[Federal Register Volume 89, Number 2 (Wednesday, January 3, 2024)]
[Notices]
[Pages 424-425]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-28867]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35083; File No. 812-15429]
AB CarVal Opportunistic Credit Fund, et al.
December 27, 2023.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
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Notice of application for an order under section 17(d) of the
Investment Company Act of 1940 (the ``Act'') and rule 17d-1 under the
Act to permit certain joint transactions otherwise prohibited by
section 17(d) of the Act and rule 17d-1 under the Act.
Summary of Application: Applicants request an order to permit
certain closed-end management investment companies to co-invest in
portfolio companies with each other and with certain affiliated
investment entities.
Applicants: AB CarVal Opportunistic Credit Fund; AB CarVal
Investors, L.P.; CarVal CLO Management, LLC; CarVal Investors GB LLP;
CarVal Investors Pte, Ltd,; CarVal Wengsheng Private Fund Management
(Shanghai) Co., Ltd; CarVal CCF US Corporation; CarVal Contingent
Credit Fund LP; Centre Street CarVal Partnership LP; CarVal CSC US
Corporation; CVI EMCOF US, LLC; CVI AIF Cayman Securities Ltd; CVI AIF
Master Fund I LP; CVI AIF Master Fund II LP; CarVal CCF Luxembourg S.A
R.L.; CarVal CCF Singapore Subfund; CarVal CCOF Luxembourg S.A R.L.;
CVI CCOF Cayman Finance Corporation; CVI CCOF Cayman Securities Ltd;
CVI CCOF Master Fund I LP; CVI CCOF Singapore Subfund; CVI CEF Cayman
Securities Ltd; CVI CEF Luxembourg S.A R.L.; CVI CEF Master Fund I LP;
CVI CEF Master Fund II LP; CVI CEF Master Fund III LP; CVI CEF Master
Fund IV LP; CVI CEF II Master Fund I LP; CVI CEF II Master Fund II LP;
CVI CEF II Master Fund III LP; CVI CEF II Master Fund IV LP; CVI CEF II
Pooling Fund I LP; CVI CEF II Pooling Fund II LP; CVI CEF II Pooling
Fund III LP; CVI CEF II Pooling Fund IV LP; CVI CEF II Cayman Finance
Corporation; CVI CEF II Cayman Securities Ltd; CVI CEF II Luxembourg
S.A R.L.; CarVal CLO I Ltd.; CarVal CLO II Ltd.; CarVal CLO III Ltd.;
CarVal CLO IV Ltd.; CarVal CLO V-C Ltd.; CarVal CLO VII-C Ltd.; CarVal
CSC Cayman Securities Ltd; CarVal CSC Cayman Finance Corporation;
CarVal CSC Luxembourg S.A R.L.; CVI CSF US LLC; CVI CSF Cayman Finance
Corporation; CVI CSF Master Fund I LP; CVI CSF Master Fund II LP; CVI
CSF Master Fund III LP; CVI CSF Cayman Securities LP; CVI CSF
Luxembourg S.A R.L.; CVI CVF IV Lux Master S.A R.L.; CVI CVF IV Master
Fund I LP; CVI CVF IV Master Fund II LP; CVI CVF IV Master Fund III LP;
CVI CVF IV Master Fund IV, LLC; CVI CVF IV Cayman Finance Corporation;
CVI CVF IV Cayman Securities Ltd; CVI CVF IV Singapore Subfund; CVI
Group Pooling RAIF S.C.A.-CVF V Sub-Fund; CVI CVF V Master Fund I LP;
CVI CVF V Master Fund II LP; CVI CVF V Master Fund III LP; CVI CVF V
Master Fund IV LP; CVI CVF V Pooling Fund I LP; CVI CVF V Pooling Fund
II LP; CVI CVF V Pooling Fund III LP; CVI CVF V Cayman Finance
Corporation; CVI CVF V Cayman Securities Ltd; CVI CVF V Renewables,
LLC; CVI CVF V Singapore Subfund; CVI CVF VI Master Fund I LP; CVI CVF
VI Master Fund II LP; CVI CVF VI Master Fund III LP; CVI CVF VI Pooling
Fund I LP; CVI CVF VI Pooling Fund II LP; CVI CVF VI Pooling Fund III
LP; CVI CVF VI Cayman Finance Corporation; CVI CVF VI Cayman Securities
LP; CVI CVF VI Renewables, LLC; CVIC Cayman Holdings GP Corporation;
CVIC Cayman Finance Corporation; CVIC Cayman Securities Ltd; CVIC Lux
Finance S.A R.L.; CVIC Master Fund II, LLC; CVIC Master Fund III, LLC;
CVIC Master Fund IV LP; CVIC Master Fund LP; CVIC Singapore Subfund;
CVIC US Holdings II LP; CVIC Lux Securities Trading S.A R.L.; CVI EMCOF
Lux S.A R.L.; CVI EMCOF Cayman Finance Corporation; CVI EMCOF Cayman
Securities Ltd; CVI EMCOF Master Fund LP; CVI EMCOF Singapore Subfund;
CVI GOF Cayman Securities Ltd; Britannica Recoveries S.A R.L.; Bohai
Investment Holdings S.A R.L.; Insubria S.A R.L.; Mincio S.A R.L.;
Lienza GP S.A R.L.; CVF III Mortgage Loan Trust II; CVF III Residential
Investments II LLC; CVF III Mortgage Loan II Holdings LP; CVI CGS
Mortgage Loan Trust I; CVI GCS Residential Investments I LLC; CVI CGS
Mortgage Loan I Holdings LP; CVI LCF Mortgage Loan Trust I; CVI LCF
Residential Investments I LLC; CVI SGP Acquisition Trust; CVI SGP-CO
Acquisition Trust; CVI SGP LLC; Mill City Mortgage Loan Trust; CVI MC
Residential Investments A LLC; CVI MC Residential Investments I LLC;
Mill City Acquisition Holdings LP; Mill City Investment Holdings LP;
Lyndale Holdings Limited; CVI Investment Holdings Limited; CVI AGL
AssetCo Holdings, LLC; CVI VGY DevCo Holdings, LLC; CVI VGY Holdings,
LLC; CVI Funding (TRS) I, LLC; CVI Loan Sub Holdings IV, LLC; CVI Loan
Sub Holdings V, LLC; CVI SL Investment Trust; CVI SL Investment Trust
II; CVI SKP FF Acquisition Trust; CVI SA1Senior Loan Holdings, LLC; CVI
SKP Equity Holdings, LLC; Lyndale Investment Holdings LP; Mill City
Holdings LLC; CVI REIT I, LLC; CarVal CCF Cayman Finance Corporation;
CarVal CCF Cayman Securities Ltd; CarVal CLO VI-C Ltd.; CarVal CLO
VIII-C Ltd.; CarVal CLO IX-C Ltd.; CVI CVF IV Lux Finance S.A R.L.; CVI
CVF IV Lux Sub Holdings S.A R.L.; CVI CVF IV Lux Holdings S.A R.L.; CVI
CVF IV Lux Securities S.A R.L.; CVI CVF IV Luxembourg S.A R.L.; CVIC
Lux Master S.A R.L.; AB CarVal Euro CLO I-C Designated Activity
Company; Shanghai CarVal Wensheng Equity Investment Partnership
Enterprise (Limited Partnership); Lienza SCSp; Aergo Holdings Limited;
Aergo Leasing II Limited; CVI Mezz Loan Sub Holdings VII, LLC; CVI SS
CRE Holdings, LLC; CVI SA3 Senior Loan Holdings, LLC; Tesnik Tres
Holdings Limited; CVI SL Investment Trust III; CVI SL FF Holdings, LLC;
Wellington Lease Holding Limited; Wellington Lease Turbo Limited.
Filing Dates: The application was filed on January 27, 2023, and
amended on June 28, 2023 and September 15, 2023.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at [email protected] and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on January
18, 2024 and should be accompanied by proof of service on the
Applicants, in the form
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of an affidavit or, for lawyers, a certificate of service. Pursuant to
rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by emailing the Commission's Secretary at [email protected].
ADDRESSES: The Commission: [email protected]. Applicants:
Matthew Bogart [email protected], Kenneth Young
[email protected], William J. Bielefeld
[email protected], and Matthew Barsamian
[email protected].
FOR FURTHER INFORMATION CONTACT: Priscilla Dao, Senior Counsel, or
Robert Shapiro, Assistant Director, at (202) 551-6825 (Division of
Investment Management, Chief Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' second amended
and restated application, dated September 15, 2023, which may be
obtained via the Commission's website by searching for the file number
at the top of this document, or for an Applicant using the Company name
search field, on the SEC's EDGAR system.
The SEC's EDGAR system may be searched at http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's
Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Christina Z. Milnor,
Assistant Secretary.
[FR Doc. 2023-28867 Filed 1-2-24; 8:45 am]
BILLING CODE 8011-01-P