[Federal Register Volume 63, Number 49 (Friday, March 13, 1998)]
[Notices]
[Pages 12526-12557]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 98-6431]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IA-1705]
Notice of Intention to Cancel Registrations of Certain Investment
Advisers
March 9, 1998
Notice is given that the Securities and Exchange Commission intends
to issue orders, pursuant to section 203(h) of the Investment Advisers
Act of 1940 (``Advisers Act''), cancelling the registrations of those
investment advisers whose names appear in the attached Appendix.
FOR FURTHER INFORMATION CONTACT: Catherine M. Saadeh, Staff Attorney,
at (202) 942-0650, Task Force on Investment Adviser Regulation,
Division of Investment Management, Stop 5-6, Securities and Exchange
Commission, 450 Fifth Street, N.W., Washington, D.C. 20549.
Background
On October 11, 1996, President Clinton signed into law the National
Securities Markets Improvement Act of 1996 (``Improvement
Act'').1 Title III of the Improvement Act, the Investment
Advisers Supervision Coordination Act (``Coordination Act''), amended
the Advisers Act to reallocate federal and state responsibilities for
the regulation of the approximately 23,350 investment advisers
registered with the Commission at the time the legislation was signed.
Under new section 203A(a) of the Advisers Act,2 an
investment adviser that is regulated or required to be regulated as an
investment adviser in the state in which it maintains its principal
office and place of business is prohibited from registering with the
Commission unless the adviser (i) has assets under management of not
less than $25 million (or such higher amount as the Commission, by
rule, deems appropriate), or (ii) is an adviser to an investment
company registered under the Investment Company Act of
1940.3
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\1\ Pub. L. No. 104-290, 110 Stat. 3416 (1996) (codified in
scattered sections of the United States Code).
\2\ 15 U.S.C. 80b-3a(a).
\3\ The Commission was given authority in section 203A(c) of the
Advisers Act to exempt investment advisers, by rule or order, from
the prohibition on Commission registration if the prohibition would
be ``unfair, a burden on interstate commerce, or otherwise
inconsistent with the purposes'' of section 203A. 15 U.S.C. 80b-
3a(c). Under its authority, the Commission adopted rule 203A-2 under
the Advisers Act, which permits nationally recognized statistical
rating organizations and certain pension consultants, affiliated
investment advisers, and newly formed investment advisers to
register with the Commission even if they otherwise would not meet
the criteria for registration in section 203A(a). 17 CFR 275.203A-2.
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The Coordination Act also amended section 203(h) of the Advisers
Act to authorize the Commission to cancel the registration of any
investment adviser that no longer meets the criteria for
registration.4 As amended, section 203(h) provides, in
pertinent part, that if the Commission finds that any person registered
with the Commission as an investment adviser is no longer in existence,
is not engaged in business as an investment adviser, or is prohibited
from registering as an investment adviser under section 203A, the
Commission shall, by order, cancel the registration of such person. The
Coordination Act became effective on July 8, 1997.5
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\4\ 15 U.S.C. 80b-3(h).
\5\ See section 308(a) of the Coordination Act. The effective
date of the Coordination Act was originally April 9, 1997. On March
31, 1997, President Clinton signed into law Pub. L. No. 105-8, which
postponed the effective date of the Coordination Act to July 8,
1997. See 111 Stat. 15 (1997).
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To implement the division of regulatory responsibility mandated by
the Coordination Act, the Commission adopted Form ADV-T.6
Form ADV-T required investment advisers to declare by July 8, 1997
whether they would continue to be eligible for Commission registration
under the new regulatory scheme. For advisers that indicated that they
were no longer eligible for Commission registration, filing of Form
ADV-T served as such advisers' request for withdrawal from
registration.7 In the release adopting Form ADV-T and other
rules to implement the Coordination Act, the Commission stated that
advisers that did not return Form ADV-T would be subject to having
their registrations cancelled pursuant to section 203(h).8
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\6\ See Rules Implementing Amendments to the Investment Advisers
Act of 1940, Investment Advisers Act Release No. 1633 (May 15, 1997)
[62 FR 28112 (May 22, 1997)] (``Adopting Release'').
\7\ See rule 203A-5(c) [17 CFR 275.203A-5(c)]; Instruction 6 to
Form ADV-T.
\8\ See Adopting Release, supra note , at text accompanying
notes 17 and 23. The instructions to Form ADV-T contained a similar
statement. See Instruction 1(f) to Form ADV-T.
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In May 1997, the Commission mailed copies of Form ADV-T to all
investment advisers then registered with the Commission.9 In
October 1997, the
[[Page 12527]]
Commission mailed additional copies of Form ADV-T to the 5,426 advisers
that had not filed Form ADV-T, accompanied by a letter notifying them
that they must file Form ADV-T by December 15, 1997 or their investment
adviser registrations with the Commission would be cancelled without
further notice.
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\9\ The Commission mailed the Form ADV-Ts to the address
provided by each investment adviser on their Form ADV. These
addresses were assumed to be current, as investment advisers are
required to update Form ADV promptly for any address changes. See
Instruction 10 to Form ADV.
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As of February 20, 1998, the 5,092 Commission-registered investment
advisers listed in the Appendix have not filed a Form ADV-T with the
Commission. Based on the facts above, the Commission finds that these
registrants are no longer in existence, are not engaged in business as
investment advisers, or are prohibited from registering as investment
advisers under section 203A. Accordingly, at any time after April 30,
1998, the Commission may issue orders cancelling the registrations of
any or all of the investment advisers listed in the Appendix.
Any investment adviser listed in the Appendix that has previously
filed a Form ADV-T with the Commission and believes its name has been
included in the Appendix in error must make a formal written objection
to the cancellation of its registration prior to April 30, 1998.
Written objections must be mailed to: Investment Adviser Cancellation
Objections, Task Force on Investment Adviser Regulation, Division of
Investment Management, Stop 5-6, Securities and Exchange Commission,
450 Fifth Street, N.W., Washington, D.C. 20549, or sent via facsimile
to (202) 942-9659, Attention: Investment Adviser Cancellation
Objections. Written objections must be received by the Commission by
April 30, 1998.
Any investment adviser listed in the Appendix that wishes to file a
Form ADV-T may do so by April 30, 1998. The registrations of advisers
whose Form ADV-Ts are received by the Commission by April 30, 1998 will
not be cancelled.10 Copies of Form ADV-T may be obtained by
contacting the Commission's Publication Office at (202) 942-4046.
\10\ The registrations of investment advisers that indicate on
Form ADV-T that they are no longer eligible to register with the
Commission will be withdrawn.
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Dated: March 9, 1998.
By the Commission.
Jonathan G. Katz,
Secretary.
APPENDIX
80132230 1ST PRIORITY PLANNING ASSOCIATES INC
80139160 33 WALL STREET ASSET MANAGEMENT INC
80135556 833 FINANCIAL ENTERPRISES INC
80134874 900 TRADING INC
80131605 A B ASESORES BURSATILES SA
80130671 A&M WINTON ASSOCIATES LTD
80145319 AARON SUSAN SANDRA
80152696 AB INVESTMENT ADVISERS
80131102 ABACUS FINANCIAL CONSULTANTS LTD L
80149095 ABBE FINANCIAL SERVICES INC
80140402 ABEL BEHNKE CORP /HI/
80139029 ABERDEEN FINANCIAL CORP /GA/
80128864 ABERDEEN GOVERNMENT SECURITIES CORP
80126421 ABODEELY GEORGE S V
80137081 ABRAHAM & SONS INC /IL/
80143390 ABRAMS LITTLE GILL TISHMAN & WITTY PC
80116102 ACA PRUDENT INVESTORS PLANNING CO /NJ
80138004 ACACIA REALTY ADVISORS INC
80139660 ACADEMY OF MEDICAL ECONOMICS
80137171 ACCI WORLDWIDE SA DE CV /MEXICO/
80126734 ACEBAL INVESTMENT SERVICES INC
80138498 ACEVEDO LOUIS ANTHONY
80127120 ACHETS CORP
80141307 ACHIEVEMENT COUNSEL INC /NJ/
80143422 ACKERMAN GERALD EDWARD
80137112 ACKERS ANDREW FRANKLYN
80119309 ACORN FINANCIAL SERVICES INC
80140302 ACORN INVESTMENT MANAGEMENT INC
80133985 ACTIVE FINANCIAL SERVICES
80141308 ACTIVE MANAGEMENT ADVISORS INC /NY/
80132047 ACU FINANCIAL SERVICES INC
80138142 ADAMS GEOFFREY PAUL /TX/
80122110 ADAMS INVESTMENT ADVISORS INC
80128832 ADAMS INVESTMENT COUNSEL CORP
80133398 ADAMS RICHARD LEE
80138346 ADAMS RICHARD VARIAN
80136317 ADAMS SALVATORE CHARLES
80110651 ADAMY JOSEPH FRANCIS
80124186 ADLER COLEMAN & CO INC
80129184 ADLER RICHARD ALLEN
80136087 ADMINISTRADORA DE CAPITALES SA
80128255 ADORIAN FINANCIAL LTD
80134781 ADQ INC /MA/
80142539 ADS & CO INC
80127600 ADVANCE ASSET MANAGEMENT LTD
80135150 ADVANCED ADVISORY GROUP INC /MD/
80153282 ADVANCED ADVISORY SERVICES INC
80145192 ADVANCED FINANCIAL ADVISORS INC
80130311 ADVANCED INVESTMENT MANAGEMENT INC/CT/
80138729 ADVANTAGE ADVISORY & INVESTMENT MANAGEMENT CO INC
80143921 ADVANTAGE FINANCIAL CORP /MN/
80146181 ADVANTAGE RESEARCH & TRADING INC
80151567 ADVENT CAPITAL MANAGEMENT PARTNERS INC
80144789 ADVISERV CO
80104911 ADVISOR
80109089 ADVISORS MUTUAL SERVICE CENTER INC /MI/
80151658 ADVISORY ASSOCIATES INC
80132758 ADVISORY FINANCIAL ASSOCIATES
80146520 AEGIS INVESTMENT CO INC /GA/
80141754 AEGIS RESEARCH & MANAGEMENT INC /NY/
80134185 AEGIS SELECT ASSET MANAGEMENT CORP
80143665 AFFILIATED FINANCIAL GROUP INC /UT/
80151874 AFFILIATED INVESTMENT ADVISORS INC /UT
80129115 AFFILIATED PLANNERS REALTY INC
80146875 AFFINA BROKERAGE SERVICES INC
80153551 AFFINITY INVESTMENT ADVISORS INC
80109917 AFFIRMATIVE INVESTMENT MANAGEMENT INC
80139699 AFIN INTERNATIONAL MANAGEMENT S A DE C V
80136774 AFM ADVISORY SERVICES INC
80139943 AFM INVESTMENTS INC /NJ/
80151383 AFZAL IQBAL OMAR
80133122 AGINCOURT INVESTMENT ADVISERS INC
80133749 AHART WAYMON ELDRIDGE
80145986 AHLQUIST RONALD ALAN /MA/
80141005 AHMADI HAMID /CA/
80147901 AIFG CONSULTANTS LTD
80150353 AIM FINANCIAL GROUP INC
80140984 AINSWORTH MONEY MANAGEMENT INC
80141566 AJELLO MICHAEL C
80151456 AKJENSEN INC /FL/
80132142 ALAMANA ASSET MANAGEMENT COUNSELS INC
80140512 ALBAYYA FINANCIAL SERVICES INC /MI/
80147417 ALBERTSON DARREN MATTHEW
80139296 ALBRITTON CAPITAL MANAGEMENT CO /GA/
80153501 ALCAR CAPITAL LLC
80142526 ALCOM MANAGEMENT & BROKERAGE INC
80142521 ALCOM MANAGEMENT & BROKERAGE INC /AZ/
80131977 ALDERSON MANAGEMENT INC
80117868 ALDINGER JOHN STERN
80117868 ALDINGER JOHN STERN
80116049 ALDRICH EASTMAN & WALTCH INC
80138782 ALDRICH EASTMAN & WALTCH L P
80136746 ALEXANDER CLINNON
80151516 ALEXANDER JAMES PETER
[[Page 12528]]
80130853 ALEXANDER JOHN R
80112923 ALFANDARY ALEXANDER MARK
80143758 ALFORD ASSOCIATES INC /MA/
80150017 ALFORD R L & CO INC
80141791 ALIGEN INDEPENDENT LABORATORIES INC /WY/
80146756 ALKER ROBERT
80132459 ALLEGHENY ASSET MANAGEMENT INC
80153723 ALLEN CAROL MAY
80121990 ALLEN DANIEL & CO PC/GA/
80128574 ALLEN ELLIOTT & ALEXANDER INC
80147657 ALLEN GERALD VINCENT
80135987 ALLEN JAMES DALLAS
80147460 ALLEN JEFFREY NELSON
80119487 ALLEN WILLIAM CHARLES
80120829 ALLEN WILLIAM VICTOR
80151636 ALLIANCE FUND MANAGEMENT GROUP LTD
80133097 ALLIED COMPENSATION PLANNING INC /MI/
80122839 ALLIED EQUITY GROUP
80142644 ALLOCATION ASSOCIATES
80139416 ALLY CAPITAL MANAGEMENT INC
80145607 ALPERT WILLIAM BALFOUR
80151345 ALPHA ANALYTICAL ADVISORS INC
80141361 ALTAMIRA CAPITAL CORP /CA/
80150477 ALTERNATIVE INVESTMENT ADVISORS INC
80121867 ALTSHULER BENSON MAYER ADV
80124591 ALTSHULER KENDALL JAY
80153873 ALTVEST LTD
80142567 AMAN SIMON JOHN /NY/
80143369 AMBER ASSET MANAGEMENT CORP /FL/
80133034 AMBROSE JOHN CHARLES
80129834 AMERI VEST PLANNING INC
80147617 AMERICAN ASSET ADVISORS
80146136 AMERICAN ENTERPRISES INC /MA/
80151317 AMERICAN EQUITY MANAGEMENT GROUP INC
80131785 AMERICAN EQUITY SECURITIES OF DELAWARE INC
80147540 AMERICAN FINANCIAL CENTER INC
80129738 AMERICAN FINANCIAL CORP INTERNATIONAL INC
80142122 AMERICAN FUND ADVISORS INC /CA/
80149244 AMERICAN GBEX CAPITAL MANAGEMENT INC
80152833 AMERICAN GROWTH CAPITAL CORP /NV/
80147638 AMERICAN HERITAGE FINANCIAL SERVICES LTD
80146207 AMERICAN HERITAGE INVESTMENT ADVISER CORP
80128010 AMERICAN INVESTMENT ADVISORS INC /GA/
80118082 AMERICAN PROPERTY MORTGAGE INC ADV
80130203 AMERICAN SECURITIES & RESEARCH CORP
80139130 AMERICAN SECURITIES & RESEARCH CORPORATION
80146025 AMERICAN WEALTH MANAGEMENT INC
80140333 AMERICAP REALTY GROUP /CA/
80140996 AMERIVET DYMALLY SECURITIES INC
80131005 AMIC ADVISERS INC
80147094 AMIC INC
80138572 AMIN AL HALEEM MUSLIM
80135378 AMP FINANCIAL PLANNERS INC
80144098 AMPTON INC /NY/
80137700 AMRO SECURITIES INC /NY/
80139090 AMT CAPITAL MANAGEMENT INC
80153733 ANDERSEN R FINANCIAL INC
80139544 ANDERSEN TERRY WARD
80150881 ANDERSON BRIAN WAYNE
80128940 ANDERSON BRIERLY W & ASSOCIATES INC
80147377 ANDERSON CAPITAL CORP
80150937 ANDERSON CHARLES PATRICK
80141921 ANDERSON DONALD KING /CA/
80123679 ANDERSON FRANK EDWARD
80144586 ANDERSON GARY WILLIAM
80143096 ANDERSON JOHN PATRICK
80154363 ANDERSON STEPHEN JEFFERY
80142320 ANDREWS KYLE CRAIG /MI/
80143595 ANDREWS MICHAEL ANTHONY /PA/
80149410 ANDREWS ROBERT INC
80110487 ANDRON MCNEIL & CO INC
80147658 ANDSAR INC
80147295 ANEJA BHOLA NATH
80119102 ANGELES INSTITUTIONAL ADVISORS INC
80148001 ANGELIC ASSET MANAGEMENT INC
80118239 ANGELOCCI RONALD ERNEST
80134120 ANSAR CAPITAL MANAGEMENT INC
80128456 ANTELO LOPEZ LUIS FERNANDO
80148236 ANTHONY INVESTMENTS LP
80137459 ANTONUCCI GARY LOUIS
80150285 APEIRON CAPITAL MANAGEMENT INC
80145273 APEL DANIEL JOSEPH /CA/
80151035 APEX ASSET MANAGEMENT CO
80153980 APODACA GROUP LLC
80150644 APOGEE ASSOCIATES LLC
80149487 APOLITO STEPHEN C LP
80152932 APPLE JAMES TERRY
80140006 APPLETON MARLYS MARIE
80133780 APPLETREE FINANCIAL SERVICES INC
80133715 APPLIED CAPITAL CONCEPTS INC
80146732 APPLIED DECISION SERVICES & CO INC /CA/
80133017 APPLIED FINANCIAL MANAGEMENT INC
80134769 APPROVED MANAGEMENT INC
80140303 APS ADVISORY SERVICES INC
80140658 APT INVESTMENT MANAGEMENT INC
80150013 AQUEDUCT ADVISERS LLC
80101415 AQUINO MICHAEL ANGELO
80129475 ARAB MALAYSIAN CONSULTANT SDN BHD
80153390 ARCADIA FINANCIAL GROUP LLC
80151247 ARDETH HOLLO & ASSOCIATES INC
80128471 ARDIS THOMAS JOHN
80141868 ARDIZZONI DENNIS MICHAEL /TX/
80132434 ARENSMAN WAYNE EARL
80133055 ARENSON PAUL JOSEPH
80147500 ARENZ DON L
80143906 ARGENT SECURITIES INC /GA/
80135522 ARI EL ADVISORS INC
80138794 ARIS CAPITAL MANAGEMENT INC /CA/
80149847 ARISTOCRAT CAPITAL MANAGEMENT LTD
80117934 ARIZONA GROUP FINANCIAL PLANNING INC
80146900 ARIZONA INVESTMENT ADVISORS INC
80139337 ARKA FINANCIAL SERVICES INC
80135389 ARMANINO ROBERT CARL /CA/
80138386 ARMOUR CAPITAL ASSOCIATES INC
80132581 ARMOUR ROBERT CLINE
80147093 ARMSTRONG CAPITAL MANAGEMENT LTD
80149430 ARNETTE MACK LUSTER
80140878 ARNOLD KASHYAP & CO /MD/
80130049 ARON EQUITY INC
80149745 ARRINGTON CHARLIE ROBERT
80117898 ARROL SECURITIES INC
80148434 ARROYO CONRADO
80120822 ARUNDEL SECURITIES INC /MD/
80136478 AS CAPITAL MANAGEMENT INC
80142335 ASA FINANCIAL PLANNING INC /NY/
80154619 ASCEND CAPITAL MANAGEMENT INC /NJ/
80126237 ASF INC
80114009 ASH RICHARD J ASSOCIATE INC
80150049 ASHLAR FINANCIAL GROUP LTD
80152658 ASHLEY PATRICK MICHAEL
80139364 ASHOOH ELIAS E INC
80131516 ASHWORTH ASSOCIATES INC
80143827 ASI SECURITIES INC /PHILIPPINES/
80151804 ASIAN CAPITAL ASSET MANAGEMENT INC
80135494 ASMAR ALEJANDRO GUILLERMO
80129891 ASPEN FINANCIAL SERVICES INC
80130599 ASPETUCK INVESTMENT MANAGEMENT CORP
80142901 ASSET & LIABILITY MANAGEMENT SERVICES INC
80148898 ASSET ADVISORS INC /TX/
80142634 ASSET ADVISORY CO /CA/
80115956 ASSET ADVISORY SERVICES INC /NY/
80142069 ASSET ALLOCATION ADVISERS INC /MN/
80147881 ASSET ALLOCATION STRATEGIES INC
80132533 ASSET MANAGEMENT & INSURANCE CONSULTANTS INC
80122645 ASSET MANAGEMENT ADVISORS INC /OH/
80130727 ASSET MANAGEMENT ASSOCIATES /MO/
80118772 ASSET MANAGEMENT GROUP /NY/
80111444 ASSET MANAGEMENT INC /AZ
[[Page 12529]]
80139070 ASSET MANAGEMENT SERVICES /TX/
80126776 ASSET MANAGEMENT SYSTEMS INC
80140688 ASSET MANAGEMENT SYSTEMS INC /NY/
80132754 ASSET PLANNING LTD
80123116 ASSETMANAGEMENT INC /CT/
80130784 ASSOCIATED PLANNING GROUP OF COMPANIES INC
80133965 ASSOCIATED REAL ESTATE ADVISORS INC
80124625 ASSOCIATES IN FINANCIAL PLANNING
80121201 ATAP FINANCIAL SERVICES INC
80147685 ATHENA CAPITAL CORP
80144269 ATHENA GLOBAL INVESTMENTS LP /CT/
80121557 ATHENE CORONADO MANAGEMENT CORP ADV
80128961 ATHERLY LAVERNE FRANCIS
80135962 ATHERTON REAL ESTATE ADVISORS INC
80136526 ATLANTA CAPITAL MANAGEMENT CO /GA/
80152179 ATLANTA CAPITAL MANAGEMENT CO L L C
80118349 ATLANTIC ASSET MANAGEMENT INC
80149370 ATLANTIC FINANCIAL GROUP INC /NJ/
80152914 ATLAS ASSET MANAGEMENT INC
80134881 ATLAS INVESTMENT ADVISORS
80147869 ATLASHEAD INC
80147092 ATM FINANCIAL GROUP INC
80142316 AUDUBON ASSET MANAGEMENT INC /LA/
80138164 AUGUST INVESTMENT MANAGEMENT INC
80150181 AUGUSTUS ENTERPRISES INC
80149129 AUSTEN GOODWIN INC
80114424 AUSTIN CHARTISTS INC
80149592 AXA ASSET MANAGEMENT PARTENAIRES
80149594 AXIOMETRICS INC
80122334 AYALA ISAAC
80113398 AYRES JAMES H INVESTMENT CONSULTANT
80151721 AZZARA ROBERT C
80127614 B & M CAPITAL CORP
80138457 B T ASSOCIATES INC
80137979 B&B PROPERTY INVESTMENT DEVELOPMENT & MGMT CO INC /CA/
80125008 BA GROUP INC
80129188 BACA INC
80154125 BACCAM OAI DAN QUANG
80148541 BACCUS MELINDA DIANE
80143466 BACKOFF JAMES STUART
80140154 BADURIA MICHAEL DANIEL
80136417 BAGGE RONN R INC
80145381 BAGNARDI ALBERT VICTOR /MA/
80125111 BAIKIE & ALCANTARA INC
80140106 BAILEY ERNEST LAWRENCE III
80150188 BAIN DAVID WILLIAM
80151864 BAIRD CAPITAL MANAGEMENT LLC
80145193 BAKER BRIAN COURTNEY
80132678 BAKER DONALD DAVID
80123164 BAKER JOEL R INC
80129005 BAKER JOHN A
80133980 BAKER MARC LEE
80152933 BAKER WILTON WADE
80131702 BALAZIK JOSEPH CONRAD JR
80152807 BALDINGER PRASAD FINANCIAL ADVISORS INC
80137005 BALLANTINE ASSET MANAGEMENT /VT/
80154430 BALLEN HOWARD LEON
80142940 BALLIN MICHAEL SETH /NY/
80128606 BALSTON EDELTRAUDE HERMINE
80153569 BAMCO INC /NY/
80151162 BANCAL INVESTMENT SERVICES INC
80131511 BANCO ICATU SA
80128979 BANKERS SYSTEMS INC
80145647 BANNER GARY SPENCER
80131913 BANQUE WORMS MANAGEMENT CORP
80145420 BANTAM MANAGEMENT INC
80143523 BARABAN SECURITIES INC
80137654 BARAJAS LOUIS
80125435 BARBANEL JERRY FRED
80124140 BARBANELL & ASSOCIATES LTD
80136591 BARBETTA JOSEPH ANTHONY
80134674 BARCLAY GROUP INC
80118863 BARCLAY TEAM INC
80142003 BARD HARRY /CA/
80152155 BARGER ROBERT VINCENT
80115646 BARING ADVISORS INC /NY/
80139031 BARKATE ANTHONY HAROLD
80138778 BARKER GREGORY WAYNE
80135033 BARKER PAUL EDWARD
80136812 BARKYOUMB WILLIAM LOUIS /CA/
80140912 BARLEBEN RAYMOND JOHN
80142899 BARNES ALLIANCE INC
80151503 BARNES CHARLES BENJAMIN JR
80142449 BARNES HARRY MARVIN JR
80142337 BARNETT LESLIE MARC /CA/
80115516 BARNEY WILLIAM RAYMOND JR
80141870 BARONE EDWARD FRANCIS /NY/
80142243 BARR GEORGE BORIS /PA/
80148861 BARR RIVER GROUP
80142850 BARRE HENRI LOUIS
80150239 BARREIRO SCUDDER & STEVENS
80126620 BARRETT PATRICK J & ASSOCIATES LTD
80142212 BARRINGTON INVESTMENT GROUP INC /IL/
80125557 BARRONS JAMES ROBERT
80147425 BARROW STREET RESEARCH INC
80144267 BARRY JOHN ALOYSIUS /FL/
80154222 BARSANO EDWARD JOSEPH
80132514 BARTELS BRIAN DESMOND
80147713 BARTHELS ROBERT PAUL
80128948 BARTHMAIER JAMES EUGENE
80139163 BARTLETT STEPHEN JAMES
80149664 BARTON PETER WILDEY
80120297 BASOM FRED VERNOR ADV
80129219 BATALION INVESTOR SERVICES INC
80148979 BATES FINANCIAL SERVICES INC
80150759 BAU ANNETTE MARION
80154038 BAUER CAPITAL MANAGEMENT
80121751 BAUER HAROLD GARRISON JR
80133116 BAUER LEO
80122195 BAVERO FINANCIAL SERVICES
80153199 BAXTER BANKS & SMITH LTD
80121150 BAY COLONY LTD
80148497 BAY DONALD MAXWELL
80126222 BAYBANKS INVESTMENT MANAGEMENT INC
80145558 BAYNE JAMES ROBERT
80118853 BAYSTATE INVESTMENT ADVISORS INC
80113974 BAYUK ANNE MARIE
80113138 BAYUK DENNIS JOHN
80113382 BAYUK LINDA ELIZABETH
80142804 BAZAN GUY
80120314 BAZZLE KENNETH LEE
80137221 BBC FINANCIAL PLANNING SERVICES INC /IL/
80143104 BCF CAPITAL ADVISORS INC
80130981 BDK ASSOCIATES INC
80143953 BEACONCAP INC
80129725 BEAM HENRY HERRINGTON
80153422 BEASLEY DENNIS LEE
80148026 BEATIE WILLIAM EDWARD
80134320 BEATTY CAPITAL MANAGEMENT INC
80152464 BEATTY HUGH BRIAN
80133727 BEAVERS GARY LEE
80108893 BECHARD PAUL FRANCIS
80141751 BECK INVESTMENT ADVISORY INC /OK/
80142085 BECK JAMES FRANKLIN /TX/
80150112 BECKER JESSE ELI
80151038 BECKER-WEIDMAN ARTHUR ALAN
80118269 BECKMAN MARVIN LEROY
80144187 BECNEL MAURICE EMMETT /CA/
80145430 BEEBE THOMAS STEWART
80146269 BEECHTREE CAPITAL INC /NY/
80136167 BEER JEFFERY SINCLAIR
80126007 BEERS & CO INC
80150828 BEH ADVISORY GROUP INC
80125751 BEHAR NORMAN
80151657 BEHREN FINANCIAL STRATEGIES INC
80135896 BELANGER & CO PC /MA/
80122161 BELARMINO FRANCASIO INTUD
80120708 BELEN REGOLO CALISEN
80150926 BELFORD PARTNERS INC
80147882 BELKIN LTD
80125824 BELL I A FINANCIAL & ECONOMIC PLANNING INC
80149998 BELL JAMES GLEN
80144071 BELL THOMAS WILLIAM /NY/
80154106 BELMONTE BRADLEY STEPHEN
80142303 BELMONTE FRANK RICHARD /
80117593 BELSEN GETTY INC
80154012 BELTRAN FRANK GAMMANIEL
80129528 BENCHMARK ADVISORY SERVICES LTD
80134640 BENCHMARK INTERNATIONAL INVESTMENT CORP
80144901 BENDER GREGORY CHRISTOPHER /KS/
80134952 BENDETOVITCH RUTH /NY/
80140549 BENEFIT & INVESTMENT CONCEPTS INC
80133690 BENEFIT ALTERNATIVES INC
80120324 BENEFIT PLAN SECURITIES INC
80145675 BENEFIT PROFESSIONALS LTD /VA/
80136188 BENINGHOF JOSEPH MICHAEL
80126440 BENNETT & KAHNWEILER REALTY ADVISORS INC
80147273 BENNETT JAMES EDWARD
80137055 BENNETT MICHELE CLEMENTS
80120745 BENSON ASSOCIATES INC ADV
80142174 BENT TREE GROUP INC /NC/
[[Page 12530]]
80144440 BENTLEY FRANK ARTHUR
80130464 BENZ ROGER HAROLD
80145175 BERG INVESTMENT MANAGEMENT CORP
80140597 BERG JEROME BERNARD
80153134 BERG MICHAEL EUGENE
80150798 BERGSMA ERIC ROSS
80133370 BERGTHOLD DONALD EUGENE
80148114 BERKELEY INVESTMENTS INC
80143885 BERKSHIRE INVESTMENT ADVISORS LP /MA/
80138505 BERMAN HENRY S /IN/
80115238 BERNARD JAMES A
80138840 BERNARDO JOSEPH
80150612 BERNSTEIN STANLEY LLOYD
80124005 BERRY TOMS & ASSOCIATES
80154476 BERTOT PETER GARCIA
80143192 BERTRAM WILLIAM KEITH
80120455 BERUBE JOHN SCOTT
80149038 BEST ADVICE CORP
80135866 BETBADAL VICTOR ELIA
80141511 BETER ALEXANDER MATHIAS /MD/
80141113 BETER JOSEE MARIE ELIZABETH
80110012 BETHANIS CONSTANTINE JAMES
80116502 BETTINGER & LEECH INC
80122777 BEVANS THOMAS REED
80150129 BEVER GLENN WAYNE
80128562 BEVINGTON RICHARD CARL
80132545 BFM ASSET MANAGEMENT INC
80147868 BFM INC
80137629 BGP ADVISORY INVESTMENT SA
80132483 BIANCO PETER JOSEPH
80119306 BICKEL HENRY JOSEPH ADV
80152906 BIGELOW ASSET MANAGEMENT LLC
80146543 BILIS JOHN /FL/
80149509 BILTMORE ADVISORS INC
80125018 BINGHAM OSBORN & SCARBOROUGH
80144625 BINN EVAN LEONARD
80142595 BIRAM GEORGE ANTHONY /WA/
80128525 BIRCHTREE FINANCIAL ADVISORS INC
80136977 BIRD CHRISTINE INC CFP /GA/
80149355 BIRD STEPHEN VANCE
80125270 BISCEGLIA GROUP INC
80123979 BISHIN JANE SHARLEE
80119194 BISHOP ROBERT MICHAEL
80136111 BISHOP SAXONY CORP
80128755 BISHOP TERRY MELVIN
80130233 BISSONETTE THOMAS EDWARD
80138354 BJT ASSOCIATES GROUP INC
80139643 BLA ADVISORS INC
80142680 BLACK DAVID EUGENE
80128311 BLACK DOG INVESTMENTS INC
80146179 BLACK MICHAEL ROBERT
80146590 BLACK RIVER CAPITAL INC /SC/
80134639 BLACK SHERRY JOE
80132206 BLACK WATCH FINANCIAL INC
80136920 BLACK WILLIAM ARCHIBALD
80137663 BLACKWELL BANKS /AR/
80126366 BLAKE CHARLES MOWRY JR
80133588 BLAN SANTITO BALTAZAR
80146254 BLANCHE LEE M /CT/
80128824 BLANCHET ROBERT DAVID
80120353 BLANDO PB & CO INC
80152684 BLANDO PROCULO BRINGAS
80127633 BLATT BARRY CHARLES
80146871 BLEEDEN ANDREW MARC
80137346 BLEKICKI RONALD JAMES
80130060 BLOCK CHARLES SEYMOUR/PA
80147475 BLOHM HELEN
80127709 BLOOM RICHARD J
80153283 BLOOMBERG ASSOCIATES INC
80138409 BLOSSOM CHARLES ALAN
80132851 BLUE CHIP CAPITAL MANAGEMENT INC
80142021 BLUE PAGE PUBLISHING INC /IL/
80121213 BLUTSTEIN ASSOCIATES LTD
80122608 BLYTH & DONOVAN PARTNERS
80126549 BOARDMAN ARTHUR GRAHAM
80128599 BOBAL MICHAEL JOHN JR
80119915 BOBBE MYRON
80145045 BODOW SUE LANDESMAN
80127736 BODZIN GEBEL & CO INC
80147871 BOGER LIONEL HOLT
80133614 BOGGS KEITH S INC
80144666 BOLDEN ASSET MANAGEMENT /OH/
80122734 BOLE BEVERLEY ANN
80145194 BOLIN SCOTT HAMILTON
80120696 BOMBERA BENEDICT BERNARD
80137399 BOMGREN WALTER ROY /MN/
80139377 BOND MICHAEL THOMAS
80125324 BONDURANT EVERETT HARRY JR
80142783 BONECK CHARLES OSCAR JR /CA/
80131162 BONIN JOSEPH STECKLER LUKE
80152560 BONSHAW ADVISORS INC
80116100 BOOTH WILLARD CLAUDE
80138235 BOOTHE ASSET MANAGEMENT INC
80126929 BORRIS KURT JOHN
80149401 BOSCHEN FINANCIAL INC
80127729 BOSSOLA ANTOINETTE
80116346 BOSTIAN RESEARCH ASSOCIATES INC
80127440 BOSTON INTERNATIONAL FINANCE CORP
80133427 BOTNICK ASHLEY HOWARD
80126797 BOTTOM LINE INC
80118714 BOURGON ROSEMARY
80116861 BOURNE MARK HOWARD
80138952 BOVE RICHARD XAVIER SR
80143722 BOVEY DON VICTOR
80141583 BOWE JACQUELINE ANN /NY/
80126551 BOWEN GROUP INC
80135367 BOWER ASSET MGMT CORP
80132265 BOYD FINANCIAL PLANNING SERVICES INC /MA/
80114333 BOYD JOHN K III
80111552 BOYLE WALTER OTT
80133010 BOYLE WILLIAM J /NJ/
80114734 BOYLE WILLIAM JAMES
80125280 BP ENTERPRISES INC
80143828 BRAATEN ARTHUR PETER /FL/
80128613 BRADFORD DAVID LYONS
80113028 BRADFORD J C & CO
80146262 BRADLEY & BOHANNON INC /FL/
80142645 BRADLEY CLIFTON BLAIR
80127306 BRADWELL MIDWEST LTD /IL/
80148377 BRAHMANDAM KRISHNA MURALI
80133119 BRANCH T A ASSOCIATES INC
80104399 BRANDON & CO
80144074 BRANDSTATTER JOHN RICHARD /MI/
80121576 BRANDYWINE INVESTORS INC ADV
80148625 BRANTLEY CAPITAL MANAGEMENT INC
80135552 BRATTON HENRY WILLIAM
80143826 BRAUN CAPITAL SERVICES INC /NY/
80145398 BRECEK & YOUNG FINANCIAL SERVICES GROUP INC
80134344 BREEN JAMES WILLIAM
80147095 BREGER MARTIN LEROY
80122938 BRENNAN DAVID MICHAEL
80149755 BRENNAN JAMES FREDERICK
80131053 BREWER MELVIN CHARLES
80153056 BRIGHAM DAVID ELMER
80130963 BRILL STUART
80149330 BRISTOW GLENN
80134858 BROAD & WALL ASSET MANAGEMENT INC
80154000 BROCK CAPITAL MANAGEMENT INC
80121964 BROCK MARY STONE
80127658 BROCKELBANK THOMAS ATTWOOD
80149796 BROCKMAN DANIEL
80134292 BRODIE FREDERICK PETER
80143348 BRODSKY MICHAEL SCOTT
80126330 BRODY ALBERT
80150896 BRODY CLIFFORD LLOYD
80135850 BROE PATRICK DENNIS
80133568 BROKERS EDGE INC
80150219 BRONSTEIN RICHARD SCOTT
80146447 BRONTE RONALD ALAN
80148598 BROOKFIELD WUNDERLICH INC
80134793 BROOKS CHRISTIAAN ARTHUR
80139535 BROOKS TED ALAN CPA
80145110 BROSKA DENNIS /CA/
80135891 BROUS H D ADVISORS INC
80141306 BROUSSARD & DOUGLAS INC /DE/
80136219 BROUSSARD CHERYL DENISE
80145109 BROUSSARD JERRY JAMES /LA/
80143097 BROWER INSURANCE AGENCY INC
80132939 BROWN CALVIN JONES
80125347 BROWN CAPITAL MANAGEMENT INC /CA/
80120105 BROWN CECIL DEMORRIS JR
80122726 BROWN DONALD HOWARD
80138366 BROWN FLORENCE EVELYN
80143242 BROWN GREGORY MILLARD /GA/
80130103 BROWN JOHN LEO
80141634 BROWN JR DOYLE RHEA /MO/
80149206 BROWN MICHAEL CRONIN
80126333 BROWN MICHAEL W
80125207 BROWN RICHARD LAWRENCE
80149670 BROWN THOMAS WALTER
80127284 BROWN VERNON J
80142960 BROWN W H & CO INC
80129905 BROWNE BRIAN
80110271 BROWNE HARRY
80134760 BROYLES & ASSOCIATES INC
80126866 BRUCE DAVID & CO
80149630 BRUDERMAN M J & CO INC
80148089 BRUINSMA GARETT DALE
80146400 BRUNING ROBERT MACKENZIE III /CO/
80140336 BRUNS BRUCE LOUIS /PA/
80138215 BRYAN DAVID EUGENE
80115536 BRYANT CONAN WILSON & ASSOCIATES INC
[[Page 12531]]
80154021 BRYANT GROUP LLC
80137655 BRYNER MAURICE CLAIR
80149305 BRYSON GREGORY MICHAEL
80132717 BT FORECAST
80148359 BUCHANAN KEITH WAYNE
80149391 BUCK LESLIE SIMPSON
80137694 BUCKLEY BERNARD JAMES /IL/
80137953 BUCKMAN WAYNE THOMAS /CA/
80147804 BUCKSHADOW CORP
80128118 BUDNY KENNETH J
80133375 BUIE ELISSA PAULINE
80146162 BUJOK KAREL
80148673 BUMBALO ANTHONY
80146037 BUONO THOMAS /NY/
80135967 BURACK SEYMOUR SHELDON
80134182 BURCHAM JAMES SAMUEL JR
80142965 BURCHETT KEVIN TODD
80136435 BURDELL WILLIAM MANAGEMENT CO
80122319 BURDICK D LAWRENCE
80149635 BURGER CAPITAL MANAGEMENT INC
80154025 BURGER GARY DEWITT
80139666 BURGER MARTIN EDWARD
80131707 BURGER MATTHEW JOHN
80122398 BURKE J B & CO
80151280 BURKE RICHARD MICHAEL
80114030 BURKHARDT GREGORY CHARLES
80150159 BURKLY PETER JOHN
80150693 BURLESON FINANCIAL STRATEGIES INC
80153326 BURNETT WILLIAM JOSEPH
80118175 BURNS FRY INC /NY/
80132838 BURNS LEO GERALD
80147605 BURNSIDE DANIEL JAMES
80136217 BURNSTEIN SHAWN MICHAEL
80140454 BURR WALTER JEFFREY
80132507 BURROUGHS CAPITAL MANAGEMENT INC /NY/
80154207 BURSON ROBERT THOMAS
80132352 BURT FREDERIC HEWITT
80102833 BURTON ASSOCIATES LTD
80142127 BURTON TIMOTHY HUDSON /TX/
80134063 BURTON WALTER LEE
80125841 BUSADA SAMUEL GEORGE
80139680 BUSH DONALD GLENN II
80145406 BUSINESS & ESTATE PLANNING SERVICES INC/IA
80138323 BUSINESS ARENA INC
80120339 BUSINESS RESEARCH CORP ADV
80130855 BUTCHER TAX SERVICES LTD
80144742 BUTLER & CO INC
80136986 BUTLER JAMES LANCE /MS/
80144216 BUTTONWOOD REPORT LTD /WV/
80134093 BYRD RALPH E
80144070 BYRNE JOSEPH LEO /KS/
80133591 BYSZKO ANTONIO FEDOR
80142589 BYZICK NEIL ROBERT
80109780 C&L SECURITIES CORP
80126511 CA STRATEGIES INC
80136648 CABELLO GARY ALLEN
80133637 CAD FINANCIAL SERVICES INC
80146808 CAFFERKY ANDREW EMMETT JR
80126128 CAHILL TERRENCE STEPHEN
80124756 CALDEIRA MARY KATHRYN /OH/
80140874 CALDWELL MICHAEL WILLIAM
80138587 CALDWELL WILLIAM T & ASSOCIATES INC
80132332 CALIBER ASSOCIATES INC
80111396 CALIFORNIA WESTERN STATES LIFE INSURANCE CO /CA/
80149852 CALLAHAN CHARLES WILLIAM SR
80149853 CALLAHAN PAUL RICHARD
80143077 CALLAN LAURENCE BERNARD /HI/
80110242 CALLARD MADDEN & ASSOCIATES INC ADV
80124951 CALNEVARI CAPITAL MANAGEMENT INC
80129560 CAMBRIDGE FINANCIAL MANAGEMENT INC
80147467 CAMBRIDGE FINANCIAL SERVICES CORP /NY/
80121040 CAMBRIDGE REALTY CAPITAL LTD
80152818 CAMERON BRIAN AGENCY INC
80143112 CAMERON CAPITAL MANAGEMENT INC /CA/
80130798 CAMERON MARY CLAUDIA
80119130 CAMMAROTA MICHAEL C
80129294 CAMP H L & CO INC
80139691 CAMPA J D & ASSOCIATES INC
80149440 CAMPBELL BRIAN DAVID
80129213 CAMPBELL DEAN GEORGE
80133218 CAMPBELL JAMES ROY
80152622 CAMPBELL JANET LOUISE /CA/
80139233 CAMPBELL PLANNING ASSOCIATES INC /GA/
80136423 CAMPBELL RANDY LYNN
80143520 CAMPBELL ROBERT GERARD
80123746 CAMPBELL RONALD JOHN
80143580 CANAVAN BRENDAN CONNOLLY
80110769 CANAVEST HOUSE INC ADV
80143508 CANE JOHN ANTHONY /NJ/
80136508 CANFIELD JAMES BARRY
80147579 CANFIELD THOMAS N
80150724 CANNER IRVING ELDRIDGE
80125135 CANON ARTHUR EUGENE
80130389 CAPCORE PORTFOLIO MANAGEMENT INC
80133031 CAPERTON INVESTMENT CORP
80138554 CAPITAL ADVISORS GROUP INC
80146398 CAPITAL ADVISORS INC /OR/
80130975 CAPITAL ADVISORY CORP
80152117 CAPITAL APPLIED TECHNOLOGIES INC
80119816 CAPITAL APPRECIATION INVESTMENTS
80151281 CAPITAL ASSET ADVISORS INC
80152481 CAPITAL ASSET MANAGEMENT INC /VA
80125977 CAPITAL ASSETS TIMING SERVICE INC
80131591 CAPITAL CONTROLLERS INC
80115477 CAPITAL DEFENSE GROUP LTD
80154697 CAPITAL FORMATION ADVISERS LLC
80125982 CAPITAL FORMATION STRATEGIES INC
80119265 CAPITAL IDEAS INC I/A
80146956 CAPITAL INTERNATIONAL SECURITIES GROUP INC /FL/
80153956 CAPITAL INVESTMENT ADVISORS INC /PA/
80129587 CAPITAL INVESTMENT PLANS OF WEST ORANGE NJ LTD
80133778 CAPITAL MANAGEMENT ADVISORS CORP
80144796 CAPITAL MANAGEMENT CONSULTANTS GROUP INC
80137635 CAPITAL MANAGEMENT GROUP /IL/
80132150 CAPITAL MANAGEMENT GROUP LTD
80150818 CAPITAL MANAGEMENT PARTNERS
80142089 CAPITAL MARKET CONSULTANTS INC
80154488 CAPITAL MARKETS CORP OF PUERTO RICO /PR
80148431 CAPITAL ONE CORP
80132964 CAPITAL PLANNERS RESOURCE LP
80149709 CAPITAL PRESERVATION ADVISORS INC
80146083 CAPITAL PRESERVATION ASSOCIATES INC /NJ/
80145289 CAPITAL PRESERVATION OF AMERICA INC/
80124038 CAPITAL RESOURCES GROUP INC
80131499 CAPITAL SEARCH & MANAGEMENT INC
80141744 CAPITAL TRANSACTION RESEARCH INC
80150667 CAPITAL WEST INVESTMENT HOLDING CO INC
80109635 CAPITOL GROWTH SELECTIONS
80126906 CAPLAN BRIAN LOUIS
80145129 CAPPELLA WORLDWIDE LTD /NY/
80147186 CAPSTONE ASSET MANAGEMENT INC
80142550 CAPSTONE INVESTMENT COUNSEL INC
80129413 CAPUTO MICHAEL ANTHONY
80120759 CARDAN CAPITAL MANAGEMENT CO INC ADV
80144732 CAREY FIDUCIARY ADVISORS INC
80150668 CAREY INSTITUTIONAL ADVISORS LP
80145038 CARLINI ADAM CHARLES /CA/
80137610 CARLINI JOSEPH MICHAEL
80136917 CARLSON CRISTY MARIE /WA/
80118964 CARLSON ENTERPRISES INC
80141935 CARLSON NATIONAL BROKERS LTD
80149510 CARLTON FINANCIAL SERVICES INC
80145705 CARNERO ANDY /CA/
80149576 CAROLINA INSTITUTE FOR MONEY MANAGEMENT INC
80141533 CAROLINA INVESTMENT ADVISORS INC/NC
80145367 CARPEDIEM CAPITAL ASSET MANAGEMENT INC /NJ/
80139234 CARPEDIEM GROUP INC /NJ/
80123172 CARPENTER JAMES FOY
80143099 CARR DONALD WAYNE
80127511 CARR WILLIAM GEORGE
80113454 CARRADO MARTIN E
80129325 CARROLL CHRISTOPHER MICHAEL
80140834 CARSON DAVID W
80153173 CARSON JOHN BERTRAM
80128656 CARSON THOMAS CLAUDE
80145551 CARTER CARL DOUGLAS
80114404 CARTER CONWAY L JR
80123170 CARTER ROBERT WINFIELD
80127566 CARTER YOUNG WOLF DAVIS & DAHLHAUSER
80132633 CARTWRIGHT & WALKER SECURITIES INC /CA/
80151082 CASA DE CULTURA LATINA INC
[[Page 12532]]
80145482 CASCADE FINANCIAL MANAGEMENT INC /WA/
80138768 CASE CHARLES ALFRED
80139668 CASE SAMUEL
80138362 CASE W LYMAN & CO /OH/
80150990 CASEBIER KEVIN WAYNE
80154545 CASEY FRANCIS JOSEPH JR
80130735 CASH FLOW INVESTORS INC
80125602 CASHMAN RAYMOND LEO SR
80136963 CASO TIMOTHY PAUL
80124102 CASSEL EDWARD ROY
80145832 CASSIDY CONSULTING CORP
80147353 CASTALDI RAPHAEL JOSEPH
80140468 CASTLE ROCK CAPITAL INC
80147854 CASTORIA JERRY JAMES
80150259 CATALANO JOHN DENIS
80142286 CATHAY ASSET MANAGEMENT LLC
80140737 CATLI VANDEN JOSEPH /NJ/
80144454 CATTARUZZA LOUIS FRANCIS
80129428 CATTELONA RICHARD ANTHONY
80129781 CAUDELL DANIEL MARION
80122159 CAVILL & CO
80137838 CAZENOVE INVESTMENT MANAGEMENT LTD
80154294 CBL EQUITIES INC
80133901 CBS TRUST
80123241 CCF INTERNATIONAL FINANCE CORP
80147038 CCM ASSET MANAGEMENT INC
80126857 CDA INVESTMENT TECHNOLOGIES INC /MD/
80112283 CECCHERINI RONALD FREDERICK WILLIAM
80123099 CEDRO FRANCISCO ALIPAO
80124175 CEFALU SALVATORE J
80153889 CELIA DANIEL JOSEPH
80118642 CENTENNIAL ADVISORS INC /CA/
80149617 CENTER FOR FINANCIAL EDUCATION /MD/
80122139 CENTER FOR FINANCIAL PLANNING INC /NH/
80137331 CENTER FOR FINANCIAL PLANNING INC /GA/
80146551 CENTRAL EUROPEAN FINANCIAL GROUP LTD /NJ/
80142305 CENTRE FINANCIAL GROUP INC /PA/
80123758 CENTURION CAPITAL MANAGEMENT CO INC
80127788 CENTURY FINANCIAL SERVICES OF CENTRAL ILLINOIS INC
80130739 CENTURY FINANCIAL SERVICES OF THE HEARTLAND INC
80128776 CERNERO NUNZIANTE ENRICO
80145819 CEROS PORTFOLIO MANAGEMENT CO
80150825 CETINSKI ADI JOHN
80124311 CFM ASSOCIATES INC
80123608 CFP ADVISORY GROUP
80152908 CFP4NE1 INC
80114972 CGR CONSULTANTS LTD
80151898 CHACE THOMAS ROBERT
80128704 CHADWICKS FINANCIAL SERVICES INC
80139901 CHAIKIND LEONARD STANLEY
80138636 CHAMBERLAIN ROBERT WAYNE
80147855 CHAMPION RJ
80139235 CHAN LARRY C /NY/
80139929 CHANCELLOR GROUP LTD
80137874 CHANIN CAPITAL PARTNERS INC
80147134 CHANT DENNIS M
80144424 CHAPMAN JOHN HOWARD JR
80136744 CHAPMAN LEE MANUEL
80145923 CHAPMAN SECURITIES INC /KS/
80126544 CHAPPELLE PERRY KENT
80132326 CHARLEBOIS GARY THOMAS
80143025 CHARLESTON PLANNING CONSULTANTS INC /SC/
80136843 CHARTER ASSETS INC
80153969 CHARTER INVESTMENT GROUP INC
80147730 CHARTER INVESTMENT GROUP INC /OR/
80130860 CHARTER INVESTMENT SERVICES INC
80128812 CHARTERED FINANCIAL PLANNERS
80127481 CHARTERED FINANCIAL PLANNERS INC
80128156 CHARTERED FINANCIAL SERVICES INC
80154015 CHARTWELL TREASURY MANAGEMENT
80132770 CHASE CHARLES AYER JR
80141097 CHASE DISTRIBUTION INC
80141444 CHASE FUTURES ADVISORS INC
80138849 CHASE INVESTMENT RESEARCH INC /IN
80136650 CHASE JAMES O SECURITIES INC
80138319 CHASE MANHATTAN CAPITAL FINANCE CORP
80146125 CHASE MANHATTAN GLOBAL TRADING STRATEGIES INC /NY/
80135227 CHASE RACHELLE DOCKMAN
80146220 CHATEAU VILLAS INC /MO/
80145130 CHATHAM GARRET INC /NJ/
80141543 CHATMON ASSET MANAGEMENT INC /NJ/
80143599 CHAU RAYMOND TUNG /CA/
80129672 CHAUVEAUX BERT LAWSON
80148325 CHAYKA JOHN W
80117564 CHECHAK BENJAMIN WALTER
80134800 CHEDCO INVESTMENT PLANNING SERVICES INC /MN
80149804 CHEN MING JU
80149997 CHENG STEPHEN HSU
80132547 CHERITON INC
80105234 CHERKIS GEORGE WOLFE
80134616 CHERRY EVAN LEE
80142330 CHESAPEAKE FINANCIAL ADVISORS INC /VA/
80149343 CHESAPEAKE TRUST FINANCIAL ADVISORS LTD
80128985 CHESAPEAKE VILLAGE INVESTMENTS INC
80146478 CHIANG GARY SONG HAW /CA/
80136555 CHICAGO INVESTOR INC
80154208 CHICAGO MANUFACTURING CENTER
80137439 CHICAGO MATHEMATICAL FINANCE CO
80150827 CHIEN FINANCIAL GROUP & CO INC
80146688 CHILDRESS GARY ALAN /AZ/
80141544 CHIUSANO MICHAEL JOSEPH /MA/
80140221 CHIVAS CAPITAL MANAGEMENT INC
80151041 CHODER BRUCE DAVID
80143098 CHOI BRIAN YOUNG
80151389 CHOI DUCKSANG
80134077 CHOI J W K & CO INC
80142596 CHORNEY STEWART HOWARD /CA/
80144676 CHOU JOHN TSU HAN
80144135 CHOY SING INVESTMENTS USA LTD /NY/
80147176 CHRISCOE IRMA K
80142678 CHRISTENSEN NIELS BARRON
80145132 CHRISTIAN DAVID INC
80125688 CHRISTIAN INVESTMENTS
80148087 CHRISTOPHER JOSEPH T ADVISOR INC
80133999 CHRYSALIS INVESTMENTS LTD PARTNERSHIP /MA/
80118969 CHRYSSOSTOMIDES PANDELIS P INC
80149145 CHU INVESTMENT COUNSEL INC
80144630 CHUA CHRISTINA YEE WAI /CA/
80136237 CHURCH STREET ASSET MANAGEMENT
80149798 CHURCHILL ASSET MANAGEMENT INC
80150983 CHURCHILL CAPITAL MANAGEMENT INC
80141485 CHURCHILL JOSEPH L & CO PC
80124049 CIANO DARREL J
80121804 CIMINO GERALDINE
80142415 CINA & VELCOFSKY ASSOCIATES INC
80135459 CIOFALO ROBERT CHARLES
80147212 CIRCLE INVESTMENT COUNSELORS LLC
80152715 CIRRUS FINANCIAL GROUP INC
80133768 CITIZENS INVESTMENT SERVICES INC
80151243 CITY FINANCIAL GROUP INC
80139431 CJ&J FINANCIAL GROUP INC
80154539 CJS INVESTMENT ADVISORS INC
80114476 CLAIRTON FINANCIAL INC
80148314 CLAREMONT BEAL ACQUISITION LP /MA/
80112311 CLARENS ASSOCIATES INC
80152399 CLARION AMERICAN SECURITIES INC
80141179 CLARION FINANCIAL GROUP INC /CO/
80146333 CLARK CANDISE LISA /CA/
80149332 CLARK CAPITAL MANAGEMENT INC /CA/
80140701 CLARK DENISE DIANE LANNING
80140281 CLARK JACK GERALD
80133890 CLARK MICHAEL OLIN
80149008 CLASSIC ASSET MANAGEMENT INC
80138172 CLASSIC INVESTMENT MANAGEMENT INC
80133811 CLEAR LAKE TAX & FINANCIAL PLANNING GROUP
80149921 CLEARVIEW TIMING SERVICE CORP
80149522 CLEARY PHILIP JOSEPH
80152471 CLELAND TODD
80141537 CLEMENTE FUND MANAGEMENT INC /NY/
80154301 CLIFFORD STEVEN D
80127198 CLINARD JOSEPH HIRAM JR
80141068 CLINE JERRY L /OH/
80136859 CLINE LYNDA ALYCE
80121648 CLINGER ARTHUR HERBERT
80140815 CLOSE LINES REPORTS INC
80140800 CMC & ASSOCIATES INC /CO/
80134839 CNB INVESTMENT SERVICES INC
[[Page 12533]]
80133393 COASTAL CAPITAL MANAGEMENT
80140871 COATES & SHERER INVESTMENTS INC
80143027 COBB KENNETH BERNARD II /FL/
80119890 COBEY JACOBSON & GORDON INC
80130825 COCHRANE FLANNIGAN & HOLLENDER ADVISORS INC
80151042 CODY JEAN M CPA PC
80145462 COELHO LUIS MANUEL /MA/
80149344 COFNAS ABRAHAM
80149265 COGHILL CLINT D
80130643 COGHLAN JEREMY MASON
80150657 COGSWELL INVESTMENT RESEARCH INC
80148849 COHEN EQUITY CONSULTING INC
80137246 COHEN JACK ORRIN /NH/
80142869 COHEN JED
80143746 COHEN JERRY /CA/
80139674 COHEN LESTER MELBOURNE
80138775 COHEN LOLA ANN
80130986 COHEN NORMAN JAY
80127612 COHN CHARLES MARCUS
80146382 COHN RICHARD JAY /CA/
80154716 COLBERT INVESTMENT MANAGEMENT CO
80147772 COLBURN LEZLIE ANN
80126723 COLDIRON OTTO GREEN JR
80144601 COLE VENTURES INC
80109768 COLEMAN CLARENCE WILLIAM
80116941 COLEMAN GAINES FINANCIAL SERVICES INC /IN/
80139392 COLEMAN LUCILLE
80144945 COLEMAN TERRY LANE
80149303 COLEMAN VERNAL JR
80151706 COLERIDGE GROUP INC
80141332 COLL ASSOCIATES INC /PA/
80129190 COLLEGE FINANCIAL PLANNING SERVICES INC
80137098 COLLEGE SECURITIES GROUP INC
80135401 COLLEY DENNIS OREN
80147937 COLLIER CAPITAL MANAGEMENT INC
80126250 COLLINS CAROLYN /CA/
80145666 COLLINS J D INVESTMENT MANAGEMENT INC
80129914 COLLINS JAMES W
80110821 COLLINS JOHN CARLTON
80138238 COLLINS JOHN CHARLES JR
80142287 COLOMBIAN RESEARCH & INVESTMENT SERVICES SA /COLOMBIA/
80148594 COLONY FINANCIAL ADVISORS INC
80149636 COLOSIMO SANDRA L
80133966 COLOSIMO SANDRA LEE
80150000 COLUMBIA CONSULTING GROUP INC /OR
80150255 COLUMBUS GROUP INC
80151052 COLUMBUS INVESTMENT ADVISORY INC
80123439 COLUNI WILLIAM JAMES
80146897 COMBIAS JOHN ANTHONY
80145531 COMBS KENNETH HARRY
80140094 COMEFORD NEIL JAMES
80137300 COMFORT MIRIAM HAMMER /CA/
80148804 COMMON TRUST FINANCIAL NETWORK
80149945 COMMONWEALTH CAPITAL INC
80145351 COMMONWEALTH INVESTMENT SERVICES INC
80154663 COMMONWEALTH TRUST CO
80143653 COMMUNIK INC
80133015 COMPASS FINANCIAL PLANNING INC /NJ/
80150685 COMPENSATION PLANNING CORP OF ROCHESTER INC
80129354 COMPLETE FINANCIAL SERVICES INC
80120693 COMPREHENSIVE FINANCIAL PLANNING INC /IL/
80125247 COMPREHENSIVE FINANCIAL PLANNING LTD
80137564 COMPREHENSIVE FINANCIAL SYSTEMS INC /CA/
80141903 COMPREHENSIVE INVESTMENT COUNSELING INC /NJ/
80129174 COMPREHENSIVE RESEARCH & ANALYSIS CORP
80140865 COMPU PICK INC
80129520 COMPUTER ASSISTED PENSION INVESTORS INC
80144968 COMPUTER RELIANCE CO INC /MD/
80105965 COMPUTERIZED INVESTMENT MANAGEMENT INC
80142063 COMPUTIME INSTITUTIONAL SERVICES INC /NY/
80141687 CONA FRANKLIN JOHN
80130354 CONANT JAMES ELIOT
80141789 CONAWAY ROBERT WAYNE JR /TX/
80150120 CONCEPTS & MANAGEMENT INC
80140866 CONCEPTUAL FINANCIAL PLANNING INC
80123866 CONCEPTUAL FINANCIAL PLANNING INC /IN/
80144111 CONCILIUM FINANCIAL INC /CA/
80136239 CONDON & FILLMORE PC
80143448 CONDOR ASSET MANAGEMENT INC /CT/
80149050 CONE JAMES BAILEY
80131372 CONFIDENTIAL PLANNING CONSULTANTS INC
80121913 CONGER TERRY WARREN ADV
80143238 CONGRAVE ROBERT HOWARD
80152021 CONLEY JOHN J LTD
80121464 CONNECTICUT FINANCIAL CONSULTANTS
80140971 CONNELL & ASSOCIATES/CA
80139524 CONNER CAPITAL CORP
80133520 CONNER FINANCIAL ADVISORY INC
80146746 CONNOR MICHAEL FRANK
80142604 CONNORS CAPITAL MANAGEMENT INC /CT/
80146935 CONRATH VIVIAN COSIO
80153777 CONSERVATIVE ASSET MANAGEMENT CO INC
80129426 CONSOLIDATED INVESTMENT SERVICES INC
80127448 CONSORT FINANCIAL CORP
80149198 CONSTELLATION FINANCIAL MANAGEMENT CO LLC
80145814 CONSULTATIO ASSET MANAGEMENT INC /NY/
80142741 CONSULTING ACTUARIES INTERNATIONAL INC /NY/
80131833 CONSULTING SERVICES GROUP INC
80138918 CONSUMER FINANCIAL PLANNING NETWORK INC/WA/
80150051 CONTEMPORARY FINANCIAL ADVISORS INC
80130995 CONTINENTAL FIDUCIARY CORP
80129420 CONTINENTAL INVESTMENT SERVICES INC
80125857 CONTRATTO WESTERHOLM & ASSOCIATES INC
80129994 CONVERSE CHARLES MORSE
80129383 CONWAY JAMES W
80112063 CONWAY WILLIAM AUGUSTINE
80121853 COOK JAMES J INVESTMENT COUNSEL INC
80151791 COOK PETER WARE
80149114 COOKE ROBERT ALLEN JR
80139727 COOMBE O BRIEN & CO
80148944 COOPER ALLAN DAVID /MS
80140814 COOPER ASSET MANAGEMENT INC
80116483 COOPER MELVYN
80123447 COORDINATED ASSET PROTECTION INC
80114491 COORDINATED CAPITAL ADVISORY
80133907 COORDINATED FINANCIAL PLANNING OF GREENSBORO INC
80119088 COORDINATED FINANCIAL PROGRAMMING INC
80153095 COPIC INSURANCE AGENCY
80139725 COPKO JOSEPH PAUL /NJ/
80129509 COR PRO INC
80130766 CORBETT DENNIS PATRICK
80137944 CORCOS ALAIN SIMON /CA/
80136685 CORDER MAX GEORGE
80110637 CORDRY THOMAS WALLACE JR
80149952 CORE UTILITY CONCEPTS
80128927 CORKILL ASSET MANAGEMENT INC
80131669 CORKINS WILLIAM HERMAN III
80146963 CORMIER M ASSOCIATES INC
80126080 CORMIER MICHELE JUANITA
80148978 CORNERSTONE ADVISORY GROUP LTD
80150984 CORNERSTONE ASSET MANAGEMENT INC /NJ
80153810 CORNERSTONE ASSOCIATES TECHNOLOGY SERVICES INC
80141036 CORNERSTONE FINANCIAL ADVISORS INC /MA/
80118904 CORNERSTONE FINANCIAL ADVISORY SERVICES INC
80133948 CORNERSTONE FINANCIAL CONSULTANTS INC /MN/
80149653 CORNERSTONE INVESTMENT ADVISORS CORP
80139315 CORNERSTONE INVESTMENT MANAGEMENT INC /GA/
80146430 CORNERSTONE PLANNING ASSOCIATES INC /OH/
80114698 CORNERSTONE RESOURCES INC /TX/
80149208 CORNETT CHARLES EDMONDSON
80121992 CORPORATE BENEFIT PLANNERS INC
80136031 CORPORATE FINANCIAL SERVICES INC
80116058 CORSAIR ASSET MANAGEMENT INC
80148757 CORSAIR CAPITAL ADVISORS LLC
80115335 CORSARO JOSEPH RICHARD
80136446 COSTIGAN THOMAS EDWARD
[[Page 12534]]
80132469 COTSWOLD MANAGEMENT INC
80141042 COTSWOLD MANAGEMENT PARTNERS LP /NY/
80136818 COTTER THOMAS JOSEPH /NY/
80133842 COTTLE & SWANSON CPA
80140791 COTTRELL JONATHAN LONG /MA
80123157 COUGHLIN ASSET MANAGEMENT GROUP LTD
80128167 COUGHLIN CHRISTOPHER PAUL
80132932 COUNSEL FINANCIAL INC
80152829 COUNTERPOINT ADVISERS CORP
80129800 COURTNEY DAVENPORT & KISSLING
80144999 COURTNEY FINANCIAL MANAGEMENT INC /MO/
80143558 COVERT CHRISTEL MCLAREN
80125589 COVINGTON FINANCIAL CORP
80148544 COWAN ASSET MANAGEMENT INC
80149148 COWARD NEVILLE SHURLAND
80153651 COX & BRENNAN FINANCIAL SERVICES LLP
80143903 COX BARBARA LYNN /NY/
80147542 COX DAVID EARL
80124974 COX JAMESON WINTHROP
80113996 COY JOHN OLIVER
80137138 COYOTE ADVISORY GROUP INC
80143452 CPR WEALTH STRATEGIES INC /GA/
80140734 CPW ADVISORS INC
80153069 CRAFT JOHN D
80145360 CRAIG DAVID MCKEE /OH/
80101734 CRAIG HALLUM INC
80124083 CRANDALL & SCOTT ASSOCIATES
80137161 CRANE FINANCIAL GROUP INC /IL/
80146020 CRANE RICHARD ALAN
80147577 CRAW GARRETT SUMNER
80104758 CRAWFORD G H CO INC
80126211 CREATIVE INVESTMENTS INC
80138442 CREATIVE TAX PLANNERS INC
80107392 CREDIT LYONNAIS SECURITIES USA INC /NY/
80139314 CREDIT RESEARCH MARKETING CORP /CT/
80121482 CREDIT SUISSE ASSET MANAGEMENT INC
80141819 CRESAP INC /PA/
80148592 CRESCENT BANK & TRUST CO
80128425 CRESTVIEW INVESTMENT ADVISORS INC
80114075 CRICK MICHAEL ASSOCIATES /WA/
80131327 CRISANTI MICHAEL JOSEPH
80137023 CRISWELL ROBERT D /CA/
80145633 CRITERION INVESTORS INC
80153048 CRITTENDEN STEVEN EVERETT
80141601 CROMER WILLIAM J JR /NY/
80134732 CRONIN JAMES JOHN /NY/
80131191 CRONIN LEO
80138070 CROSBY ASSET MANAGEMENT US INC/
80138884 CROSSMAN DANNY EDWIN
80138921 CROSSON JOHN FRANCIS /MI/
80133851 CROUCH BERLAN I INC
80128299 CRUICKSHANK ROBERT ALFRED
80149920 CTIBOR FREDERICK JOSEPH
80141848 CUDIHY JOHN JOSEPH
80144687 CULBERT READ SHEPHARD
80123993 CULBERTSON KEITH & ASSOCIATES INC
80134545 CUNNINGHAM ADVISORY SERVICES INC
80153961 CUNNINGHAM DOYLE RAY
80152987 CUNNINGHAM GEORGE ROBERT
80130597 CUNNINGHAM HENDERSON & PAPIN INC
80140937 CURCURUTO ROBERT VICTOR
80133434 CURKENDALL FINANCIAL PROGRAMS INC
80152714 CURRAN ROBERT EVAN
80141757 CURRAN THOMAS JOSEPH
80136411 CURRIER RONALD CLARENCE
80133109 CURTIS FINANCIAL CORP /CA/
80131007 CURTIS ROGER WARD
80138585 CUSHING CAPITAL CORP
80147621 CUSHING MICHAEL ROY
80132005 CUSHNER GARY DAVID
80147563 CUSTOM DIVERSIFICATION FUND MANAGEMENT INC
80140777 CUTLER & ROTH CAPITAL MANAGEMENT
80137594 CUTUGNO & ASSOCIATES
80149101 CVO GREATER CHINA PARTNERS LP
80142537 CWI PARTNERS LTD
80117962 CYBER SCAN INC
80112974 CYCLIC FORECAST
80140938 CZESCHIN ROBERT W
80148022 D MARK VENTURES INC
80127382 DABBAH ASSET MANAGEMENT CORP
80142583 DAE YU INVESTMENT MANAGEMENT CO LTD
80145501 DAEHAN INVESTMENT TRUST CO LTD
80143029 DAGUIO KAWIKA MIKAELE /MD/
80148961 DAHER ANTHONY JOHN
80137027 DAHM ALFONS G & CO INC /NY/
80141879 DAL SANTO JOHN QUENTIN /CT/
80138033 DALTON J & CO INC
80126082 DALTON JOHN & ASSOCIATES
80140752 DAMIANO ANGELO /NJ/
80134790 DANIEL E L LTD
80142725 DANIEL FRANCIS MASIH /WI/
80146336 DANIELS JONATHAN & CO INC
80131469 DANIELS THEODORE ROOSEVELT
80128348 DANNIN JORDAN ELLIOT
80151412 DARDEN JAMES WALTER III
80126926 DARDER MARIO CARMEN
80129594 DARIEN CAPITAL MANAGEMENT INC
80143715 DARTBOARD PLUS INVESTMENTS
80147137 DASTE TAYLOR & ASSOCIATES INC
80135402 DATZ ASSOCIATES INC
80137856 DAUGHTY RICHARD BEN
80134349 DAVENPORT DAVID ANTHONY
80139167 DAVID CHARLOTTE GERTRUDE
80130198 DAVIDSON & SAURBAUGH ASSOCIATES INC
80142488 DAVIDSON JAMES EDWARD JR /IL/
80116651 DAVIDSON ROBERT N
80125655 DAVIES JOHN DAVID /
80119834 DAVIS DAVID GOTTEN
80149701 DAVIS INTERNATIONAL CONSULTANTS INC /NY/
80126563 DAVIS KINARD & CO
80132583 DAVIS R FINANCIAL SERVICES INC
80126203 DAVIS RICHARD DUANE
80102506 DAVIS ROBERT CHARLES
80154608 DAVIS SCOTT ALAN
80133406 DAVIS THEODORE M
80136047 DAVIS WILLIAM JAMES
80111907 DAWIS
80147935 DAWKINS JAMES PHILIP
80151811 DAWSON CAPITAL MANAGEMENT
80152440 DAWSON CAPITAL MANAGEMENT /DE/
80146161 DAWSON DOUGLAS ARLIN
80143720 DAWSON INVESTMENT ADVISORS
80142228 DAY MICHAEL FORTNER /CO/
80145136 DAY MILTON SHERMAN /MO/
80111937 DAY ROBERT
80148441 DBS ADVISORS INC
80118431 DE LA TORRE JOSE DIAZ
80122309 DE RANIERI JOSEPH THOMAS
80118857 DE VOU JAMES LAIRD
80148449 DEADMAN ROBERT JAMES
80149435 DEAL RICHARD ALLEN
80131527 DEAN C W & CO INC
80126133 DEAN MILES INVESTMENT ADVISOR FINANCIAL PLANNER
80140240 DEARBORN INVESTMENT ADVISORS INC
80136623 DEARNLEY LARSEN & SCHRAGE
80145760 DEASY DONALD JOSEPH
80125536 DEBOCKLER KEVIN JOSEPH
80150278 DECISIONWARE INC
80131035 DEEB & ASSOCIATES INC
80129488 DEEL ROBERT PAGE
80154321 DEEP LAKE CAPITAL MANAGEMENT LLC
80151484 DEFINED INVESTMENTS INC
80127144 DEFOREST CO INC
80154234 DEFRANCESCA PETER FRANCIS
80145028 DEHGHI HAIDEH M /VA/
80113112 DEJARDIN DONALD ARTHUR
80134458 DEJOHN FINANCIAL CORP
80130640 DEKKER ROBERT GERALD
80147999 DEL MAR FINANCIAL SERVICES INC
80148977 DELAMBILY ROBERT WALTER JR
80131056 DELANEY THOMAS GUNNAR
80114600 DELAWARE SECURITIES & INVESTMENTS INC
80143059 DELCU FINANCIAL SERVICES INC /DE/
80126758 DELEHANTY DANIEL ALBERT
80130458 DELISIO JEFFERY SCOTT
80147003 DELLING LEONARD VERNE
80119159 DELNOCE THOMAS PETER
80118824 DELPHI ASSET MANAGEMENT/CA
80129549 DELPHI CAPITAL PRESERVATION INC
80134352 DELPHI ECONOMICS INC
80150691 DELTA EQUITY SERVICES CORP /MA
80130110 DELTA INVESTMENT SERVICES INC
80148007 DEMARCO FRANK
80137494 DEMATTIA MARK ALEXANDER
80120269 DEMOS JOHN
80148138 DENIETOLIS MARK
80109515 DENNER JOHN WINSLOW
80126645 DENNING RICHARD PAUL
[[Page 12535]]
80142043 DENTON NEVIL LLOYD /NY/
80150424 DEPEW MICHAEL WILLIAM
80137073 DERUTAM B V
80138811 DESANTIS ANTHONY
80153446 DESANTO KEITH LEWIS
80142817 DESIO CAPITAL MANAGEMENT INC /NY/
80154717 DEUTSCHE FUND MANAGEMENT INC
80149559 DEVILLIER LYNELLA ANN
80141099 DEVRIES GROUP
80125314 DEWEY ALLEN LEONARD
80135959 DF ADVISORS INC
80125401 DFG INVESTMENTS INC
80131665 DHL FINANCIAL SERVICES INC /MA/
80139690 DI LORETO MICHAEL JOHN
80112604 DIAMOND JOEL RENN
80130307 DIAZ JOSE OWEN REQUIZ /MI/
80149784 DIAZ MARK BALDWIN
80149123 DICK WILLIAM EDWARD
80143679 DICKER TIMOTHY CHRISTOPHER /CA/
80150368 DICKERSON THOMAS EARL
80146843 DICKEY MICHAEL GEORGE
80119768 DIEDERICHS JOHN KUENSTING
80118788 DIETRICH HOWARD NELSON JR
80148332 DIETZ ALFRED EDWARD
80118931 DIETZ JOSEPH ROBERT
80146851 DIGGLE CAPITAL MANAGEMENT & RESEARCH INC
80145704 DIGIOVANNI JOSEPH
80140660 DIGN DOUGLAS ALLEN
80140136 DIMENSIONAL FUND ADVISORS LTD
80146349 DION DAVID ARTHUR
80151234 DIRECT MARKETING GROUP INC
80132675 DIRECTED SERVICES INC
80135590 DIRLAM WILLIAM HENRY III
80145353 DISCIPLINED INVESTMENT STRATEGIES CORP
80132711 DISCOVERY FINANCIAL PLANNERS INC
80142584 DISCOVERY PARTNERS INC /NY/
80150675 DISCUS BAY GLOBAL INVESTMENTS LP
80145951 DISOMMA ROBERT PAUL /NY/
80123756 DISTEFANO ROBERT MICHAEL
80123371 DISTINCTIVE FINANCIAL PLANNING INC
80117173 DIVERSIFIED ADVISORY SERVICES INC
80137819 DIVERSIFIED CAPITAL MANAGEMENT INC /IL/
80125962 DIVERSIFIED FINANCIAL PLANNING INC /MI/
80124045 DIVERSIFIED FINANCIAL SERVICES INC
80135909 DIVERSIFIED FUND MANAGEMENT INC
80138980 DIVERSIFIED WEALTH PLANNING INC
80150800 DIXON & CO CPAS
80139124 DIXON LANG & ASSOCIATES INC
80131316 DIXON THOMAS DOUGLAS
80127556 DIZINNO RONALD EDWARD
80154538 DMR FINANCIAL PLANNING INC
80138967 DOAN DONALD WILLIAM
80145856 DOBBS CORP /GA/
80130575 DODD JOHN DAVID
80108457 DODGEN JOHN DORSEY
80129326 DODSON BRIAN DAVID
80138981 DODSON MARY JEANNE
80139037 DOHAR MICHAEL J
80142487 DOHERTY & STUART PC /MA/
80138095 DOMINION BOND RATING SERVICE LTD
80147279 DOMRES ROGER WILLIAM
80151762 DONALD ROBERT LEE
80144077 DONELON THOMAS PA /FL/
80137835 DONGWON INVESTMENT TRUST MANAGEMENT CO LTD
80139805 DONLAN MCMAHON & CO INC /MA/
80152541 DONNELLY WILLIAM JAMES JR
80135005 DONNER AVRUHUM M
80144160 DONOGHUE SUSAN PAULETTE /KS/
80135312 DONOVAN JOHN KEVIN
80151476 DONOVAN JOHN ROY
80147112 DOOLE BRUCE WILLIAM
80139563 DORIAN GEORGE KEVORK
80140052 DORVALL WILLIAM ALLEN
80139977 DOTEY ROBERT LEE
80147036 DOUGHERTY ADVISORY SERVICES INC
80154607 DOUGHERTY JOHN ARCHER
80141102 DOUGLAS MICAH CALVIN
80126710 DOWELL DOUGLAS RICHARD
80149292 DOYLE PHILIP CRAIG
80137208 DOYLE WILLIAM RANDALL /UT/
80123261 DOZIER WHELAN ASSOCIATES INC
80139311 DP TRADING INC /MI/
80138079 DR Z INVESTMENTS INC
80143781 DRAIN CHRISTINA LYNN /FL/
80129686 DRAKE BARBARA ANNE
80153923 DRAKE WILLIAM DONALD
80148294 DRAKULICH MIKE T
80139548 DRAPER COMPUTIME ASSET MANAGEMENT
80142724 DRAPER DIVERSITIES LTD
80142824 DRAYER GROUP INC /TX/
80151356 DREAMWORKS INC
80122598 DRESSLER CARL T
80136319 DREY MICHAEL WELSH
80146722 DRIGGERS ROBERT S /AL/
80135779 DRISCOLL CHARLES F /MO/
80139953 DRISCOLL EDWARD BENEDICT JR
80112213 DRY MICHAEL POWELL
80122218 DRYADS GREEN PROFESSIONAL ASSOCIATES
80144663 DRYB INVESTMENT ADVISORY INC /IL/
80144994 DS&P REORGANIZATION FUND LP
80126540 DSI FINANCIAL SERVICES INC
80143457 DUBROW DUKER & ASSOCIATES PA /FL/
80142616 DUCHALA JOHN STEPHEN /NC/
80135043 DUDA PAUL ALLEN
80138770 DUDLEY LELAND POST
80141314 DUFFY DINAH CFP INC /CA/
80134751 DUFFY F J & CO INC
80130712 DUFRANE FINANCIAL SERVICES INC
80117652 DUGAN & LOPATKA CPAS P C
80135677 DUKE TIMOTHY ROBERT
80148973 DUMAS ROBURT ANDRE JR
80123800 DUMAS THEODORE SIMON
80128858 DUNDEE PARTNERS INC
80124860 DUNEDIN FUND MANAGERS LTD
80132214 DUNHILL ASSET MANAGEMENT CO INC
80136183 DUNLAP EQUITY MANAGEMENT INC
80119822 DUNN & ASSOCIATES ADV
80152032 DUNN JAMES WILLIAM
80139232 DUNN TIMOTHY /MA/
80140183 DUNNINGTON NANCY WORKMAN
80146078 DUPONT INVESTMENT ADVISORS INC
80126972 DURAND JEFFREY C
80129286 DUVALL RANKIN POWERS III
80140396 DW MULTIEMPLOYER PLAN ADVISORS INC /CA/
80128269 DWYER KENNETH M
80129880 DYE ANTHONY WARD
80141799 DYER JAMES JOSEPH
80139780 DYER MARK EDWARD /WA/
80124795 DYER ROBERTSON & LAMME INC
80127764 DYHOUSE CLIFFORD WILLIAM
80116457 DYM CHARLES HAROLD
80153521 DZE INC
80147451 E C S ASSOCIATES
80144343 EAGLE ADVISORS INC /CA/
80146556 EAGLE INVESTMENT AGENCY INC /GA/
80140610 EAGLE RETIREMENT & INVESTMENT PLANNING INC /NJ/
80115989 EAKER THOMAS WILLIAM
80140839 EAS FINANCIAL CORP /TX/
80130384 EAST BAY FINANCIAL SERVICES INC
80145523 EAST COAST ADVISORY SERVICES INC
80130116 EAST FINANCIAL PLANNING SERVICES INC
80129803 EAST WEST ADVISORY CORP
80126256 EASTPAC SECURITIES GOLD INVTS & FINANCIAL SERVICES
80144794 EATON MAURICE ANTOINE /CA/
80147936 EBENSTEIN CARLA JEAN
80149665 EBERHARD INVESTMENT ASSOCIATES INC
80118234 EBERSBERGER ADVISORY CO INC
80117331 ECA COS/AZ/
80140146 ECHELON CAPITAL ADVISORS INC
80138987 ECKERT GARY MILES
80125946 ECKSTEIN STANLEY
80140699 ECONOMIC & INVESTMENT INSTITUTE INC
80111002 ECONOMIC ADVISORY CORP
80126299 ECONOMIC APPLICATIONS INC
80149802 EDDY & EDDY CPAS PC
80134867 EDEN & EDEN
80135539 EDEN FINANCIAL CORP
80136073 EDER GROUP
80154186 EDGAR WILLIAM HENRY
80124066 EDGERTON & HARPER INC
80128995 EDWARDS E D CO
80130523 EDWARDS HELEN WALLECK
80137568 EGLSEDER SCOTT WHEATLEY /MD/
80142290 EGS INVESTMENT ADVISORS INC /NY/
80148414 EHRENREICH & CO SECURITIES CORP
80145763 EICHER JILL
80141339 EICHNER JEFFREY H /NY/
80132481 EISMAN WILLIAM PERRY
80143651 EISNER MEYER W
80133289 EISS MITCHELL HOWARD
80123385 EK CAPITAL MANAGEMENT INC
80131068 ELER & LUBIN ASSOCIATES
80135065 ELGETHUN TERRY VAUGHN
[[Page 12536]]
80146118 ELIAN DAVID MONSIEUR /HI/
80133718 ELKING VALERIE JEAN
80120073 ELLERBACH RICHARD JOSEPH
80143805 ELLIOTT FINANCIAL SERVICES INC /LA/
80152296 ELLIS DAVID VERON
80145572 ELLISON RICHARD WAYNE
80129363 ELLWOOD R S & CO INC
80154631 ELMOQADDEM SALAH
80151137 EM FINANCIAL SOLUTIONS LLC
80146073 EMERALD CAPITAL MANAGEMENT INC /PA/
80139155 EMIC ADVISORS INC
80126070 EMMETT FINANCIAL SERVICES INC
80140216 EMMONS CHARLES CLIFFORD
80122210 EMMONS HARLEY RAY JR
80122731 EMPIRE CONTRACT CONSULTING INC
80135854 ENDICOTT INVESTMENT ADVISORS INC
80141472 ENERGY EQUITIES INC /NJ/
80130709 ENERGY RECOVERY PARTNERS LIMITED PARTNERSHIP
80136903 ENFIELD MANAGEMENT CORP /MA/
80132334 ENG ALBERT
80154323 ENGDAHL MICHAEL BRIAN
80143476 ENGEL STEVEN PETER
80147129 ENGLEMAN DAVID ANDREW
80130524 ENGLISH HARRY GORDON
80131782 ENGLISH JAMES LARUE
80132955 ENGLISH JOHN WILLIAM
80138624 ENGLISH PETER GEORGE JR
80142155 ENHOLM GREGORY BENTON /CA/
80137000 ENRIGHT & CO /NY/
80131012 ENSIGN FINANCIAL PLANNING GROUP INC
80152361 ENSWORTH BRANT A
80143474 ENTRUST PLANNING CONCEPTS INC
80140882 ENVANI HAMID REZA
80139531 ENVIRONMENTAL ALLIES MANAGEMENT INC
80152031 ENVIRONMENTAL BENCHMARKER
80129067 EPHRAIM & MILLER CONSULTING INC
80144780 EPSTEIN ADAM JONATHAN
80143324 EPSTEIN ANDREW ROSS
80148515 EQUITY ADVISORS CORP/OK
80111440 EQUITY FINANCIAL PLANNING CORP
80140588 EQUITY PARTNERS GROUP INC /NV/
80122929 EQUITY PLANNING OF NEW ENGLAND LTD
80139949 ERICHSEN CHRISTIAN EMIL
80125707 ERISA MORTGAGE CO
80144958 EROLGAC YILMAZ
80152240 ESCANDELL KELLY & BYRNE INC
80133291 ESCF CAPITAL CONSULTANTS GMBH
80125812 ESCH ROBERT W /IL/
80151945 ESCOFFERY RONALD GEORGE
80118358 ESKEW WILLIAM JOEL
80152783 ESPARZA ALEX EUGENE
80146490 ESPOSITO RICHARD STEPHEN /NY/
80134031 ESSEX INTERNATIONAL MANAGEMENT CO
80145459 ESTATE & CORPORATE ADVISORS INC /MN/
80119345 ESTATE & FINANCIAL PLANNERS INC
80144221 ESTATE PLANS OF TEXAS INC /TX/
80134953 ESTES MICHAEL
80147648 EUCLID ADVISORS INC
80142360 EUI PUBLICATIONS /UT/
80140764 EUROMOBILIARE SIM SPA /ITALY/
80137471 EUROMOBILIARE SPA
80146465 EUROPAVEST GROUP LTD /IL/
80141443 EVANS GERALD ALLEN
80128098 EVANS JOANNA ELIZABETH
80129689 EVANS THIEL MELISSA
80122664 EVENSKY SIDNEY EARL
80139869 EVEREST FINANCIAL SERVICES INC /OK/
80146053 EVEREST FINANCIAL SERVICES INC /VA/
80133515 EVEREST INVESTOR SERVICES LTD
80143687 EVERGREEN FINANCIAL SERVICES INC
80131975 EVERHART GEORGE G
80126521 EVERTS NELSON TOWER
80124234 EVERY TIMOTHY LAWRENCE
80120985 EWING WILBUR R
80125745 EXCALIBUR FINANCIAL GROUP INC
80146907 EXCHANGE CAPITAL MANAGEMENT INC /IL/
80143937 EXECUTIVE FINANCIAL RESOURCES LLC /UT/
80130089 EXECUTIVE FINANCIAL STRATEGIES INC
80121137 EXECUTIVE GROUP ADV
80142622 EXECUTIVE MONEY MARKETS INC
80132070 EXETER RESEARCH INC
80139582 EXETER SECURITIES CORP /TX/
80131096 EXIMA CAPITAL MANAGEMENT LTD
80136727 EXTEN VENTURES INC /CA/
80144607 FAC INC
80133173 FACCHETTI LOUIS FRANCIS
80148854 FAERMAN DONALD STEPHEN
80137321 FAGAN INVESTMENT GROUP INC /NY/
80140040 FAGERSTROM BRADLEY BERT
80130764 FAGGIO JOHN ANTHONY /
80133029 FAILLA & FAILLA FINANCIAL SERVICE INC
80124209 FAIRBANKS HOWARD TERRY
80122118 FAIRFIELD ADVISORS INC
80148682 FAIRWAY CAPITAL MANAGEMENT LTD
80152244 FALCON REALTY INVESTMENT COUNSELORS INC
80121314 FALVAY DAVID KEEFE
80135403 FALZONE & CO INC /NY/
80154260 FAMILY WEALTH COUNSELORS INC /TX/
80145505 FANNING FINANCIAL SERVICES INC
80141026 FARLEY THOMAS KALIEL /KS/
80143513 FARRAR MICHAEL EDWARD /AZ/
80119149 FARRELL GLENN PETER
80151229 FARRELL JOHN C
80119836 FARRINGTON ASSOCIATES INC
80152819 FAUTH WILLIAM WESTBROOK
80113906 FAVRET BERNARD ALPHONSE
80133799 FB CAPITAL INC
80135396 FBF FINANCIAL SERVICES LTD
80145506 FCF FINANCIAL ADVISORY INC
80137418 FCG INVESTMENT COUNSEL INC
80140330 FDG FINANCIAL SERVICES INC /IL/
80147782 FDIS INC
80137652 FEASEL STEVEN WILBUR
80153153 FEHERVARI ELENA ANN
80112646 FEHRENBACHER JOHN JOSEPH
80127282 FEINBERG LOIS KARLIN
80126590 FEINBERG PAUL LLOYD
80135347 FEINER STEPHEN ASSOCIATES INC
80147945 FELDMAN MONTE JOSEPH
80131464 FELDSTEIN STEVEN
80138060 FERI CORP
80153084 FERNWOOD CAPITAL MANAGEMENT INC
80139918 FERRANTE JOSEPH GEORGE
80137385 FERRARI PASQUALE
80145865 FERRIN FINANCIAL ADVISORS INC
80139876 FERRIS HERBERT CURTIS
80128928 FERTEL MITCHELL
80129013 FERTIG FINANCIAL SERVICES INC
80119138 FERTIG LEONARD MARTIN
80150426 FIALKOW GAIL ANN
80132525 FICKE WILLIAM CRAIG
80124514 FIDDLE JOEL HOWARD
80141358 FIDUCIARIES ASSET MANAGEMENT /NY/
80133312 FIDUCIARY CAPITAL MANAGEMENT CO LP
80139633 FIDUCIARY MANAGEMENT INC /CA/
80145237 FIDUKA PORTFOLIO MANAGEMENT INC /NY/
80140230 FIELDINGS DAVID LEVI
80143062 FIELDS JACKSON EDWARD JR /SC/
80136601 FIELDS TED FINANCIAL INC
80136589 FIEN ANTHONY BARRY
80143528 FILLMORE MERCANTILE INC
80134404 FILLMORE NEAL & DUNN
80146754 FIMSA INVESTMENT ADVISORS INC
80115196 FIN INC
80147480 FINANCIAL & INVESTMENT MANAGEMENT ADVISORS INC
80119886 FINANCIAL ADVISORY CO
80120885 FINANCIAL ADVISORY CORP /MA/
80121110 FINANCIAL ADVISORY GROUP INC /MS/
80125539 FINANCIAL ADVISORY SERVICES /CA/
80126207 FINANCIAL ADVISORY SERVICES INC /CO/
80141776 FINANCIAL ADVOCATES INC /NE/
80142571 FINANCIAL ALTERNATIVES ADVISORY CORP
80141716 FINANCIAL ANALYSIS INC/UT
80138817 FINANCIAL ANALYTICAL STRATEGIC TRADING
80131901 FINANCIAL BASIC TRAINING INSTITUTE INC
80124774 FINANCIAL BUSINESS SERVICES CORP
80148339 FINANCIAL COMMUNICATIONS INC
80135547 FINANCIAL CONSULTANTS INC WV
80128805 FINANCIAL CONSULTANTS OF MICHIGAN INC
80111866 FINANCIAL CONSULTING SERVICES INC /LA/
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80146593 FINANCIAL CONTROLS INC /CO/
80129859 FINANCIAL COUNSELORS INC /IL/
80134528 FINANCIAL DESIGN ASSOCIATES INC
80124024 FINANCIAL DESIGNS INC /NC/
80112507 FINANCIAL DESIGNS LTD
80121693 FINANCIAL DEVELOPMENT ASSOCIATES
80119650 FINANCIAL DIMENSIONS PLANNING CORP ADV
80135299 FINANCIAL DIRECTIONS GROUP /AZ/
80114705 FINANCIAL DISCIPLINES INC
80117410 FINANCIAL EDGE CORP
80153412 FINANCIAL EDUCATION INSTITUTE OF NEVADA INC
80135551 FINANCIAL FOUNDATION ADVISORY CORP
80120328 FINANCIAL FOUNDATIONS INC
80122484 FINANCIAL GAME PLANS INC
80125119 FINANCIAL GROWTH ASSOCIATES INC
80134474 FINANCIAL GUARANTY CORP
80140676 FINANCIAL INFORMATION CENTER
80125415 FINANCIAL INSIGHTS INC /TX/
80125533 FINANCIAL INTEGRATION SERVICES INC
80134789 FINANCIAL LINC CORP
80132281 FINANCIAL MANAGEMENT ASSOCIATES /OR/
80126378 FINANCIAL MARKET SECURITIES
80144781 FINANCIAL MATTERS INC /CO/
80150492 FINANCIAL NETWORK ADVISORY INC
80138132 FINANCIAL NETWORKS UNLIMITED /PA/
80148580 FINANCIAL ONE GROUP INC
80118739 FINANCIAL PLAN RESOURCE GROUP /CA
80136063 FINANCIAL PLANNERS INTERNATIONAL CORP
80130480 FINANCIAL PLANNING & MANAGEMENT INC /MA/
80127763 FINANCIAL PLANNING & TAX SERVICE INC
80121328 FINANCIAL PLANNING CENTRE OF SAN DIEGO INC ADV
80149092 FINANCIAL PLANNING CONSULTANTS INC /GA/
80117385 FINANCIAL PLANNING CONSULTANTS INC /OH/
80134948 FINANCIAL PLANNING DIMENSIONS INC
80144354 FINANCIAL PLANNING GROUP INC
80130590 FINANCIAL PLANNING INSTITUTE INC
80142462 FINANCIAL PLANNING SERVICES INTERNATIONAL INC /AUSTRIA/
80133489 FINANCIAL PLANNING SUITE INC/NY
80137351 FINANCIAL PLANNING TRAINING INSTITUTE INC /PA/
80136464 FINANCIAL PRODUCTS & SERVICES INC
80145893 FINANCIAL PROMOTIONS INC /CO/
80151558 FINANCIAL QUEST INC
80120479 FINANCIAL RESOURCE EXCHANGE INC
80143426 FINANCIAL RESOURCE GROUP INC
80123684 FINANCIAL RESOURCE MANAGEMENT INC
80142628 FINANCIAL RESOURCES MANAGEMENT INC
80140925 FINANCIAL SECURITY SYSTEMS INC
80120179 FINANCIAL SERVICES ADVISORY INC
80131290 FINANCIAL SERVICES INVESTMENT ADVISORS INC /FL/
80139786 FINANCIAL SERVICES SOUTH INC SERFISUR
80151144 FINANCIAL SOLUTIONS INC
80140868 FINANCIAL SOLUTIONS INC /CT/
80126826 FINANCIAL SOUNDINGS INC
80133795 FINANCIAL STRATEGIES INC /WV/
80106233 FINANCIAL STRUCTURES INC
80145446 FINANCIAL SYNTHESIS INC /MN/
80125517 FINANCIAL TACTICS INC
80132264 FINANCIAL TRAINING GROUP INC /NC/
80121701 FINANCIAL TRUST CORP /MA/
80142723 FINANCIAL VIEWS INC /CT/
80153754 FINANCIAL WORLD ASSET MANAGEMENT LLC
80126638 FINCH BRADFORD D
80113544 FINDELL GEORGE JR
80124522 FINE EMILY HUGGINS
80152063 FINER & CO INVESTMENT & FINANCIAL ADVISORS INC
80111640 FINNEGAN WILLIAM ADOLPH
80128877 FINNERAN JOHN PATRICK JR
80148023 FIREMAN & ASSOCIATES INC
80118999 FIRST ADVISORY CORP /OH/
80134566 FIRST ALLEGHENY SECURITIES INC
80145784 FIRST ASSET GROUP INC /GA/
80150151 FIRST ATLANTIC INVESTMENT MANAGEMENT INC
80134102 FIRST CAPITAL FUNDING INC
80126637 FIRST CAPITAL PLANNERS INC
80137077 FIRST COLONIAL INVESTMENT SERVICES INC
80128324 FIRST EASTERN EQUITY CORP
80136010 FIRST FINANCIAL GROUP OF COLORADO INC
80128468 FIRST INTERSTATE CAPITAL MANAGEMENT INC
80140992 FIRST INVESTMENTS OF THE SOUTH INC /FL/
80123073 FIRST LIBERTY SECURITIES INC
80134530 FIRST LINCOLN FINANCIAL CORP /CO/
80135098 FIRST NATIONAL INVESTMENT SERVICES INC
80148930 FIRST NEW ENGLAND ADVISORS INC
80123938 FIRST OF PHILADELPHIA REGISTERED INVESTMENT ADVISOR CORP
80140557 FIRST PACIFIC ADVISORY GROUP INC /HI/
80131979 FIRST SAN FRANCISCO CORP /CA/
80149732 FIRST SAVANNAH CAPITAL MANAGEMENT LLC
80149138 FIRST SOUTHEASTERN SECURITIES GROUP INC /FL/
80134887 FIRST UNITED SERVICE SECURITIES INC
80135611 FIRST VERMONT CAPITAL MANAGEMENT INC /VT/
80138147 FIRST WASHINGTON GROUP INC /DC/
80144719 FISAM EQUITY INC
80141825 FISCAL PLANS INC /IL/
80145509 FISCHBACH ELLWYN/CA/
80146033 FISH GARY ROBERT /WA/
80141993 FISHE GERALD RAYMOND AYLMER
80129424 FISHER THOMAS GERARD
80149325 FITZEKAM DOUGLAS BRIAN
80152284 FITZGERALD INVESTMENT MANAGEMENT LLC
80140593 FLANAGAN & ASSOCIATES INC
80151145 FLEMINS FINANCIAL SERVICES LLC
80138984 FLINT FINANCIAL SERVICES INC
80141139 FLORENCE FINANCIAL MANAGEMENT INC
80151340 FLORENCE JOSEPH BRAD
80135016 FLORES MICHAEL DAVID
80153361 FLORES RICHARD ANTHONY
80147575 FLOYD GREGORY WAYNE
80144206 FLYNN PATRICK W /CA/
80136536 FNW BANCORP INC /IL/
80119796 FOCUS FINANCIAL CONSULTANTS INC
80150163 FOCUS FINANCIAL PLANNING SERVICES INC
80112490 FODEMAN LESLIE J
80117531 FODEN ARVA E /VT/
80140150 FOGG BRADLEY MARC
80117625 FOLLMER CYRUS BROWN JR
80147642 FOLTA RAND GOODWIN
80119893 FONDIE JOSEPH JACK
80142776 FOPIANO RICHARD FRANCIS JR
80113002 FORBACH INVESTMENTS & ANALYSIS CO INC
80136880 FORBES ASSET MANAGEMENT INC /VA/
80152633 FORD JAMES MARVIN
80144442 FORD JOHN THOMAS
80149004 FORD SCOTT TYRONE
80119005 FORDE D H & CO
80142944 FORESTAL GROUP INC /IL/
80116248 FORMAN INVESTMENT CO
80112212 FORNEY CRAIG BRUCE
80135713 FORTE COMMODITIES INC
80127459 FORTI RONALD RICHARD
80148800 FORTINE CHARLES T
80120444 FOSS CHARLES NORMAN
80148461 FOSTER & FOSTER INC /
80133416 FOSTER GEORGE EDWARD
80132708 FOSTIN INVESTMENT MANAGMENT CO
80110375 FOULK DAVID G
80147393 FOULKE JOHN HOWARD
80137122 FOWLER & CO PS CPA
80138900 FRANCIS CYNTHIA DENISE
80146709 FRANCIS DALE LEE /OH/
80124642 FRANCIS EDGAR BURNETT
80141417 FRANK ALAN R
80141904 FRANK C R INC /OR/
80153508 FRANK RONALD MELVIN
80133694 FRANKEL GROSS FINANCIAL MANAGEMENT INC
80129153 FRANKENHOFF WILLIAM P INC /NY/
80141829 FRANKLIN MITCHELL HENRY
80148650 FRANKLIN MORRIS CONSULTING SERVICES INC
80132277 FRANKLIN SAVINGS ASSOCIATION
80136539 FRANZ JACK EUGENE
[[Page 12538]]
80146035 FRAYSER WILLIAM ASHBY III /SPAIN/
80123782 FRE MAR ENTERPRISES INC
80108386 FREDERICK RESEARCH CORP
80132915 FREED ERIC ROBERT
80128700 FREED SUSAN CAROL
80136751 FREEDOM INTERNATIONAL INVESTMENT MANAGERS INC
80145792 FREEMAN DARRELL DELOS
80140773 FREEMAN MARC
80153983 FREIDINGER TED L MBA CPA PA
80146198 FREIDUS JACOB /NY/
80127062 FREITAS JEFFREY MICHAEL
80143108 FREMONT PATRICK WOODS
80135390 FRENCH CHARLES EDWIN
80124431 FRENCH PAUL COMLY JR
80154252 FRENCH RICHARD JAMES /IL/
80131753 FRENCH ROBERT SIDNEY
80148836 FRICKS FINANCIAL ADVISORS INC
80143284 FRIEDLER JOHN P /NY/
80140838 FRIEDMAN HERMAN
80143201 FRIEDMAN KENNETH STEPHEN /CO/
80122669 FRIEDWALD DAVID CHARLES
80130604 FRIGERIO GIOVANNI NEPOMUCENO
80126580 FRITZ RONALD STEVEN
80126503 FROELICH FREDERICK KARL /NC/
80154246 FUCHS LONNI A
80147486 FUERST KARL WILLIAM
80133821 FUHRER ROGER WURTH
80135321 FULFER DONNA KAY
80112075 FULLER KERMIT
80128835 FUND AMENTA LIST LTD
80130482 FUND MANAGEMENT INC /IL/
80123234 FUNDAMENTAL FINANCIAL ADVISOR INC
80139294 FUNDCAP MANAGEMENT CO INC
80135904 FUNDING THE FUTURE INC
80126672 FUNKHOUSER BRADLEY SCOTT
80118400 FURBEE CAROL ANN WIDMER
80146270 FURLIN DAVID LAWRENCE /NY/
80129211 FUTURE ANALYSTS INC
80129948 FUTURE GAINS INC
80138044 FUTURE PROFESSIONALS INC
80149991 FYI FINANCIAL PLANNING CORP
80128253 GABRIEL MARKET MOMENTUM SERVICES INC
80143365 GAFFNEY CHARLES MCCULOUGH JR /LA/
80130113 GAGNON CO
80141624 GALES MICHAEL A /NY/
80144404 GALLAHER KEITH ROBERT
80136632 GALLANT JAMIE INC
80153323 GALLIGAN STEPHEN CRAIG
80118981 GAMBA LOUIS F INVESTMENTS INC
80115015 GAMMA CAPITAL CORP
80151168 GAMMAWEALTH CAPITAL MANAGEMENT INC
80121784 GAMMILL & CO INC
80145769 GAMUT ASSET MANAGEMENT INC
80145195 GANESAN GURUMURTHY
80148293 GARAFANO JOSEPH ALAN
80136769 GARCIA ANTHONY
80150395 GARCIA FELIX
80120662 GARDNER JOHN DAVID DDS
80148581 GARDNER REBECCA HEFFERNON
80124141 GARDNER ROBERT H ASSOCIATES INC
80134095 GARDNER TIMOTHY GARFIELD
80149032 GARFIELD FRED CARY
80121966 GARFIELD GEORGE JOSEPH
80136990 GARLAND GARY D CPA /NY/
80148972 GARMAN RANDAL EARLE
80128070 GARNER JAMES OZRO
80148384 GARNER MARY ALICE
80124364 GARST WILBUR GALEN
80134256 GARZA & ASSOCIATES INC
80151487 GASSMAN BARRY GORDON
80128817 GATEWAY ADVISORS INC
80147484 GAUGHAN JOHN CHARLES JR
80147757 GAULT JUDITH ROSEMARY
80128305 GAUNT BRENDA MCGRATH
80120697 GCG ASSOCIATES INC
80138188 GEARY JAMES ANTHONY SR
80136593 GEDZUN MICHAEL THOMAS
80137674 GEE & DRAGANZA /CA/
80124633 GEISBAUER JAMES REILLY
80125168 GELFAND IVAN & ASSOCIATES INC
80125000 GELLER MARTIN ALAN
80120617 GELLIS EUGENE OWEN
80126414 GELLY BRUCE S
80139144 GEMINO FRANCIS P
80136039 GENERAL AESTHETICS CORP
80130282 GENERAL INVESTOR SERVICES INC
80153200 GENESIS INVESTMENT ADVISORS INC
80143737 GENSER DAVID STEVEN /NY/
80128016 GENTSCH MADISON BRENT
80139785 GEOFINANCE LIMITED
80132813 GEORGETOWN GROUP LTD
80144606 GERBER NICHOLAS DANIEL
80136616 GERBER TAYLOR ASSOCIATES INC
80110601 GERBINO KENNETH JOSEPH
80139946 GERMAN VREELAND & ASSOCIATES /NJ/
80132204 GERRINGER WAYMON
80126422 GETZ FEARNOW GLORIA
80153010 GETZEN GROUP INC
80123192 GEYER RICHARD LEIDY
80146731 GEZA INVESTMENT MANAGEMENT LTD /LONDON/
80147830 GFC ADVISERS CORP
80126079 GGK FINANCIAL SERVICES INC
80117597 GIANGRANDE FRANK G
80143011 GIANNETTI SALVATORE III /NJ/
80139222 GIBSON ROBERT DOUGLAS /AZ/
80147627 GIBSON ROYAL BRICKER
80137233 GIC INVESTMENT ADVISORY INC /OR/
80138148 GIERE SCOTT MICHAEL /IL/
80141774 GILBERT GARY T /MA/
80146985 GILBERT JOHN WILLIAM
80137030 GILBERT PETER ALAN /CA/
80153716 GILBREATH SYSTEMS INC
80119440 GILBRETH POLLARD MANAGEMENT INC ADV
80141947 GILBROOK JOHN FREDERICK
80147016 GILCHRIST RONALD JOSEPH
80142240 GILL CHARLES FAIRCHILD /CT/
80138139 GILLASPIE B C INSURANCE AGENCY INC /OR/
80146750 GILLIGAN JOHN TOM
80129718 GILLIS LOUISE MARGARET
80126054 GILMAN PLANNING SERVICES INC
80135166 GIMBLE HERMINE LEA
80150243 GIMPEL JAMES ADAMS
80136813 GINSBERG SCOTT /MA/
80133331 GINSBERG TED CHARLES
80124478 GIROUX JOSEPH A
80148366 GISSANDANER KEITH JAY
80129360 GIVENS HALL CAPITAL MANAGEMENT INC
80139293 GLASS & WYLY CO V
80129964 GLASSBERG SAMUEL ZALMAN
80130663 GLASSER ELLIOTT JON
80149441 GLAVES & ASSOCIATES INC
80117798 GLEASON JOEL PAGE
80145728 GLENBOROUGH INSTITUTIONAL INC
80129755 GLEYSTEEN PETER VAN
80138901 GLICK MICHAEL LYNN
80154574 GLICKMAN MARK BARRY
80151851 GLOBAL ADVISORS INC /AL/
80136136 GLOBAL ASSET MANAGEMENT
80152654 GLOBAL FINANCIAL ASSOCIATES INC
80139265 GLOBAL INTERNATIONAL INC /NY/
80150164 GLOBAL INVESTMENT ADVISORS INC
80152198 GLOBAL INVESTMENT ADVISORS INC /IL/
80132596 GLOBAL INVESTMENT ANALYSTS INC
80139549 GLOBAL MANAGEMENT SERVICES INC
80149962 GLOBAL VENTURES LTD
80128460 GOGGINS ALFONZA R JR /GA/
80144280 GOLAN RAFAEL /FL/
80136004 GOLDBERG STEVEN HARVEY
80132501 GOLDEN GATE SECURITIES
80120145 GOLDEN KENNETH HAROLD
80146432 GOLDEN PRAIRIE INVESTMENT SERVICES INC
80127525 GOLDEN STATES FINANCIAL SERVICES CORP
80134009 GOLDMAN GEORGE THOMAS
80126918 GOLDMAN MAYNARD
80132687 GOLDMAN MICHAEL VICTOR
80141239 GOLDMAN RONALD JAY
80134708 GOLDNER & HAWN INC
80144327 GOLDNER RUSSELL DALE
80141976 GOLDSTEIN BONNIE /CA/
80145219 GOLIATH FINANCIAL GROUP INC /KY/
80125432 GOLLER JANET FRANCES
80137157 GOLLY ALBERT JOSEPH JR /NY/
80124448 GONCALVES CARLOS
80143930 GONZALES GEORGE ANTHONY /CA/
80123996 GOODING DANIEL EDWARD
80123024 GOODMAN DAVID ALLEN
80142546 GOODMAN GREGORY SCOTT
80138838 GOODMAN STEVEN MARTIN
80142545 GOODMAN SUZANNE NAPOLITANO
80150973 GOOZNER ALAN R
80135470 GOPPERT FINANCIAL SERVICES INC
80140739 GORDON ANDREW STEPHEN /MA/
80125371 GORDON CARLA SUE CFP
80149088 GORDON GROUP INC
80138313 GORDON PETER J D INC
80135330 GOREY WALTER DAN
80112973 GORGE WILLIAM JOHN JR
80144749 GORMAN THOMAS EDWARD
80152606 GOSS CLINT CONSULTANTS LTD
80144146 GOSS DEAN COLVIN /TN/
80127560 GOTENSTEIN LOUIS PROFESSIONAL CORP
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80130169 GOTTL & LANDSBERG
80120493 GOUSSIOS THEODORE
80151164 GRACY CAPITAL MANAGEMENT INC
80132067 GRADY ROBERT NEILL
80113479 GRAEBER & CO INC ADV
80129007 GRAHAM & ELLIOTT INC
80153680 GRAHAM BRADLEY THOMAS
80146636 GRAHAM INVESTMENT ADVISORS INC /NY/
80141241 GRAHAM JEFFREY S /NY/
80124484 GRAHAM RUTH INC
80150594 GRAICAP ASSET MANAGEMENT LLC
80147609 GRANATA THOMAS JOHN
80138856 GRANGER RESEARCH INC
80147121 GRANITE CAPITAL INTERNATIONAL MANAGEMENT LP
80142055 GRANT JEFFREY ROBERT /OH/
80144389 GRASSI RICHARD JOSEPH /TX/
80121207 GRASSO ROBERT ALPHONSE
80151128 GRAVES JEFFERY ROBERT
80153847 GRAY FINANCIAL GROUP /GA
80148460 GRAY RICHARD SPERRY
80115974 GRAYLION INVESTMENTS INC
80141710 GREAT LAKES CAPITAL INC/FL/
80125865 GREAT PLAINS FINANCIAL DISTRIBUTORS
80125074 GREAVES CAPITAL MANAGEMENT INC
80146839 GREENBERG BARRY MARTIN
80129382 GREENBERG MICHAEL IRA
80127431 GREENE MARTIN HARVEY
80138563 GREENE ROGER ALLEN
80130342 GREENE STANLEY HAROLD SR
80131830 GREENMORE PORTFOLIO MANAGEMENT INC
80147263 GREENSPAN FINANCIAL ADVISORS INC
80137841 GREENSTEIN ROSENTHAL CAPITAL L P /WA/
80150525 GREENWICH FINANCIAL BENEFITS INC
80136916 GREENWICH MONEY MANAGEMENT /CT/
80154158 GREENWOOD COLETTE YVONNE
80139877 GREGG BRUCE SEYMOUR
80123217 GREGOIRE WILLIAM GRANT
80132315 GREGOR MARTIN PETER
80130255 GRENDA WALTER FRANCIS JR
80153482 GRESPINET INVESTMENTS INC
80150038 GREYSTONE CAPITAL GROUP INC /OH/
80126962 GRIEF STEPHEN
80143765 GRIES DAVID FRANKLIN /IL/
80143874 GRIFFIN COMPANIES INC /MN/
80154008 GRIFFIN WYNVERN ASSET MANAGEMENT LLC
80150574 GRIFFITH PORTFOLIO MANAGEMENT LLC
80129647 GRIMES ROBERTA ANN
80123600 GRISWOLD GEORGE HOWARD JR
80136058 GRISWOLD JOAN KARSTEN
80143716 GROCE DUANE LOWELL
80134358 GROFF RONALD FRANCIS
80123146 GROSS COLLINS & CRESS P C
80145347 GROSS HARRY ROBERT /NC/
80136894 GROSS MICHAEL SIMON /NJ/
80146048 GROSS TOVIA /NY/
80119405 GROSSHANS HARLAN DELL
80146290 GROSSMAN NEAL LEONARD /OH/
80154159 GROVER BRIAN L
80128538 GROVES RICHARD MELVIN
80154707 GROWEALTH CORP
80151925 GRP FINANCIAL CORP
80150472 GRUEN DANIEL FREDERICK
80125177 GRUNDEN FINANCIAL INC
80146793 GRUNER CARMAN GEORGE
80152442 GST PORTFOLIO MANAGEMENT CORP
80144640 GUARDIAN CAPITAL MANAGEMENT INVESTMENT COUNSEL INC
80125947 GUARDIAN FINANCIAL CORP
80140795 GUARDIAN INVESTMENT CORP /NV/
80145804 GUFFEY PAUL DANIEL /OR/
80135127 GUIDA FERDINAND J/PA/
80143845 GUILBAULT RICHARD EUGENE /CA/
80125521 GUILFORD SECURITIES ADVISORS INC
80117077 GULATI SURESH KUMAR
80154662 GUNST ROBERT CURTIS SR
80124634 GURSAHANI KATHLEEN JEAN
80119809 GUTOW SOL CLU
80147989 GUZEK LISA JEAN
80142115 GUZMAN OSCAR LUIS
80149040 GUZMAN VALIENTE EDUARDO
80144943 GUZZETTA MARIA CHRISTINA
80136787 HABECK MARK
80136492 HACK INVESTMENT ADVISORS INC
80127110 HACKER ALICE BERNICE
80154526 HADDAD & SCHMIDT FINANCIAL SERVICES INC
80140632 HADLEY MARC C /MN/
80129439 HAFKIN ELIZABETH ELLEN
80141954 HAGAMAN THOMAS CARTER
80133290 HAGEN MICHAEL JOSEPH
80136585 HAGERBAUMER JAMES BENNETT
80142478 HAGERTY MICHAEL CHARLES /IA/
80142136 HAGUE ROBERT FREMONT
80129912 HAGUEWOOD JERRY L
80138019 HAIDER THOMAS FRANCIS /IL/
80116731 HALBREICH STANLEY MAYNARD
80127528 HALEY WILLIAM JERRY
80110128 HALKETT JAMES ALEXANDER ELDER
80146924 HALL DONALD DENNIS
80120576 HALL GARY RUSSELL
80124500 HALL ROBERT PUGH JR
80144405 HALL WILLIAM MICHAEL
80126391 HALL WILSON W & ASSOCIATES INC
80153984 HALLAQ MARK
80133189 HALLMARK INVESTMENT COUNSEL INC
80148733 HALLOCK ROBERT DUANE
80144355 HALLOWS TEDDY K
80129772 HALPERN GROUP LTD
80138057 HALPERN STEVEN JAY
80137278 HAMACHER DIANNA KEY /OH/
80123783 HAMERSHLAG KEMPNER & CO LP
80130098 HAMILTON CAPITAL MANAGEMENT INC
80135940 HAMILTON CONSULTING CORPORATION
80144239 HAMILTON GROUP INC /MA/
80141494 HAMILTON HERSCHELL LANIER
80138281 HAMILTON JOHN JOSEPH JR
80134306 HAMILTON REALTY ADVISORS INC
80137026 HAMM MICHAEL WAYNE /AZ/
80119206 HAMMEL JOSEPH H
80145732 HAMMOND TIMOTHY PATRICK
80141997 HANDLEY LAURENCE OWEN
80125299 HANDSCHUH RONALD RICHARD
80151328 HANIN FUNDS INC
80147190 HANKINSON MARTIN HOWELL
80153713 HANLEY DANIEL ROBERT
80138181 HANLON JACK DOUGLAS
80126404 HANNA RANDALL LESLIE
80153652 HANNA ROY SAID
80133517 HANNAH J A INVESTMENT ADVISORY SERVICE INC
80144254 HANNAN PAUL FRANCIS /NY/
80137248 HANNON BLAIR & ASSOCIATES FINANCIAL SERVICES /OH/
80142428 HANNON NICHOLAS PAUL /UT/ /AD
80135637 HANOVER ADVISORS
80134944 HANOVER CAPITAL ADVISORS INC
80124419 HANOVER INVESTMENT ADVISORY SERVICE INC
80142395 HANROW ASSET MANAGEMENT CORP
80152397 HANSCH & HANSCH
80148370 HANSEN ERNEST ROBERT III
80131228 HANSEN JOHN IVAN
80120280 HANSEN RICHARD LEE ADV
80145768 HANSON & CO
80127731 HARAM JAMES EDWARD
80146225 HARBISON GROUP INC /AL/
80153744 HARBOR WEALTH MANAGEMENT CORP
80128352 HARDESTY STEVEN MARK
80139179 HARDING SEYMOUR LINDLEY /FL/
80144534 HARE JEFFREY AVERILL
80149334 HARGIS JOHN MICHAEL
80148573 HARGRAVE ALEXANDER WILLIAM
80120273 HARLAN JOHN PETER
80141356 HARMAN GROUP CORPORATE FINANCE INC /OH/
80124588 HARMATY EUGENE LUCAS
80152556 HARNIK NOREEN
80113361 HAROWITZ MARTIN WILLIAM JR
80141090 HARRIES GARRY EUGENE /IL/
80148312 HARRINGTON JAMES DREW
80153523 HARRINGTON JAMES PATRICK
80143009 HARRIS PARTNERS LP
80150862 HARRIS PETER
80143553 HARRIS RAYMOND JOSEPH/MD/
80145866 HARRIS RICHARD WOLFE
80124952 HART GEORGE RICHARD
80139983 HART JOHN FRANKLIN /ID/
80138217 HART MAUREEN CLAIRE
80145338 HARTFORD INVESTMENT ADVISORS INC
80125963 HARTMAN B C & ASSOCIATES INC
80118757 HARTMAN JAMES L CLU & ASSOC
80118749 HARTMAN JAMES L CLU & ASSOCIATES
80104146 HARTWELL J M & CO INC /NY/
80140760 HARTZ GREGORY PHILIP /AR/
80136056 HARTZELL DAVID CORNELL JR
80120059 HARVARD FINANCIAL ADVISORS INC
80144292 HARVARD FINANCIAL PLANNING CO INC /MA/
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80138209 HARVEST FINANCIAL PLANNING INC
80146933 HARVEST SPREWELL GROUP LTD
80151901 HARVEY CAPITAL MANAGEMENT INC
80138018 HARWOOD KATHLEEN CULLEN
80146673 HASTINGS MARTHA LOU /WA/
80131587 HASTON BROWN & CO
80115197 HASWELL RICHARD WARREN
80148458 HATFIELD CHARLES HOWARD
80128239 HATFIELD ROBERT EDWARD
80127410 HATTON JAMES EDWARD
80146739 HAUPT BRADLEY LEE
80139344 HAUSER MICHAEL ARTHUR
80141949 HAUTLY GLENN
80132036 HAVEN DOUGLAS FENNO GOSS
80140740 HAVENS VICCI DELORES /CA/
80134308 HAVRE J B INC
80152822 HAWKES RUSSELL ASSOC INC
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80118482 HAWKINS RAYMOND JERRY
80150606 HAWORTH INVESTMENT MANAGEMENT LTD
80118805 HAYDEN ASSOCIATES INC
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80118925 HAYES ROGER MATTHEW
80130503 HAYWARD ROBERT RODGER
80136630 HCL CONSULTING INC
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80148731 HEADWATERS CAPITAL MANAGEMENT LLC
80135697 HEALTH FINANCIAL GROUP INC
80150474 HEALY RICK ALLEN
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80128187 HEATH GEORGE STANTON
80117770 HEATH THOMAS M
80126215 HEDGE MANAGEMENT INC
80132645 HEDGES BOB FINANCIAL SERVICES INC
80119578 HEDGSPETH TERRY LEE ADV
80138670 HEDIN JUDY KAY
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80119304 HEGGY COMPTON ERVIN
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80135573 HEILBUTH DONALD ROBERT
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80136123 HEIM DENNIS JAMES
80119343 HEINE MANAGEMENT GROUP INC
80147008 HEINLE LEONARD JOHN
80142201 HELFER LOUIS ANTHONY /NJ/
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80140573 HENRICHSON CARL BERNARD /DE/
80134698 HENRIQUES ALLAN INC
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80132945 HENRY FINANCIAL PLANNING SERVICES INC
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80144644 HENRY THOMAS ARTHUR
80132781 HENRY WENDELL
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80134171 HEPNER FRED LEONARD JR
80146241 HERBERT THOMSON CO /WA/
80140288 HERLIHY JOSEPH BRENDAN JR /KS/
80148214 HERON CAPITAL MANAGEMENT INC
80132984 HERRING SANDER
80142785 HERSEY PETER WOODROW
80120032 HERSHEY & MILLER CO INC
80134585 HERSHMAN STEVEN MARK
80146157 HERSKOWITZ DAVID SHEPHERD /CA/
80149555 HERZBERG & KELLY PC
80136132 HESSE WILLIAM EDWARD
80111406 HEWETT OWEN MERRITT
80126613 HICKEY HOWARD J JR LTD
80139230 HICKEY JOHN LAURENCE /NY/
80141811 HICKMAN & ECKARD CPAS
80137916 HICKMOTT MICHAEL JAMES
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80152332 HIGH PEAKS CAPITAL LLC
80118370 HIGH YIELD MANAGEMENT INC
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80138203 HILKER GLEN WILLIAM
80130162 HILL CLAUDE RYAN
80146597 HILL TIMOTHY SCOT /CA/
80147271 HILLTOP CAPITAL MANAGEMENT INC
80125214 HILSON DENNIS PAUL
80126167 HILT PRISCILLA WING LING
80152672 HILTON FRED ARTHUR
80151454 HILTON GREGORY JAMES
80142884 HINES CAPITAL MANAGEMENT INC /MD/
80132169 HM SPECTRUM FINANCIAL CORP
80137174 HME INTERNATIONAL ADVISORY ASSOCIATES LP /NY/
80150231 HOCHSPRUNG LEROY LAVERNE
80148912 HODGES WILLIAM FLEMING
80140901 HOEPPNER IONA RUTH /CO/
80151165 HOFF CRAIG ALAN
80146967 HOFFMAN JOHN DOUGLAS
80129613 HOFFMAN PEDERSON & MCBRYDE
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80121946 HOLLANDER MYRON
80122429 HOLLEMAN JOSEPH SHERRAD
80132356 HOLLERITH DAWN
80134945 HOLLINGSWORTH & COMPANY
80132580 HOLLINGSWORTH PAUL RONALD
80134780 HOLMES GROUP /CA/
80117836 HOLTZ THOMAS L ADV/
80121954 HOME CAPITAL SERVICES INC
80142600 HONCHELL BERT LEE II /NC/
80145864 HONG VIVI WEIYU
80153947 HONOLULU VENTURE CAPITAL INC
80143972 HOOD LEO FREDERICK
80136453 HOPKINS HERMAN LEE
80141197 HOPKINSON BRIAN LEE /IL/
80133728 HOPPER JACK /TX/
80136698 HORD JACLYN MICHELE
80148373 HORIZON AGENCY INC
80140340 HORIZON CASH MANAGEMENT INC
80122451 HORIZONS FINANCIAL ADVISORS INC /OH/
80144537 HORN JAMES DOUGLAS
80109116 HORSEY THOMAS CLAYTON JR
80113228 HORSEY WADE H II
80132443 HORST ROGER EUGENE
80134390 HOSACK DON MERWYN
80148958 HOSANG IAN RICHARD /
80147198 HOSKINS STREET ADVISORS LTD
80122825 HOSMER EMORY FLETCHER
80136512 HOSTETLER CLIFFORD RAY
80130460 HOUGH DAVID ALAN
80139589 HOURIHAN BARBARA JEAN /IL/
80117248 HOUSTON LEONARD WILLIAM
80154582 HOUTZ PATRICIA ANN/NV
80150855 HOWARD ANDREW BRIAN
80136699 HOWARD FINANCIAL PLANNERS INC
80136380 HOWARD LORRAINE MINETTE
80139801 HOWERDD FINANCIAL CORP
80143576 HOWLAND GEORGE FRANK
80141355 HPI REALTY PARTNERS /CA/
80149507 HTL CO INC /CA
80137954 HU KARIN GAIL /CA/
80128154 HUANG SHI SHUNG
80128654 HUBBARD EDWARD EARL
80132655 HUBBARD RAYMOND LESLIE III
80128550 HUBBS JAMES ARLEY
80132373 HUBER ARTHUR ANDERSON
80123876 HUBINGER HAROLD JOHN
80127016 HUBSHMAN RENE DJ
80145745 HUCKABY CO INC
80123081 HUDSON HAMILTON CAPITAL MANAGEMENT INC
80129178 HUDSON HUME INDEX MANAGEMENT INC
80150632 HUDSON ROBERT W
80143320 HUFF JOSEPH DANIEL /OH/
80148764 HUFFMAN MARK ALLEN
80142092 HUFFMAN SCOTT KEITH
80143330 HUFFORD & ASSOCIATES PC
80145680 HUG CHARLES ROGER /CA/
80148386 HUGHES CAPITAL MANAGEMENT L P
80134977 HUGHES RICHARD ALBERT
80110036 HULL JAMES WILLARD
80148825 HULSE ALVIN DEAN
80119814 HULSE CHARLES INVESTMENT SERVICES ADV
80128848 HUMPHREY MARK ANDREW
80121495 HUNT PETER SANFORD
80143882 HUNT R M & ASSOCIATES INC /CA/
80139529 HUNTINGTON & ASSOCIATES
80126081 HUNTINGTON ADVISERS INC
80109978 HUNTINGTON ASSET MANAGEMENT CO
80131061 HURLEY PATRICK JOHN
80128120 HURLEY PAUL EDGAR
80143650 HUSSEY JOHN PATRICK
80125640 HUTCHINSON ADVISERS INC
80131126 HUTTON JEFFREY ROBERT
80136184 HUYA DAVID JOHN
80131569 HWL CO
80143857 HYLAND BRETT ANDREW /CA/
80127802 I&FS INC
80140655 IA FINANCIAL ADVISORS
80147675 IAM CORP /ID/
80151799 IAS INVESTMENT COUNSEL INC
[[Page 12541]]
80135914 IBM CREDIT INVESTMENT MANAGEMENT CORP
80147401 ICARUS TRADING LTD
80144662 ICATU ASSET MANAGEMENT INTERNATIONAL LTDA
80132562 IFR SECURITIES INC
80128514 IGNASIAS & ASSOCIATES FINANCIAL SERVICES
80144981 ILIE MARIO MARIAN
80121799 IMHOFF ROBERT NORMAN
80151557 IMMENSCHUH THOMAS ARTHUR
80142231 IMPACT FINANCIAL CORP
80137753 IMPERATO ANTHONY J /NY/
80134523 IMS CPAS & ASSOCIATES /IL/
80130029 INCADMIN LTD
80144311 INCOME INVESTMENT ADVISORY /AD
80124053 INCOME PLANNING ASSOCIATES INC
80120331 INCOMM ASSOCIATES INC
80124353 INCORVAIA PHILIP R
80138278 INDEPENDENT CAPITAL MANAGEMENT INC
80152267 INDEPENDENT EQUITY RESEARCH INC
80149731 INDEPENDENT FINANCIAL CONSULTING INC
80144373 INDEPENDENT FINANCIAL SECURITIES INC /NY/
80138326 INDIALANTIC CAPITAL MANAGEMENT INC
80129925 INDIANA CORPORATE FEDERAL CREDIT UNION
80149372 INDO US CONSULTANTS LTD CO
80152268 INFINITY CAPITAL MANAGEMENT INC
80143858 INFINITY SECURITIES ADVISORS INC /CO/
80143577 INGAR TITAI RAGHURMAN
80153023 INGLIMA CARMELO BRIAN
80134725 INGRASSIA JOSEPH FRANCIS
80136944 INNES ASSOCIATES LTD
80152772 INNOVA GLOBAL RESEARCH INC
80138173 INNOVA MANAGEMENT CO
80151473 INNOVATIVE ADVISORY SERVICES LTD
80144154 INOVEST CAPITAL GROUP /CA/
80142364 INSIGHTER FINANCIAL SERVICES /CA/
80137801 INSTITUTIONAL PROPERTY RESOURCES AN EMERSON/MILLER CO
80140842 INSTITUTIONAL PROPERTY RESOURCES AN IPR EMERSON DUNN CO
80140009 INSTITUTIONAL RESOURCE PARTNERS
80135418 INSYNC CORP INC
80140324 INTEGRA CAPITAL MANAGEMENT CORP /WA/
80118065 INTEGRATED ADVISORY CORP & TRUST LTD
80133350 INTEGRATED FINANCIAL SERVICES /CA/
80133507 INTEGRATED FINANCIAL SERVICES OF PRINCETON INC
80129247 INTEGRATED MEDICAL VENTURE MANAGEMENT
80132408 INTEGRATED MEDICAL VENTURE MANAGEMENT 2
80145662 INTEGRATED MONEY STRATEGIES INC
80131761 INTEGRATED PLANNING SERVICES INC /NY/
80112193 INTEGRATED PROGRAMMING CORP
80119370 INTEGRATED STRATEGIES INC
80147639 INTEGRATED TAX & INVESTMENT SERVICES INC
80140944 INTEGRITY MANAGEMENT INC
80144198 INTELLIGENT MARKET ANALYTICS INC /CA/
80137218 INTER EUROPA BANK LTD
80132880 INTERACT FINANCIAL ADVISERS INC
80151335 INTERACTIVE CAPITAL CONSULTANTS
80143240 INTERCAPITAL ASSET MANAGEMENT CO INC /NJ/
80149062 INTERFIN CORP
80148576 INTERFINANCE ADVISORY GROUP LTD
80129657 INTERFINANCIAL SUCCESS INC
80143260 INTERMARKET MANAGEMENT INC
80144868 INTERNATIONAL ASSET MANAGEMENT SERVICES INC
80141853 INTERNATIONAL ASSETS & INVESTMENTS INC /GA/
80149695 INTERNATIONAL CAPITAL MANAGEMENT INC
80140133 INTERNATIONAL DERIVATIVE INVESTMENTS INC /CO/
80141969 INTERNATIONAL EQUI SOURCE LTD /CO/
80148554 INTERNATIONAL INVESTMENT MANAGEMENT INC
80141699 INTERNATIONAL INVESTMENTS INC
80140974 INTERNATIONAL MARKET STRATEGIES II INC
80134555 INTERNATIONAL MONEY MANAGEMENT INC
80137394 INTERNATIONAL SALES & CONSULTANTS INC /NJ/
80129821 INTERNATIONAL WEALTH ADVISORS GROUP INC
80135545 INTERNET GROUP LTD
80142082 INTERNET INVESTMENT RESEARCH INC
80144711 INTERPHASE RESOURCE GROUP INC
80140857 INTERSUISSE INC
80134563 INTERTRADE INC
80153763 INTRINSIC VALUE CAPITAL MANAGEMENT LLC
80127994 INVEST AMERICA INC
80134000 INVESTECH ADVISORY INC
80135259 INVESTECH CONCEPTS INC /PA/
80148168 INVESTECH SECURITIES INC
80143091 INVESTMENT & TAX PLANNING CONSULTANTS INC /RI/
80150821 INVESTMENT ADVISORS GROUP
80127003 INVESTMENT ADVISORY & PLANNING SERVICES INC
80145188 INVESTMENT ADVISORY ASSOCIATES INC /VA/
80144322 INVESTMENT ADVISORY GROUP INC /NY/
80146361 INVESTMENT ADVISORY NETWORK INC
80115636 INVESTMENT ADVISORY SERVICE INC
80124208 INVESTMENT ADVISORY SERVICES INC /IL/
80136537 INVESTMENT ALTERNATIVES INC
80123392 INVESTMENT ANALYSIS INC /OH/
80134607 INVESTMENT CENTER INC /IN/
80128371 INVESTMENT CO DATA INC
80150392 INVESTMENT CONSULTING GROUP LTD
80107461 INVESTMENT CONTROLLED RESEARCH INC
80151878 INVESTMENT ENGINEERING CORP
80145931 INVESTMENT FOUNDATIONS INC /MA/
80135707 INVESTMENT INSIGHT INC
80150879 INVESTMENT INSIGHTS INC
80113153 INVESTMENT MODELS INC
80120686 INVESTMENT PLANNING ADVISORY SERVICES INC ADV
80135282 INVESTMENT RESEARCH & ADVISORY CORP /MO/
80109770 INVESTMENT RESEARCH CORP /VA/
80124724 INVESTMENT RETURN RESEARCH INC
80112207 INVESTMENT SPECIALISTS INC
80134285 INVESTMENT STRATEGIES INC /VA/
80134259 INVESTMENT STRATEGIES UNLIMITED INC
80124168 INVESTMENT TAX PLANNING ASSOCIATES
80113289 INVESTOR PLANNING SERVICES INC
80109024 INVESTOR RESPONSIBILITY RESEARCH CENTER INC
80144014 INVESTORCORP INC /TX/
80109113 INVESTORS ASSOCIATES MANAGEMENT CORP
80129315 INVESTORS CHOICE FINANCIAL PLANNING INC
80141576 INVESTORS DYNAMICS CORP
80145498 INVESTORS EDGE INC /IL/
80153855 INVESTORS FINANCIAL ADVISORS INC
80113282 INVESTORS PLANNING SERVICES INC /HI/
80126898 INZER J S CO INC
80139576 IONE REAL ESTATE INC
80140367 IORIO RAYMOND SAMUEL
80132757 IPEMA WILLIAM BYRON
80143239 IPO FINANCIAL NETWORK CORP
80152150 IRA INVESTMENT SPECIALISTS INC
80149047 IRIZARRY RAFAEL EUSTAQUIO
80154563 IRONSIDE INVESTMENT MANAGEMENT LLC
80134909 IRVIN CHRISTOPHER TODD PHD
80141050 ISENHOUR BARRY FOUTZ
80145437 ISGI ADVISORS
80145522 ISRAEL ALBERT MORRIS
80143531 ISRAEL GROWTH INVESTMENT ADVISER LTD
80140548 ITO DANIEL HENRY /WA/
80117447 ITO HENRY HISAO
80151321 IVORY INVESTMENT MANAGEMENT
80132873 IXL DISTRIBUTORS INC
80144869 J&J ADVISORS INC
80140163 JACKEL RICHARD
80148725 JACKSON ELIJAH JR
80138657 JACKSON LESTER JOHN
80133839 JACKSON LOWELL /GA/
80135170 JACKSON THOMAS CARSON
80153656 JACKSON WILLIAM ARLIN
80148158 JACOB CHRISTOPHER JOHN
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80147626 JACOBS CAPITAL MANAGEMENT INC
80126586 JACOBS GARY KENT
80133275 JACOBSON CHARLES MAY
80127444 JACOBSON JOEL E & CO PC
80128607 JACOBY AGENCY INC
80138140 JACOY DANIEL PAUL/MA/
80130758 JACQUES WILLIAM RAY JR /
80138686 JAEGER & GILL CERTIFIED PUBLIC ACCOUNTANTS
80132083 JAFFE LEONARD MAURICE /CA/
80132235 JAH INC
80150036 JAI DEVANG
80153890 JAMES JOHN FUTURES GROUP LTD
80129601 JAMES MARIE RUPPERT CLU CHFC
80146481 JAMES MICHAEL GEORGE /CA/
80139342 JAMES VICTOR C JR
80146253 JAMES WILLIAM CONRAD /GA/
80140975 JAMIESON JOHN RICHARD JR
80135399 JANCA GEORGE ALBERT
80150222 JANE STREET ADVISORS INC
80143166 JANSEN INVESTMENTS INC
80105937 JANUS MANAGEMENT CORP /CO/
80153583 JARAMILLO ANDREW JUDE
80119504 JARON EQUITIES CORP
80146156 JARRELL WILLIAM GAMMON /CA/
80148607 JARRETT GLOBAL CAPITAL MANAGEMENT INC
80122980 JASANSKY ANTONIN
80107047 JAUCH HEINZ
80142365 JBC INSTITUTIONAL SERVICES CORP /IL/
80136754 JBL NEW ENGLAND LTD
80135443 JBT MANAGEMENT INC
80133775 JCW INVESTMENTS INC
80134261 JEFFERIS JOSEPH WOODSON
80126598 JEFFERS INVESTMENT MANAGEMENT CO INC
80122057 JEFFERSON DAVID ROWE
80135471 JEFFRIES JOHN EDGAR
80146377 JEM FINANCIAL SERVICES INC /WI/
80126290 JENKS PHILIP ARTHUR
80154191 JENNINGS ROBERT JAMES
80123897 JENNINGS ROBERT MARTIN JR
80148213 JEPPESEN THOMAS DALE
80145449 JER ADVISERS INC /VA/
80130107 JERNEGAN FINANCIAL MANAGEMENT INC
80147479 JESKE JERALD LEE
80133941 JESUP JOSEPHTHAL SECURITIES CO INC
80146184 JFW TRADING /IL/
80113524 JHAWAR SHIV RATAN
80127513 JHW FINANCIAL PLANNERS INC
80146212 JMC FINANCIAL CORP /CA/
80146462 JMR CAPITAL MANAGEMENT INC /CA/
80143648 JN INVESTMENT MANAGEMENT INC /FL/
80112077 JOFFE ARMAND
80143856 JOHNSON & ASSOCIATES LTD
80143540 JOHNSON DANIEL BRUCE
80153841 JOHNSON DANIEL THOMAS
80114357 JOHNSON DEAN K INC
80137515 JOHNSON DELBERT L JR
80147572 JOHNSON DONALD JAMES
80140698 JOHNSON EDWIN WILLIAM
80143947 JOHNSON FINANCIAL SERVICES LTD /IL/
80115312 JOHNSON FRANK EDWARD JR
80147921 JOHNSON HERBERT INC
80150822 JOHNSON INVESTMENT SERVICES INC
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80147247 JOHNSON JAMES TAYLOR
80127887 JOHNSON JEFFREY EUGENE
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80150271 JOHNSON KENNETH DEREK
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80145533 JOHNSON MARTIN V JR
80148295 JOHNSON MICHAEL WAYNE
80129687 JOHNSON NICHOLAS MICHAEL
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80144578 JOHNSTON WALLACE LAMONT /TX/
80140211 JOHNSTON WILLILAM DERLIN
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80114037 JONES ADDIS THOMAS
80138017 JONES C TERRY CPA PC /AL/
80121396 JONES CARL MOUNSEY ENTERPRISES LTD
80145695 JONES FINANCIAL CORP /UT/
80126398 JONES FLOYD M JR
80151443 JONES HEWARD INVESTMENT COUNSEL INC
80141745 JONES JOHN WESLEY
80141696 JONES KENNETH AARON
80117945 JONES MARVIN H
80145594 JONES MICHAEL FRANCIS
80144328 JONES STEPHEN TODD
80148452 JORDAN NEAL VINCENT
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80151521 JOSEPH ANDRE FAOUR
80125424 JOSEPH JAMES FRANCIS
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80143198 JOYCE THOMAS MICHAEL
80125516 JPI & ASSOCIATES INC
80142425 JRK ASSET MANAGEMENT INC
80135741 JRM ASSOCIATES INC
80136065 JRS MONEY MEN INC
80141531 JSL FINANCIAL INC
80149419 JT SECURITIES INC /NY/
80120868 JUHL GARY ALAN
80140316 JUNG YOJIN
80122003 JUREK ENTERPRISES
80128104 JURY FREDERICK EARL
80135430 JUST JAMES THRASHER
80128283 JUSTIN ASSET MANAGEMENT INC
80130134 JUVENNELLIANO FINANCIAL SERVICES
80135219 K&E INVESTMENT CO
80143199 KACOM INC
80123653 KAEPPEL JAY ARTHUR
80133158 KAESER ROLAND KARL
80114146 KAHN BROTHERS & CO INC
80114830 KAILING CAPITAL MANAGEMENT INC
80130748 KALAF BRIAN DONALD
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80134513 KAMANITZ UHLFELDER & PERMISON PA
80126417 KAMBOURAKIS PETER HARRY /NY/
80152997 KAMHI LAWRENCE MITCHELL
80138665 KAMSON SPORTS INC
80124889 KANIA PAUL ALAN
80117193 KANKAKU RESEARCH INSTITUTE INC /JAPAN/
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80118798 KANTER STANLEY SAMUEL
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80133467 KASARJIAN KENNETH PAUL
80140256 KASEMIR WOLFRAM
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80128778 KATZ MARC
80130350 KATZ SAMUEL
80134092 KATZ SAPPER & MILLER
80105625 KATZ SYLVAN
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80145535 KAUFMAN CAPITAL MANAGEMENT INC
80153132 KAUFMAN EDWARD JAY
80128046 KAUFMAN NORMAN
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80140696 KAWAI TOMOO
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80133190 KAY STEVEN ARTHUR
80115521 KAY WILLIAM V
80133293 KAYS HOWARD W /IN/
80153800 KAZANA NADILIFU CHRISTOPHER
80151741 KBP ADVISERS LLC
80150033 KCM ASSET MANAGEMENT GROUP INC
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80143265 KEEFER DWIGHT EDWIN
80137396 KEELER R W & ASSOCIATES INC /NJ/
80127146 KEENAN TALMAGE L
80144330 KEESBURY GEORGE E
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80111901 KELLAR DAVID HALE
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80148428 KELLER ANTONE PETER /AZ
80135666 KELLER DOUGLAS NEIL
80131917 KELLER FINANCIAL CONSULTANTS INC
80136559 KELLOGG SECURITIES CO
80138131 KELLY ADVISORS INC /IL/
80150101 KELLY COLLEEN JOSEPHINE
80144066 KELLY DANIEL GERARD /CA/
80126429 KELLY JAMES M
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80120964 KELLY WILLIAM PAUL
80121395 KELMENSON VICTOR A
80153687 KELSO DOUGLAS SCOTT
80135404 KEMPER BJORNSTAD & ASSOCIATES
80141959 KEMPF & CO
80122616 KENDRICK & STIMPFIG FINANCIAL SERVICES CORP
80138926 KENDRICK DANIEL EDWIN /GA/
80132331 KENDRICK RICE MAUCERE CAPITAL INC
80122305 KENNEDY JAMES WILLIAM
80147163 KENNEY JAMES F
80137431 KENSINGTON CAPITAL MANAGEMENT INC
80129968 KENT RONALD E
80138072 KENTON FINANCIAL ADVISORS INC
80152790 KERBER FINANCIAL SERVICES
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80131887 KERRY STANLEY PETER
80144821 KESSLER KEITH KELVIN
80145863 KESSLER STEPHEN JOEDAVE TIMOTHY
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80142485 KETTLER NEMEC REBECCA /MO/
80144650 KEY LATCH OF NEW YORK INC
80105714 KEY VOLUME STRATEGIES INC
80144853 KEYES WILLIAM AUGUSTUS IV
80117870 KEYSTONE SECURITIES LTD
80126851 KG EQUITY RESOURCES INC
80145495 KH ADVISORY SERVICES INC /CO/
80146791 KHAN TARIQ SAMAD
80141810 KHANI FRED
80147485 KHEMET FINANCIAL PLANNING INC
80109703 KIDDER PEABODY ASSET MANAGEMENT INC /NY/
80129767 KIELB DENISE JEAN
80124617 KIESCHNIK & ASSOCIATES INC
80127768 KILGORE DEBORAH ANN
80145106 KIMBALL & CO LTD
80135495 KINDER PINNEY & SCOFIELD
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80125475 KING JANE VIRGINIA
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80134210 KING KENNETH RICHARD
80134206 KING ROBERT S
80135377 KING VICTOR LEROY JR
80125403 KING WALTER CARROL II
80154359 KINYON DOUGLAS A
80139626 KIRK SECURITIES CORP
80153929 KIRKLAND ADVISORS INC
80113710 KIRKLAND INVESTMENT MANAGEMENT INC
80124099 KISSINGER ADVISORY INC
80140929 KISSINGER FINANCIAL SERVICES INC
80153852 KIYOHIRO LAURENCE MAKOTO
80133661 KL ASSOCIATES
80140393 KLB INVESTMENT MANAGEMENT CO LTD
80131222 KLEFFMAN JERRY LEE
80135531 KLEIN ANNA CATHERINE
80136669 KLEIN DENNIS PETER
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80148486 KLEIN LEON JAY
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80142232 KLINE ALEX P /PA/
80146867 KLINE LEON
80137767 KLINGENSTEIN MARKS & COHEN LP
80124546 KLITIN OSCAR ALEXANDER
80134967 KLITZBERG RICHARD /NJ/
80144512 KLOSSNER SCOTT EDWARD
80145659 KMI REALTY ADVISORS INC
80145056 KNELLER FINANCIAL ADVISORS INC /GA/
80151856 KNIGHT DANIEL TAYLOR
80139022 KNOWLES AVERY REALTY ADVISORS
80149492 KNOX FINANCIAL SERVICES GROUP
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80113347 KOHLER FRED R & CO
80138116 KOHN FINANCIAL CORP /OH
80126815 KOKE WILLIAM LAWRENCE
80119916 KOLO FRANK JOHN
80133756 KOLTUN MICHAEL ALEXANDER
80141970 KONA ADVISERS INC /CA/
80129277 KOPIETZ JAMES OTTO V
80145528 KORI ENTERPRISES INC
80145169 KORLJAN ROBERT RALPH /AZ/
80135213 KOROSEC MICHAEL ANTHONY
80147761 KORTH JOHN ALAN
80145710 KOSHINSKI DAVID PAUL
80152047 KOSLOSKE MICHAEL WAYNE
80152008 KOSUBINSKY STEPHEN MICHAEL
80152147 KOTHARE RAVI VIJAY
80131399 KOTLER MORTON
80123596 KOTSONIS PETER GEORGE
80120746 KRAFFT FINANCIAL PLANNING CO
80120104 KRAMER NOEL R
80141419 KRAMER NORMAN
80136979 KRAUSE MARJORIE BAUTISTA /OH/ LV
80121176 KRCHAK DAN WARREN
80144285 KREDIETBANK GLOBAL MANAGEMENT LP
80148520 KREINBERG STEVE NEIL
80119579 KREINZ ROBERT LEE
80132384 KREMER DAVID JOSEPH G
80135980 KRIEGER MARK ROBERT
80146889 KRIGMAN HARRY MARC
80127601 KRINKE CHARLES FRED
80113877 KRISHER LAWRENCE CHARLES
80151228 KRISHNA DIXIT JAGANNATH
80143277 KRISSINGER LAWRENCE JOSEPH
80153734 KROLL CHRISTOPHER BRIAN
80139095 KROUSE ROBERT EUGENE
80136658 KRUEGER ASSET MANAGEMENT LTD
80135549 KRUEGER CAPITAL MANAGEMENT
80132250 KRUGER JONATHAN SAMUEL
80135541 KRUPKOWSKI MARK DANIEL
80139607 KTB REALTY PARTNERS INC
80151806 KUAN PO CORP
80129655 KUBOTA EDWIN LESTER
80139807 KUIPERS JAMES A /IL/
80118697 KULLBOM ADVISORY INC
80153796 KUNZOG TED INC
80141625 KUO YADONG
80146461 KURIYAMA STEVE TADAO /HI/
80149970 KUROVSKY VLADIMIR NIKOLAY
80146977 KUSHNER JACK
80144521 KUTTAN ROGER
80139050 KVI FEDERAL INC /IA/
80140612 KYLE RICK LEE
80143318 KYPARISIS JERZY /FL/
80145263 L&D ASSET MANAGEMENT INC /NY/
80122588 LA MAR BILLY RAY
80148246 LABBIE HERBERT GEORGE
80128647 LABINE LAWRENCE MICHAEL
80145879 LABOURDETTE LEO ALVIN JR /LA/
80119467 LABREC SECURITIES INC
80152045 LACKEY AARON MICHAEL
80119243 LACY WESLEY DALE
80130296 LADCOR
80132970 LAFAYETTE FINANCIAL SERVICES CORP
80140888 LAFFER WARREN & CO INC /FL/
80138710 LAH JOHN JOON HO /OH/
80151293 LAI ERIC J
80148250 LAICK MATTHEW ALOYSIUS
80135229 LAING ROBERT ROYDEN
80146144 LAKE STREET INVESTMENT MANAGEMENT INC /CA/
80115932 LAKESIDE ASSET MANAGEMENT
80129779 LALOGGIA CONSULTING INC
80133095 LAMAUTE FINANCIAL GROUP INC
80140909 LAMBERSON KNIGHT CAPITAL MANAGEMENT INC /NJ/
80141328 LAMBERT JAMES JEFFREY /CA/
80149403 LAMOTHE ROBERT E /MD/
80126977 LAMPARIELLO JOSEPH
80148555 LAMPENFIELD RICHARD
80147305 LAMPMAN GARY W
80140202 LANDAUER ASSOCIATES INC
80136976 LANDMARK FINANCIAL SERVICES /MA/
80143621 LANDOLT SECURITIES INC /WI/
80133733 LANDON & CO INC
80139385 LANDOR INVESTMENT MANAGEMENT INC
80114284 LANG & ASSOCIATES
80127702 LANG PATRICIA ANN
80144215 LANGLEY MICHAEL JOE /KS/
80145302 LANGSEN GROUP INC
80151694 LANGSETT GREGORY SUMMERLIN
80143744 LANIER CAPITAL MANAGEMENT INC /GA/
80149445 LANSING GARY AUBIN
80129711 LANTZ LLOYD RANDALL
80145377 LARIOS ROBERT CHARLES /AZ/
80112538 LARKIN EMMETT A CO INC
80132267 LARKIN FINANCIAL GROUP INC /MN/
80140042 LARRIVA ALFONSO ANTONIO
80132164 LARSON ADVISORY SERVICES INC
80120128 LARSON PHILIP EMMET
80150253 LARSON RICHARD EDWIN JR
80141147 LARSON ROGER ERNEST
80115268 LATANE MORRIS INVESTMENT MANAGEMENT ASSOCIATES OF NC INC
80141486 LATHAM BARBARA PRIVOTT /MD/
80131626 LATIMER MANAGEMENT CO
80135045 LATOUR MARK LOUIS
80143435 LAU ROBERT C /FL ADV
80125498 LAUDATE ANDREA
80146930 LAUREN & MERLIN INC
80151079 LAURENT DAVID JEAN PIERRE
80118025 LAVOIE ROBERT ARMAND
80132639 LAWHORN MICHAEL JOHN
80131184 LAWLER FINANCIAL ADVISORY CORP
80127393 LAWRENCE DENNIS E & ASSOCIATES INC
80134577 LAWRENCE FIELD INC
80146735 LAWTON ANNA FELMLY
80128584 LBA PROFESSIONAL FINANCIAL PLANNING LTD
80153944 LC FINANCIAL INC
80144852 LCP GROUP LP
80141157 LEA WILLARD HARLON
80109230 LEADEM JOSEPH ANTHONY/CA/
80146701 LEADFORD & ASSOCIATES INC /MI/
80138307 LEASURE JOHN HAYES
80146737 LEAVY MARC INC /OH/
80122196 LECHNER EDWARD JAMES
80148847 LECOT CONSULTING SERVICES INC
80152369 LEDERMAN HENRY SAMUEL
80149179 LEE ALBERT JEN TA
80152863 LEE FRED M FINANCIAL CORP
[[Page 12544]]
80139319 LEE KENNETH KC
80148846 LEE LAURENCE FREDERICK III
80134968 LEE MICHAEL DAVID
80136940 LEEDHA INC
80151908 LEEDY SLUSAR & CO LTD
80120636 LEER PFEIFFER WARD CORPORATION
80139321 LEES CAPITAL MANAGEMENT INC
80142218 LEGACY FINANCIAL PLANNING ASSOCIATES INC /CA/
80151227 LEGACY RESOURCES LLC
80137137 LEGRAND RIGHT FINANCIAL GROUP INC
80151570 LEHNER HARVEY SANDERS
80113931 LEHRENS IRVING
80128384 LEIGH ARTHUR EDWARD
80131931 LEMIER ROYAL ROBERT
80133223 LEMMER PAUL ALAN
80143918 LENHART SCOTT STEPHEN /CA/
80151251 LENOX CAPITAL MANAGEMENT INC
80145471 LENZA MICHAEL JOSEPH /MA/
80142958 LEONARD SCOTT ALAN
80117150 LEOPOLD JONATHAN PORTER AARON JR
80137883 LEPPERT NORMAN E
80154444 LERNER ERIC WILLIAM
80144531 LERNER LORI
80136927 LESLEIN JACK
80149882 LESSIN JUDITH LOUISE
80141939 LETCAVAGE RANDALL
80146993 LETSON ROBERT LEE JR
80135910 LEVALLEY CURTIS RAY
80152082 LEVECK STEVE LEWIS
80127482 LEVINE LAWRENCE EAGLE
80135504 LEVINE RICHARD HARVEY
80145145 LEVY ESTHER
80139041 LEVY JOSEPH
80146045 LEVY MOSES & ALBERT INVESTMENT ADVISORS INC /MD/
80147457 LEVY PERRY ADRIAN & SPRINTZ HENRY
80122392 LEWIS BROCK ASSOCIATES LTD
80141101 LEWIS CRAIG EDWARD
80106438 LEWIS DANIEL ROBERT
80126986 LEWIS DANIEL ROBERT /WA/
80146314 LEWIS ELLIOTT EDWARD /NY/
80146145 LEWIS GORDON PHILIP /CA/
80128532 LEWIS RICHARD S
80133930 LI HSIAO YUAN BRUCE
80143301 LIBERTY ADVISORY SERVICES CORP
80148860 LIBERTY CAPITAL MARKETS INC
80119872 LIBERTY FINANCIAL MANAGEMENT CO OF NORTH AMERICA ADV
80152327 LIBRA
80135758 LICA AMERICA INC
80133959 LICHTER JOHN ROBERT
80145307 LIEBOWITZ L & CO INC
80121212 LIEFER MARTHA
80130660 LIEN RECOVERY SERVICE INC
80129469 LIFESTYLE FINANCIAL PLANNERS INC
80154509 LIGHTHOUSE INVESTMENT ADVISORS INC
80141435 LIGHTNING GROWTH ENTERPRISES INC
80129012 LIGHTSEY EDDIE LEE
80128058 LIN GEORGE SEIN
80106633 LINAM RONALD HAMPTON
80128469 LINCOLN FINANCIAL GROUP INC
80144535 LINCOLN FINANCIAL INC
80129794 LINCOLN MYRON CARLTON JR
80146506 LINCOLN PARK ASSOCIATES INC /IL/
80142403 LINCOLN PROPERTY CO INVESTMENT ADVISORS INC /CA/
80112008 LINCORP RESEARCH INC
80140803 LINDBERG DONALD JOHN /TX/
80145545 LINDSAY SANDBAK GROUP INC
80132346 LINDSAY WILLIAM DAVID
80127489 LINDSEY DAVID ERLE
80142367 LINHART ROBERT WALTER /NY/
80120214 LINK FINANCIAL CORP
80131560 LINVILLE PAUL EUGENE
80135010 LINZMEIER OONAGH MARY
80147197 LITCHFIELD MANAGEMENT CORP
80136871 LITTLE LARRY G /AZ/
80138592 LITTMAN ROBERT JACOB
80142131 LITWACK JEFFREY MARK /NY/
80142295 LITZLER LINDA ANN /OH/
80117365 LIVON SECURITIES INC
80121058 LJL INC
80127690 LJR ENTERPRISES INC
80149176 LOCKE LARRY VAN
80138108 LOCKE RICHARD KEITH
80124744 LOCKHART ANGELO DRAKE
80126600 LOETZ GORDON HENRY
80131242 LOEWI MANAGED ACCOUNT SERVICES INC
80144680 LOFGREN THOMAS EMIL /FL/
80132666 LOFTON MYRON LIONEL
80154421 LOH JOHN
80145592 LOMENZO MICHAEL
80145062 LONG KYLE JONES /AZ/
80151474 LONGVIEW INVESTMENT ADVISORS INC
80135224 LOPEZ J & M & ASSOCIATES INC
80154358 LOPEZ SAMUEL JR
80123448 LORD MICHAEL PHILLIP
80142112 LORGB INVESTMENT ADVISORS INC
80128981 LORING CHARLES S
80146367 LOSCH MANAGEMENT CO
80151797 LOSOFF RICHARD FRED
80144214 LOTT GERALD MAYNARD /CA/
80144320 LOUGHRAN GERALD MORRIS
80148247 LOUISIANA ASSET MANAGEMENT POOL INC
80125443 LOUX DAKOTAH JAKE
80150431 LOVE MICHAEL GEORGE
80148157 LOVERN DAVID GEORGE
80149977 LOVETT RICHARD JAMES SR
80127028 LOWELL INVESTMENT MANAGEMENT CORP
80125382 LOWENTHAL RODGER DANIEL
80132981 LOWN JEFFREY BARRY
80122299 LUBARSKY NEIL ROBERT
80128291 LUCAS DELEON SOLOMON
80143132 LUCIA RAYMOND JOSEPH
80145031 LUCIE FINANCIAL SERVICES INC /GA/
80141670 LUNA CARLOS MORENO
80146928 LUNN PARTNERS LP
80140169 LURIE JAMES L CERTIFIED FINANCIAL PLANNER LTD /IL/
80142507 LUSSIER ADELARD JOSEPH /RI/
80144956 LUTHER MICHAEL LOUIS /CA/
80136014 LUTZ LARRY ALBERSON
80137129 LYMAN JOHN EDWIN
80151568 LYNCH DAVID ALAN
80137441 LYNCH E F & CO INC
80134214 LYNCH KENNETH NOLAN
80151502 LYNN BOYD & CO INC
80145204 LYNX ASSET MANAGEMENT INC /CT/
80147130 LYON WILLIAM FRANK
80146828 LYONS & HANOVER MANAGEMENT CO
80133699 LYVERS DOUGLAS BRUCE
80147983 M O S A I C INVESTMENT ADVISORS INC
80125968 M SECURITIES OF FLORIDA INC
80136710 M&M CAPITAL MANAGEMENT INC /MI/
80146777 MAAS CLIFFORD ALBERT
80120668 MABREY LEON ROY
80127422 MACDONALD THOMAS MARTIN
80147090 MACFARLANE PARTNERS LTD PARTNERSHIP
80131178 MACFARLANE REALTY ADVISORS INC
80144192 MACGEORGE MICHAEL JOSEPH /MD/
80149328 MACIQUES PABLO EDUARDO JR
80144064 MACKENZIE JASON ASSET MANAGEMENT INC /GA/
80144329 MACKENZIE JASON SECURITIES INC
80153238 MACKEY BRIAN CRAIG
80154590 MACKIE MATTHEW CARTER
80128881 MACLEAN ASSOCIATES
80150050 MACNEILAGE SCOTT DANIEL
80138458 MACOBY INVESTMENTS INC
80135159 MACPHERSON ROBERT
80131933 MACRO WORLD RESEARCH CORP /NC/
80131976 MADDOX CHARLES WESLEY
80150194 MADISON CAPITAL MANAGEMENT CORP
80118230 MADISON GROUP INC
80154153 MADISON MONROE INC /PA/
80128237 MADISON ONE DATA GROUP INC
80136207 MAGASINN ARNOLD WEBBER
80140683 MAGEE JOHN INC /MA/
80140784 MAGUIRE CHARLES DAVID
80146470 MAGUIRE WILLIAM JAMES /CA/
80139465 MAHAN JON MARSHALL /MI/
80145069 MAHAN ROBERT TYDE
80141436 MAHER JAMES RILEY
80125662 MAHOUBI INVESTMENT STRATEGIES LTD
80139886 MAHROK CHARANJIT S
80143210 MAIN STREET FINANCIAL CO
80150311 MAIN STREET FINANCIAL PARTNERS LLC
80147919 MAINLAND BRADLEY TIMOTHY
80148052 MAINSTREET CAPITAL MANAGEMENT INC
80148322 MALEKI ALEXANDER SCOTT
80133986 MALKASIAN HENRY ARAM JR
80124403 MALLAS GUSTAV JOHN
80119079 MALLEY EDWARD FRANCIS
80115000 MALLINSON CONSULTANTS INC
80126164 MALOOF RAYMOND EDWARD
80139012 MANAGED ASSET PROGRAMS INC /CO/
80125923 MANAGEMENT BUSINESS AMERICA CO
80123609 MANDELL INSTITUTE INC
80138716 MANETTA JOHN RAYMOND
[[Page 12545]]
80145915 MANHATTAN CAPITAL PARTNERS INC /NY/
80139965 MANKAU HAROLD LEWIS
80143872 MANN JOHN DAVIDSON /TX/
80142627 MANNING INSURANCE AGENCY INC
80142947 MANNING RICHARD JOHN /PA/
80153243 MANSION HOUSE USA LLC
80122073 MARAM HARRY LEON
80128711 MARANT MICHAEL DAVID
80130178 MARANTETTE & CO
80146690 MARATHON FINANCIAL GROUP INC
80116168 MARCH DARRYL VICTOR
80132468 MARCUSSE JANET MAVIS
80120952 MARCY JOSEPH FREDERICK
80122485 MARDER BRIAN IRWIN
80141759 MARDER IRVING /NH/
80127408 MARGAVIO MARK GERARD
80141574 MARICK CAPITAL MANAGEMENT INC /FL/
80138322 MARIOTTI MARK CARL
80149938 MARIUS ERHARD VICTOR
80143427 MARKAS FINANCIAL SERVICES INC /NJ/
80132641 MARKET MODEL CORP
80124966 MARKET RESEARCH & MANAGEMENT CORP
80112185 MARKET STUDIES REPORT
80114322 MARKET TIMING & RESEARCH INC
80128934 MARKETS ADVISORY INC
80154678 MARKETS ADVISORY INC /AZ
80137375 MARKEY MICHAEL LYNN
80135296 MARKOFF JOHN GREGORY
80136826 MARKOSKY THOMAS WILLIAM
80140144 MARKWELL INC
80144755 MARKWITH GERALD RALPH JR
80109943 MARQUETTE CAPITAL MANAGEMENT CORP /MN/
80124813 MARSDEN MARGARET LOUISE
80148919 MARSH JAY KENNETH
80133607 MARSHALL & CO SECURITIES INC
80144982 MARSHALL & STERLING FINANCIAL CONSULTANTS INC
80129521 MARSHALL JAMES C PC
80143529 MARSHALL REALTY ADVISORS
80150002 MARTEL ERNEST LAURENT
80139547 MARTIN ANDREW LEE
80147763 MARTIN CHRISTOPHER /TX/
80132613 MARTIN LINDA REDDEN
80146781 MARTIN MICHAEL LYNN
80131793 MARTIN MICHELE KATHARINE
80154405 MARTIN RALPH EDWARD
80128911 MARTIN RICHARD JAMES
80150001 MARTIN STEVEN EDWARD
80123725 MARTINDALE WIGHT JR
80144509 MARTINEZ JOHN LUIS
80137467 MARTINEZ LEONARD FRANCIS JR
80123317 MARTINEZ STANLEY FRANK
80121094 MARYLAND FINANCIAL GROUP INC
80133783 MAS CONSULTANT SERVICES INC /NY/
80123473 MASSEY & CO INVESTMENT ADVISORS
80149161 MASSINGILL JAMES HORACE III
80138939 MASTER FINANCIAL CONSULTANTS INC
80136853 MASTER PLANNING SYSTEMS INC
80113090 MASTRANGELI ALFRED JAMES
80119101 MATHES DOUGLAS A FINANCIAL CORP
80129201 MATHIS WEST HUFFINES & CO
80143887 MATOFF RICHARD IRVING /CA/
80132256 MATRAC GROUP INC
80118391 MATRIX FINANCIAL CONSULTING INC
80134236 MATRIX GROUP INC
80146352 MATRIX INVESTMENT ADVISORS INC
80123266 MATRIX PLANNING GROUP INC
80137573 MATTHEW A G & CO /CA/
80143911 MATTHEWS HARLAN STUART /NY/
80115775 MATTHEWS LEONARD
80113444 MATYLEWICH THADDEUS DANIEL
80145457 MAY DAVIS GROUP INC
80136282 MAYER GERALDINE THERESA
80140682 MAYES GREG C FINANCIAL GROUP
80138094 MAYES TRENDS INC
80147701 MAZZETTI INTERNATIONAL INVESTMENTS INC
80132982 MAZZOLA EUGENE CORNELIOUS
80150412 MBA FINANCIAL SERVICES INC /IL
80146418 MBS INVESTMENT RESEARCH /GA/
80131428 MCALLISTER COOK ADVISORS INC
80147607 MCC SECURITIES INC
80150924 MCCAFFERY PINDJAK & ASSOCIATES INC
80143021 MCCALL & ALMY INVESTMENT ADVISORS INC /MA/
80124605 MCCARTHY JOHN FRANCIS
80124755 MCCARTHY STEPHEN A
80112492 MCCARTHY WILSON
80146845 MCCAULEY DOUGLAS JOHN
80139340 MCCAULEY JOHN JOSEPH
80132657 MCCOLLUM TIM GORDON
80137791 MCCONICO DAVID & CO
80129442 MCCORD RICHARD DAVID JR
80138509 MCCORMICK LAURIE BECKWITH /CA/
80120431 MCCOURT PATRICK JOSEPH
80134879 MCCRACKEN FLOYD A SECURITIES INC
80145553 MCCRACKEN MARSHA JO DASENBROCK
80135103 MCCRARY CAPITAL MANAGEMENT INC
80122427 MCCUISTION & CO
80112753 MCCUNE CHARLES ALEXANDER
80127534 MCCUTCHEN THURSTON BEN
80137617 MCDANIEL CORP /SC/
80132228 MCDANIEL DAVID LEE
80147667 MCDEVITT CHRIS COLIN
80128484 MCDONALD DEWEY WANDELL
80152226 MCDONALD TIMOTHY JAMES
80129366 MCDONOUGH JOSEPH RICHARD JR
80136161 MCDOWELL FINANCIAL ADVICE INC
80127550 MCELROY FELIX PAUL JR
80148770 MCELVEEN WILLIAM EDWARD
80145488 MCEVOY CONSULTING PC /IL/
80134233 MCGEE FINANCIAL GROUP INC
80142656 MCGINNIS SEAN WILLIAM
80148348 MCGOVERN LAWRENCE EDWARD
80154602 MCGUIGAN KEVIN FRANK
80130844 MCGUIRE DEBRA GLOVER
80130843 MCGUIRE JAMES HARRISON
80130115 MCINTIRE FRANCIS EDWARD JR
80141897 MCINTOSH JOHN NICHOLAS /CA/
80122765 MCKAY JAMES BRUCE DOUGLAS
80140905 MCKEE W B SECURITIES INC /AZ/
80134315 MCKEEVER SECURITIES INC
80140715 MCKENZIE GLOBAL INC /IL/
80132841 MCKENZIE OBIE LEE
80131693 MCKINLEY BELCHER /DC/
80132391 MCKINNIE RAYMOND MICHAEL
80122491 MCLAIN LOVINS & CO PC
80119433 MCLAREN ROY BURTON STEPHEN
80135706 MCMANN JOHN HATHAWAY STUART
80152370 MCMASTER MARK ALAN
80125641 MCNAIRY & CO INC
80142580 MCNEELEGE MATTHEW KENNETH /CA/
80141932 MCNEIL EDMUND COLWELL
80139023 MCNEILL DON SCOTT
80133411 MCNEISH DAVID DIXON
80137930 MCPHILLIPS THOMAS PATRICK /OH/
80148011 MCRENA THOMAS ANTHONY
80113510 MD MANAGEMENT ASSOCIATES INC
80130846 MDE ASSOCIATES INC
80120390 MDS INVESTMENTS ADV
80150590 MEAGHER BRIAN JAMES
80143139 MEAS INTERNATIONAL LTD /NY/
80144009 MEC FINANCIAL GROUP INC /CA/
80153146 MECHIGIAN KATHRYN KAY
80123712 MECKFESSEL JOY COTTLE
80146165 MEDCOR
80137483 MEES & HOPE FUNDMANAGEMENT BV
80123549 MEGARIAN INC
80149685 MEHL PHILIP EDWARD
80143334 MEIER RONALD EDWARD CFP
80139821 MEISTER LLOYD DUANE
80127447 MELF VINCENT LEONARD
80125265 MELLO CURTIS JOSEPH /MA/
80140248 MENA CAPITAL MANAGEMENT CORP
80148163 MENDOLIA PETER RICHARD
80130131 MENES MELVIN
80137569 MENTAS HARRY JOHN /MA/
80145346 MERAMEC INVESTMENT ADVISORS INC
80140596 MERCHANT GROUP /MO/
80133889 MERCURY TRADING INC
80140343 MEREL VINCENT GEORGE /NJ/
80129324 MERGER & ACQUISITION SCIENCES CORP
80146868 MERIDIAN ASSET MANAGEMENT INC /FL/
80121982 MERIDIAN FINANCIAL SERVICES INC
80142989 MERJAN MONEY MANAGEMENT INC
80129251 MERLIN ASSET MANAGEMENT ASSOCIATION
80146009 MERRILL LYNCH PORTFOLIO SERVICES INC
[[Page 12546]]
80136966 MERRITHEW LESLIE ROBERT /CA/
80147363 MERRITT & CO INC /FL/
80150627 MERRITT LESLIE SCOTT
80147815 MERRITT THOMAS HAINES
80148549 MESE JOHN CARL
80113258 MESENBURG J R & ASSOCIATES
80123021 MESENBURG J R ASSOCIATES
80135913 MESIROW CAPITAL INC
80128937 MESSAM LEROY ANTHONY
80128968 MESSAM RUBY PATRICIA
80153659 META CO INC
80143594 METIS CAPITAL MANAGEMENT INC
80130848 METRO EQUITIES CORP /IL/
80137981 METROPOLITAN CAPITAL ADVISORS
80153613 METROPOLITAN FINANCIAL CLUB INC
80128158 METROWEST FINANCIAL GROUP INC
80127573 METZGER JEFFREY ROBERT
80141319 MEYER JAMES RODNEY /CA/
80143131 MEYEROWITZ MARK
80150470 MEYERS GEORGE WENDEL
80150471 MEYERS GREGORY W
80150146 MEYERS PATRICK JOHN
80105397 MEYERSON & CO INC
80123001 MFG CONSULTING INC OF NJ
80138638 MFP FINANCIAL SERVICES AGENCY INC
80126525 MICHELS & DUFFY FINANCIAL PLANNERS /CA/
80126213 MICHELS JOHN LOUIS
80125613 MICHELS ROGER LEON
80131231 MICHIGAN FINANCIAL PLANNERS INC
80146374 MID AMERICA CAPITAL ADVISORY INC /MI/
80133123 MID ATLANTIC FINANCIAL MANAGEMENT CORP
80139600 MID ATLANTIC FINANCIAL MANAGEMENT CORP /VA/
80125292 MID IOWA FINANCIAL SERVICES
80148772 MIDATLANTIC INVESTMENT ADVISORS INC
80135687 MIDDLETON R J & CO
80139882 MIDWEST MORTGAGE ADVISORS INC
80147931 MIELNICKI AMY LOUISE
80141960 MIHATA KENNETH KIYOSHI
80135204 MILES MANAGEMENT INC
80149281 MILLAR JAMES RANDOLPH JR
80143047 MILLENNIUM GROUP OF ILLINOIS INC /IL/
80107311 MILLER ARTHUR & CO
80110562 MILLER DAVISON & CO INC
80144347 MILLER ENSIGN GIBSON & CO
80123730 MILLER FINANCIAL CORP
80138396 MILLER GARY STEPHEN
80140766 MILLER GROUP
80113185 MILLER LEONARD HANMER
80120593 MILLER LESLIE NOEL
80116230 MILLER MARION KERR
80113845 MILLER NATHAN
80149533 MILLER RICHARD//NY
80145752 MILLER WYNN CASWELL
80138479 MILLIAN ROBERT PAUL
80146601 MILLIGAN MICHAEL GEORGE /CA/
80136448 MILLS MEADOW MANAGEMENT INC
80128882 MILLS ROBERT WADE
80146529 MILNE INVESTMENT SERVICES INC /FL/
80130132 MINARD CHRISTOPHER MILTON
80149699 MINORITY FUNDCORP INC
80127031 MINUTEMAN FINANCIAL SERVICES INC
80115209 MINUTEMAN PUBLISHING CO
80146080 MINX KATHRYN ANN /IN/
80115026 MIRCHANDANI LAL NARAINDAS
80134787 MIRRAS DONALD ROBERT
80145808 MISCHILER LIBERTY INC /CA/
80136584 MISSION CAPITAL INC
80153000 MISSION FUNDING GROUP INC
80153623 MISSION SHORES FINANCIAL MANAGEMENT LLC
80146355 MITCHELL RICHARD EDWARD
80144887 MITSI CORP
80151004 MIYASHIRO JED NORIO
80151572 MIYOSHI & KITAMURA INC
80116007 MIZRACHI JOSEPH
80148280 MIZRAHI JOSEPH
80143087 MIZUNO NORIHIRO
80131698 MJB ASSOCIATES INC
80143481 MJC INVESTMENTS LTD
80147529 MJM PLANNING SERVICES INC /NY/
80138867 MJS ASSOCIATES INC /NY/
80128855 MKA FINANCIAL DESIGNS INC
80128822 MLADJENOVIC PAUL JOSEPH
80130095 MLM WORLDWIDE SECURITIES INC
80120411 MNC MORTGAGE & REALTY ADVISORS INC ADV
80137920 MO L ASSOCIATES INC
80129370 MOFIELD OWEN DEAN
80136741 MOIDEL JACOB SOLOMON
80150890 MOIR JAMES ANDERSON
80151997 MOIR JOHN STIRLING
80141614 MOLAMPHY PATRICK DECLAN
80148684 MOLDOVAN GEORGE JOHN
80123140 MOLINARI DONALD EUGENE
80146672 MOLINARI JAMES THOMAS /AZ/
80143908 MOLITZ DAVID SAMUEL /CA/
80143353 MOLNAR ANTHONY ALLAN
80144421 MOLOTSKY LEE STUART
80138212 MONAGHAN MICHAEL JAMES
80142440 MONCRIEF DAVID GUY
80120550 MONETA PLANNING CORP ADV
80146495 MONEY CONCEPTS INC /FL/
80123893 MONEY FARMING INC
80126548 MONEY GROUP INC
80141934 MONEY MAGAZINE SERVICES INC
80130117 MONEY MANAGEMENT & ANALYTICAL RESEARCH INC
80122842 MONEY MANAGEMENT ADVISORS INC
80142144 MONEY MANAGEMENT INSTITUTE INC /NJ/
80125370 MONEY MANAGER INC
80129094 MONEY MANAGER REVIEW
80116530 MONEY MARKET ADVISORS CORP
80149575 MONEY MONITORS INC
80133731 MONGERSON & CO SECURITIES CORP
80145294 MONITOR INVESTMENT GROUP INC /PA/
80149501 MONTANARY WILLIAM BRUCE
80124136 MONTEREY BAY INVESTMENT CORP
80131859 MONTOYA GONZALO
80142508 MONUMENT CAPITAL MANAGEMENT INC /WY/
80129623 MOONEY JOAN MAXFIELD
80134745 MOONEY WILLIAM STEVEN
80106938 MOORE & SCHLEY CAMERON & CO
80140058 MOORE ALEX JAMES
80134957 MOORE DAVID PAUL
80146295 MOORE FINANCIAL GROUP INC
80149098 MOORE KATHERINE ANN
80126480 MOORE ROBERT ALONZO
80153553 MOORE ROBERT DONNIE
80132425 MOORE ROBERT LEE
80150519 MOORE SHEILA JANE
80144245 MORA JOHN PAUL
80148476 MORAN KEVIN VINCENT
80132339 MORAN MARY KATHERINE DEAN
80133708 MORAN VIRGINIA FLYNN
80139217 MORAND JEFFREY PETER /CO/
80134428 MORBANC FINANCIAL CORP
80119515 MORGAN CAPITAL MANAGEMENT INC /WA/
80125723 MORGAN GENE FINANCIAL
80137716 MORGAN HENRY OTIS
80135632 MORGAN WILLIAM BRYAN
80144276 MORGAN WILLIAM FRANK /OH/
80137855 MORGAN WILLIAM PAUL JR
80147339 MORGENWECK WILLIAM FRANK
80131735 MORIARTY DANIEL P & ASSOCIATES INC
80114845 MORIN VOLNEY F INC
80134813 MORRE JOHN JOSEPH /CA/
80145119 MORRIS ALAN MILLER /UT/
80141911 MORRIS ANDERSON INVESTMENT ADVISORS INC /IL/
80116495 MORRIS INVESTMENT COUNSEL INC
80133042 MORRIS LYNN EARL
80137521 MORRISON MARC M
80151266 MORROW MARK DARREN
80143352 MORT STEVEN LINWOOD
80130140 MORTENSON MALENE PATRICIA
80148316 MORTGAGE CAPITAL ADVISORS INC
80137538 MORTGAGE INDUSTRY ADVISORY CORP/NY
80144969 MORTON RUPERT JAMES PHILIP /FL/
80149404 MOSCHIANO FRANK LOUIS
80139117 MOSES DANIEL PAUL
80127985 MOSES NORRIS & TROSTLE FINANCIAL PLANNING INC
80142032 MOSS CHRISTOPHER RICHARD /TX/
80117869 MOSS JOSEPH H INC
80112092 MOSS JOSEPH HENRY
80152237 MOSSE GEORGE EDWARD JR
80152625 MOTE EDWARD
80149888 MOULTON DOUGLAS DRISCOLL
80129649 MOY GEORGE
80151581 MOYERMAN DAVID ROBERT
80148411 MPS CAPITAL MANAGEMENT
80143824 MRK CAPITAL MANAGEMENT INC /NY/
80141876 MSS ASSET MANAGEMENT INC /NY/
80147522 MSW INTERNATIONAL INC
80131972 MTH ASSET MANAGEMENT
80142029 MTL INTERNATIONAL FINANCE INC
80130264 MUDD RICHARD PEERS
80130792 MUELLER HELEN GLADYS CFP
[[Page 12547]]
80131528 MUENCH WILLIAM RANDALL
80136608 MUFFOLETTO MICHAEL D
80126671 MUHAMMAD INVESTMENTS
80128930 MULHALL THOMAS PATRICK
80116767 MULLIGAN MARTHA JANE
80146911 MULLIGAN ROBERT JAMES JR
80141664 MULLINS DAVID JERRY /DC/
80148983 MULTIPLEX FINANCIAL GROUP INC
80141002 MUNDO DOMINIC PETER /NY/
80136112 MUNI CALL INC
80153192 MUNICIPAL BOND ASSET MANAGEMENT INC
80119448 MUNK FREDERICK LOUIS JR
80122519 MUNOZ MANUEL ANTHONY
80139779 MUNROE ROBERT GEORGE /AZ/
80142795 MURCHISON INVESTMENT ADVISORS INC /TX/
80135912 MURCHISON PATTI JEAN
80149933 MURDOCK STUART LAIRD
80125029 MURPHY & CO PC /VA/
80145117 MURPHY DANIEL ROBERT /IL/
80132239 MURPHY DANIEL THOMAS
80144078 MURPHY DEAN THOMAS /AZ/
80129437 MURPHY JAMES RICHARD
80146457 MURPHY PAUL THEODORE /CA/
80145333 MURPHY WALTER WILLIAM /NY/
80126902 MURRAY MARY HOWARD
80119094 MUSUMECI ANDREW ANTHONY
80136546 MUTEFF GEORGE MLADEN
80151002 MUTUAL FUND MANAGEMENT CO INC
80124430 MUTUAL FUND PATHFINDER INC
80114437 MUTUAL MANAGEMENT CORP
80134533 MVL FINANCIAL CORP
80142582 MYERS GERALD EUGENE /OR/
80135251 MYERS JAMES MILTON
80135357 MYGRANT STEVEN J
80134040 MYLES MYRTIS YVONNE
80144277 MYRIN FOLKE ALARIK WILHELM II /RI/
80141580 N & B CONSULTING INC
80129300 N A L ENTERPRISES CORP
80130625 NADEL WARREN D & CO
80141231 NAGLE INVESTMENT ADVISORS LTD
80147253 NAGLER WILLIAM MERLE
80147301 NALABOLU MALATHI REDDY
80132818 NALLEY GARY AND ASSOCIATES INC
80121713 NAMENSON RICHARD GARY
80133104 NANCE VICTOR GILES
80138934 NANCE WAYNE ELTON
80137642 NASCO CONSULTANTS LTD /NY/
80141126 NASH MCKINLEY MERCHAND /CA/
80145690 NATAPOFF MILTON /CA/
80145948 NATIONAL CAPITAL MANAGEMENT CORP /TAIWAN/
80147170 NATIONAL CITY INVESTMENTS CORP /OH/
80120202 NATIONAL COMPUTER NETWORK CORP
80137554 NATIONAL FINANCIAL CO /CA/
80143039 NATIONAL FINANCIAL GROUP INC /CA/
80132098 NATIONAL FINANCIAL PLANNING INC /IL/
80139641 NATIONSBANK PANMURE INVESTMENT MANAGEMENT LTD /ENGLAND/
80150328 NATIONWIDE FINANCIAL ADVISORS GROUP INC
80134414 NATL BANK OF SUSSEX COUNTY INVESTMENT ADV SERVICES INC
80116298 NATWEST INVESTMENT MANAGEMENT LTD
80142864 NEAG FINANCIAL PLANNERS INC
80149956 NEFSCO
80134700 NEIDER FINANCIAL CONSULTANTS INC
80147722 NEIGHBORHOOD BANCORP /CA/
80129476 NELKIN CAPITAL MANAGEMENT INC
80153901 NELLANS GALE DEVON
80147362 NELLIGAN STEVEN THOMAS
80143283 NELSON CHARLES ROBERT /CA/
80127140 NELSON DALE WILLIAM
80141764 NELSON WILLIAM RICHARD /TX/
80139044 NEMCHIK JOSEPH T & CO AGENCY INC
80145357 NEO STRATEGIES MARKETING ALLIANCES INC /TX/
80140184 NET LEASE PARTNERS REALTY ADVISORS INC
80152526 NETGAIN ASSET MANAGEMENT INC
80154290 NETHERLAND SECURITIES INC
80146795 NETWORTH INC /MO/
80126865 NEUBACHER JUDITH BARBARA
80140595 NEUMANN RANDOLPH ROBERT
80114328 NEW & ERA INVESTMENT MANAGEMENT CO
80133030 NEW APPRECIATION INC
80141206 NEW LONDON FINANCIAL CONSULTANTS INC /GA/
80150438 NEW MILLENNIUM ADVISORS
80139203 NEW SOUTH ASSET MANAGEMENT INC
80138566 NEW WORLD ADVISORS INC
80139053 NEWBURY MARKET SOLUTIONS INC /MA/
80129865 NEWCASTLE SECURITIES INC
80152493 NEWKIRK CRAIG WINFIELD
80143209 NEWMAN ROBERT MARSHALL
80118814 NEWMARK CONSULTANTS INC
80119236 NEWMARKET FINANCIAL SERVICES INC
80145751 NEWPORTFOLIOS LTD /CA/
80153100 NEWSOM CINDY R
80132208 NEYREY RENE JEROME
80145823 NGO PIERRE NGOC /CA/
80141489 NGUYEN NGHIA XUAN /CA/
80154392 NIAGARA INVESTMENTS INC
80151861 NICHI CAPITAL LTD
80154681 NICHOLAS APPLEGATE CAPITAL MANAGEMENT HONG KONG LLC
80121072 NICHOLS INVESTMENT ADVISORY FIRM INC
80134742 NIEKAMP ANDREW JOSEPH III
80127009 NIELSEN DAVID R
80138689 NIEMAN WILLIAM ALBERT
80141659 NIERMAN KENNETH ALLEN
80132738 NILES JUDITH ELLEN
80138810 NIMS TERRY MICHAEL
80122877 NINE J CORP
80143914 NISSI DANIEL CORNELIUS /MA/
80143557 NISSI JIREH & ROPHE
80131151 NIVETTE JAMES DEWAYNE
80148410 NIWOT CAPITAL GROUP LTD
80148010 NLV FINANCIAL GROUP INC
80140741 NNAJI GODSWILL IFEANYI /NY/
80120471 NO LOAD TIMING SERVICE INC
80154646 NOFELT ULF WOLLMAR
80128501 NOHOWEL STEPHEN REHM
80120712 NOLLER CARL WILLIAM III
80136767 NOMURA RESEARCH INSTITUTE AMERICA INC /NY/
80111603 NOMURA RESEARCH INSTITUTE LTD
80141561 NORCROSS FINANCIAL ADVISORS CORP
80129003 NORMAN & NORMAN INC
80133553 NORMAN GROUP LTD
80117658 NORMAN M E & CO INC
80121098 NORRIS CURTIS PAUL
80115942 NORRIS T R CO
80147070 NORTH AMERICAN MARKETING CO
80137444 NORTH AMERICAN REALTY ADVISORY SERVICES LP
80126216 NORTH HILL PLANNERS INC
80144908 NORTH SHORE FINANCIAL SERVICES INC
80154243 NORTHBRIDGE REALTY ADVISORS INC
80146910 NORTHEAST CAPITAL MANAGEMENT INC
80147646 NORTHSTAR INVESTMENT
80132854 NORTHWEST CAPITAL MANAGEMENT INC
80146535 NORTHWEST INVESTMENT ADVISORS INC /WA/
80144900 NORTHWEST RETIREMENT PLANNING INC
80131136 NORTON RALPH G III
80146456 NORTON THOMAS ASSOCIATES INC /NY/
80144356 NOVA FINANCIAL CORP
80146210 NOVAK TODD JAMES /AK/
80129990 NOVAK TONY
80120095 NOVEMBER SIDNEY MILES
80123069 NOVKOV MARK WILLIAM
80146632 NUBIAN ASSET MANAGEMENT INC /NY/
80143952 NUBIAN CAPITAL MANAGEMENT INC /FL/
80147125 NUNEZ & HARRIMAN
80124003 NUPORT ASSOCIATES
80110833 NUSBAUM HARVEY MALCOLM
80145490 NYER LEONARD B /NY/
80149574 NYLUND GERALD K
80137190 OAK HARBOR FINANCIAL
80150781 OAKHURST GROUP INC
80121643 OAKLEY JAMES EDWARD
80143235 OAKPARK INVESTMENT ADVISERS INC
80129556 OAKTREE EQUITY GROUP INC
80133929 OAKWOOD ASSET MANAGEMENT INC
80126878 OBERWEIS ASSET MANAGEMENT INC
80113291 OBERWEIS SECURITIES INC /IL/
80112465 OBRIEN ALLAN ADRIAN
80142088 OBRIEN FINANCIAL SERVICES CO /MI/
80138196 OBRIEN SHAWN THOMAS
80128428 OBRIEN THOMAS BOLTON
80133867 OBRIEN WILLIAM H
80145234 OCEAN STATE ADVISORY GROUP INC /RI/
[[Page 12548]]
80139628 OCONNELL MICHAEL THOMAS /MA/
80131524 OCONNOR FINANCIAL PLANNING INC
80113093 ODAY STANLEY RICHARD
80149838 ODELL PATRICK ALLEN
80144162 ODERBERG NATE /CO/
80134680 OEMIG FRANK HERBERT
80150361 OFFENBERG SHAR
80136286 OGDEN DANIEL ALBERT
80139215 OGNIBENE MICHAEL ANTHONY /NY/
80147965 OHAIRE RICHARD JOSEPH
80113770 OHIGGINS ASSET MANAGEMENT INC
80124985 OHIO FINANCIAL GROUP /OH/
80140810 OHMAN JERALD EARLAND
80132314 OIS INC
80145664 OKSER LEWIS MICHAEL
80150489 OKUN ATH ART KINGSLEY
80141325 OLD DOMINION ASSET MANAGEMENT LP /VA/
80146763 OLDS DENNIS LEREY
80142976 OLEJKO LINDA MARIE
80127257 OLIN RON INVESTMENT MANAGEMENT CO
80145525 OLIVER DANNY EDWIN
80143554 OLLROGGE JOHN PAUL
80135252 OLSEN JAMES LAWRENCE
80136660 OLYMPIA ASSET MANAGEMENT INC
80131439 OMALLEY JOHN CHARLES
80146468 OMANS ARTHUR LEROY /FL/
80151475 OMEGA FINANCIAL SERVICES INC/CT
80137728 OMNI INVESTMENT ADVISORS INC
80139443 OMNI MANAGEMENT CORP /MA/
80130473 ONE FINANCIAL GROUP INC
80135306 OPELLE WILLIAM ROBERT
80132175 OPR INVESTMENT & SERVICE CORP
80152975 OPSAHL THOMAS RONALD
80147046 OPTIMAL INVESTMENT STRATEGIES INC
80146438 OPTION ADVISERS INC /OH/
80133177 OPTIONS MANAGEMENT GROUP INC
80145034 ORACLE CAPITAL MANAGEMENT INC
80151624 ORANGE CAPITAL MANAGEMENT CORP
80120067 ORCHARDS ACCOUNTING & TAX SERVICES INC ADV
80102730 ORNEST IRVING
80137488 ORO FINANCIAL INC /LA
80151362 OROURKE BERNARD FRANCIS
80146918 ORR BRUCE NEAL
80147368 ORR CLIFFORD DUAYNE
80136814 OSBORN FREDERICK HENRY III /NY/
80133647 OSTER DAVID WAYNE
80141936 OSTERLUND KARL AUGUST /MA
80127908 OTTO JUDITH M /AZ/
80134471 OVERSTREET ROBERT LEWIS
80130332 OXFORD REALTY ADVISORS CORP
80147071 PA REALTY ADVISORS INC
80154549 PACE DAVID ALAN
80128868 PACIFIC ASSET ADVISORS INC /CA/
80133155 PACIFIC EQUITY GROWTH & MANAGEMENT INC
80137186 PACIFIC INSTITUTIONAL ADVISORS INC /OR/
80146071 PACIFIC NORTHWEST PROFESSIONAL CONSULTANTS INC /WA/
80137698 PACIFIC SOUTHWEST PLANNING GROUP /CA/
80149593 PACIFIC SUN FINANCIAL CORP
80153071 PADDEN & CO LLC
80151060 PAINTER WILLIAM JACOB /MD
80135806 PALFFY KAI
80137775 PALM BEACH CAPITAL CORP
80148635 PALUMBI ROBERT FRANCIS
80126575 PAN AMERICAN INVESTMENT ADVISORS INC
80117205 PANAMINT STAR SURVEY
80134845 PARADIGM ASSET MANAGEMENT CO
80152647 PARADIGM CAPITAL ADVISORS INC
80138478 PARAGON ADVISORY SERVICES CORP
80138899 PARIKH PRAGNESH
80149781 PARIS DOUGLAS EUGENE
80146204 PARK AVENUE FINANCIAL INC /MI/
80138300 PARK CAPITAL INC
80119171 PARKER LEE MERKEL
80150613 PARKER MICHAEL JOHN
80136694 PARKER WILLIAM NORMAN
80142176 PARKHURST STANLEY GORDON /CA/
80118936 PARKMAN SHAW & CO INC
80140988 PARKS TUTTLE FINANCIAL SERVICES INC /NH/
80128193 PARRAMORE JOHN ANDREW HARTSFIELD
80129478 PARRISH ROBERT CLIFFORD
80154203 PARSONS DAVID WILLIAM
80117815 PARSONS WILLIAM RAYMOND
80137509 PART JOSEPH ANDREW /NC/
80138350 PARTNERS ADVISORY SERVICES INC
80133191 PARTNERSHIP PROFILES INC
80152168 PASCHAL JOHN PERRY
80136554 PASCHKE GERALD CARL JR
80145853 PASIONEK ROBERT ANTHONY /MI/
80139092 PATE SHARON LEE
80129342 PATEL RAMESH N
80147969 PATRICK CAPITAL MANAGEMENT /IL/
80143907 PATTERSON CHARLES WALTER
80127497 PATTERSON JERRY LEE
80142798 PATTERSON ROGER BRUCE /CA/
80144432 PATTON GEORGE RAY JR
80134082 PATTY RON J
80129532 PAYNE DAVID JR /IL/
80138809 PAYNE GEORGE ABIJAH JR
80144757 PAYNE MORRIS & ASSOCIATES INC
80128246 PAZ SECURITIES INC
80139905 PCM ASSOCIATES LTD
80133129 PDP INC /IL/
80136688 PEALE DAVIES & CO INC
80117845 PEARL & ASSOCIATES ADVISORY CORP /MI/
80141342 PEARLMAN FINANCIAL GROUP INC /NJ/
80129216 PEARSON CATHERINE GAIL
80127656 PEARSON MICHAEL NOVEL
80144345 PEAVY FINANCIAL SERVICES INC
80144085 PECK THEODORE GORDON /NY/
80137933 PEGASUS PARTNERS INC
80152993 PEISNER ROBERT N
80143487 PELED ANAT /NY/
80143657 PELOSI MICHAEL JOSEPH /HI/
80127112 PENDLEY DON WILLIAM
80117342 PENN CAPITAL ADVISORY INC /PA/
80145286 PENN CENTER INVESTMENTS INC /PA/
80135555 PENNISI CONCETTO JERRY
80141783 PENOBSCOT GROUP INC
80112226 PENRYN INC
80143469 PENSION & INVESTMENT MANAGEMENT SERVICES INC /IN/
80139826 PENSION & TRUST CAPITAL ADVISORS INC /MN/
80133021 PENSION FORTE INVESTMENT ADVISORY INC
80140421 PENSION FUNDING CLEARINGHOUSE INC
80145392 PENSION INVESTMENT ADVISORS /IL/
80136771 PENSION SCIENCES ASSOCIATES INC
80122619 PENTAGON FEDERAL CREDIT UNION
80119060 PENTAWAVE CORP
80146510 PENTE INVESTMENT MANAGEMENT LTD /CANADA/
80153708 PENTECOST CLAUDE DANIEL
80151974 PENTOLA BETTY JEAN
80130366 PENTZ RAYMOND F & CO
80129635 PEPIN PAUL ALFRED
80149060 PEPPER FINANCIAL INC
80139827 PERCOCO STEPHEN PAUL /NJ/
80130142 PERCZEK VENTURES & RESEARCH INC
80141404 PERFORMANCE ANALYSIS & TRENDS INC/NY/
80136019 PERFORMANCE CAPITAL MANAGEMENT LTD LP /NY/
80142018 PERFORMANCE EVALUATIONS INC
80120466 PERFORMANCE GROWTH INC ADV
80104495 PERFORMANCE GUIDE PUBLICATIONS
80116421 PERFORMANCE MANAGEMENT INC
80144712 PERFORMANCE PROPERTIES CORP
80137665 PERKINS WILLIAM CREIGHTON /TX/
80137512 PERLMAN HARRELL M
80131025 PERPETUAL FINANCIAL PLANNERS INC
80130205 PERRY LEONARD
80154312 PERRY MICHAEL JOHN
80144495 PERRY PETER SALVATORE
80139738 PERSONAL ACCOUNTING SERVICES LTD
80124995 PERSONAL ASSET MANAGEMENT INC
80133508 PERSONAL CAPITAL MANAGEMENT INC
80146959 PERSONAL FINANCIAL PLANNING INC /MI/
80130609 PERSONAL INVESTMENT CO
80133656 PERSONNEL RESOURCES CONSULTANTS INC
80146384 PERSPECTIVE FINANCIAL STRATEGIES INC /OH/
80140227 PESUT TIMOTHY SCOTT
80151392 PETERS STEPHEN FOX
[[Page 12549]]
80134581 PETERSON ALBERT F III
80114442 PETERSON DANIEL EDWIN
80112529 PETERSON DAVID ERIC
80126751 PETERSON DONALD MARVIN
80125875 PETERSON LAVERLE CARL
80138738 PETERSON SPENCER FANSLER CO /MN/
80149497 PETRILLO EUGENE N LP
80144819 PETROFF JOHN HENRY
80113965 PETROLEUM ANALYSIS LTD
80135864 PETRONE ELAINE
80145210 PETRONE PETRI & CO
80154009 PETRUS INC
80144906 PETTITT GARY JAY
80144878 PETTY WILLIAM WALLACE
80124015 PFA CONSULTING INC
80142533 PFAMCO INVESTMENT MANAGEMENT SERVICES CORP /CA/
80135041 PFOHL PAUL J JR
80117190 PFS INSURANCE SERVICES INC
80113390 PHELPS GEORGE E CO
80135071 PHILBIN JAMES PATRICK
80146576 PHILIP J FUND MANAGEMENT INC /CA/
80105528 PHILIPS APPEL & WALDEN INC /NY/
80152704 PHILLIPS & CO INC /MN/
80129074 PHILLIPS JEFFREY JOSEPH
80137839 PHOENIX MANAGEMENT SERVICES INC
80128645 PHYSICONOMICS INC
80137184 PIAGGESI KATHLEEN /NY/
80145213 PIANOWSKI JOHN THOMAS
80120993 PICKERING WILLIAM ANDREW
80150571 PICTET OVERSEAS INC
80119317 PIEDMONT REALTY ADVISORS INC /CA/
80134003 PIEPER BEVERLY VIRGINIA
80129340 PIERCE CHARLES R
80149747 PIERCE DEXTER IRVIN
80131710 PIERCE JOHN PATRICK /NE/
80153632 PIERCE SCOTT CALDWELL
80114205 PIERSON CAPITAL MANAGEMENT INTERNATIONAL B V
80144336 PIERSON RICHARD RAYMOND
80152681 PIETRI JOSE ALBERTO
80151073 PILARO JOSEPH F
80134617 PILLETTE STEWART JOSEPH /CA/
80148072 PILOT MUTUAL FUND SERVICES INC
80121723 PIMM ROGER GENE
80129422 PINCH DAVID GORDON
80141225 PINE NEIL MARCELL /CA/
80139356 PINNACLE ASSET MANAGEMENT INC
80137994 PINNACLE CAPITAL MANAGEMENT INC
80141988 PINNACLE FINANCIAL MANAGEMENT INC /FL/
80123795 PINNACLE FINANCIAL MANAGEMENT INC /VA/
80141111 PINNACLE INTERNATIONAL CAPITAL MANAGEMENT INC
80154624 PINNACLE INVESTMENTS INC
80138756 PINTER DAVID M
80144290 PIONEER FINANCIAL MANAGEMENT GROUP INC
80110717 PIONEER FINANCIAL SERVICES INC
80136384 PITEO THOMAS ANTHONY
80146237 PITKIN CHRISTOPHER ROCH /OR/
80140167 PITTS JOHN FREDERICK
80146252 PKG FOUNDATION CORP /MD/
80126030 PLACIDO RICHARD ANTHONY
80131924 PLAN ATLANTA FINANCIAL INC
80124270 PLAN INC
80146905 PLAN IT CONSULTING SERVICES
80130783 PLANNING ASSOCIATES INC /MD/
80135966 PLANNING CONCEPTS FINANCIAL SERVICES INC
80141860 PLANNING INSIGHTS CORP /CA/
80133385 PLANNOW PERSONAL FINANCIAL PLANNING INC
80148336 PLASTRIDGE JOEL FLETCHER
80116416 PLATER ZYBERK JOSAPHAT JR
80116442 PLATNER & ASSOCIATES /PA/
80143373 PLATZ FREDERIC BAKER
80125633 PLAZA COMMUNICATIONS INC
80132597 PLOUS HARRY JAMES JR
80115474 PM PORTFOLIO MANAGEMENT GMBH
80143364 PMC ASTROP CAPITAL MANAGEMENT INC /GA/
80116172 PME CORP /NJ/
80145063 PMJ FINANCIAL GROUP INC
80144037 PNAMBIC INC /CA/
80129882 POHREN CLIFFORD GEORGE
80119736 POLLAK ROBERT KENNETH ADV
80146660 POLO GROUP LC /VA/
80122219 POMEROY G W FINANCIAL SERVICES INC
80127160 POND JONATHAN DAVIDSON
80130707 POONAWALA NADIR ABBAS
80154316 PORCHETTA CORP
80152508 PORTER BRUCE ALAN
80151853 PORTFOLIO DESIGN SPECIALISTS INC
80142519 PORTFOLIO EVALUATIONS INC /NJ/
80148139 PORTFOLIO MONITOR CORP
80133321 PORTFOLIO PERFORMANCE SYSTEMS
80130112 PORTFOLIO REVIEW CORP
80140887 PORTFOLIO SECURITIES CORP INC /CA/
80142854 PORTFOLIO TOTALS INC
80138787 PORTFOLIOS INC /NM/
80131186 PORTLAND INVESTMENT RESEARCH INC
80122434 POSITIVE MANAGEMENT INC
80136100 POSMANTIER DAVID HOWARD /NY/
80137109 POSPISIL JON STANLEY
80152164 POTOMAC INVESTMENT MANAGEMENT INC /VA/
80120566 POWELL CHARLES MONROE
80127696 POWELL DOUGLAS WOODROW
80101119 POWELL EDITH HARLAN
80145928 POY ROBERT ALLEN JOE /CA/
80134162 POYNOR ANTHONY JAMES /IL/
80150700 POYNTER ROBERT EUGENE
80115880 PPS SECURITIES CORP
80148808 PRABHAKAR SATYA
80141861 PRATHER PERRY SCOTT /CA/
80132056 PRECURSOR CORP
80149078 PREFERRED ADVISORS INC /IL/
80136943 PREFERRED CAPITAL MANAGEMENT INC
80152665 PREFERRED INVESTMENTS INC /NY
80154445 PREMIER ADVISORS INC
80129244 PREMIER FINANCIAL MANAGEMENT GROUP INC
80147764 PREMIER FINANCIAL MANAGEMENT INC
80126186 PREMIER INVESTMENT ADVISORS LLC
80144450 PREMIERE CAPITAL CORP
80143249 PRESERVE CAPITAL MANAGEMENT INC /PA
80128358 PRESTON MANAGEMENT INC
80124989 PREVILLE BARRY GREGG
80125038 PREVILLE GERARD RICHARD
80133574 PREVITI BARBARA ANN
80139272 PRICE DENNIS GEORGE /CO/
80125726 PRICE FINANCIAL INC
80150321 PRIDE DOUGLAS JEFFERSON
80152318 PRIESTER HORACE RICHARD III
80130745 PRIME ASSOCIATES INC
80138688 PRIME INVEST CORP
80152748 PRIME INVESTMENTS INC
80148906 PRIME ONE
80121342 PRIMELINE ADVISORY INC
80146917 PRINCE ROGER PYNE
80128505 PRINCESS CITY SECURITIES INC
80138127 PRINCETON ARBITRAGE CONSULTANTS INC
80143649 PRINCETON INVESTMENT TECHNOLOGIES CORP /NJ/
80124367 PRINCETON J M CO INC
80125167 PRINCETON MONTGOMERY CO INC
80133222 PRINCETON RESOURCE ADVISORS INC
80133942 PRIORITY RESOURCES INC
80146260 PRISM INVESTMENT CORP /TX/
80121198 PRIVATE FINANCIAL ASSOCIATES
80142030 PRIVATE LABEL CAPITAL INC /CA/
80148070 PRO MANAGE CONSULTANTS INC
80145539 PRO PLAN
80139253 PRO PLANNERS INC /TX/
80146046 PROBITAS ADVISORS INC
80124004 PRODUCT MOMENTUM INDEX CORP
80148603 PROEMPTOR CAPITAL MANAGEMENT INC
80133261 PROFESSIONAL ASSET PROTECTION INC
80150569 PROFESSIONAL CONSULTING ASSOCIATES INC
80134252 PROFESSIONAL FINANCIAL PLANNING GROUP INC
80108245 PROFESSIONAL FINANCIAL PLANNING INC
80121534 PROFESSIONAL FINANCIAL SECURITY CORP
80135615 PROFESSIONAL INVESTMENT ADVISORS CORP
80127777 PROFESSIONAL INVESTMENT ANALYSTS INC
80144678 PROFESSIONAL INVESTMENT MANAGEMENT SERVICES INC
80140977 PROFESSIONAL MANAGEMENT ST LOUIS INC /MO/
80140099 PROFESSIONAL PLANNERS GROUP USA INC
80129538 PROFESSIONAL PLANNERS INC /NV/
80119843 PROFESSIONAL PLANNING CONSULTANTS INC
80148292 PROFESSIONAL PLANNING STRATEGIES INC
80153203 PROGRESS ASSET MANAGEMENT CO
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80133071 PROGRESSIVE VENTURES INC
80137851 PROKOP RUTH ELLEN
80123306 PRONK RAYMOND THOMAS
80136227 PROPLAN /NY/
80143754 PROSTROLLO DANNY RAYNO /SD/
80147683 PROTRUST CAPITAL INC
80153098 PROVIDENT FINANCIAL SERVICES INC
80140487 PROXY VOTER SERVICES INC /IL/
80149108 PRUDENT INVESTMENT ADVISERS INC
80149212 PRUDENT INVESTMENT ADVISERS INC /CO
80110342 PRUDENTIAL MORTGAGE BANKERS & INVESTMENT CORP
80150873 PUBLIC & PENSION FUNDS INVESTMENT SERVICES INC
80138493 PUBLIC FUNDS ADVISORS INC
80152808 PUBLIC SECURITIES MANAGEMENT CORP
80146641 PUCCI WILLIAM J /MA/
80142551 PUGH STEVEN THEODORE /CO/
80117327 PULS RICHARD JOHN
80135614 PUMA DEL MAR INTERNATIONAL LTD
80125175 PURDY JAMED D
80149277 PURPURA PHILIP
80122455 PUTNAM SUSAN PARKER
80143138 PYFROM JUAN ANDRE /FL/
80135173 QAMATZ INC
80147442 QPA CORP
80150869 QUALITY GROWTH MANAGEMENT INC
80146682 QUANTECH RESEARCH GROUP INC /CT/
80149345 QUANTITATIVE SOLUTIONS INC
80129460 QUANTUM CAPITAL MANAGEMENT INC
80136050 QUANTUM FINANCIAL PLANNING SERVICES INC/WA/
80131413 QUATRIX INC
80116154 QUEEN CITY ADVISORS INC
80143037 QUEST TRADING INC /CA/
80128426 QUESTOR GROUP INC
80121833 QUICK & REILLY INC
80144503 QUINN IRVIN ASSOCIATES
80124571 QUINN MARILYN LEE
80138829 QUINN TERRENCE M
80120890 QUIRK DENNIS MICHAEL
80122600 R&M INVESTMENT MANAGEMENT LTD
80134755 RADIGAN MICHAELS INC
80154679 RAFFERTY ASSET MANAGEMENT INC
80106869 RAFKIND & CO INC
80136778 RAFTER WILLIAM RAYMOND JR
80129295 RAGONE DEAN ANTHONY
80123128 RAGUCCI ARNOLD JOHN
80152206 RAHEL CORP
80139185 RAINEY COMPANIES INC /AL/
80145716 RAJENDRAN ANNAMALAI /CA/
80134464 RAJKOVICH J P & CO /CA/
80148702 RALLS ASSET MANAGEMENT INC /
80121115 RAMEE RESEARCH CONSULTANTS LTD ADV
80135672 RAMEY STEVE CPA PC
80139449 RAMOS MERLE A
80121414 RANDALL ROGERS & LONG INTERNATIONAL INC
80153436 RANDOLPH FRANCIS RODERICK
80131893 RANEY T J & SONS INC
80138003 RANHOUSE CORP /RI/
80118249 RANKIN DIANNE MARY
80132309 RANKINS DONALD
80138629 RANSOM JOHN ALBERT II/MI/
80151216 RAPTOR INVESTMENTS PLC
80133372 RASTOGI MANJU
80142390 RAYMOND MICHAEL D
80135517 RDS FINANCIAL GROUP
80147097 REAL CONSUL INC
80132022 REALM ASSET MANAGEMENT CORP
80136686 REALTY CAPITAL ADVISORS
80140197 REALTY CAPITAL INVESTMENTS CORP
80115410 REC INVESTORS INC
80134711 REDEGELD JOSEPH JOHN
80149034 REDFIELD BRUCE IRVING
80146047 REDMER ALFRED WILLY JR /MD/
80124609 REDWINE MORGAN ROBY JR
80139212 REDWOOD ADVISORS INC /CA/
80143257 REED GROUP /CA/
80143256 REED GROUP /CA//
80129051 REED STRAWSER AGENCY INC
80153240 REEDER & REEDER CPAS INC
80148871 REEOG SECURITIES CORP
80138599 REEVES DEAN MICHAEL
80154223 REFFEITT MICHAEL W
80134326 REGENT ASSET MANAGEMENT INC
80150699 REGENT FUND MANAGEMENT LTD
80145903 REICH IRWIN MARTIN /CA/
80132611 REICHERT DAVID ALLEN
80135849 REICHERT ROBERT ANDREW
80126348 REIFMAN & ASSOCIATES LTD
80139522 REINGANUM MARC RICHARD
80132767 REINKE STEVEN NOLD
80139420 REIS ROBERT J
80147429 REISLER RONALD ALAN
80129633 REISMAN BETTY LOU
80142496 REISS RONALD EDWARD /CO/
80140463 REITER PETER SCOTT
80137607 RELIANCE FINANCIAL ADVISORS
80146860 RENCO FINANCE LTD
80141451 RENDE GIANDOMENICO JOHN A N
80143980 RENFRO BILL
80151479 RENO EDWARD JEROME JR
80140205 RENZ ALLAN CHESTER
80153913 REPPLE G A & CO /FL/
80154556 RESEARCH ONE INVESTMENTS INC
80144334 RESERVES ASSETS MANAGEMENT PARTNERS LP
80147414 RESIO JOHN ANTHONY
80139270 RESOURCE 2000 LTD /MS/
80132357 RESOURCE INVESTMENT ADVISORY SERVICES INC /IL/
80120991 RESOURCE MANAGEMENT INC /LA/
80132868 RESOURCE PLANNING SERVICES INC
80138990 RESSLER JOHN R /IA/
80137578 RESTON FINANCIAL SERVICES INC /VA/
80149918 RETIREMENT ASSETS CONSULTANTS INC
80132431 RETIREMENT INCOME SERVICES INC
80128596 REUBEN NATHAN ASSOCIATES LTD
80139556 REYNARD ROBERT
80124780 REYNOLDS & REYNOLDS FINANCIAL ADVISORY GROUP
80133346 REYNOLDS LLOYD LEWIS
80147876 RFCA FINANCIAL SERVICES INC /NV
80133088 RG FINANCIAL LTD
80131375 RHODES DAN
80150290 RIA INC
80139271 RICCARDI ASSET MANAGEMENT CORP
80143478 RICE THOMAS GORDON
80145886 RICHARD DONALD LEONARD /ME/
80109302 RICHARDS JOHN LOFTES
80145372 RICHARDS JON A LTD
80152420 RICHARDS SCOTT ANDREW
80138357 RICHARDSON G C INSURANCE SERVICES INC
80144653 RICHEY CYNTHIA DANETTE
80117291 RICHLAND CO /CA/
80138395 RICHMAN GROUP INC
80148212 RICHMAN JEFFREY BARRY
80137701 RICHMAR INVESTMENT STRATEGIES INC
80112969 RICHTER FRANCIS ALBERT
80143548 RICKMAN JEFFREY J /OR/
80148499 RICO NKEMENA INC
80145486 RIDGELY CHARLES STUART /RI/
80123760 RIDING TIMOTHY W
80132814 RIECHERS SHIRLEY LOUISE
80105449 RIFKIN SOL J
80119564 RIGGS FINANCIAL SERVICES INC
80129446 RILEY MICHAEL VAIL
80133135 RILEY WILLIAM C
80147811 RIM ASSOCIATES INC
80142714 RINER JAMES THOMAS
80129629 RINGER ALLEN INC
80138660 RINGGOLD JOHN WAYNE
80121388 RINK JOHN JOSEPH
80146713 RINKER DAVID E /CA/
80128714 RIQUIER THOMAS TIRRELL
80138658 RIVERSONG MICHAEL DORAN
80127131 RIX JAMES AVERYT
80119273 RIXE LAWRENCE THOMAS
80150434 RMC FINANCIAL PLANNING CORP
80137478 RMR PLANNERS INC
80127252 ROBBINS CO
80143527 ROBELEN FJELD & ASSOCIATES INC
80119477 ROBERSON EDWIN EARL
80141681 ROBERT J E CO INC
80130649 ROBERTS DONALD KENT
80142745 ROBERTS FINANCIAL GROUP INC /AL/
80147365 ROBERTS GLENN LEE
80131553 ROBERTS JAMES MICHAEL /CA/
80143589 ROBERTS RICHARD JAMES /IL/
80104319 ROBERTS SCOTT & CO INC
80150899 ROBERTSON MARK ALAN
80128587 ROBERTSON PRESSMAN & MORRIS LTD
80126956 ROBINSON AUDREY SMITH
80136708 ROBINSON COLEMAN ROGERS
80136460 ROBINSON FARMER COX ASSOCIATES
80130629 ROBINSON TIMOTHY RAY
80133394 ROBISON STEPHEN VICTORY/FL/
80143519 ROCKWELL CAPITAL MANAGEMENT INC
80135267 RODD CLIFFORD ARTEMUS /NY/
80133040 RODERICK GONZER LEE
80123904 RODGERS ROBERT D & CO INC
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80117963 RODMAN ADVISORY SERVICES INC
80152253 RODRIGUEZ RICARDO MICHAEL
80142405 ROE FINANCIAL PLANNING & INVESTMENT ADVISORY INC
80110205 ROE MARTIN & NEIMAN INC
80133834 ROEDEL FINANCIAL CORPORATION /MN/
80140279 ROGERS DAVID LEE
80137123 ROGERS GEORGE ALFRED
80136561 ROGERS HAROLD JAMES
80136524 ROGERS JAMES JOSEPH
80148881 ROGERS REPORT INC
80118645 ROHAN EDWARD PATRICK
80148856 ROLFES RICHARD JOHN
80143174 ROMEO ROSS VICTOR
80148167 RONAN PAUL JAMES
80145816 RONE NINA REINHARZ
80117991 ROOF BRODNAX ASSOCIATES INC
80135260 ROONEY FINANCIAL PLANNING INC /NJ/
80154555 ROSA JACK KEITH
80136470 ROSE JEFFREY MALCOLM & COHEN JERRY
80129385 ROSELLI JOHN ANTHONY
80124898 ROSEN LOUIS AARON
80132933 ROSENBERG ARTHUR/PA
80144770 ROSENBERG DANIEL JOSEPH
80139291 ROSENBLATT MICHAEL ALAN
80111538 ROSENBLUM JESSE
80141012 ROSENDAHL STEVEN FREMONT /CA/
80146135 ROSENFELD DAVE /NY/
80118588 ROSENSTIEL ROBERT LEON
80144287 ROSENWALD ROGER WILLIAM
80133464 ROSKE MILDRED ELLEN
80151067 ROSKOPH DAVID JOHN /WA
80125372 ROSS RICHARD DAVID
80154407 ROSS RONALD LORANCE
80131365 ROTANDO LOUIS MEHRTENS
80134560 ROTHSTEIN STEVEN WARREN
80142707 ROTRUCK RUSSELL ROYCE JR /MD/
80153965 ROULSTON INVESTMENT PARTNERS INC
80153215 ROUND HILL INVESTMENTS INC
80129103 ROUTER PAUL GETTY
80123593 ROWE & ASSOCIATES INC
80119941 ROWE PETER LEE
80130780 ROYAL ASSET MANAGEMENT CO
80130173 ROYAL JON DOUGLAS
80104136 ROYCE LTD
80130391 ROZEN SHAREN NANCY
80132853 ROZENCWAIG BRYAN LANCE
80132746 ROZENCWAIG STEVEN MICHAEL
80134978 RSC FINANCIAL INC
80148351 RUBY GEORGE MERRIMAC
80152055 RUCKEL H ANTHONY
80129960 RUDD CAPITAL CORP
80149658 RUDD LAUREN VONEGGERS
80152172 RUDDER EDWARD MITCHELL
80147373 RUDDY CINDY CHOU
80126856 RUDDY VINCENT WILLIAM
80141224 RUF INVESTMENT GROUP INC /CT/
80147231 RUFF PAUL ROBERT
80147409 RUFFER CHARLES
80140082 RUIZ LUIS ANTONIO
80144025 RULE AUTHUR RICHARDS /CA/
80143969 RUMAN WALTER CHARLES /GA/
80143880 RUMANA ROBERT H
80151308 RUNYAN DAVID CLIFFORD
80111114 RUSH M A & CO
80122833 RUSHTON GERALD E
80122332 RUSSELL BRUCE HARDY
80117805 RUSSELL GEORGE EDWARD /IN/
80134008 RUSSELL JOHN C INVESTMENT MANAGEMENT INC
80129992 RUSSELL ROY LEE
80134163 RUSTIC RIDGE FINANCIAL PLANNING INC
80125192 RUTHERFORD CHARLES EDWIN JR CFP
80136820 RUZICH JOYCE ANN /MD/
80125650 RXR CAPITAL MANAGEMENT INC
80127171 RYALS MICHAEL DORSEY
80142492 RYAN BRUCE C & CO INC
80119359 RYAN JAMES WILLIAMS
80151208 RYAN ROBERT JOHN
80134378 RYE MANAGEMENT INC
80148718 RYKEL SECURITIES INC
80142618 SABA STANLEY /MA/
80145989 SADDLE RIVER INVESTMENT ADVISORS CORP /NJ/
80111827 SAFFER & ASSOCIATES INC
80146279 SAGE CAPITAL MANAGEMENT INC /CO/
80148419 SAHLI PATRICK JAMES
80140804 SAJE ASSET MANAGEMENT INC /NY/
80144940 SAKAMOTO STANLEY NORITO
80140481 SALMONSON BRIAN KEITH /CA/
80142532 SALTER R T FINANCIAL SERVICES INC
80143588 SALUS CAPITAL MANAGEMENT INC /CA/
80136236 SAMARA PIETER SCHOONHEIM
80126933 SAMMIS THOMAS COTRELL
80140543 SAMSON STEVEN RICHARD /NY/
80137627 SAMSUNG INVESTMENT MANAGEMENT CO LTD /KOREA/
80132121 SAMUELS THOMAS EDWIN JR
80141965 SAN DIEGO ASSOCIATES INC
80151774 SAN DIEGO EQUITY ADVISORS INC
80149257 SAN FRANCISCO FINANCIAL CORP
80126382 SANBORN ADVISORY SERVICES INC
80134860 SANCHEZ RICARDO JUAN
80129223 SANCHEZ WILLIAM JR
80134870 SANDEFORD SAMUEL ELMORE JR
80134247 SANDERS & SIZEMORE FINANCIAL CONSULTANTS
80142767 SANDERS EDWIN ROSS
80131905 SANDERS LEONARD LOUIS
80145887 SANDS BROTHERS ASSET MANAGEMENT LTD /NY/
80124850 SANDY JOYCE HAMMOND
80147776 SANJANA ESPI
80122199 SANNA MARK ANTHONY
80137296 SANTANDER MANAGEMENT INC
80142384 SARAPPO JOSEPH PHILIP III /PA/
80140260 SARCOH REPORT INC /NY/
80127203 SARKIS GEORGE JOSEPH
80145226 SAROFIM INTERNATIONAL MANAGEMENT CO /TX/
80113773 SAROFIM TRUST CO
80146137 SARRI SAMUEL DR /AZ/
80108774 SASS M D & CO INC
80152616 SATELL ANDREW GLEN
80143971 SATELL INVESTMENT ADVISORS INC /CT/
80153452 SAUNDERS KEITH LIDDELL
80141128 SAUNORIS RONALD FRANCIS
80139510 SAVINGS GROWERS INC
80121030 SAWYER GARY R
80144289 SAXENA SANJAY
80104393 SAY J B & RATLIFF CO
80139040 SAY YES MARKETING INC /NY/
80142375 SAYER EDWARD JOSEPH /MA/
80131110 SAYKES MARY KAREN
80154517 SC FINANCIAL SERVICES CORP
80128520 SCANLON J & CO INC
80146972 SCANNELL TIMOTHY MARTIN
80154164 SCHAEFER LAWRENCE STEVEN
80152323 SCHAEFER PAUL ADAM
80142120 SCHAGRIN EDWARD
80117474 SCHAKNER RANDALL C
80127328 SCHARDT GEORGE
80152574 SCHECHNER LIFSON ADVISORS LLC
80133061 SCHEIDLER & ASSOCIATES INC
80138002 SCHEINER STEVEN MICHAEL /AZ/
80112956 SCHEINMAN WILLIAM X
80140823 SCHELL JEROME MATTHEW DR /NJ/
80130009 SCHIFF H GERALD
80144361 SCHLEGEL RICHARD LOTHAR
80148760 SCHLIITER TODD WILLIAM
80140845 SCHMERTMANN GARY MICHAEL
80135088 SCHMID JOSEPH DEAN
80145988 SCHMIDT MICHAEL EUGENE
80135311 SCHMIDT NEAL WADE
80117080 SCHMIDT R D INC
80144580 SCHMIDT STEVEN JAMES /MN/
80138915 SCHMOLZE KENNETH LESTER /NJ/
80139085 SCHNEIDER LOUISE MARTINEZ
80135446 SCHNEIDER SIDNEY H
80149493 SCHNEYER DAVID JONATHAN
80142149 SCHNIEBOLK EVE E
80138309 SCHOCK FINANCIAL SERVICES INC
80151206 SCHOCK JASON
80150420 SCHOETTMER MARK LEONARD
80124707 SCHOFIELD BERNARD JOSEPH
80146464 SCHOLTZ PETER D /NY/
80144182 SCHONHORST MELVIN HERMAN JR /NY/
80123407 SCHOTT INVESTMENT CORP
80135492 SCHREINER ROGER J /PA/
80132881 SCHRIMSHER JERRY JAMES
80119594 SCHRODERS ASIA LTD
80126058 SCHUBACH JOSEPH BERNARD
80133573 SCHUERMANN MICHAEL RICHARD
80130520 SCHULMAN MARTIN LEONARD /MD/
80140621 SCHULTZ CARL GOTTFRIED /NC/
80153567 SCHULTZ ENTERPRISES INC
80140275 SCHULTZ RICHARD BRYON
80136097 SCHULZE RONALD RAY
80142454 SCHUMACHER INVESTMENT SERVICES INC /MA/
80126415 SCHWARTZ H B & COMPANY INC
80140846 SCHWARTZ LEE ARTHUR
80128984 SCHWARTZ RICHARD
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80125042 SCHWARTZ STEVEN F
80119438 SCHWARTZBACH SAUL MARVIN
80110121 SCHWARZ ROBERT INC
80145096 SCHWEITZER SAMUEL /NJ/
80139269 SCHWESER GILBERT CARL /IA/
80130453 SCOFIN INTERNATIONAL INC
80148152 SCOTT BRIAN P
80149450 SCOTT MARK ALLISON
80136770 SCOTT MICHAEL DAVID
80153629 SCOTT NANCY JEAN
80145881 SCOTT RICHARD OLSON /CA/
80141535 SCOTT ROBERT SECURITIES INC /CA/
80153862 SCOTT ROY ROBERT
80124319 SCOTT RUPERT INC
80130870 SCOTTISH LIFE ASSET MANAGERS LTD
80126126 SCOTTSDALE FINANCIAL CONSULTING
80122577 SCRANTON VIDEO MARKETING INC
80123361 SCREES WILLIAM RUSSELL
80120350 SCS GROUP INC ADV
80132313 SCULLY BROTHERS & FOSS
80116351 SEA INVESTMENT MANAGEMENT INC
80146716 SEARS THOMPSON RUSSELL ADVISORS INC /FL/
80133475 SEAUX LEROY
80139199 SEAWAY INVESTMENT MANAGEMENT CO /IL/
80129927 SECO & ASSOCIATES LTD
80129919 SECURE FINANCIAL MANAGEMENT INC
80146545 SECURITIES & INVESTMENT PLANNING CO INC
80150433 SECURITIES ARBITRATION GROUP INC
80133154 SECURITIES INTERNATIONAL LTD
80142408 SECURITIES PLANNERS INC
80107782 SECURITY COUNSELING CORP
80144931 SECURITY DEALERS GUILD INC
80120583 SEFERIAN RALPH ASSOCIATES INC
80145270 SEGARRA DANIEL /NY/
80139765 SEKTOR FINANCIAL GROUP INC
80118608 SELDNER ALVIN A
80146062 SELECT FINANCIAL SERVICES INC /WA/
80116619 SELECTED OPTIONS SERVICE INC
80128798 SELEEN DANIEL HOWARD
80152453 SELLAS JOHN ANTHONY
80153262 SELLS M E INC
80127060 SEMANIK JOHN MATTHEW
80116996 SENDER BERL & SONS INC
80121026 SENDROW JERROLD BERNARD
80125250 SENECA STANLEY JOSEPH
80142378 SENEFELDER MATTHEW GEORGE /NY/
80152535 SENIOR PLANNING GROUP LLC
80154032 SENOWITZ ARTHUR GARY
80135243 SENSIBA & ASSOCIATES INC
80153113 SENTRY ASSET MANAGEMENT INC
80132663 SERRANO KEITH MILTON
80140351 SESSIONS JEFFRY LYN /MN/
80110305 SETLIN GEORGE STANLEY FINANCIAL INC
80148532 SETTERS JAMES EDSEL JR
80134044 SEWARD SECURITIES INC
80136681 SEXTANT ASSET ALLOCATION INC
80134051 SEYMOUR JAMES DUBOIS
80145683 SHAFCO MANAGEMENT INC
80137932 SHAFFER KENNETH CRAIG /CA/
80134574 SHAFFER MONEY MANAGEMENT INC
80126284 SHALL JOHN M
80154702 SHAMROCK ASSET MANAGEMENT LLC
80150145 SHAMROCK FINANCIAL SERVICES INC
80127413 SHANDLES IRA DAVID
80145515 SHANNON CHARLES H
80145513 SHANNON THOMAS MICHAEL
80140490 SHAPIRO GARY MITCHELL /AZ/
80148122 SHAPIRO RACHEL CAROLYNN
80147874 SHARMA GAUTAM
80147528 SHARPE ADVISORS LTD
80117994 SHAUB LARRY NORMAN
80154584 SHAUGHNESSY STEPHEN J LTD
80146677 SHAVES FINANCIAL SERVICES INC
80138013 SHAW WALTER JOSEPH /CA/
80135476 SHEAR MARSHALL & CO
80131758 SHEARSON LEHMAN REALTY ADVISORS INC
80137500 SHEER ASSET MANAGEMENT
80125087 SHEETS ASSET MANAGEMENT
80129403 SHEETS PHILLIP LAMAR
80125694 SHELLEY JOHN RICHARD
80119367 SHELLEY SEAN PATRICK
80119367 SHELLEY SEAN PATRICK
80133008 SHERIDAN RICHARD HARVEY JOHN
80133305 SHERMAN RICHARD ALAN
80151603 SHERMAN VINING ALDEN JR
80142456 SHETH SECURITIES INC /PA/
80131847 SHEVLIN EDWARD JAMES
80153155 SHIELDS BRAD RANDALL
80134400 SHIN SUN KYUN
80148012 SHIOKARI DAVID
80121043 SHIPLEY FINANCIAL GROUP INC
80126327 SHIPP FINANCIAL SERVICES INC
80129104 SHOECRAFT TIM HENRY
80125644 SHOPP PETER FREDERICK
80133468 SHOUP JOHN RICHARD /ME/
80138279 SHUBIN & CO INC
80147208 SHULEVITZ WILLIAM P
80150967 SHUMATE & ASSOCIATES INC
80138502 SHURGARD REALTY ADVISORS INC /WA/
80131393 SHWAB T W INVESTMENTS CORP
80132092 SIB ADVISORY CORP
80134020 SIBEL JEFFREY ALEN
80120979 SIBONI SYLVAIN
80137857 SICHEL RICHARD IRA
80135205 SIEBAR ADVISORS INC
80126157 SIEGEL & DONNELLY ASSOCIATES
80132327 SIEGEL BART HOWARD
80145158 SIEGFRIED GARY DEAN
80143323 SIEGFRIED JEROME /NY/
80145247 SIELEWICZ LEONARD MARIAN
80154178 SIENKIEWICZ MICHAEL ALEXANDER
80138068 SIERAWSKI MICHAEL ANDREW
80149783 SIERRA CAPITAL MANAGEMENT INC /MN/
80142374 SIERRA FIRST EQUITIES INC /CA/
80121962 SIEVEWRIGHT ROBERT GEORGE
80138914 SIFF JESSE ASSOCIATES INC /NY/
80119927 SIGMA ASSOCIATES INC ADV
80143084 SIGMA CAPITAL MANAGEMENT
80147035 SILBY GUFFEY & CO INC
80146571 SILVER ALAN JOHN /CA/
80149722 SILVER GROUP INC
80134417 SILVER JERRY
80118992 SILVERMAN & CO INC
80139908 SILVERMAN HOWARD M /CT/
80112300 SILVERMAN THOMAS
80149826 SILVERSTEIN EDWARD SAUL
80136292 SILVETTE CAPITAL MANAGEMENT CORP
80144689 SIMIC MICHAEL
80148759 SIMKINS DAVID & ASSOCIATES INC
80111501 SIMON BRUCE E
80127820 SIMON RICHARD MARK
80117183 SIMON ROBERT DESMOND
80145003 SIMONS ERIC INC
80141660 SINCLAIR GROUP INC
80136082 SINCLAIR JAMES EDWIN /NY/
80146149 SINGER & FRIEDLANDER AMERICAS INC /FL/
80142011 SINGER LINDA MAE
80118664 SINGISER STEPHEN THOMAS
80137252 SINGLETON DOYLE MATTHEW /TX/
80154415 SIRCHIA VICTOR J
80132739 SISK ROBERT CHARLES
80153419 SISTO CAPITAL MANAGEMENT INC
80148909 SITLINGER ALAN TODD
80125696 SIVASLIAN GREGORY K
80148901 SJS CAPITAL MANAGEMENT INC
80133793 SKAHAN JEAN LINNEA
80151523 SKARIAH SANTHOSH
80133136 SKOCIR SANDRA MARIA /OH/
80136600 SKYLANDS FINANCIAL SERVICES INC
80134709 SLACK RONALD /PA/
80122995 SLEAR JAMES ANTHONY
80147836 SLOAN EDWARD ANDERSON
80145599 SLOAN WILLIAMS ASSOCIATES LTD
80132531 SLOCUM CHUCK & ASSOCIATES INC
80119593 SLOVER RONALD EDWARD
80143103 SMALTZ KENNETH FRANK /OH/
80148420 SMARTSOFT INC
80138296 SMD INVESTMENTS INC
80130196 SMETEK VAN HORN & CORMACK INC
80135716 SMITH & HOWARD FINANCIAL MANAGEMENT SERVICES PC
80145771 SMITH ADAM & CO INC /NY/
80128914 SMITH ADVISORY SERVICES INC
80144122 SMITH AMZLER ELLEN MARIE /NJ/
80147558 SMITH BISSELL JOSEPH
80150713 SMITH BRIAN MARSHALL
80150945 SMITH BURNELL RAYMOND
80142379 SMITH BUTLER RICHAL /WA/
80148069 SMITH CHRISTOPHER
80139249 SMITH DALE ROBERT
80154655 SMITH DAVID HAYNES
80139484 SMITH DAVID L ADVISORS INC /TN/
80114271 SMITH DENISON EVERETT
80145268 SMITH DWIGHT ALBERT /CO/
80123349 SMITH EDMOND MCVAY II
[[Page 12553]]
80120030 SMITH EDWARD FARRELLY
80150712 SMITH GARY ALLEN
80139391 SMITH GREG A ASSET MANAGEMENT CORP
80149406 SMITH GREGORY WILLIAM
80147435 SMITH JACOBS INVESTMENT MANAGEMENT INC
80105023 SMITH JAMES HEYWARD
80148559 SMITH JEFFREY SCOTT
80143984 SMITH KEITH BRADFORD /NJ/
80141863 SMITH KEVIN EUGENE /CA/
80126314 SMITH LEO LESTER
80143322 SMITH LEON FRANCIS /CA/
80114726 SMITH MILTON
80134007 SMITH MITCHELL & ASSOCIATES INC /WA/
80143444 SMITH MITCHELL ASSET MANAGEMENT SERVICES GROUP LTD /WA/
80124164 SMITH PERRY LYLE
80116932 SMITH PETER E
80154650 SMITH PETER E ASSOCIATES
80121857 SMITH ROBERT GABAY
80145310 SMITH ROBIN WEEKS
80130664 SMITH STEVEN ABBA
80153740 SMITH THOMAS WILLIAM
80140844 SMITH TOWNSEND & ASSOCIATES LTD
80141387 SMITH WADE ALAN
80114586 SMITH WARREN LEE
80137049 SMITHERS LISA BUCK
80148929 SMITHLINE CAPITAL ADVISORS INC
80125348 SMOLAR EDWARD N
80132475 SNIDER HELEN KAYE
80154136 SNOW WILLIAM JAMES
80139453 SNOWDEN JAMES HASTINGS III
80124194 SOARES FINANCIAL GROUP INC
80116097 SOBOL ADAM EDWARD JR
80148061 SOCIETE DANALYSE FINANCIERE EUROPEENNE SAFE
80135690 SOCIFA & BETA SOCIENDADE FINANCEIRA DE C0RRETAGEM SA
80144337 SOHNEN DAVID JOSEPH
80143431 SOLBY INTERNATIONAL INVESTMENT CO
80123174 SOLOMON NEAL JAY
80138291 SOLOVY ROBERT MICHAEL
80125929 SONNENBERG FRED MAX
80150082 SONTHEIM ASSET MANAGEMENT INC
80139257 SORCIC & BLACK INC /TX/
80127659 SORENSEN JOHN R
80145156 SORGEN ROBERT WILLIAM
80142389 SOSA MICHAEL JOSEPH
80149181 SOSNOFF SHERIDAN CORP
80144045 SOURCE ADVISORY INC /PA/
80116943 SOURCE FINANCIAL GROUP INC
80152145 SOUTH ATLANTIC CAPITAL MANAGEMENT GROUP INC
80118809 SOUTH EASTERN FINANCIAL MANAGEMENT INC
80147165 SOUTH JERSEY BROKERAGE GROUP
80135673 SOUTH SHORE CAPITAL PLANNING INC /NY/
80120089 SOUTH SHORE FINANCIAL PLANNING
80140089 SOUTHEAST CAPITAL MANAGEMENT INC /FL
80134759 SOUTHEAST HARD ASSETS INC
80146502 SOUTHERN FINANCIAL CORP /CO/
80150314 SOUTHERN STATE UNIVERSITY INC
80144003 SOUTHERN STATE UNIVERSITY INC /CA/
80128176 SOUTHLAND ADVISORY CORP
80143250 SOUTHPORT GROUP INC
80140159 SOUTHPORT PARTNERS L P
80116527 SOUTHREN MARILYN
80142391 SOUTHWEST INVESTMENT ADVISORS INC/TX/
80147567 SOUTHWEST REAL ESTATE ADVISERS INC
80118216 SOUTHWORTH & MCFAWN ADVISORY CORP
80142177 SOWINSKI J E INC /NY/
80142417 SPACE RICHARD THOMAS
80146148 SPALA HENRY ANTHONY JR /CA/
80124620 SPALLO JOSEPH PHILIP
80128794 SPANOS CHRISTOPHER JAMES
80114317 SPECIAL SITUATION REPORT & STOCK MARKET FORECAST
80139456 SPECTRUM PLANNING SERVICES INC
80149211 SPECTRUM SECURITIES INC /CA/
80123710 SPEIRS GARRETT DEFORREST III
80118794 SPENCER JACK BURTON
80129551 SPERBER ADAMS & CO INC
80139553 SPERGEL MARTIN JAY
80145402 SPINELLA DOMINIC
80150506 SPIRANAC CORP /CO/
80128502 SPRABERRY & ASSOCIATES INC
80152414 SPRINGER DREW ALAN
80152949 SPRINGER LAWRENCE EARL
80148489 SPRINTZ HENRY
80137685 SPRINZ FRED FRANCISCO
80144715 SPURR KATHI ANN
80136587 SQUIRE SERVICES INC
80137339 SSANGYONG INVESTMENT MANAGEMENT CO LTD
80140716 ST THOMAS MORTGAGE ADVISORS /FL/
80136924 STAAF JACQUELYN CHRISTINE /AZ/
80139276 STAHEL JAMES EDWARD
80147698 STAIRMAN ARNOLD
80141557 STAMFORD CAPITAL MANAGEMENT INC
80116655 STAMFORD CO INC
80149408 STAMMER KENNETH EUGENE
80130684 STANDARD ASSET MANAGERS CORP
80133260 STANGER ADVISERS LP
80133323 STANTON DALE ALAN
80141652 STANZIANO ROBERT THOMAS /FL/
80137053 STAPLER FINANCIAL INC
80131692 STAR FINANCIAL PLANNING CORP MARION
80152189 STARBURST ADVISORY INC
80125054 STARK ROBERT WILLIAM
80144954 STARSHAK MICHAEL FRANCIS /IL/
80140637 STATE FINANCIAL NETWORK INC /PA/
80152547 STATE STREET SECURITIES INC
80133183 STAUBACH PENSION ADVISORS INC
80125788 STAUTH ELISABETH C EA LTD
80125346 STEELEY BARRY LEE
80130075 STEGALL LEA ROY JR
80149122 STEGE BARBARA COLLINS
80123701 STEIN GARY H /MA/
80132266 STEINBERG CHARLES DAVID
80129436 STEPHANIAN DANIEL MARTIN JR
80110097 STEPHENS NEIL INVESTMENT CORP /RI/
80140717 STERLING ASSET MANAGEMENT MD
80127071 STERN & STERN SECURITIES INC
80126567 STERN HERSH LEON
80151754 STERN MICHAEL WARREN
80135214 STERNBERG LAWRENCE NEIL
80125889 STEVENS INTERNATIONAL CORP
80133639 STEVENS PHILIP ASHWORTH
80125310 STEVENSON MARY TYLER
80112430 STEVENSON O ROY
80127708 STEVER KATHLEEN ANN
80138627 STEWARD ANALYTICS INC /OH/
80152075 STEWART BEVERLY ANN
80119601 STEWART JOHN S PH D
80143228 STEWART KENNEDY & ASSOCIATES /NY/
80122656 STEWART NANCY HOPE
80123011 STEWART PAUL ASSOCIATES INC
80111191 STEWART ROBERT
80123707 STEWART ROBERT MITCHELL
80120260 STILLMAN JOEL ELLIOTT
80118802 STITSKY MURRAY
80117809 STOCK MARKET TIMING INC
80137862 STOEVER KYLE EDMUND
80113852 STOKELY HUGH LAWSON
80133125 STOLZENBURG LARRY S /NY/
80145651 STOLZENBURG LARRY S CPA PC
80145658 STONE CHARLES RAY
80145733 STONE JEFFERY STEVEN /TX/
80138786 STONE JOHN J
80148268 STONECREEK ADVISORS
80139824 STONEHILL CAPITAL MANAGEMENT INC /NY/
80124039 STRAFFORD FINANCIAL SERVICES INC
80125064 STRAIN SHERYL SCHOUWEILER /CA/
80133884 STRAIT TIMOTHY EDWARD
80140123 STRATEGIC BENEFIT CONSULTANTS INC
80153170 STRATEGIC BUSINESS PLANNING
80130094 STRATEGIC FINANCIAL PLANNING INC
80133879 STRATEGIC INVESTING INC
80149081 STRATEGIC INVESTMENT CONSULTANTS INC
80135564 STRATEGIC INVESTMENT PLANNERS INC
80145087 STRATEGIC MANAGEMENT CORP
80132122 STRATEGIC PLANNING LTD
80133429 STRATEGIC TIMING INC
80116204 STRATFORD INVESTORS MANAGEMENT INC /NY/
80137921 STRATLINK INTERNATIONAL INC
80128285 STRATTON CHARLES E
80130293 STRATTON GERALD LYNN
80145010 STRAUS & WEBER
80141513 STREETMAN WILLIAM GREER /KY/
80152776 STRETTI MICHAEL WILLIAM
[[Page 12554]]
80133391 STRIBLING ROSS LEE
80133976 STRICKLER ELLEN BRAESTRUP
80145622 STRINGER RANDEL RAY
80123682 STRIVINGS PAUL DANA
80129539 STROMBERG LENNART ERIK
80138085 STRUMINGHER SERGIU STREJA
80136991 STUART DONALD JAMES
80150970 STUCKEMEYER PHILLIP LEE
80124154 STUDENT PLANS INC
80143120 STUMP FINANCIAL GROUP INC /MO/
80152187 STURIALE JOHN V CFP
80152011 SUCCESSFUL MONEY MANAGEMENT OF GEORGIA INC
80145376 SUCCESSFUL MONEY MANAGEMENT SEMINARS OF UTAH LC /UT/
80126917 SUGERMAN DAVID HENRY
80145896 SULLIVAN DANIEL OWEN /OH/
80140250 SULLIVAN FINANCIAL PLANNERS INC
80129033 SULLIVAN HUGH & ASSOCIATES INC
80100707 SULLIVAN J LANGDON
80144974 SULLIVAN JOHN DENNIS /MA/
80142350 SULLIVAN ROGER /NY/
80119031 SUMMERFIELD JANET LYNN
80115569 SUMMERS CAPITAL SERVICES INC
80135948 SUMMERS FINANCIAL SERVICES INC
80122239 SUMMIT ANALYTICAL SCIENCES INC
80135234 SUMMIT ASSET ADVISORS INC
80132262 SUMMIT CAPITAL ADVISORS INC /IN/
80152176 SUMMIT CAPITAL MANAGEMENT LLC
80129920 SUMMIT FINANCIAL ADVISORY INC
80151702 SUMMIT FINANCIAL CONSULTANTS INC
80136105 SUMMIT INTERNATIONAL CORPORATION
80151601 SUMMIT INVESTMENT TECHNOLOGIES LLC
80144174 SUN WEA /NY/
80137576 SUNBURST FINANCIAL GROUP INC /MS/
80146626 SUNCOAST FINANCIAL SERVICES OF CLEARWATER INC /FL/
80147406 SUNDANCE ADVISORS
80151094 SUNPOINT ASSET MANAGERS INC
80134262 SUNRAY SECURITIES INC
80128635 SUNRISE DATA INC
80121273 SUPREME FINANCIAL SERVICES INC
80123212 SUSLOW MANAGEMENT CORP
80134983 SUTTON FINANCIAL SERVICES INC /IL/
80127655 SWANSON BARRY ERNEST
80130272 SWANSON GAYLON ALFRED
80143593 SWANSON RONALD JAMES /TX/
80124991 SWANSON SECURITIES INC
80133913 SWB INVESTMENT CENTRE INC
80140949 SWEDA PETER MICHAEL
80123714 SWIDER FINANCIAL COMPANIES INC
80153120 SWIFT FINANCIAL GROUP INC
80144411 SWISS AMERICA PRODUCT SALES INC
80145024 SWISS HELVETIA ASSET MANAGEMENT INC /NY/
80111304 SWORD WM & CO INC
80135500 SYDNEY CAPITAL MANAGEMENT INC
80126582 SYMPHONY CAPITAL MANAGEMENT INC
80145738 SYNERGY CAPITAL MANAGEMENT INC /GA/
80118299 SYSTEMATIC FINANCIAL MANAGEMENT INC
80130567 SZEGO GEORGE CHARLES
80132242 SZEHNER WILLIAM CHESTER
80104558 TA MANAGEMENT CO
80124646 TABER KENNETH WILLIAM
80142697 TACTICS FINANCIAL SERVICES INC /NY/
80130123 TAFT GARDNER ALEXANDER
80127581 TAI INVESTMENT CONSULTANTS INC
80123972 TAILLEFER CHARLES GREGORY
80143572 TAKE CHARGE FINANCIAL INC
80125267 TALBERT FINANCIAL GROUP INC
80113711 TALLASI MANAGEMENT CO INC
80147454 TALLEY DARREN J
80128758 TAMARACK FINANCIAL SERVICES LTD
80113140 TANCREDI LEONARD ANDREW JOSEPH
80128982 TANNER DOUGLAS HOWARD
80151821 TANNER JON DAVID
80148907 TANNER KEVIN PETER
80148275 TANTALUS GROUP INC
80121455 TAPSAK JOHN PETER
80132499 TARBOX KARL F
80137382 TARLETON ASSET MANAGEMENT INC
80144413 TARTAGLIA ANTHONY JOSEPH
80145699 TASSAN DIN DANIEL /NY/
80140406 TASSIN DORIS RETIREMENT CAPITAL ADVISORS GROUP /OH/
80148784 TATE WILLIAM HINDMAN
80150637 TATULINSKI FRANK EDWARD III
80132461 TAUB ET AL INC
80118506 TAUBE VICTOR BERNARD
80126346 TAUSSIG EDWARD HERMAN
80145765 TAX & FINANCIAL ADVISORS INC /FL/
80149104 TAX & FINANCIAL MANAGEMENT INC /NJ/
80138894 TAX & FINANCIAL SOLUTIONS /CA/
80149927 TAX & FINANCIAL SOLUTIONS /OH/
80141427 TAX & INVESTMENT CONSULTANTS INC
80147260 TAX & INVESTMENT STRATEGIES INC /MA/
80146116 TAX BREAKS INC /FL/
80147303 TAX STRATEGIES & FINANCIAL SOLUTIONS INC
80145656 TAYLOR ALAN R RETIREMENT PLANNING INC
80133645 TAYLOR DIANA RAHE
80124508 TAYLOR FRANKLIN WATKINS III
80123258 TAYLOR GEORGE PRESCOTT
80140854 TAYLOR LARRY INC
80142279 TAYLOR LESLIE BARRETT /CA/
80148237 TAYLOR PRUITT CAPITAL MANAGEMENT INC
80138153 TAYLOR TIMOTHY ROBERT /OH/
80146228 TCD FINANCE INC /IL/
80143226 TCON INVESTMENT MANAGERS INC
80129726 TECHNICAL MANAGEMENT ADVISERS CORP
80127091 TECTUM FINANCIAL SERVICES
80138604 TEDESCHI & ASSOCIATES INC
80125069 TEHACHAPI TAX SERVICE
80146473 TEICHBERG MARKET STRATEGY
80135523 TEITELL CHARLES MARTIN
80135074 TELEKURS NORTH AMERICA INC
80126064 TEMPLIN RICHARD CHALMERS
80133012 TENAGLIA VINCENT
80145655 TERDIK JOHN GEORGE III
80145780 TERRILL THOMAS INC
80135384 TERRY ALVIN FRANCE/FL/
80126947 TESSITORE AL R
80134441 TEXAS SECURITIES INC
80122067 TFP HAWAII INC
80149733 THL EQUITY ADVISORS III LTD PARTNERSHIP
80135352 THL EQUITY ADVISORS LIMITED PARTNERSHIP
80151891 THOMA JOSEPH OTTO
80126321 THOMAS & THOMAS
80141733 THOMAS BARRY NEAL
80115497 THOMAS DAVID WILLIAM
80134232 THOMAS FINANCIAL SERVICES INC
80132223 THOMAS RON
80148589 THOMAS WILLIAM DAVID JR
80131259 THOMPSON ASSET MANAGEMENT CORP
80126760 THOMPSON BILLY M
80142096 THOMPSON KEITH HOWARD
80148995 THOMPSON MARK A
80148826 THOMPSON MICHAEL DONNELL
80138465 THOMPSON NICHOLAS LEE
80134496 THOMPSON RICHARD ELTON
80128149 THOMPSON TED CLARENCE
80114829 THORN SAMUEL
80154218 THORNES & ASSOCIATES INC INVESTMENT SECURITIES
80125941 THORNHILL FINANCIAL CORP /CA/
80138911 THORNTON EVELYN MAE /CA/
80138367 THREE RS & ASSOCIATES INC
80135747 THUROW & ASSOCIATES INC
80114108 TICKER TAPE INVESTMENT ADVISER INC
80139922 TIEDEMAN MICHELE L
80131968 TIEFEL PAUL MARTIN
80125240 TILLMAN & TILLMAN
80145654 TIMMIS G C & CO
80126667 TIMSON CORP
80125476 TINKER FINANCIAL SERVICES INC
80137603 TIS ASSET MANAGEMENT LP
80144011 TITE BRADFORD CHARLES /NY/
80148127 TIZABI JACQUES
80150521 TJC INC
80115472 TK INVESTMENTS
80129553 TLM INC
80138982 TMAR I INC /IL/
80117690 TMI INVESTMENT ADVISORY SERVICES INC
80137241 TNC INC /
80142695 TOLENTINO NOEL JOCSON DR /CA/
80139005 TOLTON JUSTIN CRAIG
80129093 TOMASINO PETER SEBASTIAN
80146440 TOMASO TASSAN DIN /NY/
80154364 TOMPULIS CHRIS G
[[Page 12555]]
80153946 TORKELSON BRYN HEYSER
80143085 TOTAL ASSET PLANNING
80117074 TOTAL FINANCIAL PLANNING INC /CA/
80147153 TOTAL FINANCIAL PLANNING INC /MI/
80137537 TOTAL FINANCIAL PLANNING INC /MN/ ADV
80130565 TOTAL RETURN INC
80129745 TOTH GEORGE /PA/
80135412 TOTH WILBERT & HANNON LTD
80116689 TOUCHE REMNANT INVESTMENT MANAGEMENT LTD
80145253 TOUCHSTONE SECURITIES INC
80113804 TOVEY & CO INC
80148274 TOW STEPHEN I
80135416 TOWNS CLIFTON SR
80124227 TOWNSEND ROBERT WELLMAN JR
80118515 TRACK DATA CORP
80149247 TRADEWINDS INTERNATIONAL INC
80139501 TRADING POTENTIAL
80145094 TRAINER THOMAS WELDON JR /CA/
80145245 TRAN HIEN TRONG NGHIA
80132188 TRANG R L & ASSOCIATES INC
80154019 TRANSAMERICA INVESTMENT SERVICES CO
80137864 TRANSGLOBAL PORTFOLIOS INC
80137150 TRANWOOD AMERICA INC /DE/
80127303 TRAPP ROBERT F
80128956 TRAVERS MICHAEL J
80127930 TRECO FRANK S JR
80141254 TREISMAN & CO INC/NY/
80129307 TRENCH ENTERPRISES INC
80154677 TRENDSGROUP FINANCIAL INC /CA
80146358 TRENTON FALLS ASSET MANAGEMENT INC
80150843 TREYZ PETER STODDARD
80143063 TRI AD RUSSELL INVESTMENT ADVISORS INC /CA/
80150834 TRIDENT FINANCIAL MANAGEMENT INC
80152256 TRIGON INVESTMENT PARTNERS INC
80139151 TRINDLE SUSAN HARRIET
80130428 TRIPARK SECURITIES INC
80141512 TRIPLE M ASSET MANAGEMENT /IN/
80148994 TRITON EQUITY ADVISORS INC
80146888 TRIVEDI HEMANT NANDUBHAI
80120642 TRIVOLI GEORGE WILLIAM PHD INC ADV
80143152 TRONGONE ANTHONY FRANCIS DR
80137336 TROTH JOHN SHIPLEY JR
80141278 TRUDEAU CANDICE ANN
80140400 TRUGMAN RONALD FRANCIS
80129082 TRUHN WENDY HELEN
80142400 TRUITT KEVIN
80128888 TRUMBULL ELY CAPITAL MANAGEMENT CORP
80153693 TRUST FOR COMMUNITY BANKS LP
80148785 TRUST REALTY ADVISORS INC
80147151 TRUSTEE MANAGEMENT SERVICES INC
80147123 TRZNADEL DANIEL ADAM
80137881 TSG INVESTMENT ADVISERS LP
80139644 TSI FINANCIAL /CA/
80139279 TSUJIMOTO GARY M
80153513 TUBBERGEN DENNIS CLARE
80125972 TUCHINSKY HERBERT
80124767 TUCKER BILLY RAY
80138534 TUITION CHECK INC
80139471 TULMAN MICHAEL MARTIN /MA/
80133572 TURNER ANNABLE & CO INC/TX
80142356 TURNER CAPITAL MANAGEMENT INC /NY/
80151931 TURNER MELVIN DOUGLAS
80132686 TURNER MICHAEL PAUL
80130471 TURNER ROBERT BURYL
80143450 TUROV DANIEL H /TN/
80148151 TUTTLE JACK
80133687 TUTTLE WILLIAM ROGER
80145834 TYLER INTERNATIONAL FINANCE INC
80139298 TYSKEWICZ JOSEPH JOHN /CT/
80154400 TYSON LOYD DALE
80143378 UI USA INC /NY/
80129692 ULMER CHARLES THOMAS /MO/
80148337 ULRICH HUMMRICH & MCDONOUGH INC
80129023 ULRYCH MILOS
80146639 ULTIVEST GLOBAL ADVISORS LTD /NJ/
80140634 UMB ASSET MANAGEMENT LTD /NY/
80124255 UNCAPHER ASSOCIATES INC
80139418 UNDERHILL ROLAND DENTON
80127801 UNION CAPITAL MANAGEMENT CO
80130188 UNITED ASSET MANAGEMENT INC
80140799 UNITED CAPITAL MANAGEMENT INC /CA/
80145396 UNITED DANIELS CASE ALLIANCE INC
80124491 UNITED DANIELS SECURITIES INC
80136061 UNITED METHODIST FOUNDATION O/T BALTI WASH CONFERENCE
80138603 UNITED REALTY ADVISORS INC
80148967 UNITED SECURITIES GROUP INC
80128792 UNITED STATE FINANCIAL CORP
80141888 UNITED STATES CAPITAL CORP /IL/
80119077 UNITED STATES FINANCIAL SERVICES CORP
80146954 UNIVERSAL FINANCIAL PLANNING CONSULTANTS INC
80150417 UNIVERSAL MODELS & ACTORS INC
80105864 UNIVERSITY APPLIED MANAGEMENT CONSULTANTS CORP
80118166 UNIVERSITY BUSINESS SERVICES
80148334 UNIVERSITY CAPITAL MANAGEMENT
80118793 UNLISTED MARKET SERVICE CORP
80129675 UNTERHALTER MARC KYALL
80132274 UR FINANCIAL INC
80147315 URANGA VICTOR MANUEL
80142250 URBAN REALTY ADVISORS INC /IL/
80122051 URBONAS ALGIE JOHN
80136542 URQUIJO PATRIMONIOS SOCIEDAD GESTORA DE CARTERAS S A
80136714 US SELECT MANAGEMENT INC
80150846 US STRATEGIES INVESTMENT CORP
80124957 USA MONEY NEWSLETTER
80142183 USAFFINITY ADVISORS LIMITED PARTNERSHIP
80139133 UTCHEL JOSEPH JAMES
80146813 VADAS ANDRE GABRIEL ALEXANDER
80126073 VALE JACK ROYE
80152505 VALENTINE JAMES ROBERT IV
80127335 VALENTINO GARY J
80142248 VALLAIR ROBERT WAYNE /TX/
80136740 VALLEY ESTATE PLANNERS LTD
80151192 VALLEY FORGE COMMERCIAL MORTGAGE ADVISORS INC
80147329 VALLEY GROUP FINANCIAL SERVICES INC
80139761 VALLI SECURITIES INC
80149879 VALUEQUEST CHINA LTD
80143532 VAN BUREN GEORGE WARREN /HI/
80137850 VAN CLEEF JORDAN & WOOD WEST INC
80130207 VAN DEVENTER EDWARD L JR
80142355 VAN METER PAUL ALLEN /TX/
80131506 VAN PEEBLES ADVISORS INC
80143647 VAN SICKLE RANDALL DAVID /MA/
80140018 VAN SLOTEN CAMDON TROY
80142351 VANDERHAAR FINANCIAL PLANNING INC
80132519 VANDERMEID TIMOTHY LESTER
80130865 VANDERPOL A J MANAGEMENT BV
80138742 VANGUARD FINANCIAL CORP
80121599 VANLEUVEN BRUCE CLARKE
80128312 VANNUCCI PETER
80151731 VANSON DENNIS
80125391 VANSON PETER
80135023 VANTRESS FLORENCE ELIZABETH /CA/
80136370 VAQUERO INVESTMENT MANAGEMENT CO
80135897 VARDAMAN VIRGINIA BRADLEY
80153027 VARMA SANDEEP
80140743 VASCONCELLOS JOSEPH CESAR /CA/
80135955 VAUGHAN & CO SECURITIES INC
80125716 VAUGHAN JAMES ALLEN
80131095 VC MANAGEMENT OF CONN INC/CT/
80148279 VCK CAPITAL ADVISORS LTD
80129559 VECTOR FINANCIAL SERVICES
80139194 VECTORVEST MANAGEMENT ASSOCIATES INC
80116302 VELMER WILLIAM ABRAHAM
80149824 VENTUNELLI PETER PAUL
80143772 VENTURE RESOURCES INC /NH/
80105069 VENTURE SECURITIES CORP
80143346 VERBECK XAVIER H
80122234 VERIBANC INC
80144829 VERONA GROUP INC
80149459 VICKERS HENRY ALONZO JR
80134319 VICTOR ARTHUR BARRY
80146335 VIENO MARK JOHN II /VA/
80128603 VIGILANT ADVISORS INC
80136419 VILNER ENTERPRISES INC
[[Page 12556]]
80129836 VINCENT JOSEPH CURRO
80144936 VIP INSURANCE AGENCY INC
80141142 VISION CAPITAL INC
80139299 VISION CAPITAL MANAGEMENT INC /OH/
80109828 VISTA MANAGEMENT CO INC
80115078 VIVELO ROBERT F
80113940 VLAHAKIS EDWARD
80148633 VON WIENKEN UWE GERALD
80118784 VONSUSKIL HOWARD JR
80147159 VOYAGER INVESTMENTS INC
80123751 VS INVESTMENTS /HI/
80127851 W&D EQUITIES CORP
80139430 WACH FINANCIAL PLANNING INC
80141424 WAGNER CAPITAL INC
80135886 WAGNER MARC S FINANCIAL SERVICES LTD
80150907 WAGNER STEPHEN HANS
80133374 WAGONER ERIC VERNE
80128096 WAHL MICHAEL THOMAS
80119694 WAIGHT JOHN F
80139798 WAIS ERIC JOHN
80133858 WALD HARVEY SEYMOUR
80139685 WALDNER INVESTMENT ADVISORS INC
80132607 WALGENBACH CHARLES JAMES
80151215 WALKER GREGORY STEPHEN
80152079 WALKER PETER CRAWFORD
80147775 WALKER WRIGHT LORENZO
80141967 WALKUP WILLIAM BASKIN
80152889 WALL STREET SMALL CAP REPORT INC
80142892 WALL STREET STRATEGIES /NY/
80125308 WALL STREET STRATEGIES INC /GA/
80138539 WALLACE ANTHONY INVESTMENT MANAGEMENT INC
80144633 WALLACE JOHN MACK
80151553 WALLACE TERRY
80126004 WALLACE WELCH & WILLINGHAM INC
80141556 WALLACE WENDELL WILLIAM
80139451 WALLACE WILLIAM ROBERT
80126015 WALLENTINE FRANK DEAN
80132088 WALLER DAVE
80123223 WALLIN IRA MYLES
80148578 WALLSTREET MONEY MGRS INC
80124277 WALSH & HINCKLEY CO
80149270 WALSH JOHN MARSHALL /FL/
80149454 WALSH JOHN RICHARD
80145164 WALSH KENNETH E CPA PC
80142760 WALSH M D & CO
80123907 WALSH ROBERT F INC
80147653 WALSH WILLIAM JOHN
80143222 WALSINGHAM LTD
80127008 WALTER WILLIAM STEPHEN
80138626 WALTERS GEORGE WILLIAM
80152953 WALTERS RONALD JOSEPH
80135505 WALTERS SCOTT GEORGE
80134951 WANEK CHRISTIAN LOUIS
80150301 WANG STEVEN KRIS
80143816 WARD GARY STEVEN /CO/
80144619 WARE & PARSONS FINANCIAL GROUP
80124237 WARE JOHN PATRICK JR
80136517 WARE RAYMOND RANDOLPH
80125458 WARNER GROUP INC
80131691 WARNER INVESTMENT ADVISORS INC
80115070 WARREN PATRICIA ARMSTRONG
80130912 WASHINGTON FINANCIAL GROUP INC
80149056 WASHINGTON HACKETT CO
80148664 WASHINGTON STEPHEN THORNTON
80144571 WATCHMAN FINANCIAL ADVISORS INC /MD/
80140826 WATER CAPITAL CORP /CT/
80151530 WATERS ROBERT BALLARD JR
80144882 WATKINS JAMES MICHAEL JR
80125964 WATSON ROBERT JOHN
80151551 WATSON THOMAS JOSEPH
80130521 WATTS CARL ANTONI KEITH JAIME
80129889 WATTS CARL AUGUSTUS
80144297 WATTS PAUL DAVID
80152891 WAY JUSTIN EDWARD
80147443 WCF & ASSOCIATES/CA/
80133335 WEALTH DYNAMICS INC
80152160 WEALTH SMART PLANNING & INVESTMENT MGMT CO
80136596 WEATHERALL GREEN & SMITH INC
80132789 WEATHERLY CAPITAL CORP
80127297 WEAVER ACCOUNTANCY CORP
80122943 WEAVER DAVID EDWARD
80147483 WEAVER SCOTT CLINTON SR
80152588 WEB INVESTMENT MANAGEMENT INC
80147794 WEBB DAVID STAUFFER
80144370 WEBBER HAROLD KENT
80119095 WEBER FRED RAYMOND
80147275 WEBER JEFFREY L
80136365 WEDECK ANDREW S
80139939 WEDGEWOOD EQUITIES INC /GA/
80135304 WEDREN GERALD ERWIN
80145537 WEDREN GERALD ERWIN /DC/
80113814 WEED ANTHONY J ADVISORY
80134137 WEED DONALD EVERETT
80127475 WEEDEN JAMES DENNIS
80143613 WEEKS HERMAN
80144990 WEGLEY ROBERT M JR
80127217 WEHRLY JAMES DOUGLAS
80131470 WEIDLICH & ASSOCIATES INC /WV/
80127504 WEIDNER FREDERIC CLINTON
80150995 WEINBERG GREGG SCOTT
80147847 WEINBERG JERROLD NORMAN
80147780 WEINBERGER SAMUEL
80147408 WEINBLATT SUSAN SCHECHTER
80143603 WEINMANN DENNIS TODD /TX/
80143304 WEINSTEIN GREGORY DANA
80145123 WEINSTEIN RICHARD ARTHUR /OH/
80147849 WEINSTOCK RONALD H
80124624 WEISER FINANCIAL PLANNING SERVICES INC
80141309 WEISSBERG MICHAEL J /NY/
80150224 WEISSBERGER ALAN JONATHAN
80123075 WEITZBERG FRED ALAN
80113519 WEITZEL DAVID HAROLD
80139402 WEIUM PAUL NATHAN
80150115 WELCH ANTHONY SAMUEL
80148387 WELCH CLARENCE ALBERT
80147736 WELCH DAVID CHARLES
80128482 WELCH DAVID HINSON
80130500 WELCH RICHARD LAWRENCE
80132718 WELCH W & ASSOCIATES
80134626 WELCH W KEY PROFESSIONAL CORP
80141559 WELCH WILLIAM JOSEPH
80137262 WELLS EARLES LEIGHTON
80116668 WELLS REYNOLD WILLIAM
80147313 WELLSPRING INVESTMENTS INC
80127214 WELSH CAPITAL PLANNING INC
80142442 WENDEL STEPHEN CHARLES
80119047 WENSLEY MANAGEMENT CORP
80141884 WERBLE PHILIP CHARLES /NY/
80126148 WERNER BERUS PAUL LEFEVRE & CALLICOTT INC
80154148 WERNER FINANCIAL GROUP INC /CA/
80145474 WERNER HOWARD STEVEN /NY/
80147908 WERTZ MARJORIE D INC
80125353 WESSMILLER ROBERT JAMES
80137255 WEST ROBERT LEWIS /OH/
80119442 WEST SHAW INSTITUTE INC ADV
80144054 WESTCHESTER FINANCIAL ASSOCIATES INC
80136127 WESTERGAARD RESEARCH & PUBLISHING CORP
80120000 WESTERN CAPITAL MANAGEMENT CORP
80143731 WESTERN PENSION SERVICE CORP
80149172 WESTERN RESERVE INVESTMENT CO LTD
80140954 WESTERN RIM INVESTMENT ADVISORS INC
80150591 WESTFALL WADE HAMITON
80131322 WESTHAGEN & WESTHAGEN INC
80115013 WESTIN CAPITAL MANAGEMENT INC
80148130 WESTMARC MANAGEMENT INC
80146561 WESTMARK SECURITIES INC /OR/
80125288 WESTMORELAND LARRY
80152044 WESTWOOD VENTURES LTD
80118650 WETZEL FRED JR
80136210 WF ADVISORS INC
80145161 WHARF FINANCIAL ENTERPRISES LTD
80132564 WHEELER DANIEL MARK /CA/
80123934 WHEELER JOHN H
80144973 WHEELER STEVEN ALLEN /KY/
80153558 WHELAN & GRATNY CAPITAL GROUP LLC
80148204 WHIPPLE JOSEPH EDWARD SR
80123588 WHISTLER LEHMAN P
80148400 WHITAKER CHARLES J /OH
80139961 WHITE CRAIG ANDREW
80152886 WHITE ERICKSON & ASSOCIATES
80152230 WHITE GERALD LAWRENCE
80119371 WHITE JOE O /CA/
80118340 WHITE LEO E /NJ/
80142274 WHITE RICHARD DUANE /NC/
80125242 WHITE ROBERT WAYNE
80135702 WHITE TERRY WAYNE
80143178 WHITELAW ASSET CONSULTING CO
80123375 WHITFIELD J CHARLES
80124730 WHITFIELD SCOTT INVESTMENT ADVISORY CO
80140157 WHITING GROUP INC
80116914 WHITMORE MAX EARL
80111546 WHITTAKER HOMER CHARLES
80129163 WHITTAKER RUSSELL LEROY
80128623 WHITTINGTON WILLIAM WORTH
80139845 WHITTLE LINDA LOU /IA/
80127602 WHITTLESEY STANLEY
[[Page 12557]]
80116928 WHITWELL OMER DWIGHT
80133633 WHOLEHAN & ASSOCIATES INC
80124119 WICK PATRICK ANTHONY
80123892 WICKERS ALONZO B
80132703 WIEDERMAN ARTHUR STEWART
80125967 WIERE ENTERPRISES INC
80109688 WIGGINS ROBERT GLENN
80139921 WIGHT CHRISTOPHER SCOTT
80127353 WIGHT FINANCIAL CONCEPTS CORP
80135972 WILBER ROBERT BRIAN
80136739 WILCOX INVESTMENT ADVISORS INC
80123845 WILDSTEIN STEVEN EDWARD
80116266 WILE THOMAS FREDERICK
80139820 WILEY CHARLES INC /TX/
80154401 WILEY PAUL JR
80148981 WILKENS KENT EUGENE
80123471 WILKERSON WILLIAM LANKFORD
80133693 WILKINS PATRICK LAWRENCE
80137192 WILKINSON DANIEL FRANCIS
80125352 WILLIAMS ALBERT GEORGE
80148277 WILLIAMS ALEXANDER BERNARD JR
80119669 WILLIAMS ARTHUR LYNCH JR
80137644 WILLIAMS ASSOCIATES & COMPANIES INC
80144235 WILLIAMS BRADLEY BRUCE
80146475 WILLIAMS DAVID MERIL /NY/
80151883 WILLIAMS DENNIS TODD
80132086 WILLIAMS JACK OLIVER
80126626 WILLIAMS JEANETTE R
80128886 WILLIAMS JEFFREY SCOTT
80104675 WILLIAMS JOHN MINORS
80131120 WILLIAMS KELVIN DOUGLAS
80128443 WILLIAMS KUEBELBECK & ASSOCIATES INC
80136661 WILLIAMS LARRY DEDRICK
80126974 WILLIAMS LINDA ANNE
80150716 WILLIAMS MICHAEL CHRISTOPHER
80133582 WILLIAMS PATRICK BENNIKE
80143221 WILLIAMS PAUL CLIFTON
80129464 WILLIAMS ROBERTA ANDERSON
80136696 WILLIAMS TERRY RAY
80148663 WILLIAMS VINCENT & CO
80154499 WILLIAMSON PAUL ALLEN
80143194 WILLIAMSON STEPHEN ALAN
80133506 WILLMAN MARK ALAN /
80138274 WILLMAN MARK ALAN /MD/
80146379 WILLMAX CAPITAL INC
80154451 WILLOUGHBY ANTHONY CLARK
80136300 WILLSEY ALAN DOUGLAS
80151805 WILME SCOTT STEPHAN
80139302 WILSON & ASSOCIATES INC /NY/
80151426 WILSON ANTHONY LAMONT
80129530 WILSON CHARLES DENNY
80126555 WILSON JAMES XAVIER
80113894 WILSON JOHN VICTOR JR
80133426 WILSON KATHERINE ELAINE
80152566 WILSON KEATHEN AL
80149230 WILSON PHILIP SCOTT
80130984 WILSON PHILIP SERVIS
80114324 WILSON WOODROW
80102573 WILT GLENN AUDUBON JR
80138287 WINDMERE REALTY ADVISORS INC
80112521 WINDSOR S F CO
80146264 WINDWARD ASSET MANAGEMENT INC /NJ/
80126359 WINELANDER ROGER WILLIAM
80145657 WINFIELD WILLIAM NELSON
80120245 WINFREY JOE CRAWFORD
80134146 WINGFIELD CHARLES MILTON
80153055 WINSTON LENNON HOLDINGS CORP INC
80153310 WINT GARY E LLC
80135042 WINTON JOHN R & ASSOCIATES MICHIGAN INC
80137342 WIRTH ISABELLE EILEEN
80149766 WIS INC
80125504 WISDOM JOHN CHARLES
80153691 WISE FINANCIAL SERVICES CORP
80128391 WISEMAN BRUCE DOUGLAS
80141649 WITKOWSKI MICHAEL JAMES /IN/
80142946 WJG CONSULTING INC /NY/
80123941 WOLF & ROSHER FINANCIAL SERVICES
80129397 WOLF FRANCIS JOHN JR
80129971 WOLF ROBERT HAROLD
80131034 WOLFE ISABEL JO KITAY
80133295 WOLFF MICHAEL BARRY/CA
80152403 WOLFF ROBERT LUNDY
80151279 WOLFSON NATHAN CHARLES
80136595 WOLFSON SUZANNE LEE /CA/
80121977 WOLL JAMES THOMAS
80134085 WOLLERMAN EDWARD GUSTAVE
80141630 WOLMAN JEFFREY CHARLES LLOYD
80131078 WOLTERS LEWIS EDWIN
80145448 WOMACK MARK ANDREW
80137991 WONG GARY CORBETT
80145585 WONG MATTHEW YUN
80134823 WOO WALTER WING /MD/
80135161 WOOD DAVID LYMAN JR
80134739 WOOD JOHN EDMUND FITZGERALD JR
80143901 WOODALL NICK DON /TX/
80132949 WOODBURY R F INVESTMENT CORP
80143237 WOODCOCK BRUCE FREMONT JR
80134083 WOODLAND INVESTMENT CO
80145538 WOODS GROUP INC
80122123 WOODS THEOPHILOUS HENRY
80149228 WOODSDALE CAPITAL PARTNERS INC
80140756 WOODSHIRE CAPITAL MANAGEMENT INC
80123135 WOODSIDE BETH WRIGHT /SC/
80142075 WOOSHIN INVESTMENT MANAGEMENT CO LTD
80130964 WORCESTER JOHN PHILLIP JR
80139573 WORDEN FRANK NEWELL /VA/
80122350 WORDWAY PLANNING CORP
80148469 WORLD CAPITAL ADVISORS CORP
80154427 WORLDWIDE FINANCIAL MANAGEMENT GROUP LLC
80151550 WORTH CAPITAL MANAGEMENT LLC
80143439 WOUTERS WILLY RENE ELISABETH
80138293 WP SECURITIES INC
80138356 WRIGHT CHRISTEL MESTNIK
80142143 WRIGHT CYNTHIA ROSEMAN PHD /TX/
80124495 WRIGHT DUGLAS EVANS
80151613 WRIGHT JAMES EDWARD
80137795 WRIGHT JEFFREY LEE
80142541 WRIGHT JOHN WINGO
80132275 WRITERS & RESEARCH INC
80140671 WURTZ MARK THOMAS
80140321 WYCKOFF SYSTEMS TECHNOLOGY INC /NJ/
80146282 WYCOFF CAPITAL MANAGEMENT LLC /OK/
80139697 WYMAC CAPITAL INC
80145790 XPONENT HOLDINGS LTD /MI/
80144060 YACHAN GEORGE II /NC/
80141085 YACHECHAK KENNETH /MT/
80123350 YAEGER SECURITIES INC
80147382 YAGALLA MARK
80126242 YAGLE VERA ANN
80146178 YAMAICHI INTERNATIONAL AMERICA INC/NY/
80137526 YANG YUN FANG
80142117 YANOSKY DANIEL JEROME /GA/
80138985 YARMOUTH GROUP UK LTD
80129314 YEE PHILLIPS ASSOCIATES INC
80135538 YORK INVESTMENT MANAGEMENT
80152973 YORK MITCHELL PAUL
80147029 YORKSHIRE INVESTMENT COUNSEL INC
80129814 YOUENS VANCE GEORGE
80144779 YOUNG ASSET ADVISER INC
80145439 YOUNG CHAUNCY CFP /NY/
80136124 YOUNG DEAN WILLIAM
80123681 YOUNG KENNETH WILLIAM
80121027 YOUNG STEPHEN CASSIN
80116342 YOUNG STUART WESLEY
80150741 YOUNGER PATRICK TIMOTHY
80111141 YOUNKIN WILLIAM MICHAEL
80137872 YOUSEM JOSEPH L CO INC
80135763 YUNG DAVID KWOK
80128138 YUNKER FINANCIAL MANAGEMENT
80136204 ZABETIAN MANSOUR
80105077 ZABRONSKY ALAN /NY/
80131236 ZALE JOHN HENRY
80152229 ZALL MILTON
80140529 ZAMMIELLO ROBERT CHARLES SR /PA/
80149173 ZAMPERINI MARK EDWARD
80142013 ZANETTE ANTHONY FRANCIS
80138879 ZB SECURITIES CORP
80149951 ZEBA CAPITAL INC
80152496 ZEPHYR INVESTMENT MANAGEMENT INC
80142933 ZETSCH KURT JOHANN III /CA/
80153169 ZHANG BILL
80126901 ZIEGER ALFRED RODNEY
80124490 ZIMMERMAN DRAKE H
80149466 ZIMMERMAN THOMAS EARL
80133065 ZINDEL Z CORP
80116494 ZINITI STEPHEN PAUL
80140386 ZINSSER AUGUST III
80121598 ZIOBRON EUGENE GERARD
80144879 ZITSMAN JAMES ARTHUR
80153670 ZOE FINANCIAL GROUP INC
80136985 ZOELLER & ASSOCIATES SC /WI/
80144041 ZUKERMAN GERALD JULES /AZ/
80131530 ZWOLINSKI RAYMOND JOSEPH
[FR Doc. 98-6431 Filed 3-12-98; 8:45 am]
BILLING CODE 8010-01-P