[Federal Register Volume 86, Number 170 (Tuesday, September 7, 2021)]
[Rules and Regulations]
[Pages 49927-49929]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-18575]
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DEPARTMENT OF THE INTERIOR
Office of the Secretary
43 CFR Part 2
[DOI-2020-0014; DS65100000, DWSN00000.000000, DP.65106, 21XD4523WS]
RIN 1090-AB13
Privacy Act Regulations; Exemption for the Physical Security
Access Files System
AGENCY: Office of the Secretary, Interior.
ACTION: Final rule.
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SUMMARY: The Department of the Interior is issuing a final rule to
amend its regulations to exempt certain records in the INTERIOR/DOI-46,
Physical Security Access Files, system of records from one or more
provisions of the Privacy Act because of criminal, civil, and
administrative law enforcement requirements.
DATES: The final rule is effective September 7, 2021.
FOR FURTHER INFORMATION CONTACT: Teri Barnett, Departmental Privacy
Officer, U.S. Department of the Interior, 1849 C Street NW, Room 7112,
Washington, DC 20240, [email protected] or (202) 208-1605.
SUPPLEMENTARY INFORMATION:
Background
The Department of the Interior (DOI) published a notice of proposed
rulemaking (NPRM) in the Federal Register at 85 FR 7515 (February 10,
2020) proposing to exempt portions of the INTERIOR/DOI-46, Physical
Security Access Files, system of records from certain provisions of the
Privacy Act pursuant to 5 U.S.C. 552a(k)(2), (k)(3), and (k)(5) due to
criminal, civil, and administrative law enforcement requirements. The
INTERIOR/DOI-46, Physical Security Access Files, system of records
notice (SORN) was published in the Federal Register at 85 FR 3406
(January 21, 2020). Comments were invited on both the Physical Security
Access Files SORN and NPRM. DOI received one comment on the SORN and
one comment on the NPRM that were not relevant to the subject. The
rulemaking will be implemented as proposed with three corrections.
The word ``Access'' was inadvertently omitted from the system name
in the NPRM. The system name is corrected to ``Physical Security Access
Files'' in paragraphs (c)(19), (d)(1), and (e)(5) of this final rule,
which is consistent with the INTERIOR/DOI-46 SORN published in the
Federal Register at 85 FR 3406 (January 21, 2020). Paragraph (b)(18) of
the NPRM was reserved for the INTERIOR/BSEE-01, Investigations Case
Management System (CMS), which became effective when the final rule was
published in the Federal Register at 85 FR 1282 (January 10, 2020).
Paragraph (b)(18) has been redesignated to (c)(18) for the INTERIOR/
BSEE-01, Investigations Case Management System (CMS), as described in
this final rule. A non-substantive editorial change was made to correct
the formatting for the list of exempt systems in subsection 2.254
paragraphs (c), (d) and (e) to reflect the SORN number followed by the
SORN title to be consistent with DOI's current SORN format.
Procedural Requirements
1. Regulatory Planning and Review (Executive Orders 12866 and 13563)
Executive Order 12866 provides that the Office of Information and
Regulatory Affairs in the Office of Management and Budget will review
all significant rules. The Office of Information and Regulatory Affairs
has determined that this rule is not significant.
Executive Order 13563 reaffirms the principles of E.O. 12866 while
calling for improvements in the nation's regulatory system to promote
predictability, to reduce uncertainty, and to use the best, most
innovative, and least burdensome tools for achieving regulatory ends.
The executive order directs agencies to consider regulatory approaches
that reduce burdens and maintain flexibility and freedom of choice for
the public where these approaches are relevant, feasible, and
consistent with regulatory objectives. E.O. 13563 emphasizes further
that regulations must be based on the best available science and that
the rulemaking process must allow for public participation and an open
exchange of ideas. DOI developed this rule in a manner consistent with
these requirements.
[[Page 49928]]
2. Regulatory Flexibility Act
DOI certifies that this document will not have a significant
economic effect on a substantial number of small entities under the
Regulatory Flexibility Act (5 U.S.C. 601, et seq.). This rule does not
impose a requirement for small businesses to report or keep records on
any of the requirements contained in this rule. The exemptions to the
Privacy Act apply to individuals, and individuals are not covered
entities under the Regulatory Flexibility Act.
3. Small Business Regulatory Enforcement Fairness Act (SBREFA)
This rule is not a major rule under 5 U.S.C. 804(2), the Small
Business Regulatory Enforcement Fairness Act. This rule:
(a) Does not have an annual effect on the economy of $100 million
or more.
(b) Will not cause a major increase in costs or prices for
consumers, individual industries, Federal, State, or local government
agencies, or geographic regions.
(c) Does not have significant adverse effects on competition,
employment, investment, productivity, innovation, or the ability of
United States-based enterprises to compete with foreign-based
enterprises.
4. Unfunded Mandates Reform Act
This rule does not impose an unfunded mandate on State, local, or
tribal governments in the aggregate, or on the private sector, of more
than $100 million per year. The rule does not have a significant or
unique effect on State, local, or tribal governments or the private
sector. This rule makes only minor changes to 43 CFR part 2. A
statement containing the information required by the Unfunded Mandates
Reform Act (2 U.S.C. 1531 et seq.) is not required.
5. Takings (E.O. 12630)
In accordance with Executive Order 12630, the rule does not have
significant takings implications. The rule is not a governmental action
capable of interference with constitutionally protected property
rights. This rule makes only minor changes to 43 CFR part 2. A takings
implication assessment is not required.
6. Federalism (E.O. 13132)
In accordance with Executive Order 13132, this rule does not have
any federalism implications to warrant the preparation of a Federalism
Assessment. The rule is not associated with, nor will it have
substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government. A
Federalism Assessment is not required.
7. Civil Justice Reform (E.O. 12988)
This rule complies with the requirements of Executive Order 12988.
Specifically, this rule:
(a) Does not unduly burden the judicial system.
(b) Meets the criteria of section 3(a) requiring that all
regulations be reviewed to eliminate errors and ambiguity and be
written to minimize litigation; and
(c) Meets the criteria of section 3(b)(2) requiring that all
regulations be written in clear language and contain clear legal
standards.
8. Consultation With Indian Tribes (E.O. 13175)
In accordance with Executive Order 13175, DOI has evaluated this
rule and determined that it would have no substantial effects on
federally recognized Indian Tribes.
9. Paperwork Reduction Act
This rule does not require an information collection from 10 or
more parties and a submission under the Paperwork Reduction Act is not
required.
10. National Environmental Policy Act (NEPA) of 1969
This rule does not constitute a major Federal Action significantly
affecting the quality for the human environment. A detailed statement
under the National Environmental Policy Act of 1969 (NEPA) is not
required because the rule is covered by a categorical exclusion. We
have determined the rule is categorically excluded under 43 CFR
46.210(i) because it is administrative, legal, and technical in nature.
We also have determined the rule does not involve any of the
extraordinary circumstances listed in 43 CFR 46.215 that would require
further analysis under NEPA.
11. Data Quality Act
In developing this rule, there was no need to conduct or use a
study, experiment, or survey requiring peer review under the Data
Quality Act (Pub. L. 106-554, section 515).
12. Effects on Energy Supply (E.O. 13211)
This rule is not a significant energy action under the definition
in Executive Order 13211, and it is not likely to have a significant
adverse effect on the supply, distribution, or use of energy. A
Statement of Energy Effects is not required.
13. Clarity of This Regulation
We are required by Executive Order 12866 and 12988, the Plain
Writing Act of 2010 (Pub. L. 111-274), and the Presidential Memorandum
of June 1, 1998, to write all rules in plain language. This means each
rule we publish must:
--Be logically organized;
--Use the active voice to address readers directly;
--Use clear language rather than jargon;
--Be divided into short sections and sentences; and
--Use lists and tables wherever possible.
List of Subjects in 43 CFR Part 2
Administrative practice and procedure, Confidential information,
Courts, Freedom of Information Act, Privacy Act.
For the reasons stated in the preamble, the Department of the
Interior amends 43 CFR part 2 as follows:
PART 2--FREEDOM OF INFORMATION ACT; RECORDS AND TESTIMONY
0
1. The authority citation for part 2 continues to read as follows:
Authority: 5 U.S.C. 301, 552, 552a, 553; 31 U.S.C. 3717; 43
U.S.C. 1460, 1461.
0
2. Revise Sec. 2.254 to read as follows:
Sec. 2.254 Exemptions.
(a) Criminal law enforcement records exempt under 5 U.S.C.
552a(j)(2). Pursuant to 5 U.S.C. 552a(j)(2) the following systems of
records are exempted from all of the provisions of 5 U.S.C. 552a and
the regulations in this subpart except paragraphs (b), (c)(1) and (2),
(e)(4)(A) through (F), (e)(6), (7), (9), (10), (11), and (12), and (i)
of 5 U.S.C. 552a and the portions of the regulations in this subpart
implementing these paragraphs:
(1) INTERIOR/FWS-20, Investigative Case File System.
(2) INTERIOR/BIA-18, Law Enforcement Services System.
(3) INTERIOR/NPS-19, Law Enforcement Statistical Reporting System.
(4) INTERIOR/OIG-02, Investigative Records.
(5) INTERIOR/DOI-10, Incident Management, Analysis and Reporting
System.
(6) INTERIOR/DOI-50, Insider Threat Program.
(b) [Reserved]
(c) Law enforcement records exempt under 5 U.S.C. 552a(k)(2).
Pursuant to 5
[[Page 49929]]
U.S.C. 552a(k)(2), the following systems of records are exempted from
paragraphs (c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f) of 5
U.S.C. 552a and the provisions of the regulations in this subpart
implementing these paragraphs:
(1) INTERIOR/OIG-2, Investigative Records.
(2) INTERIOR/FWS-21, Permits System.
(3) INTERIOR/BLM-18, Criminal Case Investigation System.
(4) INTERIOR/BLM-19, Civil Trespass Case Investigations.
(5) INTERIOR/BLM-20, Employee Conduct Investigations.
(6)-(7) [Reserved]
(8) INTERIOR/NPS-17, Employee Financial Irregularities.
(9) INTERIOR/Reclamation-37, Trespass Cases.
(10) INTERIOR/SOL-1, Litigation, Appeal and Case Files System, to
the extent that it consists of investigatory material compiled for law
enforcement purposes.
(11) INTERIOR/FWS-19, Endangered Species Licenses System.
(12) INTERIOR/FWS-20, Investigative Case File System.
(13) INTERIOR/BIA-24, Timber Cutting and Trespass Claims Files.
(14) INTERIOR/DOI-11, Debarment and Suspension Program.
(15) INTERIOR/DOI-10, Incident Management, Analysis and Reporting
System.
(16) INTERIOR/DOI-50, Insider Threat Program.
(17) INTERIOR/DOI-24, Indian Arts and Crafts Board.
(18) INTERIOR/BSEE-01, Investigations Case Management System (CMS).
(19) INTERIOR/DOI-46, Physical Security Access Files.
(d) Records maintained in connection with providing protective
services exempt under 5 U.S.C. 552a(k)(3). Pursuant to 5 U.S.C.
552a(k)(3), the following systems of records have been exempted from
paragraphs (c)(3), (d), (e)(1), (e)(4)(G), (H), and (I) and (f) of 5
U.S.C. 552a and the provisions of the regulations in this subpart
implementing these paragraphs:
(1) INTERIOR/DOI-46, Physical Security Access Files.
(2) [Reserved]
(e) Investigatory records exempt under 5 U.S.C. 552a(k)(5).
Pursuant to 5 U.S.C. 552a(k)(5), the following systems of records have
been exempted from paragraphs (c)(3), (d), (e)(1), (e)(4)(G), (H), and
(I) and (f) of 5 U.S.C. 552a and the provisions of the regulations in
this subpart implementing these paragraphs:
(1) [Reserved]
(2) INTERIOR/GS-9, National Research Council Grants Program.
(3) INTERIOR/OS-68, Committee Management Files.
(4) INTERIOR/DOI-11, Debarment and Suspension Program.
(5) INTERIOR/DOI-46, Physical Security Access Files.
Signed:----------------------------------------------------------------
Teri Barnett,
Departmental Privacy Officer, Department of the Interior.
[FR Doc. 2021-18575 Filed 9-3-21; 8:45 am]
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