................................ 103 Documents Submitted for the Record: [There were no Documents submitted.] Witness Responses to Questions Asked During the Hearing: Mr. Nugent................................................... 147 Questions Submitted by Members Post Hearing: Mr. Carson................................................... 156 Mr. Johnson.................................................. 154 Mr. Langevin................................................. 162 Mr. Maffei................................................... 159 Ms. Sanchez.................................................. 153 Mr. Thornberry............................................... 151 FISCAL YEAR 2014 NATIONAL DEFENSE AUTHORIZATION BUDGET REQUEST FOR DEPARTMENT OF DEFENSE (DOD) SCIENCE AND TECHNOLOGY PROGRAMS ---------- House of Representatives, Committee on Armed Services, Subcommittee on Intelligence, Emerging Threats and Capabilities, Washington, DC, Tuesday, April 16, 2013. The subcommittee met, pursuant to call, at 3:34 p.m., in room 2118, Rayburn House Office Building, Hon. Mac Thornberry (chairman of the subcommittee) presiding. OPENING STATEMENT OF HON. MAC THORNBERRY, A REPRESENTATIVE FROM TEXAS, CHAIRMAN, SUBCOMMITTEE ON INTELLIGENCE, EMERGING THREATS AND CAPABILITIES Mr. Thornberry. Let me call the subcommittee hearing to order, and let me welcome the distinguished ranking member and our witnesses and guests to this subcommittee hearing on DOD's [Department of Defense] science and technology programs. I don't think any of us need to be convinced that the money we spend on science and technology is the basis for our country's future security. I was pleased, in the President's budget, that if you take these accounts together, at least they are basically flat, and not going down. I guess that is looking for some good news. But, of course, it is not just how much money you spend, it is how you spend it. And those are some of the issues that we want to get into with our distinguished group of panelists. So without going any further, I am happy to yield to the gentleman from Rhode Island, Mr. Langevin, for any comments he would like to make. STATEMENT OF HON. JAMES R. LANGEVIN, A REPRESENTATIVE FROM RHODE ISLAND, RANKING MEMBER, SUBCOMMITTEE ON INTELLIGENCE, EMERGING THREATS AND CAPABILITIES Mr. Langevin. Well, thank you, Mr. Chairman. And I really do want to thank all of our witnesses for joining us today. All of you oversee a portfolio of issues that I have particular interest in. And obviously, defense research is an area of great importance to all of us, and I know that we can all appreciate the benefit of your testimony today. The health and vibrancy of our defense science and technology enterprise is critical not just to our national defense, but to our Nation's innovative edge in the world's economy. And I am pleased that the President's budget request recognizes this and largely preserves the investments that our warfighters will depend on in future years. However, I am deeply concerned about the effect sequestration is having on our science and technology investment base. And I know you all touched on this in your prepared testimony, but I would appreciate it if you, in your opening remarks, you could speak to the long-term effects of sequestration, to the research and development being undertaken by the Department, as well as to the longer-term effects on your workforce. Sequestration is, of course, not occurring in a vacuum. And there are compelling longer-term trends toward ever more sophisticated technology for our warfighters, requiring ever more capable RDT&E [Research, Development, Test, and Evaluation] workforce. I believe that DOD has an important role to play in responding to those trends across the STEM [Science, Technology, Engineering, and Mathematics] spectrum, from the K- 12 education efforts that prepare a pipeline of confident operators and maintainers of cutting-edge technology, to the basic research that expands our understanding of disciplines affecting our national security. Mr. Shaffer, you mentioned these challenges in your testimony, and I certainly look forward to exploring how Congress might assist DOD in addressing those needs. It is imperative that, to preserve the vitality of the workforce. Similarly, Mr. Shaffer and each of the service representatives, I would be interested in an update on your examination of laboratory facilities and whether action is needed at the congressional level to ensure the vitality of those institutions. I would also appreciate an update on the Rapid Innovation Program. While I know that this is not the venue for detailed discussion of your entire portfolio, it certainly would come as no surprise to the chairman or to our witnesses that I am particularly interested in hearing your comments on just a few areas. Dr. Walker, Ms. Miller, and Admiral Klunder, you highlighted particular efforts within the directed energy field that show particular promise, and I would be interested in hearing more from my panel on DOD efforts in that regime. I would also welcome comment, Admiral, on your development of unmanned undersea vehicles, which you and I have had a chance to talk about many times. And, finally, I recognize you have all highlighted the critically important role that cyber innovation plays in our defense enterprise. And I look forward to hearing more about how the Department's research could result in a stronger national defense. With that, the DOD/STS [Department of Defense/Science and Technology Strategy] enterprise is crucial to our Nation's national security over the long term, and I look forward to working with the chairman and with all of our witnesses today to make sure that we get it right. So with that, I thank the chairman for holding this hearing, and I yield back. Mr. Thornberry. I thank the gentleman. And I would also ask unanimous consent that other committee members be allowed to participate in today's hearing after all subcommittee members have had the opportunity to ask questions. Without objection, they will be recognized for 5 minutes after everybody else has had a chance. Again, let me welcome our distinguished panel of witnesses, Mr. Alan Shaffer, Acting Assistant Secretary of Defense for Research and Engineering; Ms. Mary Miller, Deputy Assistant Secretary of the Army for Research and Technology; Rear Admiral Matthew Klunder, Chief of Naval Research; Dr. David Walker, Deputy Assistant Secretary of the Air Force for Science, Technology and Engineering; and Dr. Arati Prabhakar, Director of the Defense Advanced Research Projects Agency and a distinguished graduate of Texas Tech University. So if you want to know how come she is so smart, it is because of where she got her bachelor of engineering degree, just for the record. Without objection, all of your written statements will be made part of the record. I would appreciate it if you all could summarize your comments in approximately 5 minutes. And I would be particularly interested in your summary, if you could--in addition to talking about the things Mr. Langevin talked about, kind of where we are with budgets and what its effects are-- what the budget effects are on your programs, but also talk about the trends. What do you see as the changes? I mean, we have this hearing year after year. I would be interested in what is different, what you see is--where the movements are, again, the trends of what we need to keep our eyes on. And with that, I would turn to you, Mr. Shaffer, for 5 minutes. STATEMENT OF ALAN SHAFFER, ACTING ASSISTANT SECRETARY OF DEFENSE FOR RESEARCH AND ENGINEERING Mr. Shaffer. Chairman Thornberry, Ranking Member Langevin, members of the committee, I am proud to be here today to represent the scientists and engineers in the Department of Defense, a group that includes science and technology researchers, systems engineers, and developmental test and evaluation personnel. And I will try to address the questions on the update of the lab facilities, the rapid innovation program, and the trends as we go into the question-and-answer. Together, the professional scientists and engineers conceive, develop, and mature systems early in the acquisition process. They work with our partners in industry, academia, other Government agencies, and international partners to provide unmatched operational advantage employed by the men and women of our Army, Navy, Air Force, and Marines, as well as allied personnel. When we look at the capabilities developed and delivered by these people during the wars in Iraq and Afghanistan, I contend the Nation has returned good--has received good return on investment. Each of my other four leaders on this panel can cite capabilities they delivered for the war. I will cite three that came out of the Office of the Assistant Secretary. We brought forward the mine-resistant ambush-protection vehicles, the persistent threat detection systems and persistent ground surveillance system tethered surveillance systems, and the use of multispectral imagery to detect explosives remotely. These three alone greatly enhance the safety of our deployed force. We met the demands of an armed force at war. As we wind down in Afghanistan, the national security and budget environments are changing. We are heading into uncertainty. The fiscal year 2014 budget request for S&T [Science and Technology] is $12 billion, a nominal increase from the $11.9 billion requested in 2013. However, it is not possible to discuss the 2013 and 2014 budgets without addressing the impact of the sequester, which takes about 9 percent from each of our programs and each of our program lines. This reduction will result in delay or termination of efforts. We will reduce awards. For instance, we will reduce university grants this year by roughly $200 million and potentially reduce the number of new smart scholarships in fiscal year 2013 to zero. Because of the way the sequester was implemented, we will be very limited in hiring new scientists this year. Each of these actions will have a negative long-term impact on the Department and national security. While there are budgetary pressures, there are new challenges. DOD leadership has made a strategic choice to protect S&T where possible. We did this to provide options for the future, as well as meet new challenges that have technological dimensions. These challenges include instability in nations like Syria, a state with weapons of mass destruction that could fall out of state control; North Korean nuclear weapons coupled with a means to deliver them; the emergence of very sophisticated anti-access/area denial capabilities in a number of nations; the emergence of sophisticated cyber exploitation and attack; and the increase in sophistication of advanced electronic attack capabilities of some of our potential adversaries. The challenge is clear, as is the guidance from our leadership. The President and the Secretary of Defense depend on defense research and engineering to make key contributions to the defense of our nation. S&T should do three things for national security. First, mitigate new and emerging capabilities that could degrade U.S. security. Second, affordably enable new or extended capabilities in existing military platforms and systems. And, third, develop technology surprise through science and engineering applications to military problems. The Department's S&T programs are focused on meeting these goals. We have emphasized cross-cutting programs. For mitigation of emerging threats, we have focused S&T programs on electronic warfare, counter space, cyber, and countering weapons of mass destruction. For affordability, we have an initiative called engineering-resilient systems. And in developing technology surprise, we have initiatives in autonomy, large data, or data to decisions, and human systems. While there is very good work ongoing in each of these areas, these areas focus the DOD on some of the emerging things--emerging technology areas. In summary, the Department's research and engineering program is faced with the same challenges as the rest of the DOD, but our people are performing. We appreciate the support of Congress to let us continue to meet the national security needs of the Department and the Nation. Thank you. [The prepared statement of Mr. Shaffer can be found in the Appendix on page 29.] STATEMENT OF MARY MILLER, DEPUTY ASSISTANT SECRETARY OF THE ARMY FOR RESEARCH AND ENGINEERING Ms. Miller. Chairman Thornberry, Ranking Member Langevin, and distinguished members of the subcommittee, thank you for the opportunity to discuss the Army's science and technology program for fiscal year 2014. I have submitted a written statement and ask that it be included in the record. Over the course of these past 12 years of war, the world has seen firsthand the value and impact that technology brings to the battlefield and how capabilities enabled by technology are critical to our soldiers and their success. The Army depends on its S&T enterprise to research, develop, and demonstrate high-payoff technology solutions for hard problems faced by soldiers in ever-changing, complex environments. Uncertainty and complexity are at the heart of the Army's challenges. The Army of the future requires solutions that are both affordable and versatile and relies on the S&T community's contributions to ensure that they remain the most capable in the world. We are grateful to the members of this committee for your sustained support of our programs. The overarching vision for Army S&T is to foster innovation, maturation, and demonstration of technology that provides increased capabilities for our warfighters. Our mission includes a transition of both the understanding and knowledge acquired while developing technology solutions, as well as the materiel itself. While the very nature of S&T puts our focus clearly on providing capabilities for the future, we continue to exploit opportunities to transition solutions to the current force. Any effective Army strategy starts with an understanding of the national military strategy, joint warfighting concepts, and both current and future threat environments. This strategy has expanded our focus from the current fight to the situation at Pacific Rim, a situation where we may well face a more capable enemy in an environment that is much more contested and complex. Given the current budget environment and prospects of funding in the future, it has become even more important than ever that we clearly understand our current capabilities and what we need to address ever-evolving threats. With that in mind, the Army has initiated a comprehensive strategic modernization strategy to better facilitate informed decisions based on long-term objectives within a resource-constrained environment. This 30-year look requires us to think beyond the easy answers of just doing what we are doing now but for a bit longer. It forces a new look at what else we might need to do. The world of 2040, 2045 is clearly not going to look like the world today. The threats we face and capabilities needed to address those threats may, in fact, look very different. It is through this type of lens that we will identify key areas in stable investment and those that we will, by necessity, begin to take risk. In the Army's fiscal year 2014 S&T budget, you see a clear move away from investments in advanced technology development, budget activity three, and advanced component development and prototypes, budget activity four, to comply with the defense planning guidance. This resulted in a number of efforts being slowed while we reinvested in applied research to facilitate that next generation of capability. In addition, you will note an increase in efforts to assess our vulnerabilities to anticipate threats at both the individual technology level and also our integrated systems levels. It goes without saying that the underpinning of all Army S&T efforts is a strong research program that builds an agile and adaptive workforce and technology base to be able to respond to future threats. Investments in S&T are a critical hedge in acquiring technological superiority, with revolutionary and paradigm-shifting technologies. This includes the development of the next generation of Army scientists and engineers. Investing wisely in people with innovative ideas is our best hope for new discoveries to enable the Army of the future. Sequestration impacts not only our ability to maintain this important investment in technology, but also our ability to recruit and retain the scientists and engineering workforce. In a fiscally constrained environment, we will emphasize S&T areas that address truly Army-unique challenges. We will collaborate with our Services, national labs, academia, industry, and partner nations to solve common challenges. As good stewards of the taxpayer dollars, it is critical that we use finite Government resources to maximize development of technologies to meet Army-unique challenges and constraints. It is important that we complement what the private sector is already developing and that we leverage the work being done by our sister Services and allies. Most importantly, our investments must translate into capabilities as we successfully field to the Army of the future. Thank you, and I look forward to your questions. [The prepared statement of Ms. Miller can be found in the Appendix on page 61.] STATEMENT OF RADM MATTHEW KLUNDER, USN, CHIEF OF NAVAL RESEARCH, U.S. NAVY Admiral Klunder. Thank you, Chairman Thornberry and Ranking Member Langevin and our subcommittee members. Thank you. It is an honor to report on science and technology efforts in the Department of the Navy and discuss how the President's fiscal year 2014 budget request supports the Navy and the Marine Corps. Our objective is to support a Navy and Marine Corps that can operate and prevail in any environment. We work directly with the Secretary of the Navy, the chief of naval operations, and the commandant to strike the right balance between near-term technology innovation and long-term leap- ahead research. The Office of Naval Research, in partnership with the Marine Corps Warfighting Lab at Quantico, strives to create game-changing capabilities for our sailors and marines, while improving system affordability, communication with the acquisition community, and constructive engagement with all of our stakeholders. We do this with the understanding that anti- access and area denial threats will continue to increase. Cyber war challenges will also only increase and become more complex. These are not easy tasks and easy problems. We recognize that. And certainly the sequestration has had a dramatic impact. This year alone, we terminated 300 university small grants, and over 50 percent of our future naval capability efforts. But we are up to the task, and we are still making progress. Furthermore, we are striving to get away from using $3 million weapons to defeat $50,000 threats. We must get on the right side of that equation. And I can report that we have weapons in development and being fielded that will allow us to reverse that asymmetrical cost advantage that currently is held by some of our adversaries. The bottom-line imperative for the Department of the Navy is, we can't just make hugely effective systems anymore. They also need to be extremely affordable. With your permission, I would like to highlight an effort which has been in the news and highlights recently and a specific approach to that effort, and that is our laser weapon system, LaWS [Laser Weapon System], as we refer to it, part of our solid-state laser maturation effort. Energy weapons--and specifically directed energy weapons-- offer the Navy and Marine Corps game-changing capabilities in terms of speed of light engagement, deep magazines, multimission functionality, and affordable solutions. Now, laser weapons are affordable due to the very low engagement costs. Right now, we are projecting under one U.S. dollar. That is what we have seen, which is critical to our current fiscal environment. They are capable of defeating adversary threats, including fast boats, UAVs [Unmanned Aerial Vehicles], other low-cost, widely available weapons. This LaWS system leverages advancements we discovered and worked with in the commercial technology for use in rugged, robust prototype laser weapon system. It is capable of identifying, illuminating, tracking and lasing enemy surfaces and air threats. And it works. I can offer that we have been thus far 12 for 12 in our prototype testing. We have not failed yet. If you have seen the news or were able to attend the Sea- Air-Space last week potentially, you may be aware that the Navy is scheduled to install the LaWS system aboard the USS Ponce in the Arabian Gulf in early 2014. That harsh and operationally important environment will provide us an ideal opportunity to evaluate long-term system performance. The LaWS has every potential for being an extraordinary success, in terms of fielding an effective and affordable weapons system for our sailors and marines. We will continue to duplicate this kind of success in our other S&T areas with our innovative research and disruptive thinking. Mr. Langevin, again, you talked about undersea vehicles. That is exactly where we want to go with that, sir. We are also trying to make existing systems more affordable and effective with improved transitions to acquisition programs. In that area, we start with the effective evolution of current systems. We move to incremental improvements and spiral development of known technologies. And then we go on to discover disruptive technologies that are a gold standard of our Navy and Marine Corps warfighting. Our research is both exhilarating and unpredictable. We balance a range of complementary, but competing research initiatives by supporting advances in established operational areas, while sustaining far-reaching, long-term efforts that may prove disruptive to our traditional operating concepts. I would be remiss, however, if I did not mention the stellar contribution made by our entire workforce at the Naval Research Laboratory in Anacostia, as well as all the Navy and Marine Corps labs and warfare centers around the country. I certainly always invite everyone in this room to take advantage of that opportunity to go down to NRL [U.S. Naval Research Laboratory] firsthand. The work there is absolutely impressive. The people are much more so. One of our greatest challenges is to recapitalize NRL and ensure a continuation of their cutting-edge work. I thank the committee for your help in that area and helping us modernize our labs. I certainly want to thank you again for your support--excuse me--and look forward to answering any questions. Thank you very much. [The prepared statement of Admiral Klunder can be found in the Appendix on page 87.] Mr. Thornberry. Thank you. And we will, along with you, I think, watch how this deployment of the laser goes, because like Mr. Langevin, I share his enthusiasm for the potential of directed energy of all sorts. And so I appreciate getting something out into the field to see how it really works. Admiral Klunder. Thank you, Chairman. Mr. Thornberry. Dr. Walker. STATEMENT OF DR. DAVID WALKER, DEPUTY ASSISTANT SECRETARY OF THE AIR FORCE FOR SCIENCE, TECHNOLOGY AND ENGINEERING, OFFICE OF THE ASSISTANT SECRETARY FOR ACQUISITION Dr. Walker. Chairman Thornberry, Ranking Member Langevin, and members of the subcommittee, I am pleased to have the opportunity to provide the testimony on the fiscal year 2014 Air Force science and technology program. This is my first chance to address you since I took over as the Air Force science and technology executive in August of last year. As the nature and sources of conflict throughout the globe have become more diverse and less predictable, our Nation continues to face a complex set of current and future security challenges, many of which are outlined in the defense strategic guidance issued by the President in January of 2012. This guidance directs a renewed focus on the Asia-Pacific region, as well as continued emphasis on our current conflicts. As Secretary Michael Donley shared his testimony last week, investment in our science and technology base is necessary to ensure the future balance of power, and remains in our favor. The Air Force fiscal year 2014 budget requests the S&T at about $2.3 billion, which is a slight increase over our previous year's request. These investments support a robust and balanced foundation of basic research, applied research, and advanced technology development, or provide for demonstrated transition options to support our future warfighting capabilities. This year's budget request reflects a strong support for S&T from our leadership and this challenging fiscal environment that we find ourselves. It is a balance across the warfighter's needs, from near-term, rapid-reaction solutions, midterm technology development, and revolutionary far-term capabilities. The Air Force has matured its S&T planning process a great deal over the past few years, improving our alignments between the science and technology and the capability gaps that are outlined in our Air Force core function master plans. The established S&T planning and governance process ensures that S&T investments are well understood, structured for success, and poised for transition when completed. This process is the backbone of the Air Force S&T contributions to the larger DOD priorities and strategies and has provided us an opportunity to be the lead for some of the Department's research and strategy planning efforts, in particular in cyber, autonomy, electronic warfare, and in manufacturing technology. I would like to highlight a few of those. The importance of the dominance in cyberspace to me cannot be overstated as the foundation for the global vigilance, reach, and power. The Air Force has placed a great deal of emphasis on cyber S&T to overcome threats and have provided systems and methods that are affordable and resilient. The chief scientist at the information directorate at the Air Force Research Laboratory in Rome, New York, has been charged to chair the collaborative joint cyber S&T roadmapping effort for DOD based on the laboratory's history of exceptional cutting-edge research in cyber. Using the Air Force's Cyber Vision 2025 as a blueprint, we have developed and are executing our Air Force cyber S&T strategy. The pivot of emphasis to the Asia-Pacific region means that missions with the expanded duration, intermittent communication disruptions, and a large array of asset capabilities, as the lead for the cross-service autonomy steering group, and as an active member of the human systems steering group, the Air Force is conducting state-of-the-art research in both human systems and human performance to better enable warfighters to enhance military capabilities, as well as to enable autonomous systems to extend human research providing potentially unlimited persistent capability. The envisioned security environment of the future will also require military aircraft to operate in highly contested environments. Manipulation of the electromagnetic spectrum can help us negate the integrated air defenses of our adversaries. As the lead for the Department of Defense's Electronic Warfare Priority Steering Council, the Air Force is facilitating the roadmapping effort for research and revolutionary new technologies and techniques to be effective in the ever-evolving electronic warfare threat, providing the ability to operate in the anti-access, area denied environment. The Air Force also leads the Department of Defense development and demonstration of technology solutions to decrease manufacturing risks and increase weapons affordability in the aerospace, propulsion, structures, and ISR [Intelligence, Surveillance, and Reconnaissance]. The Nation can build more capability and lean more fighting force by developing a much more efficient and responsive manufacturing and industrial base than we currently have today. We are exploring strategic issues and opportunities for moving the manufacturing considerations earlier in the design cycle to reduce acquisition costs and risks, to enable streamlined--or seamless life-cycle, value-stream management and integrated industrial base enterprise to identify and react to supply-chain issues. Our S&T portfolio has emphasized areas of great promise, and we continue to invest in adaptive engine technologies to provide better fuel efficiency and performance. We have emphasized research in hypersonic technology to provide capability to counter adversary anti-access and area denial, to actively engage time-sensitive targets, and to overcome the challenges of distance and time as we shift our focus to the Pacific. Finally, we have built on our successful flight test of the counter-electronics high-powered microwave advanced missile project, or CHAMP, and continue to develop the direct energy capabilities to defeat our adversaries' electronic systems on the ground. While there are still uncertainties with sequestration and the impacts are yet to be seen, I believe this budget reflects the promise of the future of warfighting capability and enables technology that will be with us--worth the investment placed in it. Mr. Chairman, I thank you and the committee again for the opportunity to testify today, and thanks for continued support for the Air Force S&T program. [The statement of Dr. Walker can be found in the Appendix on page 103.] STATEMENT OF DR. ARATI PRABHAKAR, DIRECTOR, DEFENSE ADVANCED RESEARCH PROJECTS AGENCY Dr. Prabhakar. Thank you, Mr. Chairman, Mr. Langevin, members of the committee. It is a great pleasure to be here with you today. DARPA's [Defense Advanced Research Projects Agency] objective is a new generation of technology for national security. Now, actually getting this new set of military capabilities is going to require a lot of work with a lot of different organizations, certainly my colleagues in the Service S&T organizations, but also our universities, companies large and small. Ultimately, it is going to be our warfighters who take the technologies that we deliver to them and implement them and turn them into real military capability. DARPA's role in all of that is to make the pivotal early investments that change what is possible for the future, the investments that really let us take big steps forward in capability. That is what we have done over our 55-year history, and that is what we are working on for the next generation. So what can that next generation of military capability look like? That is the question that shapes our portfolio of investments at DARPA, and today it means that we are building a future where our warfighters can use cyber as a tactical tool, fully integrated with the kinetic fight. We are building a new generation of electronic warfare that can leapfrog what others around the world are doing with globally available technology. We are investing in a new generation of position, navigation, and timing technologies so that our people and our platforms don't have to continue to be dangerously reliant on GPS [Global Positioning System] as they are today. We are investing in new approaches for space in robotics, in advanced platforms, and new weapon systems, and beneath all of these activities, we are building a new technology foundation, as we invest in some of the emerging areas within software and materials and advanced electronics, and now adding to that some of the new technology areas that are emerging from the biological sciences, as well. So if we are successful in that enterprise, our success really will mean that in the future our future leaders and commanders will have really powerful options, real options to deal with whatever threats our Nation faces in the years to come, and that really is what is going to allow us to advance our nation's strategic interests in a decisive way. That is really what we are striving for. So--and I am very happy to talk--those are my favorite topics. I would be happy to talk about any of them in greater detail. But I also want to take a minute and talk about what it is going to take for DARPA to be able to deliver on this critical mission. And as you all well know, it takes resources, both funding and people, and with that, a stable, long-term commitment to these long-term objectives. We have been so fortunate to have that kind of strong support from the leadership in our Department from across Congress. And I especially want to thank this committee for the support that you have provided for our budget over many years and in particular the work that you have been doing to give us flexible hiring authorities. Last year, you expanded the number of 1101 flexible hiring slots that our agency has. I want you to know that that is absolutely essential to our ability to hire the stellar program managers that we need. They spend about 3 to 5 years at DARPA. We draw from some of the best organizations in the technology community across the country, and we simply couldn't get the people that we need without the kind of authorities that you all have supported so vigorously, so I very much have appreciated that. Now, the bad news, of course, is that sequestration is undermining what is otherwise this very strong support environment that we live in. Like others in fiscal 2013, we are taking cuts across each of our program elements. It amounts to about 8 percent per program element at DARPA. Our civilian Government employees, all of us will be participating in the Department-wide furlough, as well. And, you know, just to cut to the chase, for our program managers, what those impacts mean, these are people who have come to DARPA for a short time to do something big. And when they see these program delays, when they are told under furlough that, you know, you can't work 1 day a week for that furlough period, those are enormous negatives for these driven individuals. So obviously, this one-time hit through sequestration has real consequences. It does not destroy--you know, it is not a death blow to our ability to accomplish our long-term mission. But it is corrosive, and if it continues, it will--this kind of action does, in fact, erode our fundamental ability to perform our mission. Let me just end on a personal note. I returned to DARPA after 19 years last summer, after spending a number of years in other positions, primarily working in the commercial sector. I came because of DARPA's off-scale impact, and I came because I knew that we needed to invent this new generation of technologies to reinvent, once again, how we keep our country secure. And I came for the privilege of leading this unique organization, where despite all of the challenges that we have, our people are still running to work every morning with their hair on fire, because they know they are part of a mission that really matters. I really want to thank this committee for your focus on these issues and for the longstanding support that allows us to do this work. Thank you. And I am very happy to answer questions with my colleagues. [The prepared statement of Dr. Prabhakar can be found in the Appendix on page 132.] Mr. Thornberry. Thank you. I appreciate all the comments all of you have made. I apologize, too. I am going to have to leave in a few minutes. I have been drafted to go help moderate a cybersecurity classified briefing for all House members, so I am going to submit my questions in writing to you and yield to other members. And I will yield the first 5 minutes to Mr. Gibson. Mr. Gibson. Well, thanks, Chairman. And I appreciate the panelists being here today. My questions have to do with nanotechnology, and I would like to hear, first, from our director from DARPA about where you are going, in terms of future for nanotechnology, and then I would love to hear from Mr. Shaffer, too, in terms of how you are managing this from the vantage point of the DOD, with all the disparate and exciting projects that are under way in every regard. Dr. Prabhakar. Thank you for the question. You know, nanotechnology investments over the last decade or two have given us a set of tools that we find we can now apply in a host of different areas. So just simple examples. One of the areas where we now have the ability to make structures that are very fine, very regular, very controllable, some of those applications tie back to what I was saying about position, navigation, and timing. So we have been able to make very sophisticated IMUs [inertial measurement units], navigation units, on a small chip. We have been able to use that nanotechnology--fabrication technology, in that case--to shrink devices that are vast and consume a lot of power to a size that allows them to be embedded in much smaller platforms and really gives us the ability to maintain position information over a much longer time, and that is just one of a very wide range of new capabilities that come as we--you know, as nationally we have developed our muscle in nanotech. Mr. Gibson. I appreciate that. And as a former infantryman, I think there is tremendous possibility here in terms of it being lighter, more durable, more effective, so I have been following with keen interest the research that is coming out of your organization, very encouraged. Mr. Shaffer. So I am going to try to keep this from being a bureaucratic answer, because I hate bureaucratic answers. My job is to try to get the program aligned across all the Department's components. To that end, we have set up a series of--I would call them committees, but they are more than that. You heard some of our folks talk about them. SES members from each of our components with a major investment in an area like materials come together and plan out their material program, which includes nanotechnology. These are co-led by our folks, my folks in OSD [Office of the Secretary of Defense] and the Services, typically the Services. The material sciences is led by Dr. Julie--and I am going to butcher her name--Christodoulou from the Navy, but she gets together with the SES-level folks in charge of materials and nanoscience and plans out and integrates their program, so we try to drive down duplication, but we are also going after those things that will matter. As a former airman who spent 5 years on the ground with the Army, I absolutely will tell you, I wanted lighter equipment when I was out there. That is one of the promises of nanotechnology. Higher energy density is a promise of nanotechnology. Small lightweight machines--and there are miracles happening every day at DARPA and in our Services focused on specific technologies. My job is to try to get the programs knitted together. And I think we are doing okay with that. Services, anything you would like to say? Admiral Klunder. I can only add, Al, sir, that the commandant of the Marine Corps, lightening the load is absolutely one of his priorities from the infantry standpoint, the Marine standpoint. And my colleagues, DARPA and the Services, we have seen great collaboration there. An area of specific interest from our standpoint was on our electronic EW [Electronic Warfare] sensors. As the nanotechnology has shrunk considerably, we have now had wide bandgap spectrum apertures that give us much smaller size. It can be on a Jeep, it can be on an infantryman, and it can be on a ship. It gives us that ability not only a communication aspect, but, again, clearly on a defensive or offensive aspect, so we are right behind you, sir, on that. Mr. Gibson. Well, I appreciate the commentary. And the reason why I am asking about the management of it is, is as exciting as this field is, you know, it--the challenge is really sort of harnessing the synergy across the Services. It is why I was curious--you know, Senator Gillibrand and I, going back a couple years ago, we raised the possibility of perhaps a clearinghouse for this, the possibility of an FFRDC [Federally Funded Research and Development Center], and so--you know, I am just reengaging again what that possibility, certainly open to hearing all sides on this. But in the interests of time, looks like I am about out here, but this is a topic I would like to continue to dialogue about. Mr. Gibson. Thank you. And I yield back, Mr. Chairman. Thank you. And I thank the ranking member, as well. Mr. Thornberry. Thank you. Mr. Langevin. Mr. Langevin. Thank you, Mr. Chairman. So I had several questions that I would like to get to, but let me start off with this. Defense Secretary Hagel told the House Appropriations Subcommittee on Defense this morning that there is a major reprogramming request on the way. And obviously, while we have to certainly cover the costs incurred by operations overseas and maintain our faith with our troops, I am very concerned that the S&T investments that we are depending on to enable our future force could pay a disproportionate cost under such a request. And while the weapons procurement can run into the hundreds of millions per system, $100 million in the S&T world could mean dozens of promising programs that enable future capabilities. So could you describe to the subcommittee, to the extent that you are able, at least, what the impacts of the S&T--what would be the impacts to the S&T enterprise of this reprogramming, I should say? Mr. Shaffer. Sir, let me take that one on first from a Department level. Obviously, we can't talk about the details of the reprogramming going on. What I can tell you is that we are at a very fortunate time now. I have worked for both Dr. Carter directly, the deputy secretary, and Mr. Kendall, and they both very much understand the value and the long-term commitment to science and technology. So as of right now, I don't think that there is a wholesale rush to trade in science and technology for operations and maintenance. There will be some pressure. We have a situation right now where, for a number of reasons, we have underfunded the troops that we are--that are deployed supporting our Nation. But right now, we are very fortunate with the leadership in the Pentagon, between Mr. Kendall, the under secretary of acquisition, technology, logistics, and Deputy Secretary Carter, that they understand that science and technology needs a long-term stable base and were--I will tell you that I am using that too every chance I can get. Mr. Langevin. Anybody else? Ms. Miller. Sir, speaking for the Army, I can echo what Mr. Shaffer said. The Army leadership understands the value and importance of the science and technology investments and are protecting it this year. Admiral Klunder. I can offer, we are very fortunate OSD is the lead, that as it came down to the Department of the Navy, the Secretary of the Navy, the commandant, and the chief of naval operations, that is exactly, sir, how we were able to put that LaWS system out on the USS Ponce, because of that kind of commitment, and we are very fortunate, indeed, that we have got the leadership that supports innovation in science and technology. Dr. Walker. And the Air Force leadership is exactly the same. They have been trying to protect science and technology through this process. As we go through the remainder of fiscal year 2013, we will see, as pressures continue to build, but so far we have had good support. Mr. Langevin. Let me turn my--I still have time--so in the area--one of my favorite topics, cyber, obviously, in the area of interest for myself and the chairman, where do you see the research and development in the cyber arena heading in the near and midterm? And are we adequately postured to address those challenges in the S&T community? Dr. Prabhakar. I will be happy to start, and then others I am sure will have others to add. Our focus at DARPA in cyber, very similar to other things that we do. You know, ours is not an operational responsibility. Our question is, how do we shift the trajectory we are on to one that is more advantageous to us in the future? And I would characterize the trajectory that we are on today in terms of cybersecurity as one in which we patch and pray, we see an attack, we patch it up, and we hope that is enough, and then we wait for the next attack to come. That is pretty much all we really have to go with. It is very human-intensive. And we are scrambling, as you see to hire quickly enough the people that can keep up with the threat as it continues to accelerate. We are looking for a fundamentally different way to think first about cybersecurity on the defense side, but then also how to think about cyber offense in a new way. The core idea in both cases is to automate and get beyond needing to scale manually to deal with the challenges that we have. In the case of cybersecurity, we have a series of programs that are trying to find more fundamental ways to build inherently secure systems or to interrogate legacy systems and understand what level of security they actually have. In terms of cyber offense, we aim to create a capability that allows cyber offense to become fully integrated with the way our warfighters fight in kinetic terms, so that instead of being something off to the side, it is really part of how an engagement takes place the way electronic warfare, if you like, is really fully integrated with the kinetic fight today. So, you know, that is--those are the visions that we have about where cyber could be that I think would put our country in a much more advantageous position, and that is the focus of our investments today. Mr. Langevin. Thank you. Well, I have other questions, but my time is expired. I will yield back. Mr. Thornberry. Mrs. Hartzler. Mrs. Hartzler. Thank you, Mr. Chairman. Ms. Miller, I--in your testimony, I--you talk a little bit about continued developments in finding lighter, more capable armor solutions. So could you describe the Army's effort with silicon nitride? Ms. Miller. Yes, ma'am. Currently, at the Tank Automotive Research Development and Engineering Center, we are investigating armor solutions for tactical vehicles. We have a tactical vehicle armor program. We are currently looking at six different vendors, two of which are Government, four of which are actually commercial. They are competing their armor solutions. We are making them comply to the long-term armor strategy criteria. We will down-select to two vendors that will then go forward for maturation--further maturation of the armor design in the end of fiscal year--this fourth quarter of fiscal year 2013. The silicon nitride is one of those armor solutions that is being pursued. Mrs. Hartzler. Great. Is it a potential solution over steel and some of the other metals used today, are you seeing so far you think might have potential? Ms. Miller. Right now, it is not meeting the criteria of the long-term armor strategy, but they have been--the folks that are doing the silicon nitride work have been modifying their formulation of the armor, and then we are retesting. We expect more samples to come in and to retest against our criteria. Mrs. Hartzler. Yes, that is, I think, very, very exciting. The tactical vehicle armor development program, you know, will not only benefit the warfighter by reducing the armor weight used in tactical vehicle platforms to increase survivability, as well as mobility. Do you believe that the current funding for the TVAD [Tactical Vehicle Armor Development] program is adequate to meet the needs of the warfighter? Ms. Miller. Yes, ma'am. I believe the funding is adequate. We have armor development that exists at the Army Research Lab for fundamental armor design, modeling and simulation. We do maturation at the Tank Automotive Research and Development Engineering Center, TARDEC [Tank Automotive Research, Development and Engineering Center], and we do believe we are adequately funded. Mrs. Hartzler. Okay. I think it has a lot of exciting potential there. Admiral Klunder, in your comments, you talked about the new laser systems, the 12 for 12 testing. I thought that was very, very exciting. I haven't read up on it as much as perhaps some of the others, but can you explain a little bit more about how that would work? Admiral Klunder. Yes, I can. Thank you. The significance that we always look at is in terms of the risk of the development, and we started out in a very dry desert environment. But we are in the Navy and the Marine Corps, and we are out in the ocean. We are out on the high seas. And that is a very difficult maritime environment. And why do I bring this up? Our first phase was in the desert. We then moved out to the Pacific Ocean off of the California coast. And then our final test was recently done on USS Dewey, and that is a just regular destroyer down at the pier in San Diego. And why I bring that up is, if we didn't functionally change the ship, if we hadn't put this prototype laser system on the USS Dewey--and, again, off the California coast, is a very successful, went three for three shooting down UAVs. The reason why we are now excited about moving it out to the Fifth Fleet area of operations in the Arabian Gulf area is, again, it is a very harsh environment, very dynamic environment. We are obligated to our Nation to protect our high seas for the commerce of our country, our national security, and we think that is a very good place to put this out there and let some sailors look at it, test it, see if there is any lessons we learn, and then if we do, we will bring them back and roll them into our follow-on upgraded systems, if that helps. Mrs. Hartzler. Yes, it is very exciting. And appreciate all that you do there for our national defense. Thank you. I yield back. Mr. Kline. [Presiding.] Mrs. Davis. Mrs. Davis. Thank you. And I appreciate all of you being here with us today. Dr. Prabhakar, you mentioned the impact of furloughs, and certainly our civilian workforce, Federal civilian workforce, which in many ways I think has been maligned of late, but I wonder if you spoke about the fact that a number of people may come in from the private sector and they are with us for a relatively short period of time, and the other issue really is one of just patience. You need a timeframe when you are working with research and development. Are there some areas particularly that you are worried that that will impact more than others? Is it--does it relate to the warfighter? What does it relate to that we should, you know, anticipate and be some concerned about? Dr. Prabhakar. Specifically, from the furlough impact? Mrs. Davis. Yes. Dr. Prabhakar. Right. So the one-time financial hit from sequestration, because it is across the board, really affects each of our programs pretty broadly, so across DARPA, about 100 of our programs were affected. The net effect really is, you know, at the specific contract level, there are universities and companies large and small that are finding out that a contract they thought was about to get signed has gotten pushed off or has now gone away. There are efforts that are under way where, you know, the funding isn't going to show up as predicted. We have worked very, very hard to minimize the impact as much as we can, but at that--you know, at the level that we are dealing with in fiscal 2013, we do start to see real consequences. One example is Plan X, which is our cyber offense research program. That is a program that is taking a pretty significant hit in fiscal 2013. Because it is a relatively new program--we were just getting it under way--there we chose to take a delay of about 4 or 5 months, rather than having to stop a bunch of things that were already fully ramped up and under way in other programs. So the consequence on that area will just--it will simply translate to later, you know--essentially, the schedule for starting to deliver some of those capabilities to our service partners who have expressed a lot of interest, simply keeps pushing to the right. I want to mention one other thing. You know, the other place that we are seeing a lot of impact from furloughs and sequestration is the fact that we work so closely with our service partners. Our contracting times are pushing out, because we are relying on contracting capability in the Services. Mrs. Davis. Yes, I was going to ask--actually ask, not just with the Services, but also across the board, and, you know, the whole-of-government approach, because my guess is that they also will be impacted. And whether it is working with homeland security or commerce or ag [Department of Agriculture], whatever that may be, where you interface are--is that another area that you anticipate that there is going to be a considerable impact? Or, you know, is it--probably won't have as great a concern as perhaps working within the Services, in terms of the job that you all do? Mr. Shaffer. So we are still really assessing the impact of the sequestration. I don't want to let Arati's final--or comment about contracts go without adding some additional context. Without getting into specific services, each week, Mr. Kendall gets a report on what is the impact of sequestration. So there is a double hit with our contracting officers, because most of our contracting offices were undermanned to begin with and people were being paid overtime. So it is not just going to be a 10 percent or 20 percent reduction. It is going to be more like a 40 percent reduction, because people will not get their overtime pay. So contracting officers were working average 50- to 60-hour weeks, our junior level contracting officers. That will stop. That means that we are going to have a tremendous slowdown in being able to get money on contract. That will have a trickle- down effect to our subtier suppliers, our small businesses, and we don't know the impact of how that will play out. But it will hurt our subcontractors, our big contractors, and will hurt the people who come in and try to make things happen for the Nation. Mrs. Davis. I appreciate that. It is certainly a great concern. And I see, Ms. Miller, you had a comment. Just on a slightly different note, I know that we are trying to consolidate some of the STEM programs, and the DOD was responsible for doing--I guess it is small grants, having some programs around, and now we are consolidating that more under the Department Ed [U.S. Department of Education]. Do you see that that is going to be impactful in terms of schools and some of the programs? Is there a way to minimize the effect of that kind of focus, which probably has a very positive effect, but may, in fact, have some consequences in terms of the ed programs? It is now under Department of Ed, but---- Mr. Shaffer. Frankly, ma'am, the Administration believes that there will be efficiencies in consolidation of some of our STEM programs. There was a meeting at the White House this week of the principals, and they are trying to figure out how to fully implement that. We have until 2014 to figure out implementation. I will tell you that STEM writ large is incredibly important to ourselves, to everybody on this panel. Preserving the workforce of the future is incredibly important. Unfortunately, last week, I had the privilege or--whatever you want to say is spending a week with our under secretary, Mr. Kendall, and he made sure that I understood that STEM programs would continue to be one of his highest priorities. That is our future. And there are a number of disciplines where the DOD leads the Federal investment. We cannot allow and we cannot cede things like electrical engineering, mechanical engineering to other agencies. We are working with the White House and the Administration to try to get it right. Mrs. Davis. Okay, thank you. Thank you, Mr. Chairman. Mr. Kline. I thank the gentlelady. Your time is expired. I do think it is interesting, when we look at STEM programs, the Federal Government, as of a report a little more than 2 years ago, has 209, and that is growing. It does seem to me we could get just a little bit more efficiency out of those programs, so I am delighted to hear that somebody in the Administration is thinking about cutting that down, presumably to something less than 209. The President's budget assumes that sequestration disappears, but it is the law. And so in a hearing today, we were talking to the CNO and to the commandant and to the secretary of the Navy, and they were, again, saying that the President's budget doesn't show sequestration numbers, but all of you have talked about the dire consequences of sequestration. And then, Mr. Shaffer, in the President's request, I am looking here, I see there is a new defensewide program element called Applied Research for the Advancement of S&T Priorities, $45 million in new money. So we don't have any money, and it looks like we are going to have less money because of sequestration. And yet you have a brand-new program element for $45 million. What does it do that is worth more money, when we have all these other programs, and not to mention individual projects that may go away? Tell me about that investment. Mr. Shaffer. Yes, sir. I am happy to. So we actually took three, six, eight old programs and consolidated them down to one, because we believe in OSD in the power of competition. What that program element will do--and you heard us talking about some of these panels with SES leads in materiels and human sciences and data to decisions. Each of those panels now, that pot of money will be up for bid by these cross-cutting groups who want to do specific competitive ideas to prove out some concepts to move forward and move forward more rapidly. So rather than breaking things down into little stovepipes and telling this community, ``You are going to have your $5 million,'' another community, ``You are going to have your $5 million,'' this $45 million bundled up old programs, and the concept now is we are going to have our cross-cutting panels compete and fund the very best ideas. So we want to fund the best ideas, not just tell folks they are going to have money just because they wake up and breathe. So there will be small projects, but it will allow us to consolidate, coordinate, and make much more rapid progress, I think, in the cross-cutting areas that I mentioned, electronic warfare, cyber, EW. That is the concept. It is not new money; it is a consolidation and redirection. Mr. Kline. So a new program element, but old money that has been rolled together? Mr. Shaffer. Yes, sir. Yes, sir. Mr. Kline. That is somewhat reassuring, because every time I see now a new program, and they are all over the place--the President has a $75 billion new dollar program in education---- Mr. Shaffer. Sir---- Mr. Kline. So my--thank you for that answer. And, by the way, thank all of you for your terrific work. Some of you I have known for some years. Some of you I have known for many years, particularly people sitting in the back rows back there, and there has always been a very soft spot in my heart for research and engineering for the DDR&E [Department of Defense Research and Engineering], for DARPA going back to the days of Vic Reis. So thank you for the great work that you are doing, and I hope that you are getting at the questions that will come a couple of ways, of looking at how you are going to set priorities under a sequestration number, because while I think virtually everybody on this subcommittee and the larger HASC [House Armed Services Committee] would like to see sequestration go away so we can set real priorities, it is the law, and we need some--a serious look at it from everybody, but certainly from you. Mr. Langevin, you had some more questions, I think. Mr. Langevin. Thank you, Chairman. So I know we have talked a lot about directed energy here today, and I would--you know, I do--I am definitely pleased that there has been substantial investment across the DOD in promising areas of directed energy research. But can you speak to the coordination of these investments across the S&T enterprise? And how is funding prioritized? I mean, I am, you know, very much interested in getting the stuff out of the labs and actually getting it in the field, and, you know, the scientists tend to, you know, research this stuff to death, and yet--you know, according to the Center for Strategic and Budgetary Assessment, you know, this technology has progressed a lot further than what many realize and it is time to start fielding these things. So I want to know how you are coordinating across the enterprises. Admiral Klunder. I can certainly take the first crack at this. And I will offer, the collaboration has been extremely valuable. I will look to my colleague at the right, the Army. In terms of their ground-based vehicles, they started some of the power source development for the laser system. My colleague to the left, Dave Walker and the Air Force, looked at a lot of the SWAP, the size, weight and power constraints that we have developing that power when they looked at their airborne aspects. My colleague to the far left, Arati and I, are actually working on a higher level power source as we speak. The one that you are going to put--see on the USS Ponce is a certain level. We know that there is other aspects when we look at larger multi-mission aspects, I mean, the very, very sophisticated ones in a more classified venue, that we would certainly love to come talk to when you are--it is convenient. We need some additional power requirements that we are looking at and working together on. So I think cooperatively there, I think the four of us--and then working through OSD is hugely supportive. I think that has been a success story of this one particular aspect, just one. There are others, obviously. I can pass to my other colleagues if they---- Ms. Miller. Sir, I would like to add that the Army's laser is a joint high-power solid-state laser that was collectively developed with the High Energy Laser Joint Technology Office funding, Army funding, and then some funding in addition from the Air Force and the Navy, working on getting 100 kilowatt solid-state laser. That particular laser, while it was a laboratory design, the Army has put out at White Sands and is using with some beam apertures out there to actually do real- time testing of that laser in an environment to see what it can do. As the Navy reported, we are also having great success in bringing down UAVs, but they are relatively easy. Our big target, we are trying to shoot down mortars and missiles, and we just this weekend shot down a 60-millimeter mortar with that laser. Meanwhile, we understand that is a laboratory laser, and it certainly is not one that we will put on ground vehicles and go out and use. We are working on fiber laser development, again, collaboratively, with the High Energy Laser Joint Technology Office, the Navy, and the Air Force to create a fiber laser capability with much more efficiency. Solid-state lasers are about 10 percent efficient. Fiber lasers, over 25 percent efficient. And we are pairing it up with a beam--a mobile beam director so that we can then put it on a ground vehicle. Dr. Walker. And the Air Force, as you have heard, has been working closely with the other two Services and with DARPA in developing our laser technology, both in the devices and the power sources for them. And the step forward that we are going to now is taking advantage of the work that has been done by the other Services and DARPA and taking it up to a mountain peak and shooting down to do what is of interest to the Air Force, is how do we mount this on an airplane and make it into a usable system? And so we are currently starting--the first step is to take it and do the downward shot from a mountain peak and then be moving that to an aircraft, would be the next step. Mr. Langevin. Well, it is encouraging that this isn't siloed, and that there is good collaboration across the Services. So, finally, a question I have, as you know, the subcommittee has authorized several pieces of legislation over the past 5 years intended to improve the health of the labs. Section 219 of the fiscal year 2009 NDAA [National Defense Authorization Act] authorized the use of funds to support various local initiatives. We also authorized and raised the spending limits of the Laboratory Revitalization Demonstration Project, which is intended to support minor MILCON [Military Construction] projects. Admiral Klunder, could you tell the committee how you use 219 and LRDP [Laboratory Revitalization Demonstration Program] to improve the conditions of your labs? And, more importantly, please let us know where we might improve upon those authorities. Admiral Klunder. Well, first of all, I have to actually--I must thank you immensely for the help there and your staff, who we talk to on a regular basis. We truly couldn't have gotten those advancements in those labs and warfare centers without your help, and I thank you. I do want to offer that we know in the fiscal environment that MILCON will be pressurized for the coming years, and certainly at the warfare labs and warfare centers, indeed, we see that pressure all the time. Why I am so excited about what you were able to provide us here is that just for small, relatively small numbers, we can continue to make our warfare centers and our labs relevant through these modernization efforts. I don't think without your help we would have gotten there. I truly mean that. I am sure I can put my bid in for a MILCON proposition, and we do, but the reality is, it is--there are a lot of pressures. There are ships that have to go to sail. There are Army vehicles that have to go out and deploy, Air Force. And it just sometimes is going to be on the lower level when you fight out from MILCON. So without your help, I don't think we'd have been able to make that. And I hope you can continue to give us that support, and we truly thank you and your staffs, sir. Mr. Langevin. Thank you, Mr. Chairman. I yield back. Mr. Kline. Thank you, sir. Mr. Nugent. Mr. Nugent. Thank you, Mr. Chairman. And I want to thank the panel for being here, particularly as you support our warfighters and the technology that you are developing. They are going to save lives, particularly on our side. You know, Dr. Walker, one of the things I think you mentioned in your testimony was about CHAMP [Counter- electronics High Power Microwave Advanced Missile Project], directed energy program, and I agree with, you know, Mr. Langevin, reference to, you know, getting it out of the laboratory and out into the field to our warfighters, you know, what we can do to move that along, maybe you could give me an idea--because I know CHAMP. We have spent $40 billion, I believe, in development. I know it has been tested and actually has had positive results, so can you explain to me why we actually haven't put that out into the field? Dr. Walker. Certainly. CHAMP has been a long-term development in the laboratory, really turning the promise of high-powered microwave for ground attack into a reality. We had a successful demonstration--I wouldn't say that we have fully tested it, but we have demonstrated that there is really a feasible capability. We had a successful flight test last fall, where we went against targets both soft and hardened and used the high-powered microwave to upset them. The follow-on from that now is moving this forward into the acquisition process, where they are looking at capabilities and trading off concepts to determine whether or not this is something to go forward with into a follow-on weapons system. That is ongoing. In the meantime, the laboratory is continuing to develop better power supplies, better--high-powered microwave sources, so as to give the warfighter even greater capability as they go forward into an acquisition program. And we are waiting to see the outcome of this concept development to see where we will go forward with this and whether we move into an AOA [Analysis of Alternatives] here in the near future. Mr. Nugent. And I guess the question for me is, what do you think the timeline is? I mean, obviously, it is always great to improve a weapon system. And I got three kids all in the Army, so I want, you know, the best and the greatest. But at the same time, I also want a capable weapons system to be deployed. You can always add on and do things to improve its accuracy or lethality, so---- Dr. Walker. The timeline is a challenge right now, particularly in this fiscal environment, because we are having to make trades between other forms of attack, and where this fits in and when we will be able to afford it, I would have to take a question for the record here to give you an actual timeline of where we think we will be coming forward with the program. [The information referred to can be found in the Appendix on page 147.] Mr. Nugent. I appreciate that. And I certainly want to continue to--I don't think I have to challenge you all to move forward, because I know that your hearts and minds are in the right places in regards to this. But, Ms. Miller, from the Army, C-RAM [Counter-Rocket, Artillery, and Mortar], if you give me some additional information as to where we are and what we see in the future for C-RAM. Ms. Miller. Improvements to C-RAM? Mr. Nugent. Yes. Ms. Miller. Yes, sir. We certainly, from the Aviation Missile, Research Development, and Engineering Center, AMRDEC [Aviation and Missile Research, Development and Engineering Center ], we have been investing in technologies to do affordable missiles that can go out and intercept RAMs [Rockets, Artilleries and Mortars], rockets, artilleries and mortars, and also UAVs, because, of course, as Admiral Klunder said in his opening statement, we have a cost paradigm where we are spending much more to defeat very inexpensive threats, and that is what we are trying to drive down. So we have been designing affordable missiles that can go out and intercept, and also the directed energy solutions that we have talked to earlier are part of that equation. Mr. Nugent. And I would think the--your directed energy laser is much more--I don't know at this point efficient, but at least more cost-effective versus firing a missile? Ms. Miller. Certainly cost-effective once it is developed and when it is in use. The missiles that we are looking at, however, we are looking at very, very inexpensive missiles that can take out those threats, and that will be near-term. And the Army has a problem right now. We are certainly using C-RAM right now, and it is not the most cost-effective a solution, so we are looking at what we can do to drive down the cost of that capability and then bring on directed energy as soon as we are able. Mr. Nugent. Obviously, that is the--one of the futures that we have, is directed energy. And I appreciate my friend down the aisle there to keep the push. And so thank you so very much. Mr. Kline. The gentleman yields back. We have all had an opportunity to ask questions. The chairman, the real chairman, said he had questions for the record. I think I am looking at them right here, so, staff, standby, quite a few. Again, I want to thank you for being here today. I know it is not a great joy. I have never known anyone to spring for joy when they find out they are going down to testify on the Hill. So thanks for being here. Thanks for your absolute great work. Keep it up. And please, oh, please, start looking at those priorities under sequestration. I know somewhere you are, but we really need to be ready for that and see which projects and which program elements are going to survive and which ones aren't. And I know there is a lot of pain out there, but the sooner we start to step up to it, the better. So, again, thank you very much. With that, the business is concluded. The hearing is adjourned. [Whereupon, at 4:44 p.m., the subcommittee was adjourned.] ======================================================================= A P P E N D I X April 16, 2013 ======================================================================= PREPARED STATEMENTS SUBMITTED FOR THE RECORD April 16, 2013 ======================================================================= [GRAPHIC(S) NOT AVAILABLE IN TIFF FORMAT] ======================================================================= WITNESS RESPONSES TO QUESTIONS ASKED DURING THE HEARING April 16, 2013 ======================================================================= RESPONSE TO QUESTION SUBMITTED BY MR. NUGENT Dr. Walker. The Counter-Electronics High Power Microwave (HPM) Advanced Missile Project (CHAMP) was an Air Force science and technology (S&T) Joint Capabilities Technology Demonstration (JCTD) which successfully demonstrated the effects of an HPM weapon on a wide range of military-relevant electronic equipment in a realistic environment. S&T develops and demonstrates technology that can be transitioned to the system development/procurement community. As this was an S&T demonstration, the JCTD was limited in scope and did not account for weapon survivability and effects delivered in an operationally relevant threat environment. A CHAMP JCTD Military Utility Assessment is currently being drafted by U. S. Pacific Command (USPACOM). The Air Force will use this assessment and any additional information/data from the demonstration to feed the Air Force's Non- Kinetic Counter Electronic (NKCE) weapon concept of using HPM technology to affect real world electronic equipment in an operationally relevant threat environment. The Air Force is completing the NKCE Comprehensive Concept Analysis (CCA) in FY14. The CCA will define the technological characteristics required to integrate HPM technology into a weaponized platform and be survivable in an operationally relevant threat environment long enough to deliver the intended effects. CHAMP, along with other potential solutions, will be part of NKCE Analysis of Alternatives (AoA) notionally scheduled to take place during FY15. If the warfighter (e.g. USPACOM) determines there is an urgent need that CHAMP could support, there is a separate process to support that need. As of now there has not been such a request. FY13 and FY14 funds supporting these analyses has been requested in a system development and demonstration program element (PE) 0604429F, Airborne Electronic Attack. [See page 22.] ? ======================================================================= QUESTIONS SUBMITTED BY MEMBERS POST HEARING April 16, 2013 ======================================================================= QUESTIONS SUBMITTED BY MR. THORNBERRY Mr. Thornberry. In your testimony, you mentioned the benefits of the direct hiring authority provided to the Science and Technology Reinvention Laboratories. Are there impediments to wider use of this authority? If so, what can be done to improve the situation? Mr. Shaffer. Yes, there are impediments/limitations to direct hiring authorities for our labs. One impediment is that direct hiring of only scientists and engineers with advanced degrees is allowed. This impediment prevents us from directly hiring scientists with undergraduate degrees. Nevertheless, preliminary reports from lab directors indicate positive results for the hiring of talented and highly qualified university graduates into our laboratories who may have taken offers from other organizations if not for the new expedited processes enabled by STRL authorities. However, the sequester and associated budget issues are expected to have a negative impact on both hiring and retention of lab S&Es. Regarding impediments to hiring, ancillary effects due to the current budget shortfalls may be hurting our workforce. The prolonged pay freeze, travel restrictions, limitations on conference attendance, and potential reductions in force are concerns. Given the fact that our labs are the Department's technical base, these factors may degrade our technical capability for the foreseeable future. Mr. Thornberry. In your testimony, you stated that the Department is in the process of quantitatively determining perceived shortfalls in prioritizing Service military construction (MILCON) projects and how DOD labs compete in the process. But this isn't a new problem, so why are you just now studying it? Is the current funding limit for minor military construction sufficient for the needs of the DOD labs? Should it be increased? If it was, what might the impact be on other MILCON activities? Mr. Shaffer. This issue remains a topic of interest to my office, and we have given attention to this issue for years. Our last report submitted to Congress in FY2011, ``DOD Laboratory Recapitalization and Sustainment Issues,'' in response to Senate Report 111-035, documented status of lab infrastructure including investments from the BRAC 2005 construction projects. Our current efforts are in partnership with the White House Office of Science & Technology Policy's Committee on Homeland and National Security Infrastructure Subcommittee, which has representatives from Departments of Defense, Energy, Homeland Security and others involved with national security issues. A key goal of this group is to update federal security laboratory infrastructure physical status, funding, and funding mechanisms to develop policy recommendations for maintenance and improvement of labs. In addition, the Department submitted a FY 14 legislative proposal to increase the discretionary minor MILCON authorities from $2M to $4M per project. The Department quantifies the status of physical infrastructure via determination of the Facility Physical Quality Rating (FPQR), which, on a scale of 0-100, depicts the capability of existing facilities as measured by a physical condition index. The Condition Index (CI) is a general measure of a constructed asset's condition at a specific point in time. Included in the measure of the CI, is the Functionality Index (FI) which relates the suitability of the physical asset to perform the functions for which the building is required. For prioritization of MILCON needs, the Services then determine an additional metric, the Mission Dependency Index (MDI) which represents Mission Criticality of the asset. The DOD goal for the FPQR is 80 for any building. If an asset is graded below this value, it then becomes a candidate for refurbishment or replacement. In response to the Office of Management and Budget, we are examining the FPQR of the Defense Laboratories. Preliminary results show our labs to have an overall FPQR of 80, which is an acceptable rating. While our preliminary data analysis indicates that our laboratory infrastructure is in acceptable overall condition, we are concerned that there may be some cases where individual buildings leave some capabilities at risk, and more detailed analysis is required in those instances. To address this potential problem, we are initiating an analysis of several laboratory director identified buildings to determine whether there is indeed a MILCON problem not identified in a top level analysis. Mr. Thornberry. The Assistant Secretary of Defense for Research and Engineering is tasked by directive as the principal staff assistant for biometrics. What are you doing to ensure biometrics remains an enduring DOD capability? What do you see as needed future capabilities to support biometrics? Mr. Shaffer. As the Secretary's Principal Staff Assistant (PSA) for DOD Biometrics, I see biometrics as an important contributor in support of the National Defense Strategy. The most important future capability DOD requires is an authoritative biometric storage and matching system tailored to support the Department's unique needs and operating environments. This system must use technologies to exploit poor-quality biometric images collected in austere locations; be capable of processing larger numbers of matches as DOD's use of biometrics grows; and, provide near real-time information to users operating in remote locations. Our staff is working with the Executive Agent for DOD Biometrics to develop a formal biometric acquisition program with enduring funding to achieve the key capabilities required for the future. We expect to begin fielding these systems by FY 2017. Over the past year, we have:Developed an updated policy to expand the use of biometrics from operations in Afghanistan and Iraq to all areas where DOD operates. The Department is also developing policy to enable force protection personnel to use biometric data to grant access to military facilities. Advanced data sharing between DOD and the Department of Homeland Security. Maximizing biometric data sharing between the Departments helps identify malign agents before they can do harm to the Homeland or to our overseas interests. Sponsored technology development in key biometric areas such as thin film fingerprint detectors, latent fingerprint processing and multispectral facial matching. These investments advance biometric capabilities and help maintain the relevancy of biometrics as an enabler across a range of military missions. Established the enduring use of biometrics at national-level organizations including the White House- sponsored National Science and Technology Council subcommittee on Biometrics and Identity Management; the National Security Staff (NSS) Interagency Policy Committee (IPC) on Information Sharing to Counter Terrorist Travel; and, the NSS IPC on Information Sharing and Access. Mr. Thornberry. You mentioned in your testimony the importance of the special hiring authorities DARPA has, but you can also use authorities for IPAs (Intergovernmental Personnel Act) and HQEs (Highly Qualified Experts). Why have those not worked as well for DARPA? Dr. Prabhakar. DARPA continues to use the IPA authority as often as practicable. However, as of September 2012, the IPA delegation allowing DARPA to set flexible and competitive salaries was rescinded and limiting conditions were imposed per Office of the Secretary of Defense for Administration and Management (DA&M) memorandum dated September 20, 2012. This has made utilization of the IPA authority more challenging and, at times, a non-option. As an example, we recently lost a highly talented candidate from a leading university because his salary far exceeded what DARPA is allowed to reimburse under existing guidance. The HQE delegation was modeled in its entirety on DARPA's Experimental Hiring Authority first implemented in Section 1101 of the Strom Thurmond National Defense Authorization Act for Fiscal Year 1999 (Public Law 105-261) as ``Defense Advanced Research Projects Agency Experimental Personnel Management Program for Technical Personnel.'' The HQE authority is broader than the 1101 authority, applicable not only to those in the Science and Technology (S&T) community, but also to fields providing other expertise. As first established, DARPA could use the HQE and 1101 hiring and retention authorities interchangeably. However, beginning February 2004, the Office of the Under Secretary of Defense for Personnel and Readiness (USD(P&R)) took steps to restrict and better manage the allocation of DOD-wide HQE positions, resulting in a process that made the HQE authority more challenging for DARPA to use. First, as established by Section 9903 of title 5, United States Code (U.S.C.), the DOD-wide cap for HQE appointments shall not exceed 2,500 positions. These 2,500 positions, in turn, are apportioned and managed by the Deputy Under Secretary of Defense for Civilian Personnel Policy (DUSD(CPP)). Second, OSD(P&R) reemphasized that HQE basic pay cannot exceed the maximum limit established by 5 U.S.C. 9903(b)(2), typically within the range from General Schedule 15 (GS-15) Step 1 (or equivalent) up to the statutory limit of Executive Schedule Level II, provided the Department's Pay and Performance Management System is certified by the Office of Personnel Management (OPM) . More recent OSD(P&R) guidance further clarified the maximum compensation for HQE positions (to include basic pay and locality-based comparability payments) at $165,300 . Finally, in the March 14, 2011 Office of the Secretary of Defense DOD efficiencies memorandum and the September 20, 2012 memorandum (effective at the beginning of FY13) the Office of the Secretary of Defense, Director of Administration and Management (DA&M) rescinded delegation of the HQE authority to defense agencies and approval authority for all HQE hires was centralized to the DA&M/Deputy Secretary of Defense level. The DA&M centralized process for hiring HQEs includes serial coordination/approval from the following organizations: Assistant Secretary of Defense for Research and Engineering (ASD (R&E)) Under Secretary of Defense for Acquisition, Technology, and Logistics (USD(AT&L)) Washington Headquarters Services (WHS) Human Resources Directorate (HRD)--Executive and Political Personnel Director of Administration and Management (DA&M) Under Secretary of Defense for Personnel and Readiness (USD (P&R)) Under this process, defense agencies are unable to extend a letter of offer to an HQE candidate until all five organizations coordinate on and approve an HQE hiring package. The hiring package must include candidate qualifications, project details, and compensation justification to include labor market conditions, work schedule, organizational needs, personal qualifications, experience, budget considerations, organizational equity and mission impact of work assignments. Each organization may take up to 3 weeks to coordinate on a hiring package. With the centralization of the HQE hiring authority and the additional time required to staff, coordinate, and approve HQE positions, the utility of the HQE hiring authority for DARPA beyond FY12 has decreased. As a result, DARPA's reliance on alternative, more flexible hiring and retention authorities (namely IPA and 1101 authorities) has increased and DARPA does not envision hiring any additional HQE positions at this time. ______ QUESTION SUBMITTED BY MS. SANCHEZ Ms. Sanchez. Project Pelican, which involved the construction and testing of an advanced demonstrator airship, has proved that it is possible to control buoyancy without ballast or other external assistance, a challenge has been a major hurdle for the development of airships for heavy lift purposes. I understand that these hangar demonstrations, which were conducted in Tustin, CA, in January, met all the objectives that were set for the program in 2008. NASA, which cooperated with DOD in the development of the advanced demonstrator, has rated Pelican's Technology Readiness Level at 6-7. As you know, General Fraser, Commander of TRANSCOM, told the Committee on March 6 that ``Hybrid Airships represent a transformational capability bridging the long standing gap between high-speed, lower capacity airlift and low-speed, higher capacity sealift.'' He also said that the hybrid airship technology has the potential to fulfill ``Factory to Foxhole cargo delivery.'' What are your plans to continue the effort to develop hybrid airships for heavy lift? Do you intend to go forward with the development of a 66-ton payload version? What can Congress do to keep this technology and move on to further operational vehicle development? Mr. Shaffer. From the outset, Pelican was intended to be a technology demonstrator rather than an airship prototype. In this capacity, Pelican demonstrated several subsystems that will add to DOD's collective knowledge of airship technologies and help inform future investment. The funded FY13 work will add technical rigor to the analyses of Pelican's sub-systems and exhaust Pelican's use as a technology demonstrator. ASD(R&E) does not, however, have plans to move forward with a 66-ton version. A larger version will have to be supported by a military department, which is responsible for equipping and fielding systems, and have to be affordable. The information gained from Pelican and other recent airship projects will help the department determine whether continued larger scale, hybrid airship development is warranted. At this point there are no plans to build a large scale vehicle; however, the Department has set aside annual funding to study technologies required should a large scale airship project be initiated in the future. Advances in hybrid airship technology have justified investigation of potential airship solutions to logistics and ISR missions; however, much of this technology is in its infancy and must be matured in a methodical and rational manner. Equities in potential heavy lift capabilities go far beyond military applications. After the testimony cited above, Commander TRANSCOM also stated, ``We encourage development of commercial technologies that may lead to enhanced mobility capabilities in the future.'' General Fraser's comments reflect OSD's intention to follow commercial airship development and collaborate with industry when appropriate. ______ QUESTIONS SUBMITTED BY MR. JOHNSON Mr. Johnson. What concrete steps are each of your organizations doing to reinvigorate the DOD relationship with the historically black colleges and universities and minority serving institutions (HBCU/ MSIs)? Is there more that Congress can do to help expand efforts with the HBCU/MSIs? Mr. Shaffer. We have taken several concrete steps to reinvigorate the DOD relationship with the Historically Black Colleges and Universities and minority-serving institutions (HBCU/MI) and appreciate the continuing strong Congressional support for this program. We point to four concrete steps: 1. The FY 2014 budget request added $15M to the program to create three Centers of Excellence (COE) at HBCU/MI's. These COEs will be competitively awarded in the area of cyber, autonomy and data to decisions. 2. We held a successful workshop where we brought together HBCU researchers from over 30 universities and their technical counterparts in the DOD research offices in a forum that allowed the researchers to talk about their research and understand DOD research priorities. Communication both within the Department and between the DOD management and staff and HBCU/MI is central to the success of our efforts. 3. The ASD(R&E) communicated his expectations for the HBCU/MI relationship in a December 2, 2011, memorandum to DOD Components, ``Reinvigorating Our Relationship with the Historically Black Colleges and Universities (HBCUs) and Minority-Serving Institutions (MIs).'' For example, senior DOD managers have visited the Presidents of several HBCU/MI. 4. We recently developed, and sent to Congress, a plan that outlines actions to strengthen and expand the HBCU/MI program in the next 2 years. The plan builds on the activities already under way and furthers our efforts to enhance the HBCU/MI program. Mr. Johnson. What concrete steps are each of your organizations doing to reinvigorate the DOD relationship with the historically black colleges and universities and minority serving institutions (HBCU/ MSIs)? Is there more that Congress can do to help expand efforts with the HBCU/MSIs? Ms. Miller. The Army has a concerted effort in support of historically black colleges and universities and minority serving institutions HBCU/MSIs and they remain an important part of the Army's research base. The Army conducts targeted outreach to HBCU/MSIs to provide awareness of all funding opportunities and strongly encourages direct dialogue with technical points of contact to identify areas of common research interest. Additionally, the Army funds five centers of excellence at HBCUs through the Partnership in Research Transition Program, pursuing basic research with high potential for moving into applied research in areas with very high relevance to the Army, such as the development and optimization of structures leading to better force protection, the development of algorithms for standoff radar for landmine and improvised explosive device Detection, and research to better understand the socio-cultural content of African languages. Additional HBCU/MSI outreach efforts include using Intergovernmental Personnel Act agreements and faculty and student fellowships/ internships to bring HBCU/MSI researchers into Army laboratories to conduct collaborative research, as well as Educational Partnership Agreements that provide student employment, curriculum development for all levels of education, and other support to the universities and students. Finally, the Army actively supports DOD-sponsored and other technical conferences and outreach events (to the extent permitted by current fiscal constraints) targeting HBCU/MSIs to ensure the widest possible awareness of Army/Department of Defense (DOD) research opportunities. While we do not need any additional authorities in this area, it is important for Congress to continue to provide support for research and outreach activities with HBCU/MSIs in order to build institutional research capacity, encourage greater participation in DOD programs, strengthen their ability to provide excellence in education, conduct research critical to DOD national security needs, increase the number of graduates in the fields of science, technology, engineering and mathematics, and encourage research and educational collaboration with other institutions of higher education directed toward advancing the state of the art and increasing knowledge. Mr. Johnson. What concrete steps are each of your organizations doing to reinvigorate the DOD relationship with the historically black colleges and universities and minority serving institutions (HBCU/ MSIs)? Is there more that Congress can do to help expand efforts with the HBCU/MSIs? Admiral Klunder. The Office of Naval Research (ONR) has several initiatives under way to strengthen our relationships with Historically Black Colleges and Universities and Minority Serving Institutions (HBCU/MSIs). Highlights include: Conducted the 2013 ONR Summer Faculty Fellowship program competition with increased outreach to HBCU/MI. Received 230 applications. Eighty-four applications were selected nationwide. Of the 84 applicants selected, 38 were from HBCU/MI's (45%). Convened a high-level review panel of seven reviewers for the Summer Faculty review process; four panelists were from the government scientific community, and three from academia. All were experts in their fields; two panel members were from HBCU/MIs. Created the Future Scientist Summer Intern Program that will provide an opportunity for 40 HBCU/MI undergraduate students to conduct naval relevant research at a Navy laboratory or warfare center in 2014. Developed the initial steps to form a new partnership with the following HBCUs: Bowie State University, Howard University, Morgan State University, and the District of Columbia University. The purpose of the partnership is to investigate research areas of importance to the Department of the Navy (DON). Increased by 15% the number of HBCU/MI undergraduate and graduate interns who will be conducting naval relevant research at Naval Research Laboratory (NRL) in FY14. Developed strategies to identify and engage second tier emerging HBCU/MI research programs, providing them the opportunity to compete for naval relevant research opportunities. Drafted the preliminary language for a HBCU/MI Broad Agency Announcement (BAA). This BAA will provide a specific vehicle for HBCU/MI institutions to submit proposals and white papers for future research opportunities relevant to the DON. Establishing at the University of Texas--El Paso (UTEP)--a minority serving institution--a Master's of Science Degree in Cyber Security. This UTEP program is modeled after the highly successful Systems Engineering Master's degree program that was developed for the Naval Sea Systems Command at Tuskegee University, an HBCU. We appreciate the funding that Congress has provided the DON to reach out to the HBCU/MI community. We believe that the steps we have taken over the last year (see above) have dramatically improved the effectiveness of that outreach. Mr. Johnson. What concrete steps are each of your organizations doing to reinvigorate the DOD relationship with the historically black colleges and universities and minority serving institutions (HBCU/ MSIs)? Is there more that Congress can do to help expand efforts with the HBCU/MSIs? Dr. Walker. The Air Force remains committed to strengthening HBCU/ MSIs. Each technical directorate of the Air Force Research Laboratory (AFRL) is tasked to identify at least one HBCU/MSI as a targeted recruiting opportunity based on needed technical competencies, and identify a relationship manager for each school/department identified. The relationship managers ensure regular contact with potential recruits, create opportunities for exchanges and student exposure to AFRL, and develop contacts with the targeted university (that includes faculty, students, and alumni) within the directorate or across AFRL. AFRL ensures that HBCU/MSIs are aware of various funding opportunities available throughout the year. In FY12, the Air Force Office of Scientific Research (AFOSR), a component of AFRL, funded 22 research and instrumentation grants at 18 HBCU/MSIs. AFOSR funding is above and beyond OSD's HBCU/MSI program. The principal investigators (PIs) at institutions that receive grants are steadily building research expertise and many are seen as leaders in their research areas. The Air Force continues to place strong emphasis on PI development by selecting HBCU/MSI faculty to serve on scholarship, fellowship, and research review panels, and encouraging HBCU/MSI students to apply for STEM scholarship, fellowship, and internship programs offered by DOD. Additionally, AFOSR has a full-time HBCU/MSI program coordinator focused on growing relationships with HBCU/MSIs and the AFOSR STEM program manager is a member of advisory councils for HBCU/MSIs that help to foster relationships with institutions. Mr. Johnson. What concrete steps are each of your organizations doing to reinvigorate the DOD relationship with the historically black colleges and universities and minority serving institutions (HBCU/ MSIs)? Is there more that Congress can do to help expand efforts with the HBCU/MSIs? Dr. Prabhakar. The Defense Advanced Research Projects Agency (DARPA) has implemented the following steps to reinvigorate the DOD relationship with the historically black colleges and universities and minority serving institutions (HBCU/MSIs): DARPA is able to monitor HBCU/MSI success rates in response to its Broad Agency Announcements (BAAs) and other solicitations through information readily available from the Federal Procurement Data System-Next Generation. DARPA includes HBCU/MSI opportunities in our BAAs. DARPA is speaking honestly and directly with potential university partners to encourage researchers to renew their commitment to working on critical Defense solutions. To achieve this goal, DARPA is making it easier for university leaders to engage by clearing obstacles and encouraging our nation's best and brightest to serve in Government. Individuals possessing the required skill and talent to serve as program managers could serve via the Intergovernmental Personnel Act or through other hiring mechanisms available to DARPA. A DARPA Program Manager is on the Science, Technology, Engineering, and Mathematics (STEM)-focused panel for the White House Office of Science and Technology Policy, and works closely with the U.S. Department of Education. Both organizations support initiatives that solicit representation from under-represented groups, including faculty and students of HBCUs/MSIs. DARPA removed barriers to HBCU/MSI participation in its Young Faculty Award program. Previously, participation was limited to untenured Assistant or Associate Professors within five years of appointment to a tenure-track position at a U.S. institution of higher education. The solicitation language was revised and the portion in quotes was added to give HBCU/MSIs the opportunity to participate: Participation is limited to untenured Assistant or Associate Professors within five years of appointment to a tenure-track position at a U.S. institution of higher education `` . . . or equivalent at a non-profit science and technology research institution.'' The solicitation also specifically stated: ``Historically Black Colleges and Universities (HBCU's) and Minority Institutions (MI's) are encouraged to submit proposals.'' DARPA determined allowing this participation is in line with the well-established National Science Foundation and other federal guidelines listed below. 1) The employing organization does not offer tenure track appointments. 2) The appointment is a continuing appointment (soft- money appointments and/or visiting appointments do not apply). In these cases, the organization must make the determination that the appointee meets these guidelines prior to proposal submission, and must provide verification in lieu of a tenure track appointment date. DARPA is not currently providing funding to any HBCUs for other than acquisition and grant and agreement activities, but will fund HBCUs consistent with 10 U.S.C. 2362. DARPA is not currently participating in any HBCU/MSI focused outreach events this time, but will continue to seek out opportunities to do so. ______ QUESTIONS SUBMITTED BY MR. CARSON Mr. Carson. I have heard from many businesses in my district--both large and small--that have developed innovative technologies under DOD contracts but have not reached the procurement stage. Some of have been fortunate enough to find private sector applications for these technologies. But others have seen their R&D programs come to an end and their technologies sit unused. I am interested in knowing what steps each of you take to ensure that these technologies--which are paid for by American taxpayers--are put to good use? Are there efforts to catalog this research and communicate it to other services, agencies and contractors to ensure that the same research is not repeated unnecessarily on future programs? Mr. Shaffer. [The information was not available at the time of printing.] Mr. Carson. I have heard from many businesses in my district--both large and small--that have developed innovative technologies under DOD contracts but have not reached the procurement stage. Some of have been fortunate enough to find private sector applications for these technologies. But others have seen their R&D programs come to an end and their technologies sit unused. I am interested in knowing what steps each of you take to ensure that these technologies--which are paid for by American taxpayers--are put to good use? Are there efforts to catalog this research and communicate it to other services, agencies, and contractors to ensure that the same research is not repeated unnecessarily on future programs? Ms. Miller. The Defense Technical Information Center (DTIC) is the hub of Department of Defense (DOD) Scientific and Technical information and provides the venue for information exchange between the Services to insure that the same research is not repeated. The Army participates in DTIC's Scientific and Technical Information Program (STIP), an online database of DOD research efforts. STIP recognizes the impact and efficient sharing of releasable information within agencies and activities of the DOD and outside the Army; these agencies and activities include other Federal, State, university, not-for-profit, and commercial institutes. Additionally, since 2012, the Army has joined with the other services to support the Defense Innovation Marketplace (http://www.defenseinnovationmarketplace.mil) by providing key research, development and acquisition information in one easy to find location. The Marketplace is a portal for companies, large and small, to securely share their Independent Research & Development (R&D) projects to increase government visibility of their technology. The project database is growing and holds more than 6,000 industry R&D projects, allowing department Science and Technology (S&T) program managers and acquisition executives to learn about industry technology and then fully leverage it for current or future programs. The Department has several mechanisms to ensure S&T investments are coordinated with other Services and agencies, to ensure that the same research is not repeated unnecessarily on future programs, including monthly meetings of the Science and Technology Executive Committee, comprised of the Service S&T Executives and the Deputy Assistant Secretary of Defense (Research), and weekly meetings of the Deputies to the Service S&T executives. There are 17 Communities of Interest which are informal organizations to provide a forum for intra-Service and Component coordination and information exchanges in specific S&T topic areas primarily at the laboratory and research center level. Finally, there are seven Priority Steering Committees which develop integrated S&T investment strategies and roadmaps in capability areas of cross Service importance. Mr. Carson. I have heard from many businesses in my district--both large and small--that have developed innovative technologies under DOD contracts but have not reached the procurement stage. Some of have been fortunate enough to find private sector applications for these technologies. But others have seen their R&D programs come to an end and their technologies sit unused. I am interested in knowing what steps each of you take to ensure that these technologies--which are paid for by American taxpayers--are put to good use? Are there efforts to catalog this research and communicate it to other services, agencies, and contractors to ensure that the same research is not repeated unnecessarily on future programs? Admiral Klunder. There are several aspects to answering this question. First, the Office of Naval Research is very proactive in working to facilitate transition of technology into further development and commercialization. For small businesses, we have established a Transition Assistance Program that works with them to develop relationships with potential customers, including Program Managers and prime contractors. Experience with the TAP has shown nearly a doubling in the likelihood of obtaining a Phase III (commercialization) contract for the Phase II products of the Small Business Innovation Research program. And, for the full range of businesses that participate in our Future Naval Capabilities program as an example, we engage directly with resource sponsors and transition partners (primarily Program Executive Officers/Program Managers) to document and sustain their commitment to transition the products. This has led to a healthy success rate in transitioning the products into acquisition programs and to the Fleet/Marine Forces. Second, even when the products do not directly translate into procurements, they benefit the S&T and acquisition communities in a number of ways. Often, they lead to follow on research efforts, which build upon what was achieved and any lessons learned. They also aid in ``setting the bar'' for what capabilities can be achieved, reducing acquisition program risk, and establishing expectations for performance and price. Finally, documentation of the results of the effort (published findings, interim and final reports, etc.) are indeed catalogued by the Defense Technical Information Center (DTIC), which serves as a repository for that information. The DTIC database is accessible by Government and industry researchers, who can use that information in developing new research thrusts by building upon what has already been done and avoiding unnecessary duplication of effort. Mr. Carson. As you may know, Crane Naval Surface Warfare Center is located just south of my district in Southern Indiana. This facility is absolutely critical to our State and contributes to a strong research and development and supplier industrial base in my district. Can you discuss the importance of Crane to the overall mission of the Navy and the role you anticipate that it and other surface warfare centers will play as we retool for future missions? Admiral Klunder. The Naval Sea Systems Command Warfare Center Enterprise is comprised of the Naval Surface Warfare Center (NSWC) and the Naval Undersea Warfare Center (NUWC). With eight Surface Warfare and two Undersea Warfare sites across the United States, the Warfare Centers supply the technical operations, people, technology, engineering services and products needed to equip and support the fleet and meet the warfighters' needs. The Warfare Centers are the Navy's principal research, development, test and evaluation (RDT&E) assessment activity for surface ship and submarine systems and subsystems. In addition, the Warfare Centers provide depot maintenance and in-service engineering support to ensure the systems fielded today perform consistently and reliably in the future. The Naval Surface Warfare Center (NSWC) Crane Division is one of eight commands within NSWC. The mission of NSWC Crane is to provide acquisition engineering, in-service engineering and technical support for sensors, electronics, electronic warfare and special warfare weapons. NSWC Crane also works to apply component and system-level product and industrial engineering to surface sensors, strategic systems, special warfare devices, and electronic warfare and information operations systems. Crane has focused particularly on three mission areas where they can best support the Warfighter. The Special Missions Center provides elite Warfighters with a distinct advantage in the rapidly changing combat environment. Areas of support include Special Operations, Irregular Warfare and Riverine Operations, among others. With more than one million square feet of offices and laboratories, the Special Missions Center's focus is on sensors and communications, mobility and maneuverability, special munitions and weapons and technical training. The Center is a go-to source for the Warfighter who requires expertly delivered solutions that ensure safe and effective missions. The Strategic Missions Center is a trusted source for the critical electronics and sensors required for global deterrence and ballistic missile defense. Through its recognized leadership, preeminent facilities and experienced personnel, the Center is dedicated to developing, deploying and sustaining the technologies that ensure weapons systems are fully reliable and always available to defend the homeland. Strategic Missions resources deliver innovative technical solutions encompassing the full range of military activities to alter an adversary's will and ability to attack the U.S. and its interests. Offering 50 years of naval strategic mission success, the Center is dedicated to delivering the best technical solutions in Threat Detection, Integrated Missile Defense and Global Strike. The Electronic Warfare/Information Operations (EW/IO) Center provides a critical mass of co-located leadership to offer applied science solutions across Air, Ground and Maritime Domains. Its experts afford Electronic Attack, Electronic Protection and Electronic Support capabilities to the Warfighter to ensure safe and effective missions. An EW Center of Excellence, the EW/IO Center is the largest multi- service facility within the Department of Defense for EW, EW Sensors and electronics. Mr. Carson. I have heard from many businesses in my district--both large and small--that have developed innovative technologies under DOD contracts but have not reached the procurement stage. Some of have been fortunate enough to find private sector applications for these technologies. But others have seen their R&D programs come to an end and their technologies sit unused. I am interested in knowing what steps each of you take to ensure that these technologies--which are paid for by American taxpayers--are put to good use? Are there efforts to catalog this research and communicate it to other services, agencies and contractors to ensure that the same research is not repeated unnecessarily on future programs? Dr. Walker. The Air Force Research Laboratory (AFRL) makes every effort to ensure developed technologies are put to good use. Competing technology approaches are often funded to reduce high technical risk. Though two or more technologies may prove successful, it is generally most cost effective to select only the one best suited for the system to be developed. Occasionally, user requirements are changed during science and technology development due to changing threat environment or defense strategy. In other cases, another competing technology may prove more successful when demonstrated. In a few cases, there may be legal or data rights issues that prevent a planned transition. The Air Force requires that AFRL research summaries be developed and submitted for every unit of research work done at the laboratory. The data is collected by the Defense Technical Information Center (DTIC) and is used to populate an extensive database. All researchers are required to query this database before starting any new efforts. Researchers are also required to submit a final report to DTIC at the conclusion of their efforts. Additionally, the DOD has opened a new DTIC website called the Defense Innovation Marketplace. This site is being used to drive additional collaboration and information sharing between all research arms of the DOD and defense industry--large and small. For Small Business Innovation Research (SBIR) contracts, the Air Force uses multiple approaches to advertise the products of those efforts to system developers and, in many cases, facilitate bringing the prospective partners together. The Air Force is also making full use of the Air Force Commercialization Readiness Program to assist with the transition of Phase II SBIR products to using Major Commands. Mr. Carson. I have heard from many businesses in my district--both large and small--that have developed innovative technologies under DOD contracts but have not reached the procurement stage. Some of have been fortunate enough to find private sector applications for these technologies. But others have seen their R&D programs come to an end and their technologies sit unused. I am interested in knowing what steps each of you take to ensure that these technologies--which are paid for by American taxpayers--are put to good use? Are there efforts to catalog this research and communicate it to other services, agencies and contractors to ensure that the same research is not repeated unnecessarily on future programs? Dr. Prabhakar. [The information was not available at the time of printing.] ______ QUESTIONS SUBMITTED BY MR. MAFFEI Mr. Maffei. Considering and expanded strategic Department of Defense vision for Asia and Africa, we note with great interest and appreciation the emerging military medical research in the areas of global health, bio-defense, bacterial health, combating bacterial infections in fixed and mobile military medical facilities and bacterial translational science. Please share in detail with the Committee, what research and development is military medicine exploring regarding molecular roadblocks and protein switches to regulate gene expression in non-Staphylococcus bacterial infections in order to develop treatments and therapies independent of antibiotics? Mr. Shaffer. The following research and development efforts regarding molecular roadblocks and protein switches to regulate gene expression in non-Staphylococcus bacterial infections are being supported by the DOD. Funding Agent: Military Infectious Disease Research Program (US Army) Performer: University of Idaho This research effort investigates how bacterial metabolism controls persister formation in biofilms. Bacterial persistence is a phenomenon in which a small fraction of a bacterial population (.0001 to 1%) enters dormancy in otherwise growth-promoting conditions to survive future stress (e.g., antibiotic treatment). These survivors are responsible for the relapse of biofilm infections, and thus a greater understanding of their formation will lead to more effective therapies against biofilm-utilizing pathogens, such as Pseudomonas aeruginosa, Escherichia coli, and Acinetobacter baumannii. Researchers have discovered that diauxic carbon shifts stimulate the generation of persisters in planktonic cultures, and believe this to be a general phenomenon in response to metabolite fluctuations. Biofilms are highly heterogeneous communities in which the microenvironment of encased bacteria changes considerably as the film matures. The hypothesis is that metabolic control of persister formation is a dominant mode of persister generation in biofilms, and that a mechanistic understanding of this phenomenon will lead to novel treatment strategies. This effort will elucidate how metabolism controls persister formation in biofilms, and identify targets of therapeutic interest for the reduction of relapse infections from biofilms in combat-wounded personnel. This project aligns with the focus area on identification and characterization of microbial virulence factors and other potential therapeutic targets of metabolic or signaling pathways associated with wound infection and/or biofilm formation, maintenance, and propagation processes. Funding Agent: Military Infectious Disease Research Program (US Army) Performer: University of New York, Binghamton The research project evaluates the role of bacterial super-antigen (Sag) proteins in activating systems contributing to biofilm formation and resistance. Biofilms are extremely difficult to eradicate by conventional antimicrobial treatments and are considered the root of many persistent and chronic bacterial infections. For a long time, the nature of biofilm resistance was deemed to be multifactorial. However, recent evidence suggests that in P. aeruginosa, biofilm resistance is regulated by SAg proteins. SAg protein is a novel P. aeruginosa regulator that not only plays a role in initial colonization of surfaces, but also in the maintenance of established biofilms and the development of biofilm resistance. SAg protein was found to control the phosphorylation status of biofilm signaling protein (BfiS), a regulatory protein previously found to be essential for biofilm formation. While a BfiS mutant only demonstrated a defect in biofilm formation but not resistance, inactivation of the upstream SAg protein impaired biofilm formation and made P. aeruginosa cells more susceptible to antimicrobial treatments. Based on these preliminary findings, the hypothesis is that SAg protein transduces growth mode- specific signals to other regulators via phospho-relay events to activate multiple systems involved in the architectural formation of biofilms and the development of biofilm resistance. The goal of this project is to characterize the SAg protein-dependent signaling mechanism controlling the transition of P. aeruginosa to the surface- associated lifestyle, and the formation of highly resistant biofilms. Funding Agent: Office of Naval Research (ONR) Performer: The Scripps Research Institute Lateral gene transfer is one of the major routes by which bacteria evolve resistance to antibiotics. The primary aim of this research is to identify lead compounds that inhibit lateral gene transfer and virulence, while also killing the bacteria by inhibiting antibiotic resistance mechanisms. This work targeted the Bacterial Type I Signal Peptidase (SPase I) since it is required to cleave mature proteins from the signal peptide that targets them for translocation across the cytoplasmic membrane. This process is required for bacterial cell viability and occurs on the outer leaflet of the cytoplasmic membrane, making it an attractive target for an antibiotic. However, because secreted proteins are required for lateral gene transfer and virulence, SPase I inhibitors should also inhibit gene transfer and virulence. To date, this work has identified the arylomycin class of natural product antibiotics as inhibitors of SPase I and has demonstrated that arylomycin inhibits lateral gene transfer. Funding Agent: Office of Naval Research (ONR) Performer: University of Wisconsin Many species of bacteria use a chemical signaling process (i.e., quorum sensing) to sense a quorum and coordinate secretion of virulence factors as a response. Quorum sensing also controls biofilm formation as well as other processes. The primary goal of this work is to probe quorum sensing as a new target for the treatment of bacterial infection and the eradication of biofilms. Since dihydrofolate reductase and dihydropteroate synthetase play a central role in the synthesis of nucleic acid precursors, the essential building blocks of DNA and RNA, inhibition of these enzymes should limit the growth and proliferation of bacterial cells. This work seeks to identify inhibitors of dihydrofolate reductase. A second objective of this work is to develop polymeric materials for the surface-mediated release of quorum-sensing modulators. Two approaches are being taken for the surface mediated release of quorum sensing inhibitors: (1) Encapsulation / release from thin films of a bulk biocompatible, biodegradable polymer incorporating inhibitors of Gram-negative quorum sensing (degradation of the polymer releases the material), and (2) Loading/release from nanostructured `polymer multilayers.' To date, biocompatible, biodegradable, bulk polymeric films incorporating inhibitors of Gram-negative quorum sensing on planar surfaces have been shown to (1) permit controlled release of quorum sensing inhibitors in biologically relevant media from hours to days to months, and (2) inhibit (90%) Pseudomonas aeruginosa film formation over 24-48 hours. ONR has funded highly successful research in the recent past that identified several promising inhibitors of a pro-mutagenic protein involved in induced mutagenesis, which was shown to play a key role in the evolution of resistance to the synthetic antibiotic ciprofloxacin. Those pro- mutagenic protein inhibitors were transferred to a commercial biopharmaceutical company in 2005 based entirely on results generated under Office of Naval Research funding. Mr. Maffei. Considering and expanded strategic Department of Defense vision for Asia and Africa, we note with great interest and appreciation the emerging military medical research in the areas of global health, bio-defense, bacterial health, combating bacterial infections in fixed and mobile military medical facilities and bacterial translational science. Please share in detail with the Committee, what research and development is military medicine exploring regarding molecular roadblocks and protein switches to regulate gene expression in non-Staphylococcus bacterial infections in order to develop treatments and therapies independent of antibiotics? Ms. Miller. The Wound Infection Department of the Walter Reed Army Institute of Research (WRAIR) has a Cooperative Research and Development Agreement (CRADA) with the State University of New York, College of Environmental Science and Forestry (SUNY-ESF), Dr. Christopher Nomura, to explore the development of molecular roadblocks for an enzyme partially responsible for replicating a bacterial ribonucleic acid known as rpoN. This collaborative research seeks to investigate how rpoN regulates protein production in Acinetobacter baumannii and Pseudomonas aeruginosa, two life threatening wound pathogens frequently associated with multidrug resistant infections in wounded military personnel. The ultimate goal of the work is to determine whether rpoN could be blocked by drugs and if so, foster development of new anti-bacterial drugs that inhibit this enzyme. This effort was established this year as a small initial effort geared at obtaining preliminary data to support larger collaborative efforts in subsequent years. Mr. Maffei. Considering and expanded strategic Department of Defense vision for Asia and Africa, we note with great interest and appreciation the emerging military medical research in the areas of global health, bio-defense, bacterial health, combating bacterial infections in fixed and mobile military medical facilities and bacterial translational science. Please share in detail with the Committee, what research and development is military medicine exploring regarding molecular roadblocks and protein switches to regulate gene expression in non-Staphylococcus bacterial infections in order to develop treatments and therapies independent of antibiotics? Admiral Klunder. The Navy Medicine Medical Research and Development laboratories and clinical centers, including the Naval Medical Research Center and its seven subordinate labs, are not engaged in any research or development activities exploring molecular roadblocks and protein switches to regulate gene expression in non-Staphylococcus bacterial infections. Specifically, there is no such research being conducted with a goal to develop treatments and therapies for infections with such organisms, independent of antibiotics. Mr. Maffei. Considering and expanded strategic Department of Defense vision for Asia and Africa, we note with great interest and appreciation the emerging military medical research in the areas of global health, bio-defense, bacterial health, combating bacterial infections in fixed and mobile military medical facilities and bacterial translational science. Please share in detail with the Committee, what research and development is military medicine exploring regarding molecular roadblocks and protein switches to regulate gene expression in non-Staphylococcus bacterial infections in order to develop treatments and therapies independent of antibiotics? Dr. Walker. The Air Force respectfully defers this question to the Office of the Secretary of Defense, Health Affairs (Defense Health Program). Mr. Maffei. Considering and expanded strategic Department of Defense vision for Asia and Africa, we note with great interest and appreciation the emerging military medical research in the areas of global health, bio-defense, bacterial health, combating bacterial infections in fixed and mobile military medical facilities and bacterial translational science. Please share in detail with the Committee, what research and development is military medicine exploring regarding molecular roadblocks and protein switches to regulate gene expression in non-Staphylococcus bacterial infections in order to develop treatments and therapies independent of antibiotics? Dr. Prabhakar. The DARPA Defense Sciences Office currently supports significant research efforts to develop treatments and therapies independent of antibiotics. The Autonomous Diagnostics to Enable Prevention and Therapeutics (ADEPT) Program is exploring several approaches that target genetic constructs in order to tune the immune system response to infections and toxins. The following academic institutions are pursuing a variety of genetic engineering strategies: Cornell University: Using synthetic biology to develop combinatorial genetic switches for high resolution monitoring of Mycobacterium tuberculosis infection and drug screening in order to develop targeted combination therapies. Massachusetts Institute of Technology: Engineering ribonucleic acid (RNA)-based circuits for controlling timing and level of expression of antibodies and vaccines produced from RNA vectors. Stanford University: Developing RNA-based switches that can turn expression of antibodies or vaccines from RNA vectors `on' or `off' in response to delivery of a small molecule drug. Harvard University: Using directed evolution to rapidly generate proteases and antibody-like proteins with the ability to therapeutically cleave or target any protein of interest with a high degree of specificity. California Institute of Technology: Preventing spread of vector-borne diseases by engineering reversible genetic methods to introduce genes that mediate disease refractoriness to high frequency in wild populations. Additionally, a newer effort will use genetic constructs to express protective antibodies in the body. This platform technology can be used as a prophylactic against multiple types of infections or toxins. Companies and academic institutions are being supported to target different approaches to antibody expression: Pfizer, Novartis, CureVac, Moderna, Ragon Institute: Developing RNA constructs that will express protective antibodies in the body. Pfizer is developing constructs that will protect against Burkholderia infection. CureVac is developing RNA constructs that will express antibodies to protect against botulinum toxin. University of Pennsylvania and Ichor: Developing DNA constructs that will express protective antibodies in the body. University of Pennsylvania: Developing adenoviral constructs that will express protective antibodies in the body. University of Massachusetts: Identifying antibodies that are protective against enterotoxigenic escherichia coli (ETEC). Finally, three companies are supported by Small Business Innovation Research (SBIR) program funding to discover new methods to treat resistant or virulent bacteria. These efforts directly target drug- resistant or toxin-encoding plasmids, while protecting the general microbiome from harm: Agave BioSystems: Developing antisense therapeutics to inhibit drug resistance gene transfer in both gram-positive and gram-negative bacteria. UES, Inc.: Exploiting group II introns (novel class of catalytic RNA) to selectively inactivate genes critical for plasmid replication and maintenance and/or activate a toxic payload on inserting into plasmid specific sequences. The ability to prevent plasmid replication will offer a method to control the spread of multi-drug resistance. Ginkgo BioWorks: Controlling antibiotic resistance by vaccinating bacterial populations using the Clustered Regularly Interspaced Short Palindromic Repeats (CRISPR)/CRISPR- associated (Cas) bacterial immune system (stored deoxyribonucleic acid (DNA) fragments that target specific foreign DNA sequences; Cas genes process the CRISPR RNA to identify and degrade target DNA). ______ QUESTIONS SUBMITTED BY MR. LANGEVIN Mr. Langevin. Certainly we are not the only nation that is concerned about the advanced A2/AD threats. In your views, are we doing enough coordination with our allies on research and development of directed energy systems? Mr. Shaffer. Yes, I am confident that the Department is engaged with our allies in research on directed energy systems. The Department has been coordinating with our allies on directed energy (at both unclassified and classified levels) for well over two decades. Recently, coordination has been expanded, primarily because of advancements in High Energy (Electric) Lasers and Radio-Frequency Weapons science and technology. In addition, the increasingly constrained fiscal environment provides strong impetus to coordinate with allies who are able to advance directed energy technology. The mechanisms used for this coordination are: (1) bilateral agreements; (2) NATO-Research and Technology (RTO) System Concept & Integration (SCI) Panel work; and (3) an Action Group under The Technology Cooperation Program (TTCP). In fact, the Science and Technology Executives of the United States, United Kingdom, Canada, Australia, and New Zealand, established this last group in the fall of 2012. The nature of the coordination may change in scope, as technology matures and/or budgets change, but the personnel contacts are in place, and they are actively engaged in exploring avenues for further cooperation. Mr. Langevin. How concerned are you about the DOD's STEM education pipeline? In your views, is DOD doing enough to nurture the next generation of STEM professionals? Mr. Shaffer. [The information was not available at the time of printing.] Mr. Langevin. Relating to the health of the DOD Labs and R&D Workforce, how would you characterize the health of these areas, particularly as we factor in the effects of sequestration? Mr. Shaffer and Dr. Prabhakar. While the Department currently has both good laboratories and a strong R&D workforce, I do have some concerns about the future health of the labs and most importantly, the health of the lab R&D workforce. As will be seen in the DOD Human Capital Workforce Strategic Plan, the overall workforce continues to age and impending retirements of key personnel remains a concern. We surveyed each of our labs and found lab directors are concerned about the potential loss of leading scientists and engineers in areas of critical need to their labs. Normally loss of senior or essential S&Es is troublesome but given the authorities granted to the Science and Technology Reinvention Laboratories (STRLs), directors can plan for the replacement of retirees or quickly hire to replace an unexpected loss. However, these are not normal times. With the prolonged pay freeze, travel restrictions, limitations on conference attendance, and potential reductions in force, the retention and hiring of S&Es is growing more difficult. As the national economy improves, defense labs may not be able to compete for top talent nor will they be able to retain their best S&Es. Our laboratories represent a unique personnel element of the Department. To ensure they can stay on the leading edge of science, technology and engineering developments, they depend on the ability to travel to professional meetings, maintain their labs with essential equipment, have access to technical journals and other items considered essential in the routine performance of technical work. Many of these activities have simply been lost or are no longer available because of the restricted budgets. These facts along with those stated above could result in an overall decline in the technical health of our labs. Mr. Langevin. Relating to the health of the DOD Labs and R&D Workforce, how would you characterize the health of these areas, particularly as we factor in the effects of sequestration? Ms. Miller. The Army laboratories are, on average, 50 years old with minor facility functional/configuration deficiencies that have minimal impact on the capability to support the organizations' required missions. Sequestration will have a direct impact on the laboratories as the amount of sustainment, restoration, and modernization funding available to the laboratories is reduced. The average age of the Research and Development workforce is 45 years old. Periods of budget uncertainty to include sequestration are having a negative impact on our ability to recruit and retain the best scientists and engineers. Compounding this uncertainty with a reduction in the ability to travel and restrictions on conference attendance has been especially harmful to the professional development of younger scientists and engineers and is already resulting in their departure from our Government labs. Mr. Langevin. Certainly we are not the only nation that is concerned about the advanced A2/AD threats. In your views, are we doing enough coordination with our allies on research and development of directed energy systems? Ms. Miller. Yes, the Army is working with many of our allies on research and technology development of directed energy systems. The Army has periodic technical discussions and interactions on directed energy topics of mutual interest with the United Kingdom, Canada and Australia in coordination with the U.S. Navy, Air Force, and the Assistant Secretary of Defense for Research and Engineering High Energy Laser Joint Technology Office (HEL JTO). The Army is working with the North Atlantic Treaty Organization to define current, near term, and far term directed energy capabilities for High Power Microwaves (HPM) and Lasers as well as non-lethal capabilities for the dismounted soldier. The Army has been working with Japan, Germany, and Israel in the High Energy Laser area and recently contributed to a HEL JTO-led assessment of Germany's thin disc laser technology. The Army is working with Japan and South Korea on non-nuclear electro-magnetic pulse technologies and components in support of explosive pulsed power HPM. The Army also is working with Sweden to investigate the susceptibility of counter-mine/counter-improvised explosive device systems to radio frequency and HPM waveforms. Mr. Langevin. As you know, this subcommittee has authorized several pieces legislation over the past 5 years intended to improve the health of the laboratories. Section 219 in the FY09 NDAA authorized the use of funds to support various local initiatives. We also reauthorized and raised the spending limits in the Laboratory Revitalization Demonstration Project (LRDP) which is intended to support minor milcon projects. Could you tell the committee how you use 219 and LRDP to improve the conditions of your labs. More importantly, please let us know where we might improve on those authorities. Ms. Miller. The expansion of the Section 219 authority that included minor military construction as one of the acceptable categories of use has allowed the laboratories to fund 27 projects related to their core competencies across six laboratories. These projects, using the LDRP authority, range from the construction of additional research space to building modifications made to address safety concerns. Full details on the Army's use of Section 219 funds are available in the annual Report to Congress, which was delivered to the Congressional Defense Committees by the Office of the Secretary of Defense on April 10, 2013. At this time, no additional authorities are sought as the organizations continue to exercise the existing flexibilities authorized via Section 219. The Army looks forward to working with Congress to review any proposed changes to the Section 219 authorization. Mr. Langevin. How concerned are you about the DOD's STEM education pipeline? In your views, is DOD doing enough to nurture the next generation of STEM professionals? Ms. Miller. The Army is concerned with the growing demand on science, technology, engineering and mathematics (STEM) competencies, the global competitiveness for STEM talent, and the unbalanced representation of our nation's demographics in STEM fields. The Army is not only concerned with the percent of Army Science and Technology occupations requiring STEM skilled talent, but also with the workforce as a whole, which is dependent on STEM competencies that are in demand both within and outside traditional STEM occupations. The Army, through the Army Educational Outreach Program (AEOP), continues to address building the pipeline of STEM professionals by providing our future generation access to Army unique capabilities, which include our technical STEM professionals and research facilities. To effectively nurture the next generation of STEM professionals, the objective of AEOP is to develop a diverse, agile and highly competent STEM talent pool, representative of our nation's demographics, that supplies the Army and the broader Defense Industrial Base workforce initiatives. Mr. Langevin. Relating to the health of the DOD Labs and R&D Workforce, how would you characterize the health of these areas, particularly as we factor in the effects of sequestration? Admiral Klunder. The DON has historically made deliberate and measured investments to ensure stability within the organic workforce to ensure continuity of technical capabilities. The DON has emphasized having our Laboratories and Warfare Centers actively engaged during the early development stage. Over the last year the DON has performed an extensive strategic review of our research, development, test, and evaluation (RDT&E) resources, including Laboratory and Warfare Center technical workforce and their critical infrastructure. This baseline of the `as is' technical capabilities and capacities of our Laboratory and Warfare Center infrastructure will enable an integrated assessment of the RDT&E capabilities. We will use this assessment to prioritize our investments in this period of tightening budgets. Mr. Langevin. Certainly we are not the only nation that is concerned about the advanced A2/AD threats. In your views, are we doing enough coordination with our allies on research and development of directed energy systems? Admiral Klunder. Yes, we are working with our allies on research and development of directed energy systems. The U.S. Navy coordinates their directed energy weapons science and technology research, as with many extracurricular initiatives, through the Navy International Programs Office (NIPO), as a part of the Office of Naval Research (ONR) Global outreach program. Separate meetings have been held in 2013 with representatives from the Ministry of Defense (MoD) offices from the United Kingdom, Australia, and Japan. While additional coordination is potentially possible, the limited requirements for other countries to address advanced A2/AD threats seen by U.S. Forces, and their relative immaturity of DE Technologies, suggests sufficient coordination is and shall occur within the ONR Global program in both the near term, and longer terms. Mr. Langevin. As you know, this subcommittee has authorized several pieces legislation over the past 5 years intended to improve the health of the laboratories. Section 219 in the FY09 NDAA authorized the use of funds to support various local initiatives. We also reauthorized and raised the spending limits in the Laboratory Revitalization Demonstration Project (LRDP) which is intended to support minor milcon projects. Could you tell the committee how you use 219 and LRDP to improve the conditions of your labs. More importantly, please let us know where we might improve on those authorities. Admiral Klunder. Section 219 has allowed the Naval Laboratory and Warfare Centers to revitalize and refresh technical capabilities through hands-on basic and applied research initiatives, pre-milestone ``A'' technology transition and workforce development. Under workforce development it has allowed scientists and engineers to pursue advanced degrees, certifications, mission critical training, and has allowed the Navy to recruit and retain top technical talent. It has enabled our laboratory directors to focus technical resources on technology transition opportunities where a warfighter need has been identified. The DON is continuing to investigate the most effective way to use the minor military construction (MILCON) authority. Under workforce development many warfare centers pursue projects which group under an area entitled ``strategic growth'' which is adding new laboratory capabilities. In this area, projects are often reviewed with the Capital Improvement Proposals (CIP) to see how SEC 219 might complement the effort. For instance, SEC 219 funds the major equipment purchase and associated training while CIP funds the infrastructure and construction of the required spaces. Examples of growth areas and new labs funded in this manner include: labs devoted to scanning electron microscope, biaxial testing of composites, and noise measurements and Naval Power Avionics and Thermal (NPATH) Laboratory Development, Integration, Analysis and Testing. As the program continues to mature, we anticipate more opportunities to use this authority. Over the last several years, the DON has been able to grow and mature the Section 219 program so that it has become a critical, reliable and discretionary source of investment in areas most critical to understand the technical dimensions of near, mid and far term military challenges. We want to thank you for extending the sunset clause until 2016 and encourage you to make this a permanent authorization. Mr. Langevin. How concerned are you about the DOD's STEM education pipeline? In your views, is DOD doing enough to nurture the next generation of STEM professionals? Admiral Klunder. We are concerned about the DOD STEM education pipeline. The Department of the Navy (DON) is working in coordination with DOD and national initiatives in STEM. Our plan is to engage early and often, especially in areas where we project shortfalls and in communities that are underrepresented. The DON plans to continue its investment in a broad range of STEM education programs aimed at strengthening the DON's future S&T workforce. Engaging students across the education spectrum is critical to ensure that we have ample pipelines of future STEM talent. The majority of DON STEM investments are at the college through post-doctoral levels. Programs provide naval-relevant research and employment opportunities to students likely to pursue a career within the DON or DOD industry. Efforts include internships, scholarships and research fellowships often located at naval labs and warfare centers. Mr. Langevin. Relating to the health of the DOD Labs and R&D Workforce, how would you characterize the health of these areas, particularly as we factor in the effects of sequestration? Dr. Walker. The Air Force recognizes the importance of innovation and has therefore continued to invest in science and technology even during these times of budgetary constraints to ensure that the future balance of power remains in our favor. The health of the Air Force Research Laboratory (AFRL) infrastructure and scientist and engineer (S&E) workforce is good. The laboratory infrastructure is a cornerstone for enabling the required research and development necessary to maintain U.S. technological superiority. The 2005 Base Realignment and Closure (BRAC) effort successfully completed in September 2011 and provided several new, state-of-the-art facilities within AFRL. The Air Force has also used the authorities granted by Section 219 of the Duncan Hunter National Defense Authorization Act for Fiscal Year (FY) 2009, as amended by Section 2801 of the National Defense Authorization Act for FY 2010, to fund upgrades to internal AFRL facilities. A recent analysis of AFRL infrastructure as directed by Senate Report 112-173 to accompany the National Defense Authorization Act for Fiscal Year 2013 concluded that 90 percent of AFRL-occupied assets are classified as at least ``Good'' or ``Fair'' according to DOD criteria. The Air Force continues to be vigilant and upgrades S&T infrastructure in a timely manner so that major research and programs are not put at risk due to aging facilities. Maintaining high-quality laboratory facilities is critical to remaining on the cutting edge of S&T and supporting the innovation necessary for the future. Having the most state-of-the-art laboratory facilities is futile without the right people to conduct the research inside the walls. The success of the Air Force S&T Program depends on an agile, capable workforce that leads cutting-edge research, explores emerging technology areas, and promotes innovation across government, industry and academia.The Air Force must attract, access and retain our nation's best and brightest, and equip them through education, training and experience. The Air Force continues to execute the Bright Horizons STEM workforce strategic roadmap published in 2011. This roadmap addresses the ``people'' dimension of delivering and operating required technology by having the right STEM qualified people in the right place, at the right time, and with the right skills. The total impact of sequestration in FY13 and beyond remains unclear for the Air Force S&T enterprise at this time; however, there are currently research efforts which are being delayed, re-scoped or terminated. The Air Force will continue to diligently monitor the health and status of the laboratory infrastructure and workforce and ensure the Air Force is poised to retain superiority in air, space and cyberspace. Mr. Langevin. Certainly we are not the only nation that is concerned about the advanced A2/AD threats. In your views, are we doing enough coordination with our allies on research and development of directed energy systems? Dr. Walker. Yes. The Air Force coordinates research with U.S. Allies in several areas of directed energy components such as fiber lasers and other types of solid state lasers. In fact, the Air Force relies on Allies for some of these unique components and materials. Due to classification restrictions, further detail on directed energy coordination cannot be provided in this response. Mr. Langevin. How concerned are you about the DOD's STEM education pipeline? In your views, is DOD doing enough to nurture the next generation of STEM professionals? Dr. Walker. Nurturing the next generation of STEM professionals is an Air Force, DOD and National concern. There is a worldwide competition for STEM talent. The Air Force recognizes it is critical for us get out into the local communities and encourage students to study math and science. The U.S. Air Force is the most technologically advanced air force in the world; therefore recruiting, retaining and developing a STEM workforce is a top priority. Innovative and technically-savvy Airmen are our most important asset. To this end, the Air Force has successfully used tools such as the Science, Mathematics, and Research for Transformation (SMART) Scholarship Program. Over the past eight years, the Air Force has averaged providing 60 scholarships per year to scientists and engineers. After payback of the recipient's commitment, the Air Force has retained 88 percent of scholars in Air Force jobs. In addition, the Information Assurance Internship provided through authorities granted in Section 219 of the 2009 National Defense Authorization Act, annually funds 10 to 20 college juniors and seniors in STEM disciplines to study the science of information assurance and information warfare on Air Force problems. The Air Force also continues to execute the Bright Horizons STEM workforce strategic roadmap published in 2011. This roadmap addresses the ``people'' dimension of delivering and operating required technology by having the right STEM qualified people in the right place, at the right time, and with the right skills. Mr. Langevin. Certainly we are not the only nation that is concerned about the advanced A2/AD threats. In your views, are we doing enough coordination with our allies on research and development of directed energy systems? Dr. Prabhakar. Yes. DARPA, in concert with the Department of Defense, has been coordinating with our allies on Directed Energy (at both unclassified and classified levels) for well over two decades. Recently, coordination has been expanded primarily because of advancements in High Energy (Electric) Lasers and Radio-Frequency Weapons Science and Technology (S&T), and because of the constrained fiscal environment. The mechanisms used for this coordination are: (1) bilateral agreement; (2) NATO-Research and Technology (RTO) System Concept & Integration (SCI) Panel work; and (3) Action Group under The Technology Cooperation Program (TTCP). The nature of the coordination may change in scope, as technology matures and/or budgets and priorities change, but the personnel contacts are in place and actively engaged to accommodate change. Mr. Langevin. How concerned are you about the DOD's STEM education pipeline? In your views, is DOD doing enough to nurture the next generation of STEM professionals? Dr. Prabhakar. [The information was not available at the time of printing.]