[Federal Register Volume 86, Number 67 (Friday, April 9, 2021)]
[Rules and Regulations]
[Pages 18431-18432]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-07345]


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FEDERAL HOUSING FINANCE AGENCY

12 CFR Part 1238

[No. 2021-N-5]


Orders: Reporting by Regulated Entities of Stress Testing Results 
as of December 31, 2020; Summary Instructions and Guidance

AGENCY: Federal Housing Finance Agency.

ACTION: Orders.

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SUMMARY: In this document, the Federal Housing Finance Agency (FHFA) 
provides notice that it issued Orders, dated March 15, 2021, with 
respect to stress test reporting as of December 31, 2020, under the 
Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank 
Act), as amended by the Economic Growth, Regulatory Relief, and 
Consumer Protection Act (EGRRCPA). Summary Instructions and Guidance 
accompanied the Orders to provide testing scenarios.

DATES: Each Order is applicable March 15, 2021.

FOR FURTHER INFORMATION CONTACT: Naa Awaa Tagoe, Principal Associate 
Director, Capital Policy, (202) 649-3140, [email protected]; Karen 
Heidel, Assistant General Counsel, Office of General Counsel, (202) 
649-3073, [email protected]; or Mark D. Laponsky, Deputy General 
Counsel, Office of General Counsel, (202) 649-3054, 
[email protected]. The telephone number for the Telecommunications 
Device for the Deaf is (800) 877-8339.

SUPPLEMENTARY INFORMATION:

I. Background

    FHFA is responsible for ensuring that the regulated entities 
operate in a safe

[[Page 18432]]

and sound manner, including the maintenance of adequate capital and 
internal controls, that their operations and activities foster liquid, 
efficient, competitive, and resilient national housing finance markets, 
and that they carry out their public policy missions through authorized 
activities. See 12 U.S.C. 4513. These Orders are being issued under 12 
U.S.C. 4516(a), which authorizes the Director of FHFA to require by 
Order that the regulated entities submit regular or special reports to 
FHFA and establishes remedies and procedures for failing to make 
reports required by Order. The Orders, through the accompanying Summary 
Instructions and Guidance, prescribe for the regulated entities the 
scenarios to be used for stress testing. The Summary Instructions and 
Guidance also provides to the regulated entities advice concerning the 
content and format of reports required by the Orders and the rule.

II. Orders, Summary Instructions and Guidance

    For the convenience of the affected parties and the public, the 
text of the Orders follows below in its entirety. The Orders and 
Summary Instructions and Guidance are also available for public 
inspection and copying at the Federal Housing Finance Agency's Freedom 
of Information Act (FOIA) Reading Room at https://www.fhfa.gov/AboutUs/FOIAPrivacy/Pages/Reading-Room.aspx by clicking on ``Click here to view 
Orders'' under the Final Opinions and Orders heading. You may also 
access these documents at http://www.fhfa.gov/SupervisionRegulation/DoddFrankActStressTests.
    The text of the Orders is as follows:

Federal Housing Finance Agency

Order Nos. 2021-OR-FNMA-1 and 2021-OR-FHLMC-1

Reporting by Regulated Entities of Stress Testing Results as of 
December 31, 2020
    Whereas, section 165(i)(2) of the Dodd-Frank Wall Street Reform and 
Consumer Protection Act (``Dodd-Frank Act''), as amended by section 401 
of the Economic Growth, Regulatory Relief, and Consumer Protection Act 
(``EGRRCPA'') requires certain financial companies with total 
consolidated assets of more than $250 billion, and which are regulated 
by a primary Federal financial regulatory agency, to conduct periodic 
stress tests to determine whether the companies have the capital 
necessary to absorb losses as a result of severely adverse economic 
conditions;
    Whereas, FHFA's rule implementing section 165(i)(2) of the Dodd-
Frank Act, as amended by section 401 of EGRRCPA is codified as 12 CFR 
1238 and requires that ``[e]ach Enterprise must file a report in the 
manner and form established by FHFA.'' 12 CFR 1238.5(b);
    Whereas, The Board of Governors of the Federal Reserve System 
issued stress testing scenarios on February 12, 2021; and
    Whereas, section 1314 of the Safety and Soundness Act, 12 U.S.C. 
4514(a) authorizes the Director of FHFA to require regulated entities, 
by general or specific order, to submit such reports on their 
management, activities, and operation as the Director considers 
appropriate.
    Now therefore, it is hereby Ordered as follows:
    Each Enterprise shall report to FHFA and to the Board of Governors 
of the Federal Reserve System the results of the stress testing as 
required by 12 CFR 1238, in the form and with the content described 
therein and in the Summary Instructions and Guidance, with Appendices 1 
through 8 thereto, accompanying this Order and dated March 15, 2021.
    It is so ordered, this the 15th day of March, 2021.
    This Order is effective immediately.

    Signed at Washington, DC, this 15th day of March, 2021.

Mark A. Calabria, Director,

Federal Housing Finance Agency.

Mark A. Calabria,
Director, Federal Housing Finance Agency.
[FR Doc. 2021-07345 Filed 4-8-21; 8:45 am]
BILLING CODE 8070-01-P